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Siwen Luo

Publications and source records attributed to Siwen Luo.

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Locating Failure in Multi-Page Visually Rich Document Understanding: An Empirical Attribution

Multi-page visually-rich document understanding (MP-VRDU) requires managing evidence that is sparse, spread across pages, and often exceeds a model's context window. Prior work has produced competing, largely untested claims about how these systems should be built. We attribute incorrect answers to three failure modes, representation, selection, and reasoning, and isolate each over a multi-page document understanding dataset by intervening on one while holding the others fixed. We find that vision is necessary but does not replace text extraction, that missing pages bound accuracy while distractors cost little, and that reasoners fail to integrate evidence across pages even when it is fully supplied. Prompting can shift reasoning behaviour substantially, improving some outcomes at the expense of others. We translate these findings into guidance for building such systems under a fixed compute budget.

cs.AI

Docs2Synth: A Synthetic Data Trained Retriever Framework for Scanned Visually Rich Documents Understanding

Document understanding (VRDU) in regulated domains is particularly challenging, since scanned documents often contain sensitive, evolving, and domain specific knowledge. This leads to two major challenges: the lack of manual annotations for model adaptation and the difficulty for pretrained models to stay up-to-date with domain-specific facts. While Multimodal Large Language Models (MLLMs) show strong zero-shot abilities, they still suffer from hallucination and limited domain grounding. In contrast, discriminative Vision-Language Pre-trained Models (VLPMs) provide reliable grounding but require costly annotations to cover new domains. We introduce Docs2Synth, a synthetic-supervision framework that enables retrieval-guided inference for private and low-resource domains. Docs2Synth automatically processes raw document collections, generates and verifies diverse QA pairs via an agent-based system, and trains a lightweight visual retriever to extract domain-relevant evidence. During inference, the retriever collaborates with an MLLM through an iterative retrieval--generation loop, reducing hallucination and improving response consistency. We further deliver Docs2Synth as an easy-to-use Python package, enabling plug-and-play deployment across diverse real-world scenarios. Experiments on multiple VRDU benchmarks show that Docs2Synth substantially enhances grounding and domain generalization without requiring human annotations.

cs.AI

A Survey on MLLM-based Visually Rich Document Understanding: Methods, Challenges, and Emerging Trends

Visually Rich Document Understanding (VRDU) has become a pivotal area of research, driven by the need to automatically interpret documents that contain intricate visual, textual, and structural elements. Recently, Multimodal Large Language Models (MLLMs) have demonstrated significant promise in this domain, including both OCR-based and OCR-free approaches for information extraction from document images. This survey reviews recent advances in MLLM-based VRDU, highlighting emerging trends and promising research directions with a focus on two key aspects: (1) techniques for representing and integrating textual, visual, and layout features; (2) training paradigms, including pretraining, instruction tuning, and training strategies. Moreover, we address challenges such as data scarcity, handling multi-page and multilingual documents, and integrating emerging trends such as Retrieval-Augmented Generation and agentic frameworks. Our analysis offers a roadmap for advancing MLLM-based VRDU toward more scalable, reliable, and adaptable systems.

cs.CV

MAGIC-VQA: Multimodal And Grounded Inference with Commonsense Knowledge for Visual Question Answering

Visual Question Answering (VQA) requires reasoning across visual and textual modalities, yet Large Vision-Language Models (LVLMs) often lack integrated commonsense knowledge, limiting their robustness in real-world scenarios. To address this, we introduce MAGIC-VQA, a novel framework that enhances VQA by systematically integrating commonsense knowledge with LVLMs. MAGIC-VQA employs a three-stage process: (1) Explicit Knowledge Integration from external sources, (2) By-Type Post-Processing for contextual refinement, and (3) Implicit Knowledge Augmentation using a Graph Neural Network (GNN) for structured reasoning. While GNNs bring greater depth to structured inference, they enable superior relational inference beyond LVLMs. MAGIC-VQA bridges a key gap by unifying commonsensse knowledge with LVLM-driven reasoning, eliminating the need for extensive pre-training or complex prompt tuning. Our framework achieves state-of-the-art performance on benchmark datasets, significantly improving commonsense reasoning in VQA.

cs.CL

Multimodal Commonsense Knowledge Distillation for Visual Question Answering

Existing Multimodal Large Language Models (MLLMs) and Visual Language Pretrained Models (VLPMs) have shown remarkable performances in the general Visual Question Answering (VQA). However, these models struggle with VQA questions that require external commonsense knowledge due to the challenges in generating high-quality prompts and the high computational costs of fine-tuning. In this work, we propose a novel graph-based multimodal commonsense knowledge distillation framework that constructs a unified relational graph over commonsense knowledge, visual objects and questions through a Graph Convolutional Network (GCN) following a teacher-student environment. This proposed framework is flexible with any type of teacher and student models without further fine-tuning, and has achieved competitive performances on the ScienceQA dataset.

cs.CL

'No' Matters: Out-of-Distribution Detection in Multimodality Long Dialogue

Out-of-distribution (OOD) detection in multimodal contexts is essential for identifying deviations in combined inputs from different modalities, particularly in applications like open-domain dialogue systems or real-life dialogue interactions. This paper aims to improve the user experience that involves multi-round long dialogues by efficiently detecting OOD dialogues and images. We introduce a novel scoring framework named Dialogue Image Aligning and Enhancing Framework (DIAEF) that integrates the visual language models with the novel proposed scores that detect OOD in two key scenarios (1) mismatches between the dialogue and image input pair and (2) input pairs with previously unseen labels. Our experimental results, derived from various benchmarks, demonstrate that integrating image and multi-round dialogue OOD detection is more effective with previously unseen labels than using either modality independently. In the presence of mismatched pairs, our proposed score effectively identifies these mismatches and demonstrates strong robustness in long dialogues. This approach enhances domain-aware, adaptive conversational agents and establishes baselines for future studies.

cs.CL

3M-Health: Multimodal Multi-Teacher Knowledge Distillation for Mental Health Detection

The significance of mental health classification is paramount in contemporary society, where digital platforms serve as crucial sources for monitoring individuals' well-being. However, existing social media mental health datasets primarily consist of text-only samples, potentially limiting the efficacy of models trained on such data. Recognising that humans utilise cross-modal information to comprehend complex situations or issues, we present a novel approach to address the limitations of current methodologies. In this work, we introduce a Multimodal and Multi-Teacher Knowledge Distillation model for Mental Health Classification, leveraging insights from cross-modal human understanding. Unlike conventional approaches that often rely on simple concatenation to integrate diverse features, our model addresses the challenge of appropriately representing inputs of varying natures (e.g., texts and sounds). To mitigate the computational complexity associated with integrating all features into a single model, we employ a multimodal and multi-teacher architecture. By distributing the learning process across multiple teachers, each specialising in a particular feature extraction aspect, we enhance the overall mental health classification performance. Through experimental validation, we demonstrate the efficacy of our model in achieving improved performance.

cs.CL

PDF-MVQA: A Dataset for Multimodal Information Retrieval in PDF-based Visual Question Answering

Document Question Answering (QA) presents a challenge in understanding visually-rich documents (VRD), particularly those dominated by lengthy textual content like research journal articles. Existing studies primarily focus on real-world documents with sparse text, while challenges persist in comprehending the hierarchical semantic relations among multiple pages to locate multimodal components. To address this gap, we propose PDF-MVQA, which is tailored for research journal articles, encompassing multiple pages and multimodal information retrieval. Unlike traditional machine reading comprehension (MRC) tasks, our approach aims to retrieve entire paragraphs containing answers or visually rich document entities like tables and figures. Our contributions include the introduction of a comprehensive PDF Document VQA dataset, allowing the examination of semantically hierarchical layout structures in text-dominant documents. We also present new VRD-QA frameworks designed to grasp textual contents and relations among document layouts simultaneously, extending page-level understanding to the entire multi-page document. Through this work, we aim to enhance the capabilities of existing vision-and-language models in handling challenges posed by text-dominant documents in VRD-QA.

cs.CV

Local Interpretations for Explainable Natural Language Processing: A Survey

As the use of deep learning techniques has grown across various fields over the past decade, complaints about the opaqueness of the black-box models have increased, resulting in an increased focus on transparency in deep learning models. This work investigates various methods to improve the interpretability of deep neural networks for Natural Language Processing (NLP) tasks, including machine translation and sentiment analysis. We provide a comprehensive discussion on the definition of the term interpretability and its various aspects at the beginning of this work. The methods collected and summarised in this survey are only associated with local interpretation and are specifically divided into three categories: 1) interpreting the model's predictions through related input features; 2) interpreting through natural language explanation; 3) probing the hidden states of models and word representations.

cs.CL

SceneGATE: Scene-Graph based co-Attention networks for TExt visual question answering

Most TextVQA approaches focus on the integration of objects, scene texts and question words by a simple transformer encoder. But this fails to capture the semantic relations between different modalities. The paper proposes a Scene Graph based co-Attention Network (SceneGATE) for TextVQA, which reveals the semantic relations among the objects, Optical Character Recognition (OCR) tokens and the question words. It is achieved by a TextVQA-based scene graph that discovers the underlying semantics of an image. We created a guided-attention module to capture the intra-modal interplay between the language and the vision as a guidance for inter-modal interactions. To make explicit teaching of the relations between the two modalities, we proposed and integrated two attention modules, namely a scene graph-based semantic relation-aware attention and a positional relation-aware attention. We conducted extensive experiments on two benchmark datasets, Text-VQA and ST-VQA. It is shown that our SceneGATE method outperformed existing ones because of the scene graph and its attention modules.

cs.CV

Workshop on Document Intelligence Understanding

Document understanding and information extraction include different tasks to understand a document and extract valuable information automatically. Recently, there has been a rising demand for developing document understanding among different domains, including business, law, and medicine, to boost the efficiency of work that is associated with a large number of documents. This workshop aims to bring together researchers and industry developers in the field of document intelligence and understanding diverse document types to boost automatic document processing and understanding techniques. We also released a data challenge on the recently introduced document-level VQA dataset, PDFVQA. The PDFVQA challenge examines the structural and contextual understandings of proposed models on the natural full document level of multiple consecutive document pages by including questions with a sequence of answers extracted from multi-pages of the full document. This task helps to boost the document understanding step from the single-page level to the full document level understanding.

cs.IR

PDFVQA: A New Dataset for Real-World VQA on PDF Documents

Document-based Visual Question Answering examines the document understanding of document images in conditions of natural language questions. We proposed a new document-based VQA dataset, PDF-VQA, to comprehensively examine the document understanding from various aspects, including document element recognition, document layout structural understanding as well as contextual understanding and key information extraction. Our PDF-VQA dataset extends the current scale of document understanding that limits on the single document page to the new scale that asks questions over the full document of multiple pages. We also propose a new graph-based VQA model that explicitly integrates the spatial and hierarchically structural relationships between different document elements to boost the document structural understanding. The performances are compared with several baselines over different question types and tasks\footnote{The full dataset will be released after paper acceptance.

cs.CV

PiggyBack: Pretrained Visual Question Answering Environment for Backing up Non-deep Learning Professionals

We propose a PiggyBack, a Visual Question Answering platform that allows users to apply the state-of-the-art visual-language pretrained models easily. The PiggyBack supports the full stack of visual question answering tasks, specifically data processing, model fine-tuning, and result visualisation. We integrate visual-language models, pretrained by HuggingFace, an open-source API platform of deep learning technologies; however, it cannot be runnable without programming skills or deep learning understanding. Hence, our PiggyBack supports an easy-to-use browser-based user interface with several deep learning visual language pretrained models for general users and domain experts. The PiggyBack includes the following benefits: Free availability under the MIT License, Portability due to web-based and thus runs on almost any platform, A comprehensive data creation and processing technique, and ease of use on deep learning-based visual language pretrained models. The demo video is available on YouTube and can be found at https://youtu.be/iz44RZ1lF4s.

cs.CV

Doc-GCN: Heterogeneous Graph Convolutional Networks for Document Layout Analysis

Recognizing the layout of unstructured digital documents is crucial when parsing the documents into the structured, machine-readable format for downstream applications. Recent studies in Document Layout Analysis usually rely on computer vision models to understand documents while ignoring other information, such as context information or relation of document components, which are vital to capture. Our Doc-GCN presents an effective way to harmonize and integrate heterogeneous aspects for Document Layout Analysis. We first construct graphs to explicitly describe four main aspects, including syntactic, semantic, density, and appearance/visual information. Then, we apply graph convolutional networks for representing each aspect of information and use pooling to integrate them. Finally, we aggregate each aspect and feed them into 2-layer MLPs for document layout component classification. Our Doc-GCN achieves new state-of-the-art results in three widely used DLA datasets.

cs.CV

Deep Structured Feature Networks for Table Detection and Tabular Data Extraction from Scanned Financial Document Images

Automatic table detection in PDF documents has achieved a great success but tabular data extraction are still challenging due to the integrity and noise issues in detected table areas. The accurate data extraction is extremely crucial in finance area. Inspired by this, the aim of this research is proposing an automated table detection and tabular data extraction from financial PDF documents. We proposed a method that consists of three main processes, which are detecting table areas with a Faster R-CNN (Region-based Convolutional Neural Network) model with Feature Pyramid Network (FPN) on each page image, extracting contents and structures by a compounded layout segmentation technique based on optical character recognition (OCR) and formulating regular expression rules for table header separation. The tabular data extraction feature is embedded with rule-based filtering and restructuring functions that are highly scalable. We annotate a new Financial Documents dataset with table regions for the experiment. The excellent table detection performance of the detection model is obtained from our customized dataset. The main contributions of this paper are proposing the Financial Documents dataset with table-area annotations, the superior detection model and the rule-based layout segmentation technique for the tabular data extraction from PDF files.

cs.CL

VICTR: Visual Information Captured Text Representation for Text-to-Image Multimodal Tasks

Text-to-image multimodal tasks, generating/retrieving an image from a given text description, are extremely challenging tasks since raw text descriptions cover quite limited information in order to fully describe visually realistic images. We propose a new visual contextual text representation for text-to-image multimodal tasks, VICTR, which captures rich visual semantic information of objects from the text input. First, we use the text description as initial input and conduct dependency parsing to extract the syntactic structure and analyse the semantic aspect, including object quantities, to extract the scene graph. Then, we train the extracted objects, attributes, and relations in the scene graph and the corresponding geometric relation information using Graph Convolutional Networks, and it generates text representation which integrates textual and visual semantic information. The text representation is aggregated with word-level and sentence-level embedding to generate both visual contextual word and sentence representation. For the evaluation, we attached VICTR to the state-of-the-art models in text-to-image generation.VICTR is easily added to existing models and improves across both quantitative and qualitative aspects.

cs.CV

REXUP: I REason, I EXtract, I UPdate with Structured Compositional Reasoning for Visual Question Answering

Visual question answering (VQA) is a challenging multi-modal task that requires not only the semantic understanding of both images and questions, but also the sound perception of a step-by-step reasoning process that would lead to the correct answer. So far, most successful attempts in VQA have been focused on only one aspect, either the interaction of visual pixel features of images and word features of questions, or the reasoning process of answering the question in an image with simple objects. In this paper, we propose a deep reasoning VQA model with explicit visual structure-aware textual information, and it works well in capturing step-by-step reasoning process and detecting a complex object-relationship in photo-realistic images. REXUP network consists of two branches, image object-oriented and scene graph oriented, which jointly works with super-diagonal fusion compositional attention network. We quantitatively and qualitatively evaluate REXUP on the GQA dataset and conduct extensive ablation studies to explore the reasons behind REXUP's effectiveness. Our best model significantly outperforms the precious state-of-the-art, which delivers 92.7% on the validation set and 73.1% on the test-dev set.

cs.CV