arXiv subjects

Sivakanth Gopi

Publications and source records attributed to Sivakanth Gopi.

At least 19 recordsLinked to original sources

arXiv2026

Rigidity matroids and linear algebraic matroids with applications to matrix completion and tensor codes

We establish a connection between problems studied in rigidity theory and matroids arising from linear algebraic constructions like tensor products and symmetric products. A special case of this correspondence identifies the problem of giving a description of the correctable erasure patterns in a maximally recoverable tensor code with the problem of describing bipartite rigid graphs or low-rank completable matrix patterns. Additionally, we relate dependencies among symmetric products of generic vectors to graph rigidity and symmetric matrix completion. With an eye toward applications to computer science, we study the dependency of these matroids on the characteristic by giving new combinatorial descriptions in several cases, including the first description of the correctable patterns in an (m, n, a=2, b=2) maximally recoverable tensor code.

math.CO↗

arXiv2026

Improved Constructions and Lower Bounds for Maximally Recoverable Grid Codes

In this paper, we continue the study of Maximally Recoverable (MR) Grid Codes initiated by Gopalan et al. [SODA 2017]. More precisely, we study codes over an $m \times n$ grid topology with one parity check per row and column of the grid along with $h \ge 1$ global parity checks. Previous works have largely focused on the setting in which $m = n$, where explicit constructions require field size which is exponential in $n$. Motivated by practical applications, we consider the regime in which $m,h$ are constants and $n$ is growing. In this setting, we provide a number of new explicit constructions whose field size is polynomial in $n$. We further complement these results with new field size lower bounds.

cs.IT↗

arXiv2025

Algorithmic Aspects of the Log-Laplace Transform and a Non-Euclidean Proximal Sampler

The development of efficient sampling algorithms catering to non-Euclidean geometries has been a challenging endeavor, as discretization techniques which succeed in the Euclidean setting do not readily carry over to more general settings. We develop a non-Euclidean analog of the recent proximal sampler of [LST21], which naturally induces regularization by an object known as the log-Laplace transform (LLT) of a density. We prove new mathematical properties (with an algorithmic flavor) of the LLT, such as strong convexity-smoothness duality and an isoperimetric inequality, which are used to prove a mixing time on our proximal sampler matching [LST21] under a warm start. As our main application, we show our warm-started sampler improves the value oracle complexity of differentially private convex optimization in $\ell_p$ and Schatten-$p$ norms for $p \in [1, 2]$ to match the Euclidean setting [GLL22], while retaining state-of-the-art excess risk bounds [GLLST23]. We find our investigation of the LLT to be a promising proof-of-concept of its utility as a tool for designing samplers, and outline directions for future exploration.

cs.DS↗

arXiv2025

Generalized GM-MDS: Polynomial Codes are Higher Order MDS

The GM-MDS theorem, conjectured by Dau-Song-Dong-Yuen and proved by Lovett and Yildiz-Hassibi, shows that the generator matrices of Reed-Solomon codes can attain every possible configuration of zeros for an MDS code. The recently emerging theory of higher order MDS codes has connected the GM-MDS theorem to other important properties of Reed-Solomon codes, including showing that Reed-Solomon codes can achieve list decoding capacity, even over fields of size linear in the message length. A few works have extended the GM-MDS theorem to other families of codes, including Gabidulin and skew polynomial codes. In this paper, we generalize all these previous results by showing that the GM-MDS theorem applies to any polynomial code, i.e., a code where the columns of the generator matrix are obtained by evaluating linearly independent polynomials at different points. We also show that the GM-MDS theorem applies to dual codes of such polynomial codes, which is non-trivial since the dual of a polynomial code may not be a polynomial code. More generally, we show that GM-MDS theorem also holds for algebraic codes (and their duals) where columns of the generator matrix are chosen to be points on some irreducible variety which is not contained in a hyperplane through the origin. Our generalization has applications to constructing capacity-achieving list-decodable codes as shown in a follow-up work by Brakensiek-Dhar-Gopi-Zhang, where it is proved that randomly punctured algebraic-geometric (AG) codes achieve list-decoding capacity over constant-sized fields.

cs.IT↗

arXiv2025

AG Codes Achieve List-decoding Capacity over Constant-sized Fields

The recently-emerging field of higher order MDS codes has sought to unify a number of concepts in coding theory. Such areas captured by higher order MDS codes include maximally recoverable (MR) tensor codes, codes with optimal list-decoding guarantees, and codes with constrained generator matrices (as in the GM-MDS theorem). By proving these equivalences, Brakensiek-Gopi-Makam showed the existence of optimally list-decodable Reed-Solomon codes over exponential sized fields. Building on this, recent breakthroughs by Guo-Zhang and Alrabiah-Guruswami-Li have shown that randomly punctured Reed-Solomon codes achieve list-decoding capacity (which is a relaxation of optimal list-decodability) over linear size fields. We extend these works by developing a formal theory of relaxed higher order MDS codes. In particular, we show that there are two inequivalent relaxations which we call lower and upper relaxations. The lower relaxation is equivalent to relaxed optimal list-decodable codes and the upper relaxation is equivalent to relaxed MR tensor codes with a single parity check per column. We then generalize the techniques of GZ and AGL to show that both these relaxations can be constructed over constant size fields by randomly puncturing suitable algebraic-geometric codes. For this, we crucially use the generalized GM-MDS theorem for polynomial codes recently proved by Brakensiek-Dhar-Gopi. We obtain the following corollaries from our main result. First, randomly punctured AG codes of rate $R$ achieve list-decoding capacity with list size $O(1/ε)$ and field size $\exp(O(1/ε^2))$. Prior to this work, AG codes were not even known to achieve list-decoding capacity. Second, by randomly puncturing AG codes, we can construct relaxed MR tensor codes with a single parity check per column over constant-sized fields, whereas (non-relaxed) MR tensor codes require exponential field size.

cs.IT↗

arXiv2025

Differentially Private Synthetic Data via Foundation Model APIs 1: Images

Generating differentially private (DP) synthetic data that closely resembles the original private data is a scalable way to mitigate privacy concerns in the current data-driven world. In contrast to current practices that train customized models for this task, we aim to generate DP Synthetic Data via APIs (DPSDA), where we treat foundation models as blackboxes and only utilize their inference APIs. Such API-based, training-free approaches are easier to deploy as exemplified by the recent surge in the number of API-based apps. These approaches can also leverage the power of large foundation models which are only accessible via their inference APIs. However, this comes with greater challenges due to strictly more restrictive model access and the need to protect privacy from the API provider. In this paper, we present a new framework called Private Evolution (PE) to solve this problem and show its initial promise on synthetic images. Surprisingly, PE can match or even outperform state-of-the-art (SOTA) methods without any model training. For example, on CIFAR10 (with ImageNet as the public data), we achieve FID <= 7.9 with privacy cost ε = 0.67, significantly improving the previous SOTA from ε = 32. We further demonstrate the promise of applying PE on large foundation models such as Stable Diffusion to tackle challenging private datasets with a small number of high-resolution images. The code and data are released at https://github.com/microsoft/DPSDA.

cs.CV↗

arXiv2025

On the Emergence of Thinking in LLMs I: Searching for the Right Intuition

Recent AI advancements, such as OpenAI's new models, are transforming LLMs into LRMs (Large Reasoning Models) that perform reasoning during inference, taking extra time and compute for higher-quality outputs. We aim to uncover the algorithmic framework for training LRMs. Methods like self-consistency, PRM, and AlphaZero suggest reasoning as guided search. We ask: what is the simplest, most scalable way to enable search in LLMs? We propose a post-training framework called Reinforcement Learning via Self-Play (RLSP). RLSP involves three steps: (1) supervised fine-tuning with human or synthetic demonstrations of the reasoning process, (2) using an exploration reward signal to encourage diverse and efficient reasoning behaviors, and (3) RL training with an outcome verifier to ensure correctness while preventing reward hacking. Our key innovation is to decouple exploration and correctness signals during PPO training, carefully balancing them to improve performance and efficiency. Empirical studies in the math domain show that RLSP improves reasoning. On the Llama-3.1-8B-Instruct model, RLSP can boost performance by 23% in MATH-500 test set; On AIME 2024 math problems, Qwen2.5-32B-Instruct improved by 10% due to RLSP. However, a more important finding of this work is that the models trained using RLSP, even with the simplest exploration reward that encourages the model to take more intermediate steps, showed several emergent behaviors such as backtracking, exploration of ideas, and verification. These findings demonstrate that RLSP framework might be enough to enable emergence of complex reasoning abilities in LLMs when scaled. Lastly, we propose a theory as to why RLSP search strategy is more suitable for LLMs inspired by a remarkable result that says CoT provably increases computational power of LLMs, which grows as the number of steps in CoT \cite{li2024chain,merrill2023expresssive}.

cs.AI↗

arXiv2025

DiscQuant: A Quantization Method for Neural Networks Inspired by Discrepancy Theory

Quantizing the weights of a neural network has two steps: (1) Finding a good low bit-complexity representation for weights (which we call the quantization grid) and (2) Rounding the original weights to values in the quantization grid. In this paper, we study the problem of rounding optimally given any quantization grid. The simplest and most commonly used way to round is Round-to-Nearest (RTN). By rounding in a data-dependent way instead, one can improve the quality of the quantized model significantly. We study the rounding problem from the lens of \emph{discrepancy theory}, which studies how well we can round a continuous solution to a discrete solution without affecting solution quality too much. We prove that given $m=\mathrm{poly}(1/ε)$ samples from the data distribution, we can round all but $O(m)$ model weights such that the expected approximation error of the quantized model on the true data distribution is $\le ε$ as long as the space of gradients of the original model is approximately low rank (which we empirically validate). Our proof, which is algorithmic, inspired a simple and practical rounding algorithm called \emph{DiscQuant}. In our experiments, we demonstrate that DiscQuant significantly improves over the prior state-of-the-art rounding method called GPTQ and the baseline RTN over a range of benchmarks on Phi3mini-3.8B and Llama3.1-8B. For example, rounding Phi3mini-3.8B to a fixed quantization grid with 3.25 bits per parameter using DiscQuant gets 64\% accuracy on the GSM8k dataset, whereas GPTQ achieves 54\% and RTN achieves 31\% (the original model achieves 84\%). We make our code available at https://github.com/jerry-chee/DiscQuant.

cs.LG↗

arXiv2024

A Geometric Perspective on the Injective Norm of Sums of Random Tensors

Matrix concentration inequalities, intimately connected to the Non-Commutative Khintchine inequality, have been an important tool in both applied and pure mathematics. We study tensor versions of these inequalities, and establish non-asymptotic inequalities for the $\ell_p$ injective norm of random tensors with correlated entries. In certain regimes of $p$ and the tensor order, our tensor concentration inequalities are nearly optimal in their dimension dependencies. We illustrate our result with applications to problems including structured models of random tensors and matrices, tensor PCA, and connections to lower bounds in coding theory. Our techniques are based on covering number estimates as opposed to operator theoretic tools, which also provide a geometric proof of a weaker version of the Non-Commutative Khintchine inequality, motivated by a question of Talagrand.

math.PR↗

arXiv2024

Ranking with Multiple Objectives

In search and advertisement ranking, it is often required to simultaneously maximize multiple objectives. For example, the objectives can correspond to multiple intents of a search query, or in the context of advertising, they can be relevance and revenue. It is important to efficiently find rankings which strike a good balance between such objectives. Motivated by such applications, we formulate a general class of problems where - each result gets a different score corresponding to each objective, - the results of a ranking are aggregated by taking, for each objective, a weighted sum of the scores in the order of the ranking, and - an arbitrary concave function of the aggregates is maximized. Combining the aggregates using a concave function will naturally lead to more balanced outcomes. We give an approximation algorithm in a bicriteria/resource augmentation setting: the algorithm with a slight advantage does as well as the optimum. In particular, if the aggregation step is just the sum of the top k results, then the algorithm outputs k + 1 results which do as well the as the optimal top k results. We show how this approach helps with balancing different objectives via simulations on synthetic data as well as on real data from LinkedIn.

cs.DS↗

arXiv2024

Generic Reed-Solomon Codes Achieve List-decoding Capacity

In a recent paper, Brakensiek, Gopi and Makam introduced higher order MDS codes as a generalization of MDS codes. An order-$\ell$ MDS code, denoted by $\operatorname{MDS}(\ell)$, has the property that any $\ell$ subspaces formed from columns of its generator matrix intersect as minimally as possible. An independent work by Roth defined a different notion of higher order MDS codes as those achieving a generalized singleton bound for list-decoding. In this work, we show that these two notions of higher order MDS codes are (nearly) equivalent. We also show that generic Reed-Solomon codes are $\operatorname{MDS}(\ell)$ for all $\ell$, relying crucially on the GM-MDS theorem which shows that generator matrices of generic Reed-Solomon codes achieve any possible zero pattern. As a corollary, this implies that generic Reed-Solomon codes achieve list decoding capacity. More concretely, we show that, with high probability, a random Reed-Solomon code of rate $R$ over an exponentially large field is list decodable from radius $1-R-ε$ with list size at most $\frac{1-R-ε}ε$, resolving a conjecture of Shangguan and Tamo.

cs.IT↗

arXiv2024

Trellis BMA: Coded Trace Reconstruction on IDS Channels for DNA Storage

Sequencing a DNA strand, as part of the read process in DNA storage, produces multiple noisy copies which can be combined to produce better estimates of the original strand; this is called trace reconstruction. One can reduce the error rate further by introducing redundancy in the write sequence and this is called coded trace reconstruction. In this paper, we model the DNA storage channel as an insertion-deletion-substitution (IDS) channel and design both encoding schemes and low-complexity decoding algorithms for coded trace reconstruction. We introduce Trellis BMA, a new reconstruction algorithm whose complexity is linear in the number of traces, and compare its performance to previous algorithms. Our results show that it reduces the error rate on both simulated and experimental data. The performance comparisons in this paper are based on a new dataset of traces that will be publicly released with the paper. Our hope is that this dataset will enable research progress by allowing objective comparisons between candidate algorithms.

cs.IT↗

arXiv2024

Improved Field Size Bounds for Higher Order MDS Codes

Higher order MDS codes are an interesting generalization of MDS codes recently introduced by Brakensiek, Gopi and Makam (IEEE Trans. Inf. Theory 2022). In later works, they were shown to be intimately connected to optimally list-decodable codes and maximally recoverable tensor codes. Therefore (explicit) constructions of higher order MDS codes over small fields is an important open problem. Higher order MDS codes are denoted by $\operatorname{MDS}(\ell)$ where $\ell$ denotes the order of generality, $\operatorname{MDS}(2)$ codes are equivalent to the usual MDS codes. The best prior lower bound on the field size of an $(n,k)$-$\operatorname{MDS}(\ell)$ codes is $Ω_\ell(n^{\ell-1})$, whereas the best known (non-explicit) upper bound is $O_\ell(n^{k(\ell-1)})$ which is exponential in the dimension. In this work, we nearly close this exponential gap between upper and lower bounds. We show that an $(n,k)$-$\operatorname{MDS}(3)$ codes requires a field of size $Ω_k(n^{k-1})$, which is close to the known upper bound. Using the connection between higher order MDS codes and optimally list-decodable codes, we show that even for a list size of 2, a code which meets the optimal list-decoding Singleton bound requires exponential field size; this resolves an open question from Shangguan and Tamo (STOC 2020 / SIAM J. on Computing 2023). We also give explicit constructions of $(n,k)$-$\operatorname{MDS}(\ell)$ code over fields of size $n^{(\ell k)^{O(\ell k)}}$. The smallest non-trivial case where we still do not have optimal constructions is $(n,3)$-$\operatorname{MDS}(3)$. In this case, the known lower bound on the field size is $Ω(n^2)$ and the best known upper bounds are $O(n^5)$ for a non-explicit construction and $O(n^{32})$ for an explicit construction. In this paper, we give an explicit construction over fields of size $O(n^3)$ which comes very close to being optimal.

cs.IT↗

arXiv2024

Differentially Private Synthetic Data via Foundation Model APIs 2: Text

Text data has become extremely valuable due to the emergence of machine learning algorithms that learn from it. A lot of high-quality text data generated in the real world is private and therefore cannot be shared or used freely due to privacy concerns. Generating synthetic replicas of private text data with a formal privacy guarantee, i.e., differential privacy (DP), offers a promising and scalable solution. However, existing methods necessitate DP finetuning of large language models (LLMs) on private data to generate DP synthetic data. This approach is not viable for proprietary LLMs (e.g., GPT-3.5) and also demands considerable computational resources for open-source LLMs. Lin et al. (2024) recently introduced the Private Evolution (PE) algorithm to generate DP synthetic images with only API access to diffusion models. In this work, we propose an augmented PE algorithm, named Aug-PE, that applies to the complex setting of text. We use API access to an LLM and generate DP synthetic text without any model training. We conduct comprehensive experiments on three benchmark datasets. Our results demonstrate that Aug-PE produces DP synthetic text that yields competitive utility with the SOTA DP finetuning baselines. This underscores the feasibility of relying solely on API access of LLMs to produce high-quality DP synthetic texts, thereby facilitating more accessible routes to privacy-preserving LLM applications. Our code and data are available at https://github.com/AI-secure/aug-pe.

cs.CL↗

arXiv2024

Selective Pre-training for Private Fine-tuning

Text prediction models, when used in applications like email clients or word processors, must protect user data privacy and adhere to model size constraints. These constraints are crucial to meet memory and inference time requirements, as well as to reduce inference costs. Building small, fast, and private domain-specific language models is a thriving area of research. In this work, we show that a careful pre-training on a \emph{subset} of the public dataset that is guided by the private dataset is crucial to train small language models with differential privacy. On standard benchmarks, small models trained with our new framework achieve state-of-the-art performance. In addition to performance improvements, our results demonstrate that smaller models, through careful pre-training and private fine-tuning, can match the performance of much larger models that do not have access to private data. This underscores the potential of private learning for model compression and enhanced efficiency.

cs.LG↗

arXiv2024

Privacy-Preserving In-Context Learning with Differentially Private Few-Shot Generation

We study the problem of in-context learning (ICL) with large language models (LLMs) on private datasets. This scenario poses privacy risks, as LLMs may leak or regurgitate the private examples demonstrated in the prompt. We propose a novel algorithm that generates synthetic few-shot demonstrations from the private dataset with formal differential privacy (DP) guarantees, and show empirically that it can achieve effective ICL. We conduct extensive experiments on standard benchmarks and compare our algorithm with non-private ICL and zero-shot solutions. Our results demonstrate that our algorithm can achieve competitive performance with strong privacy levels. These results open up new possibilities for ICL with privacy protection for a broad range of applications.

cs.LG↗

arXiv2023

Textbooks Are All You Need

We introduce phi-1, a new large language model for code, with significantly smaller size than competing models: phi-1 is a Transformer-based model with 1.3B parameters, trained for 4 days on 8 A100s, using a selection of ``textbook quality" data from the web (6B tokens) and synthetically generated textbooks and exercises with GPT-3.5 (1B tokens). Despite this small scale, phi-1 attains pass@1 accuracy 50.6% on HumanEval and 55.5% on MBPP. It also displays surprising emergent properties compared to phi-1-base, our model before our finetuning stage on a dataset of coding exercises, and phi-1-small, a smaller model with 350M parameters trained with the same pipeline as phi-1 that still achieves 45% on HumanEval.

cs.CL↗

arXiv2023

A construction of Maximally Recoverable LRCs for small number of local groups

Maximally Recoverable Local Reconstruction Codes (LRCs) are codes designed for distributed storage to provide maximum resilience to failures for a given amount of storage redundancy and locality. An $(n,r,h,a,g)$-MR LRC has $n$ coordinates divided into $g$ local groups of size $r=n/g$, where each local group has `$a$' local parity checks and there are an additional `$h$' global parity checks. Such a code can correct `$a$' erasures in each local group and any $h$ additional erasures. Constructions of MR LRCs over small fields is desirable since field size determines the encoding and decoding efficiency in practice. In this work, we give a new construction of $(n,r,h,a,g)$-MR-LRCs over fields of size $q=O(n)^{h+(g-1)a-\lceil h/g\rceil}$ which generalizes a construction of Hu and Yekhanin (ISIT 2016). This improves upon state of the art when there are a small number of local groups, which is true in practical deployments of MR LRCs.

cs.IT↗