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Sourav Chatterjee

Publications and source records attributed to Sourav Chatterjee.

At least 37 records · Page 2Linked to original sources

Profiling stellar environments of gravitational wave sources

Gravitational waves (GWs) have enabled direct detections of compact binary coalescences (CBCs). However, their poor sky localisation and the typical lack of observable electromagnetic (EM) counterparts make it difficult to confidently identify their hosts, and study the environments that nurture their evolution. In this work, we show that $\textit{detailed}$ information of the host environment (e.g. the mass and steepness of the host potential) can be directly inferred by measuring the kinematic parameters (acceleration and its time-derivatives) of the binary's center of mass using GWs alone, without requiring an EM counterpart. We consider CBCs in various realistic environments such as globular clusters, nuclear star clusters, and active galactic nuclei disks to demonstrate how orbit and environment parameters can be extracted for CBCs detectable by ground- and space-based observatories, including the LIGO detector at A+ sensitivity, Einstein Telescope of the XG network, LISA, and DECIGO, $\textit{on a single-event basis}$. These constraints on host stellar environments promise to shed light on our understanding of how CBCs form, evolve, and merge.

astro-ph.HE↗

Correlation decay for U(1) lattice Higgs theory: the case of small mass

We study the lattice Yang-Mills-Higgs model with inverse gauge coupling $β>0$ and Higgs length $α>0$, in the ``complete breakdown of symmetry" regime. For lattice dimension $d\ge 2$ and (abelian) gauge group U(1), we prove that for any $m>0$, if $α= mβ$ and $β$ is large enough, the model exhibits exponential decay of correlations. This extends the classical result of Osterwalder and Seiler (1978), who required in addition that $m$ be sufficiently large. Our result also verifies a phase diagram from the physics literature, predicted by Fradkin and Shenker (1979). The proof is based on the Glimm-Jaffe-Spencer cluster expansion around a massive Gaussian field, following the approach of Balaban et al. (1984).

math.PR↗

Open Cluster Study Using $Gaia$ I:Membership and Cluster Properties

Star clusters are interesting laboratories to study star formation, single and binary stellar evolution, and stellar dynamics. We have used the exquisite data from $Gaia$'s data release 3 (DR3) to study 21 relatively rich and nearby open clusters with member numbers ($N_{\rm{cl}}$)$>500$. We have developed a non-parametric method to identify cluster members. Our method works well for clusters located in both sparse and crowded environments, hence, can be applied to a wide variety of star clusters. Since the member classification scheme does not make any assumptions on the expected distributions of potential cluster members, our method can identify members associated with clusters that are oddly shaped or have complex internal spatial or kinematic structures. In addition, since the membership determination does not depend on the proximity to any well-defined sequences on the color-magnitude diagram, this method easily identifies straggler members. Furthermore, for each of these clusters, we estimate essential cluster properties including age, metallicity, distance, and reddening using detailed Markov-Chain Monte Carlo parameter estimation. We report the full posteriors for these important cluster properties for all clusters in our study.

astro-ph.SR↗

A Vershik-Kerov theorem for wreath products

Let $G_{n,k}$ be the group of permutations of $\{1,2,\ldots, kn\}$ that permutes the first $k$ symbols arbitrarily, then the next $k$ symbols and so on through the last $k$ symbols. Finally the $n$ blocks of size $k$ are permuted in an arbitrary way. For $σ$ chosen uniformly in $G_{n,k}$, let $L_{n,k}$ be the length of the longest increasing subsequence in $σ$. For $k,n$ growing, we determine that the limiting mean of $L_{n,k}$ is asymptotic to $4\sqrt{nk}$. This is different from parallel variations of the Vershik-Kerov theorem for colored permutations.

math.PR↗

Univariate-Guided Sparse Regression

In this paper, we introduce ``UniLasso'' -- a novel statistical method for sparse regression. This two-stage approach preserves the signs of the univariate coefficients and leverages their magnitude. Both of these properties are attractive for stability and interpretation of the model. Through comprehensive simulations and applications to real-world datasets, we demonstrate that UniLasso outperforms Lasso in various settings, particularly in terms of sparsity and model interpretability. We prove asymptotic support recovery and mean-squared error consistency under a set of conditions different from the well-known irrepresentability conditions for the Lasso. Extensions to generalized linear models (GLMs) and Cox regression are also discussed.

stat.ME↗

Non-identifiability distinguishes Neural Networks among Parametric Models

One of the enduring problems surrounding neural networks is to identify the factors that differentiate them from traditional statistical models. We prove a pair of results which distinguish feedforward neural networks among parametric models at the population level, for regression tasks. Firstly, we prove that for any pair of random variables $(X,Y)$, neural networks always learn a nontrivial relationship between $X$ and $Y$, if one exists. Secondly, we prove that for reasonable smooth parametric models, under local and global identifiability conditions, there exists a nontrivial $(X,Y)$ pair for which the parametric model learns the constant predictor $\mathbb{E}[Y]$. Together, our results suggest that a lack of identifiability distinguishes neural networks among the class of smooth parametric models.

math.ST↗

The Role of High-mass Stellar Binaries in the Formation of High-mass Black Holes in Dense Star Clusters

Recent detections of gravitational waves from mergers of binary black holes (BBHs) with pre-merger source-frame individual masses in the so-called upper mass-gap, expected due to (pulsational) pair instability supernova ((P)PISN), have created immense interest in the astrophysical production of high-mass black holes (BHs). Previous studies show that high-mass BHs may be produced via repeated BBH mergers inside dense star clusters. Alternatively, inside dense star clusters, stars with unusually low core-to-envelope mass ratios can form via mergers of high-mass stars, which then can avoid (P)PISN, but produce high-mass BHs via mass fallback. We simulate detailed star-by-star multi-physics models of dense star clusters using the Monte Carlo cluster evolution code, CMC, to investigate the role of primordial binary fraction among high-mass stars (>=15 Msun) on the formation of high-mass BHs. We vary the high-mass stellar binary fraction (fb_15_prime) while keeping all other initial properties, including the population of high-mass stars, unchanged. We find that the number of high-mass BHs, as well as the mass of the most massive BH formed via stellar core-collapse are proportional to fb_15_prime. In contrast, there is no correlation between fb_15_prime and the number of high-mass BHs formed via BH-BH mergers. Since the total production of high-mass BHs is dominated by BH-BH mergers in old clusters, the overall number of high-mass BHs produced over the typical lifetime of globular clusters is insensitive to fb_15_prime. We study the differences in the demographics of BH-BH mergers and their implications for the LIGO-Virgo-Kagra detections as a function of fb_15_prime.

astro-ph.SR↗

Astrophysics with Compact Objects: An Indian Perspective, Present Status and Future Vision

Astrophysical compact objects, viz., white dwarfs, neutron stars, and black holes, are the remnants of stellar deaths at the end of their life cycles. They are ideal testbeds for various fundamental physical processes under extreme conditions that are unique in nature. Observational radio astronomy with uGMRT and OORT facilities has led to several important breakthroughs in studies of different kinds of pulsars and their emission mechanisms. On the other hand, accretion processes around compact objects are at the core of Indian astronomy research. In this context, AstroSat mission revolutionized spectro-temporal observations and measurements of accretion phenomena, quasi-periodic oscillations, and jet behaviour in binary systems hosting compact objects. Moreover, recently launched XPoSat mission is set to provide an impetus to these high-energy phenomena around compact objects by enabling us to conduct polarization measurements in the X-ray band. Further, during the past decade, numerous gravitational wave signals have been observed from coalescing black holes and neutron stars in binary systems. Recent simultaneous observation of the GW170817 event in both gravitational waves and electromagnetic channels has ushered in the era of multi-messenger astronomy. In the future, synergistic efforts among several world-class observational facilities, e.g., LIGO-India, SKA, TMT, etc., within the Indian astrophysics community will provide a significant boost to achieve several key science goals that have been delineated here. In general, this article plans to highlight scientific projects being pursued across Indian institutions in this field, the scientific challenges that this community would be focusing on, and the opportunities in the coming decade. Finally, we have also mentioned the required resources, both in the form of infrastructural and human resources.

astro-ph.HE↗

Pre-validation Revisited

Pre-validation is a way to build prediction model with two datasets of significantly different feature dimensions. Previous work showed that the asymptotic distribution of the resulting test statistic for the pre-validated predictor deviates from a standard Normal, hence leads to issues in hypothesis testing. In this paper, we revisit the pre-validation procedure and extend the problem formulation without any independence assumption on the two feature sets. We propose not only an analytical distribution of the test statistic for the pre-validated predictor under certain models, but also a generic bootstrap procedure to conduct inference. We show properties and benefits of pre-validation in prediction, inference and error estimation by simulations and applications, including analysis of a breast cancer study and a synthetic GWAS example.

stat.ME↗

Realistic predictions for Gaia black hole discoveries: comparison of isolated binary and dynamical formation models

Astrometry from Gaia has enabled discovery of three dormant black holes (BHs) in au-scale binaries. Numerous models have been proposed to explain their formation, including several that have forecasted Gaia detections. However, previous works have used simplified detectability metrics that do not capture key elements of the Gaia astrometric orbit selection function. We apply a realistic forward-model of Gaia astrometric orbit catalogs to BH binary populations generated through (a) isolated binary evolution (IBE) and (b) dynamical formation in star clusters. For both formation channels, we analyze binary populations in a simulated Milky Way-like galaxy with a realistic metallicity-dependent star formation history and 3D dust map. We generate epoch astrometry for each binary from the Gaia scanning law and fit it with the cascade of astrometric models used in Gaia DR3. The IBE model of Chawla et al. (2022) predicts that no BH binaries should have been detected in DR3 and thus significantly underpredicts the formation rate of Gaia BHs. In contrast, the dynamical model of Di Carlo et al. (2024) overpredicts the number of BHs receiving DR3 orbital solutions by a factor of $\sim$8. The two models predict very different orbital period distributions, with the IBE model predicting only binaries that avoided common envelope evolution and have $P_{\text{orb}} \gtrsim 2,000$ d to be detectable, and the dynamical formation model predicting a period distribution that is roughly log-uniform. Adopting the dynamical channel as a fiducial model and rescaling by a factor of 1/8 to match DR3, we predict that $\sim$30 BH binaries will be detected in Gaia DR4, representing $\sim0.1\%$ of Milky Way BHs with luminous companions in au-scale orbits.

astro-ph.GA↗

Spectral gap of nonreversible Markov chains

We define the spectral gap of a Markov chain on a finite state space as the second-smallest singular value of the generator of the chain, generalizing the usual definition of spectral gap for reversible chains. We then define the relaxation time of the chain as the inverse of this spectral gap, and show that this relaxation time can be characterized, for any Markov chain, as the time required for convergence of empirical averages. This relaxation time is related to the Cheeger constant and the mixing time of the chain through inequalities that are similar to the reversible case, and the path argument can be used to get upper bounds. Several examples are worked out. An interesting finding from the examples is that the time for convergence of empirical averages in nonreversible chains can often be substantially smaller than the mixing time.

math.PR↗

A diffuse-interface model for predicting the evolution of metallic negative electrodes and interfacial voids in solid-state batteries with homogeneous and polycrystalline solid electrolyte separators

This paper presents a novel diffuse-interface electrochemical model that simultaneously simulates the evolution of the metallic negative electrode and interfacial voids during the stripping and plating processes in solid-state batteries. The utility and validity of this model are demonstrated for the first time on a cell with a sodium (Na) negative electrode and a Na-$β^{\prime\prime}$-alumina ceramic solid electrolyte (SE) separator. Three examples are simulated. First, stripping and plating with a perfect electrode/electrolyte interface; second, stripping and plating with a single interfacial void at the electrode/electrolyte interface; third, stripping with multiple interfacial voids. Both homogeneous SE properties and polycrystalline SEs with either low or high conductivity grain boundaries (GBs) are considered for all three examples. Heterogeneous GB conductivity has no significant impact on the behavior with a perfect electrode/electrolyte interface. However, it does result in local changes to void growth due to interactions between the void edge and the GBs. The void growth rate is a linear function of the flux of Na atoms at the void edge, which in turn depends on the applied current density. We also show that the void coalescence rate increases with applied current density and can be marginally influenced by GB conductivity.

cond-mat.mtrl-sci↗

On the stability of solutions to random optimization problems under small perturbations

Consider the Euclidean traveling salesman problem with $n$ random points on the plane. Suppose that one of the points is shifted to a new random location. This gives us a new optimal path. Consider such shifts for each of the $n$ points. Do we get $n$ very different optimal paths? In this article, we show that this is not the case - in fact, the number of truly different paths can be at most $\mathcal{O}(1)$ as $n\to \infty$. The proof is based on a general argument which allows us to prove similar stability results in a number of other settings, such as branching random walk, the Sherrington-Kirkpatrick model of mean-field spin glasses, the Edwards-Anderson model of short-range spin glasses, and the Wigner ensemble of random matrices.

math.PR↗

Detecting Detached Black Hole binaries through Photometric Variability

Understanding the connection between the properties of black holes (BHs) and their progenitors is interesting in many branches of astrophysics. Discovering BHs in detached orbits with luminous companions (LCs) promises to help create this map since the LC and BH progenitor are expected to have the same metallicity and formation time. We explore the possibility of detecting BH-LC binaries in detached orbits using photometric variations of the LC flux, induced by tidal ellipsoidal variation, relativistic beaming, and self-lensing. We create realistic present-day populations of detached BH-LC binaries in the Milky Way (MW) using binary population synthesis where we adopt observationally motivated initial stellar and binary properties, star formation history and present-day distribution of these sources in the MW based on detailed cosmological simulations. We test detectability of these sources via photometric variability by Gaia and TESS missions by incorporating their respective detailed detection biases as well as interstellar extinction. We find that Gaia is expected to resolve 300--1,000 (700--1,500) detached BH--LC binaries with SNR>10 (1) depending on the photometric precision and details of supernova physics. Similarly, the number of resolved BH--LC binaries with TESS are ~50--200 (140--350). We find that 136^{+15}_{-15} BH--LC binaries would be common between Gaia and TESS. Moreover, between ~60--70 (50--200) BH--LC binaries identifiable using photometry with SNR >10 may also be resolved using Gaia's radial velocity (astrometry).

astro-ph.GA↗

Outcomes of Sub-Neptune Collisions

Observed high multiplicity planetary systems are often tightly packed. Numerical studies indicate that such systems are susceptible to dynamical instabilities. Dynamical instabilities in close-in tightly packed systems, similar to those found in abundance by Kepler, often lead to planet-planet collisions. For sub-Neptunes, the dominant type of observed exoplanets, the planetary mass is concentrated in a rocky core, but the volume is dominated by a low-density gaseous envelope. For these, using the traditional perfect merger assumption to resolve collisions is questionable. Using both N-body integration and smoothed-particle hydrodynamics, we have simulated sub-Neptune collisions for a wide range of impact parameters ($b^{\prime}$) and impact velocities ($v_{\rm{im}}$) to study the possible outcomes in detail. We find that the majority of the collisions with kinematic properties similar to what is expected from dynamical instabilities in multiplanet systems may not lead to mergers of sub-Neptunes. Instead, both sub-Neptunes survive the encounter, often with significant atmosphere loss. When mergers do occur, they can involve significant mass loss and can sometimes lead to complete disruption of one or both planets. Sub-Neptunes merge or disrupt if $b^{\prime}<b_{\rm{c}}^{\prime}$, a critical value dependent on $v_{\rm{im}}/v_{\rm{esc}}$, where $v_{\rm{esc}}$ is the escape velocity from the surface of the hypothetical merged planet assuming perfect merger. For $v_{\rm{im}}/v_{\rm{esc}}\lesssim2.5$, $b_{\rm{c}}^{\prime}\propto(v_{\rm{im}}/v_{\rm{esc}})^{-2}$, and collisions with $b^{\prime}<b_{\rm{c}}^{\prime}$ typically leads to mergers. On the other hand, for $v_{\rm{im}}/v_{\rm{esc}}\gtrsim2.5$, $b_{\rm{c}}^{\prime}\propto v_{\rm{im}}/v_{\rm{esc}}$, and the collisions with $b^{\prime}<b_{\rm{c}}^{\prime}$ can result in complete destruction of one or both sub-Neptunes.

astro-ph.EP↗

Estimating large causal polytrees from small samples

We consider the problem of estimating a large causal polytree from a relatively small i.i.d. sample. This is motivated by the problem of determining causal structure when the number of variables is very large compared to the sample size, such as in gene regulatory networks. We give an algorithm that recovers the tree with high accuracy in such settings. The algorithm works under essentially no distributional or modeling assumptions other than some mild non-degeneracy conditions.

stat.ME↗

$i$Trust: Trust-Region Optimisation with Ising Machines

In this work, we present a heretofore unseen application of Ising machines to perform trust region-based optimisation with box constraints. This is done by considering a specific form of opto-electronic oscillator-based coherent Ising machines with clipped transfer functions, and proposing appropriate modifications to facilitate trust-region optimisation. The enhancements include the inclusion of non-symmetric coupling and linear terms, modulation of noise, and compatibility with convex-projections to improve its convergence. The convergence of the modified Ising machine has been shown under the reasonable assumptions of convexity or invexity. The mathematical structures of the modified Ising machine and trust-region methods have been exploited to design a new trust-region method to effectively solve unconstrained optimisation problems in many scenarios, such as machine learning and optimisation of parameters in variational quantum algorithms. Hence, the proposition is useful for both classical and quantum-classical hybrid scenarios. Finally, the convergence of the Ising machine-based trust-region method, has also been proven analytically, establishing the feasibility of the technique.

cs.ET↗