arXiv subjects

Soyeon Caren Han

Publications and source records attributed to Soyeon Caren Han.

At least 55 records · Page 3Linked to original sources

arXiv2024

A Survey of Large Language Models in Finance (FinLLMs)

Large Language Models (LLMs) have shown remarkable capabilities across a wide variety of Natural Language Processing (NLP) tasks and have attracted attention from multiple domains, including financial services. Despite the extensive research into general-domain LLMs, and their immense potential in finance, Financial LLM (FinLLM) research remains limited. This survey provides a comprehensive overview of FinLLMs, including their history, techniques, performance, and opportunities and challenges. Firstly, we present a chronological overview of general-domain Pre-trained Language Models (PLMs) through to current FinLLMs, including the GPT-series, selected open-source LLMs, and financial LMs. Secondly, we compare five techniques used across financial PLMs and FinLLMs, including training methods, training data, and fine-tuning methods. Thirdly, we summarize the performance evaluations of six benchmark tasks and datasets. In addition, we provide eight advanced financial NLP tasks and datasets for developing more sophisticated FinLLMs. Finally, we discuss the opportunities and the challenges facing FinLLMs, such as hallucination, privacy, and efficiency. To support AI research in finance, we compile a collection of accessible datasets and evaluation benchmarks on GitHub.

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arXiv2024

SCO-VIST: Social Interaction Commonsense Knowledge-based Visual Storytelling

Visual storytelling aims to automatically generate a coherent story based on a given image sequence. Unlike tasks like image captioning, visual stories should contain factual descriptions, worldviews, and human social commonsense to put disjointed elements together to form a coherent and engaging human-writeable story. However, most models mainly focus on applying factual information and using taxonomic/lexical external knowledge when attempting to create stories. This paper introduces SCO-VIST, a framework representing the image sequence as a graph with objects and relations that includes human action motivation and its social interaction commonsense knowledge. SCO-VIST then takes this graph representing plot points and creates bridges between plot points with semantic and occurrence-based edge weights. This weighted story graph produces the storyline in a sequence of events using Floyd-Warshall's algorithm. Our proposed framework produces stories superior across multiple metrics in terms of visual grounding, coherence, diversity, and humanness, per both automatic and human evaluations.

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arXiv2023

Re-Temp: Relation-Aware Temporal Representation Learning for Temporal Knowledge Graph Completion

Temporal Knowledge Graph Completion (TKGC) under the extrapolation setting aims to predict the missing entity from a fact in the future, posing a challenge that aligns more closely with real-world prediction problems. Existing research mostly encodes entities and relations using sequential graph neural networks applied to recent snapshots. However, these approaches tend to overlook the ability to skip irrelevant snapshots according to entity-related relations in the query and disregard the importance of explicit temporal information. To address this, we propose our model, Re-Temp (Relation-Aware Temporal Representation Learning), which leverages explicit temporal embedding as input and incorporates skip information flow after each timestamp to skip unnecessary information for prediction. Additionally, we introduce a two-phase forward propagation method to prevent information leakage. Through the evaluation on six TKGC (extrapolation) datasets, we demonstrate that our model outperforms all eight recent state-of-the-art models by a significant margin.

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arXiv2023

MC-DRE: Multi-Aspect Cross Integration for Drug Event/Entity Extraction

Extracting meaningful drug-related information chunks, such as adverse drug events (ADE), is crucial for preventing morbidity and saving many lives. Most ADEs are reported via an unstructured conversation with the medical context, so applying a general entity recognition approach is not sufficient enough. In this paper, we propose a new multi-aspect cross-integration framework for drug entity/event detection by capturing and aligning different context/language/knowledge properties from drug-related documents. We first construct multi-aspect encoders to describe semantic, syntactic, and medical document contextual information by conducting those slot tagging tasks, main drug entity/event detection, part-of-speech tagging, and general medical named entity recognition. Then, each encoder conducts cross-integration with other contextual information in three ways: the key-value cross, attention cross, and feedforward cross, so the multi-encoders are integrated in depth. Our model outperforms all SOTA on two widely used tasks, flat entity detection and discontinuous event extraction.

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arXiv2023

Form-NLU: Dataset for the Form Natural Language Understanding

Compared to general document analysis tasks, form document structure understanding and retrieval are challenging. Form documents are typically made by two types of authors; A form designer, who develops the form structure and keys, and a form user, who fills out form values based on the provided keys. Hence, the form values may not be aligned with the form designer's intention (structure and keys) if a form user gets confused. In this paper, we introduce Form-NLU, the first novel dataset for form structure understanding and its key and value information extraction, interpreting the form designer's intent and the alignment of user-written value on it. It consists of 857 form images, 6k form keys and values, and 4k table keys and values. Our dataset also includes three form types: digital, printed, and handwritten, which cover diverse form appearances and layouts. We propose a robust positional and logical relation-based form key-value information extraction framework. Using this dataset, Form-NLU, we first examine strong object detection models for the form layout understanding, then evaluate the key information extraction task on the dataset, providing fine-grained results for different types of forms and keys. Furthermore, we examine it with the off-the-shelf pdf layout extraction tool and prove its feasibility in real-world cases.

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arXiv2023

Workshop on Document Intelligence Understanding

Document understanding and information extraction include different tasks to understand a document and extract valuable information automatically. Recently, there has been a rising demand for developing document understanding among different domains, including business, law, and medicine, to boost the efficiency of work that is associated with a large number of documents. This workshop aims to bring together researchers and industry developers in the field of document intelligence and understanding diverse document types to boost automatic document processing and understanding techniques. We also released a data challenge on the recently introduced document-level VQA dataset, PDFVQA. The PDFVQA challenge examines the structural and contextual understandings of proposed models on the natural full document level of multiple consecutive document pages by including questions with a sequence of answers extracted from multi-pages of the full document. This task helps to boost the document understanding step from the single-page level to the full document level understanding.

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arXiv2023

PDFVQA: A New Dataset for Real-World VQA on PDF Documents

Document-based Visual Question Answering examines the document understanding of document images in conditions of natural language questions. We proposed a new document-based VQA dataset, PDF-VQA, to comprehensively examine the document understanding from various aspects, including document element recognition, document layout structural understanding as well as contextual understanding and key information extraction. Our PDF-VQA dataset extends the current scale of document understanding that limits on the single document page to the new scale that asks questions over the full document of multiple pages. We also propose a new graph-based VQA model that explicitly integrates the spatial and hierarchically structural relationships between different document elements to boost the document structural understanding. The performances are compared with several baselines over different question types and tasks\footnote{The full dataset will be released after paper acceptance.

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arXiv2023

Tri-level Joint Natural Language Understanding for Multi-turn Conversational Datasets

Natural language understanding typically maps single utterances to a dual level semantic frame, sentence level intent and slot labels at the word level. The best performing models force explicit interaction between intent detection and slot filling. We present a novel tri-level joint natural language understanding approach, adding domain, and explicitly exchange semantic information between all levels. This approach enables the use of multi-turn datasets which are a more natural conversational environment than single utterance. We evaluate our model on two multi-turn datasets for which we are the first to conduct joint slot-filling and intent detection. Our model outperforms state-of-the-art joint models in slot filling and intent detection on multi-turn data sets. We provide an analysis of explicit interaction locations between the layers. We conclude that including domain information improves model performance.

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arXiv2023

StockEmotions: Discover Investor Emotions for Financial Sentiment Analysis and Multivariate Time Series

There has been growing interest in applying NLP techniques in the financial domain, however, resources are extremely limited. This paper introduces StockEmotions, a new dataset for detecting emotions in the stock market that consists of 10,000 English comments collected from StockTwits, a financial social media platform. Inspired by behavioral finance, it proposes 12 fine-grained emotion classes that span the roller coaster of investor emotion. Unlike existing financial sentiment datasets, StockEmotions presents granular features such as investor sentiment classes, fine-grained emotions, emojis, and time series data. To demonstrate the usability of the dataset, we perform a dataset analysis and conduct experimental downstream tasks. For financial sentiment/emotion classification tasks, DistilBERT outperforms other baselines, and for multivariate time series forecasting, a Temporal Attention LSTM model combining price index, text, and emotion features achieves the best performance than using a single feature.

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arXiv2022

Spoken Language Understanding for Conversational AI: Recent Advances and Future Direction

When a human communicates with a machine using natural language on the web and online, how can it understand the human's intention and semantic context of their talk? This is an important AI task as it enables the machine to construct a sensible answer or perform a useful action for the human. Meaning is represented at the sentence level, identification of which is known as intent detection, and at the word level, a labelling task called slot filling. This dual-level joint task requires innovative thinking about natural language and deep learning network design, and as a result, many approaches and models have been proposed and applied. This tutorial will discuss how the joint task is set up and introduce Spoken Language Understanding/Natural Language Understanding (SLU/NLU) with Deep Learning techniques. We will cover the datasets, experiments and metrics used in the field. We will describe how the machine uses the latest NLP and Deep Learning techniques to address the joint task, including recurrent and attention-based Transformer networks and pre-trained models (e.g. BERT). We will then look in detail at a network that allows the two levels of the task, intent classification and slot filling, to interact to boost performance explicitly. We will do a code demonstration of a Python notebook for this model and attendees will have an opportunity to watch coding demo tasks on this joint NLU to further their understanding.

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arXiv2022

PiggyBack: Pretrained Visual Question Answering Environment for Backing up Non-deep Learning Professionals

We propose a PiggyBack, a Visual Question Answering platform that allows users to apply the state-of-the-art visual-language pretrained models easily. The PiggyBack supports the full stack of visual question answering tasks, specifically data processing, model fine-tuning, and result visualisation. We integrate visual-language models, pretrained by HuggingFace, an open-source API platform of deep learning technologies; however, it cannot be runnable without programming skills or deep learning understanding. Hence, our PiggyBack supports an easy-to-use browser-based user interface with several deep learning visual language pretrained models for general users and domain experts. The PiggyBack includes the following benefits: Free availability under the MIT License, Portability due to web-based and thus runs on almost any platform, A comprehensive data creation and processing technique, and ease of use on deep learning-based visual language pretrained models. The demo video is available on YouTube and can be found at https://youtu.be/iz44RZ1lF4s.

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arXiv2022

SG-Shuffle: Multi-aspect Shuffle Transformer for Scene Graph Generation

Scene Graph Generation (SGG) serves a comprehensive representation of the images for human understanding as well as visual understanding tasks. Due to the long tail bias problem of the object and predicate labels in the available annotated data, the scene graph generated from current methodologies can be biased toward common, non-informative relationship labels. Relationship can sometimes be non-mutually exclusive, which can be described from multiple perspectives like geometrical relationships or semantic relationships, making it even more challenging to predict the most suitable relationship label. In this work, we proposed the SG-Shuffle pipeline for scene graph generation with 3 components: 1) Parallel Transformer Encoder, which learns to predict object relationships in a more exclusive manner by grouping relationship labels into groups of similar purpose; 2) Shuffle Transformer, which learns to select the final relationship labels from the category-specific feature generated in the previous step; and 3) Weighted CE loss, used to alleviate the training bias caused by the imbalanced dataset.

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arXiv2022

SUPER-Rec: SUrrounding Position-Enhanced Representation for Recommendation

Collaborative filtering problems are commonly solved based on matrix completion techniques which recover the missing values of user-item interaction matrices. In a matrix, the rating position specifically represents the user given and the item rated. Previous matrix completion techniques tend to neglect the position of each element (user, item and ratings) in the matrix but mainly focus on semantic similarity between users and items to predict the missing value in a matrix. This paper proposes a novel position-enhanced user/item representation training model for recommendation, SUPER-Rec. We first capture the rating position in the matrix using the relative positional rating encoding and store the position-enhanced rating information and its user-item relationship to the fixed dimension of embedding that is not affected by the matrix size. Then, we apply the trained position-enhanced user and item representations to the simplest traditional machine learning models to highlight the pure novelty of our representation learning model. We contribute the first formal introduction and quantitative analysis of position-enhanced item representation in the recommendation domain and produce a principled discussion about our SUPER-Rec to the outperformed performance of typical collaborative filtering recommendation tasks with both explicit and implicit feedback.

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arXiv2022

K-MHaS: A Multi-label Hate Speech Detection Dataset in Korean Online News Comment

Online hate speech detection has become an important issue due to the growth of online content, but resources in languages other than English are extremely limited. We introduce K-MHaS, a new multi-label dataset for hate speech detection that effectively handles Korean language patterns. The dataset consists of 109k utterances from news comments and provides a multi-label classification using 1 to 4 labels, and handles subjectivity and intersectionality. We evaluate strong baseline experiments on K-MHaS using Korean-BERT-based language models with six different metrics. KR-BERT with a sub-character tokenizer outperforms others, recognizing decomposed characters in each hate speech class.

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arXiv2022

Understanding Attention for Vision-and-Language Tasks

Attention mechanism has been used as an important component across Vision-and-Language(VL) tasks in order to bridge the semantic gap between visual and textual features. While attention has been widely used in VL tasks, it has not been examined the capability of different attention alignment calculation in bridging the semantic gap between visual and textual clues. In this research, we conduct a comprehensive analysis on understanding the role of attention alignment by looking into the attention score calculation methods and check how it actually represents the visual region's and textual token's significance for the global assessment. We also analyse the conditions which attention score calculation mechanism would be more (or less) interpretable, and which may impact the model performance on three different VL tasks, including visual question answering, text-to-image generation, text-and-image matching (both sentence and image retrieval). Our analysis is the first of its kind and provides useful insights of the importance of each attention alignment score calculation when applied at the training phase of VL tasks, commonly ignored in attention-based cross modal models, and/or pretrained models. Our code is available at: https://github.com/adlnlp/Attention_VL

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arXiv2022

Doc-GCN: Heterogeneous Graph Convolutional Networks for Document Layout Analysis

Recognizing the layout of unstructured digital documents is crucial when parsing the documents into the structured, machine-readable format for downstream applications. Recent studies in Document Layout Analysis usually rely on computer vision models to understand documents while ignoring other information, such as context information or relation of document components, which are vital to capture. Our Doc-GCN presents an effective way to harmonize and integrate heterogeneous aspects for Document Layout Analysis. We first construct graphs to explicitly describe four main aspects, including syntactic, semantic, density, and appearance/visual information. Then, we apply graph convolutional networks for representing each aspect of information and use pooling to integrate them. Finally, we aggregate each aspect and feed them into 2-layer MLPs for document layout component classification. Our Doc-GCN achieves new state-of-the-art results in three widely used DLA datasets.

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arXiv2022

A Quantitative and Qualitative Analysis of Suicide Ideation Detection using Deep Learning

For preventing youth suicide, social media platforms have received much attention from researchers. A few researches apply machine learning, or deep learning-based text classification approaches to classify social media posts containing suicidality risk. This paper replicated competitive social media-based suicidality detection/prediction models. We evaluated the feasibility of detecting suicidal ideation using multiple datasets and different state-of-the-art deep learning models, RNN-, CNN-, and Attention-based models. Using two suicidality evaluation datasets, we evaluated 28 combinations of 7 input embeddings with 4 commonly used deep learning models and 5 pretrained language models in quantitative and qualitative ways. Our replication study confirms that deep learning works well for social media-based suicidality detection in general, but it highly depends on the dataset's quality.

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arXiv2022

InducT-GCN: Inductive Graph Convolutional Networks for Text Classification

Text classification aims to assign labels to textual units by making use of global information. Recent studies have applied graph neural network (GNN) to capture the global word co-occurrence in a corpus. Existing approaches require that all the nodes (training and test) in a graph are present during training, which are transductive and do not naturally generalise to unseen nodes. To make those models inductive, they use extra resources, like pretrained word embedding. However, high-quality resource is not always available and hard to train. Under the extreme settings with no extra resource and limited amount of training set, can we still learn an inductive graph-based text classification model? In this paper, we introduce a novel inductive graph-based text classification framework, InducT-GCN (InducTive Graph Convolutional Networks for Text classification). Compared to transductive models that require test documents in training, we construct a graph based on the statistics of training documents only and represent document vectors with a weighted sum of word vectors. We then conduct one-directional GCN propagation during testing. Across five text classification benchmarks, our InducT-GCN outperformed state-of-the-art methods that are either transductive in nature or pre-trained additional resources. We also conducted scalability testing by gradually increasing the data size and revealed that our InducT-GCN can reduce the time and space complexity. The code is available on: https://github.com/usydnlp/InductTGCN.

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