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Sooahn Shin

Publications and source records attributed to Sooahn Shin.

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Debiased Inference for AI-Generated Data without Gold-Standard Labels: Identification via Multiple Imperfect Measurements

An increasing number of scholars use AI to measure variables they subsequently include in downstream analyses. Although AI-measured variables are often analyzed as if observed without error, ignoring prediction errors in automated measurement leads to substantial bias and invalid confidence intervals in downstream analyses, even if AI measurement accuracy is high, e.g., above 90%. Existing solutions, such as design-based supervised learning and prediction-powered inference, combine error-prone AI-based measurements with gold-standard labels, which may be costly and difficult to obtain in some application areas. In this paper, we propose debiased inference with multiple imperfect measurements (DMM), a framework that combines multiple error-prone AI measurements to enable valid downstream inference without gold-standard labels. Building on the established results on CP decomposition, DMM assumes that these measurements are independent conditional on the latent true label and observed unit-level features, such as text features represented by embeddings. This framework allows for unknown misclassification rates to vary across annotation methods (e.g., large language models) and across units of annotation (e.g., texts). Under this assumption, we use semiparametric inference theory to prove that the DMM estimator is consistent and asymptotically normal, enabling valid inference for a wide range of downstream statistical analyses common in the social sciences. Our simulation results show that DMM yields valid inference and that adding accurate, though imperfect, measurements can improve efficiency. Focusing on common applications of large language model annotations, we also develop diagnostics to assess the conditional independence assumption.

stat.ME

Triage Score: A Counterfactual Risk Assessment Instrument

Risk assessment instruments, also known as "risk scores," are widely used in high-stakes decision-making settings such as medicine and the criminal justice system. A risk score predicts the likelihood of an undesired outcome if no intervention is made. Thus, a sufficiently high score is often interpreted as a recommendation to intervene. However, risk scores fail to account for what would happen if a decision-maker does intervene. This failure is problematic because effective decision making requires consideration of both or multiple potential outcomes. We propose "triage scores," which are based on additive counterfactual utilities and include risk scores as a special case. Unlike risk scores, triage scores can incorporate counterfactual outcomes under alternative decisions, enabling decision makers to incorporate a wide range of ethical and practical factors. We illustrate the use of triage scores with an application to our own randomized controlled trial evaluating a pretrial risk score. Our analysis demonstrates that triage scores are able to capture rich utility structures and yield substantively distinct results regarding policy evaluation and learning.

stat.AP

Difference-in-differences Design with Outcomes Missing Not at Random

This paper addresses one of the most prevalent problems encountered by political scientists working with difference-in-differences (DID) design: missingness in panel data. A common practice for handling missing data, known as complete case analysis, is to drop cases with any missing values over time. A more principled approach involves using nonparametric bounds on causal effects or applying inverse probability weighting based on baseline covariates. Yet, these methods are general remedies that often under-utilize the assumptions already imposed on panel structure for causal identification. In this paper, I outline the pitfalls of complete case analysis and propose an alternative identification strategy based on principal strata. To be specific, I impose parallel trends assumption within each latent group that shares the same missingness pattern (e.g., always-respondents, if-treated-respondents) and leverage missingness rates over time to estimate the proportions of these groups. Building on this, I tailor Lee bounds, a well-known nonparametric bounds under selection bias, to partially identify the causal effect within the DID design. Unlike complete case analysis, the proposed method does not require independence between treatment selection and missingness patterns, nor does it assume homogeneous effects across these patterns.

stat.ME

Does AI help humans make better decisions? A statistical evaluation framework for experimental and observational studies

The use of Artificial Intelligence (AI), or more generally data-driven algorithms, has become ubiquitous in today's society. Yet, in many cases and especially when stakes are high, humans still make final decisions. The critical question, therefore, is whether AI helps humans make better decisions compared to a human-alone or AI-alone system. We introduce a new methodological framework to empirically answer this question with a minimal set of assumptions. We measure a decision maker's ability to make correct decisions using standard classification metrics based on the baseline potential outcome. We consider a single-blinded and unconfounded treatment assignment, where the provision of AI-generated recommendations is assumed to be randomized across cases with humans making final decisions. Under this study design, we show how to compare the performance of three alternative decision-making systems--human-alone, human-with-AI, and AI-alone. Importantly, the AI-alone system includes any individualized treatment assignment, including those that are not used in the original study. We also show when AI recommendations should be provided to a human-decision maker, and when one should follow such recommendations. We apply the proposed methodology to our own randomized controlled trial evaluating a pretrial risk assessment instrument. We find that the risk assessment recommendations do not improve the classification accuracy of a judge's decision to impose cash bail. Furthermore, we find that replacing a human judge with algorithms--the risk assessment score and a large language model in particular--leads to a worse classification performance.

cs.AI

Experimental Evaluation of Algorithm-Assisted Human Decision-Making: Application to Pretrial Public Safety Assessment

Despite an increasing reliance on fully-automated algorithmic decision-making in our day-to-day lives, human beings still make highly consequential decisions. As frequently seen in business, healthcare, and public policy, recommendations produced by algorithms are provided to human decision-makers to guide their decisions. While there exists a fast-growing literature evaluating the bias and fairness of such algorithmic recommendations, an overlooked question is whether they help humans make better decisions. We develop a statistical methodology for experimentally evaluating the causal impacts of algorithmic recommendations on human decisions. We also show how to examine whether algorithmic recommendations improve the fairness of human decisions and derive the optimal decision rules under various settings. We apply the proposed methodology to preliminary data from the first-ever randomized controlled trial that evaluates the pretrial Public Safety Assessment (PSA) in the criminal justice system. A goal of the PSA is to help judges decide which arrested individuals should be released. On the basis of the preliminary data available, we find that providing the PSA to the judge has little overall impact on the judge's decisions and subsequent arrestee behavior. However, our analysis yields some potentially suggestive evidence that the PSA may help avoid unnecessarily harsh decisions for female arrestees regardless of their risk levels while it encourages the judge to make stricter decisions for male arrestees who are deemed to be risky. In terms of fairness, the PSA appears to increase the gender bias against males while having little effect on any existing racial differences in judges' decision. Finally, we find that the PSA's recommendations might be unnecessarily severe unless the cost of a new crime is sufficiently high.

cs.CY

Twists and Turns in the US-North Korea Dialogue: Key Figure Dynamic Network Analysis using News Articles

In this paper, we present a method for analyzing a dynamic network of key figures in the U.S.-North Korea relations during the first two quarters of 2018. Our method constructs key figure networks from U.S. news articles on North Korean issues by taking co-occurrence of people's names in an article as a domain-relevant social link. We call a group of people that co-occur repeatedly in the same domain (news articles on North Korean issues in our case) "key figures" and their social networks "key figure networks." We analyze block-structure changes of key figure networks in the U.S.-North Korea relations using a Bayesian hidden Markov multilinear tensor model. The results of our analysis show that block structure changes in the key figure network in the U.S.-North Korea relations predict important game-changing moments in the U.S.-North Korea relations in the first two quarters of 2018.

stat.AP