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Sourabh Lahiri

Publications and source records attributed to Sourabh Lahiri.

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Fluctuation Theorems of work and entropy in Hamiltonian systems

The Fluctuation Theorems are a group of exact relations that remain valid irrespective of how far the system has been driven away from equilibrium. Other than having practical applications, like determination of equilibrium free energy change from nonequilibrium processes, they help in our understanding of the Second Law and the emergence of irreversibility from time-reversible equations of motion at microscopic level. A vast number of such theorems have been proposed in literature, ranging from Hamiltonian to stochastic systems, from systems in steady state to those in transient regime, and for both open and closed quantum systems. In this article, we discuss about a few such relations, when the system evolves under Hamiltonian dynamics.

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Transient exchange fluctuation theorems for heat using Hamiltonian framework: Classical and Quantum

We investigate the statistics of heat exchange between a finite system coupled to reservoir(s). We have obtained analytical results for heat fluctuation theorem in the transient regime considering the Hamiltonian dynamics of the composite system consisting of the system of interest and the heat bath(s). The system of interest is driven by an external protocol. We first derive it in the context of a single heat bath. The result is in exact agreement with known result. We then generalize the treatment to two heat baths. We further extend the study to quantum systems and show that relations similar to the classical case hold in the quantum regime. For our study we invoke von Neumann two point projective measurement in quantum mechanics in the transient regime. Our result is a generalisation of Jarzynski-W$\grave{o}$jcik heat fluctuation theorem.

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Comment on "Exact fluctuation theorem without ensemble quantities"

In a recent work by Cuetara et al. (Phys. Rev. E 89, 052119 (2014)), the authors claimed that if a system is prepared under suitable initial conditions, then the total entropy production (EP) for the system and reservoirs can be expressed in terms of physically measurable quantities. However, the backward protocol used in their work is not time-reversed of the forward protocol so that the quantity obtained from the ratio of the forward and backward path probabilities is neither the total EP nor any measurable quantity. We propose a suitable setup which satisfies their pursuit. We also provide a theoretical background as to what quantity satisfies the fluctuation theorem depending on the intial conditions chosen for the forward and backward processes.

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Thermodynamic inference based on coarse-grained data or noisy measurements

Fluctuation theorems have become an important tool in single molecule biophysics to measure free energy differences from non-equilibrium experiments. When significant coarse-graining or noise affect the measurements, the determination of the free energies becomes challenging. In order to address this thermodynamic inference problem, we propose improved estimators of free energy differences based on fluctuation theorems, which we test on a number of examples. The effect of the noise can be described by an effective temperature, which only depends on the signal to noise ratio, when the work is Gaussian distributed and uncorrelated with the error made on the work. The notion of effective temperature appears less useful for non-Gaussian work distributions or when the error is correlated with the work, but nevertheless, as we show, improved estimators can still be constructed for such cases. As an example of non-trivial correlations between the error and the work, we also consider measurements with delay, as described by linear Langevin equations.

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Kinetics and thermodynamics of reversible polymerization in closed systems

Motivated by a recent work on the metabolism of carbohydrates in bacteria, we study the kinetics and thermodynamics of two classic models for reversible polymerization, one preserving the total polymer concentration and the other one not. The chemical kinetics is described by rate equations following the mass-action law. We consider a closed system and nonequilibrium initial conditions and show that the system dynamically evolves towards equilibrium where detailed balance is satisfied. The entropy production during this process can be expressed as the time derivative of a Lyapunov function. When the solvent is not included in the description and the dynamics conserves the total concentration of polymer, the Lyapunov function can be expressed as a Kullback-Leibler divergence between the nonequilibrium and the equilibrium polymer length distribution. The same result holds true when the solvent is explicitly included in the description and the solution is assumed dilute, whether or not the total polymer concentration is conserved. Furthermore, in this case a consistent nonequilibrium thermodynamic formulation can be established and the out-of-equilibrium thermodynamic enthalpy, entropy and free energy can be identified. Such a framework is useful in complementing standard kinetics studies with the dynamical evolution of thermodynamic quantities during polymerization.

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Extended Fluctuation Theorems for Repeated Measurements and Feedback within Hamiltonian Framework

We derive the extended fluctuation theorems in presence of multiple measurements and feedback, when the system is governed by Hamiltonian dynamics. We use only the forward phase space trajectories in the derivation. However, to obtain an expression for the efficacy parameter, we must necessarily use the notion of reverse trajectory. Our results show that the correction term appearing in the exponent of the extended fluctuation theorems are non-unique, whereas the physical meaning of the efficacy parameter is unique.

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Exchange fluctuation theorems for a chain of interacting particles in presence of two heat baths

The exchange fluctuation theorem for heat exchanged between two systems at different temperatures, when kept in direct contact, has been investigated by C. Jarzynski and D. K. Wójcik, in Phys. Rev. Lett. {\bf 92}, 230602 (2004). We extend this result to the case where two Langevin reservoirs at different temperatures are connected via a conductor made of interacting particles, and are subjected to an external drive or work source. The Langevin reservoirs are characterized by Gaussian white noise fluctuations and concomitant friction coefficients. We first derive the Crooks theorem for the ratio between forward and reverse paths, and discuss the first law in this model. Then we derive the modified detailed fluctuation theorems (MDFT) for the heat exchanged at each end. These theorems differ from the usual form of the detailed fluctuation theorems (DFT) in literature, due the presence of an extra multiplicative factor. This factor quantifies the deviation of our MFDT from the DFT. Finally, we numerically study our model, with only two interacting particles for simplicity.

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Derivation of the not-so-common fluctuation theorems

The detailed fluctuation theorems of the exact form $P(A)/P(-A)=e^A$ exist only for a handful of variables $A$, namely for work (Crooks theorem), for total entropy change (Seifert's theorem), etc. However, the so-called modified detailed fluctuation theorems can be formulated for several other thermodynamic variables as well. The difference is that the modified relations contain an extra factor, which is dependent on $A$. This factor is usually an average of a quantity $e^{-B}$, where $B\neq A$, with repect to the conditional probability distribution $P(B|A)$. The corresponding modified integral fluctuation theorems also differ from their original counterparts, by not having the usual form $\left =1$. The generalization of these relations in presence of feedback has been discussed briefly. The results derived here serve to complement the already existing results in fluctuation theorems. The steps leading to the quantum version of these derivations have been outlined in the appendix.

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Fluctuation theorems for excess and housekeeping heats for underdamped systems

We present a simple derivation of the integral fluctuation theorems for excess housekeeping heat for an underdamped Langevin system, without using the concept of dual dynamics. In conformity with the earlier results, we find that the fluctuation theorem for housekeeping heat holds when the steady state distributions are symmetric in velocity, whereas there is no such requirement for the excess heat. We first prove the integral fluctuation theorem for the excess heat, and then show that it naturally leads to the integral fluctuation theorem for housekeeping heat. We also derive the modified detailed fluctuation theorems for the excess and housekeeping heats.

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Fluctuation theorems in inhomogenious media under coarse graining

We compare the fluctuation relations for work and entropy in underdamped and overdamped systems, when the friction coefficient of the medium is space-dependent. We find that these relations remain unaffected in both cases. However, for the overdamped system, the analysis is more involved, and a blind application of normal rules of calculus would lead to inconsistent results.

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Fluctuation relations for heat engines in time-periodic steady states

A fluctuation relation for heat engines (FRHE) has been derived recently. In the beginning, the system is in contact with the cooler bath. The system is then coupled to the hotter bath and external parameters are changed cyclically, eventually bringing the system back to its initial state, once the coupling with the hot bath is switched off. In this work, we lift the condition of initial thermal equilibrium and derive a new fluctuation relation for the central system (heat engine) being in a time-periodic steady state (TPSS). Carnot's inequality for classical thermodynamics follows as a direct consequence of this fluctuation theorem even in TPSS. For the special cases of the absence of hot bath and no extraction of work, we obtain the integral fluctuation theorem for total entropy and the generalized exchange fluctuation theorem, respectively. Recently microsized heat engines have been realized experimentally in the TPSS. We numerically simulate the same model and verify our proposed theorems.

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Universal interpretation of efficacy parameter in perturbed nonequilibrium systems

The fluctuation theorems have remained one of the cornerstones in the study of systems that are driven far out of equilibrium, and they provide strong constraints on the fraction of trajectories that behave atypically in light of the second law. They have mainly been derived for a predetermined external drive applied to the system. However, to improve the efficiency of a process, one needs to incorporate protocols that are modified by receiving feedbacks about the recent state of the system, during its evolution. In such a case, the forms of the conventional fluctuation theorems get modified, the correction term involving terms that depend on the way the reverse/conjugate process is defined, namely, the rules of using feedback in order to generate the exact time-reversed/conjugate protocols. We show in this paper that this can be done in a large number of ways, and in each case we would get a different expression for the correction terms. This would in turn lead to several lower bounds on the mean work that must be performed on the system, or on the entropy changes. Here we analyze a form of the extended fluctuation theorems that involves the efficacy parameter, and find that this form gives rise to a lower bound for the mean work that retains a consistent physical meaning regardless of the design of feedback along the conjugate process, as opposed to the case of the previously mentioned form of the modified fluctuation theorems.

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Fluctuation theorems in presence of information gain and feedback

In this study, we rederive the fluctuation theorems in presence of feedback, by assuming the known Jarzynski equality and detailed fluctuation theorems. We first reproduce the already known work theorems for a classical system, and then extend the treatment to the other classical theorems. For deriving the extended quantum fluctuation theorems, we have considered open systems. No assumption is made on the nature of environment and the strength of system-bath coupling. However, it is assumed that the measurement process involves classical errors.

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Generalized entropy production fluctuation theorems for quantum systems

Based on trajectory dependent path probability formalism in state space, we derive generalized entropy production fluctuation relations for a quantum system in the presence of measurement and feedback. We have obtained these results for three different cases: (i) the system is evolving in isolation from its surroundings; (ii) the system being weakly coupled to a heat bath; and (iii) system in contact with reservoir using quantum Crooks fluctuation theorem. In case (iii), we build on the treatment carried out in [H. T. Quan and H. Dong, arxiv/cond-mat: 0812.4955], where a quantum trajectory has been defined as a sequence of alternating work and heat steps. The obtained entropy production fluctuation theorems retain the same form as in the classical case. The inequality of second law of thermodynamics gets modified in the presence of information. These fluctuation theorems are robust against intermediate measurements of any observable performed with respect to von Neumann projective measurements as well as weak or positive operator valued measurements.

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Quantum Jarzynski Equality with multiple measurement and feedback for isolated system

In this paper, we derive the Jarzynski equality (JE) for an isolated quantum system in three different cases: (i) the full evolution is unitary with no intermediate measurements, (ii) with intermediate measurements of arbitrary observables being performed, and (iii) with intermediate measurements whose outcomes are used to modify the external protocol (feedback). We assume that the measurements will involve errors that are purely classical in nature. Our treatment is based on path probability in state space for each realization. This is in contrast to the formal approach based on projection operator and density matrices. We find that the JE remains unaffected in the second case, but gets modified in the third case where the mutual information between the measured values with the actual eigenvalues must be incorporated into the relation.

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The effect of confinement on stochastic resonance in continuous bistable systems

Using the input energy per cycle as a quantifier of stochastic resonance (SR), we show that SR is observed in superharmonic (hard) potentials. However, it is not observed in subharmonic (soft) potentials, even though the potential is bistable. These results are consistent with recent observations based on amplitude of average position as a quantifier. In both soft and hard potentials, we observe resonance phenomenon as a function of the driving frequency. The nature of probability distributions of average work are qualitatively different for soft and hard potentials.

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Fluctuation theorems and atypical trajectories

In this work, we have studied simple models that can be solved analytically to illustrate various fluctuation theorems. These fluctuation theorems provide symmetries individually to the distributions of physical quantities like the classical work ($W_c$), thermodynamic work ($W$), total entropy ($Δs_{tot}$) and dissipated heat ($Q$), when the system is driven arbitrarily out of equilibrium. All these quantities can be defined for individual trajectories. We have studied the number of trajectories which exhibit behaviour unexpected at the macroscopic level. As the time of observation increases, the fraction of such atypical trajectories decreases, as expected at macroscale. Nature of distributions for the thermodynamic work and the entropy production in nonlinear models may exhibit peak (most probable value) in the atypical regime without violating the expected average behaviour. However, dissipated heat and classical work exhibit peak in the regime of typical behaviour only.

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