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Stefan Heimersheim

Publications and source records attributed to Stefan Heimersheim.

At least 19 recordsLinked to original sources

Compressed Computation under $L^4$ Loss is likely Computation in Superposition

Neural networks are thought to represent concepts as directions in their activation space, and superposition lets them encode more concepts than they have dimensions. It is natural to ask whether they can also compute more functions than they have neurons, i.e., perform computation in superposition. In this regime many functions of sparse inputs are evaluated by a layer with fewer neurons than there are functions to compute. Representation in superposition is by now fairly well understood, but computation in superposition is not, and there are few toy models of it arising through training rather than being hand designed. As a toy model of computation in superposition we study the compressed-computation setup: a single-hidden-layer ReLU network with 50 neurons that must compute the ReLU of each of 100 sparse input features. We show that training it under an $L^4$ loss (the mean fourth power of the error), rather than the usual $L^2$, elicits a solution that appears to compute all features in superposition. We then reverse-engineer this solution. We find that the network assigns each feature a sparse binary codeword over neurons and decodes it with a pseudoinverse of the encoder. Given these codewords, a description with only three scalars recovers most of the network's performance, and we validate it by building equivalent networks from hand-designed codes.

cs.LG↗

Individual Parameters in Weight-Sparse Transformers Appear Interpretable

A central goal of mechanistic interpretability is to understand how neural networks work and what each individual component does. Dominant circuit-finding approaches focus on a specific behavior and reverse-engineer the role of components on the associated sub-distribution. However, past work has shown that components can have different functions that are active on different subsets of the input distribution. In this work we ask whether a single weight can be understood globally across the full training distribution by characterizing when it matters (the inputs on which ablating it changes the model's predictions). We introduce an automated LLM pipeline that writes a short, human-readable description of when a weight matters and verifies it on held-out text, crediting a weight only if its description generalizes. Across two sparse and two dense transformers, the fraction of weights that are interpretable (in this sense) is higher in sparse transformers than in dense ones, a gap that widens once unreliable descriptions are discarded. Our results show that a meaningful fraction of a sparse transformer model's weights can be interpreted: 12 to 31% of weights have a single short description that identifies what the weight is used for.

cs.LG↗

The Model Organism Lottery: Model Organism Interpretability Strongly Depends on Training Methodology

Model organisms (MOs) - language models trained to exhibit undesired or unnatural behaviours - are frequently used as testbeds for evaluating white-box interpretability techniques. Current MOs are typically constructed via post-hoc supervised fine-tuning (SFT) on behavioural transcripts or synthetic documents. Prior research has shown that interpretability methods can easily identify hidden behaviours in these MOs. However, recent work suggests that such post-hoc training methods may make interpretability unrealistically easy. We investigate this claim by constructing a suite of 54 $\verb|OLMo2-1B|$- and $\verb|gemma-3-1b-it|$-based MOs trained with seven different techniques, including standard post-hoc SFT, post-hoc DPO, and more realistic integration of MO data into the OLMo post-training DPO phase. We use these MO variants to benchmark activation oracles, activation steering, logit lens, and sparse autoencoders. Our findings show that (i) MO interpretability depends strongly on training objective, target behaviour, model architecture, and training data generation pipeline; (ii) substantial variance remains even after controlling for differences in the strength of target behaviour expression; and (iii) our more realistic $\textit{integrated training}$ often yields less interpretable MOs than standard post-hoc methods. Our results cast substantial doubt on the validity of current MOs as interpretability proxies.

cs.LG↗

Evidence for feature-specific error correction in LLMs

Understanding the features of large language models (LLMs) is a central goal of interpretability. LLMs are commonly assumed to use superposition to represent more features than they have dimensions. They may not only represent features in superposition but also perform computation in superposition. Theory predicts that computing in superposition requires error correction that privileges feature directions over generic ones, but this prediction has not been tested empirically. We propose an empirical test of error correction in LLMs based on activation perturbations. Perturbing residual-stream activations, we find that they are robust to small perturbations--forming activation plateaus consistent with error correction--but less robust along candidate feature directions ("pure" directions, constructed from contrastive prompt pairs) than along mixtures of two such directions, indicating that the pure directions are privileged. We quantify this privilegedness by modeling the perturbation effect as a function of the $L^p$-norm of its decomposition into feature components. For $p=2$ the response is a quadratic form with at most as many nonzero eigenvalues as the residual-stream dimension, which cannot privilege the many feature directions superposition requires. $p>2$ lifts this constraint and is consistent with feature-specific error correction. We find $p>2$ for contrastive, MELBO, and SAE-decoder directions, and $p\approx2$ for random and PCA directions (controls). These results replicate across Gemma-2-9B, Qwen3-1.7B, Llama-3.1-8B, Mistral-7B-v0.3, Aya-Expanse-8B, and Yi-1.5-9B. We further validate our method on a toy model of error correction with known ground-truth features, recovering $p>2$ for true feature directions, degrading toward $2$ as we rotate away from them.

cs.LG↗

Compressed Computation is (probably) not Computation in Superposition

We study whether the Compressed Computation (CC) toy model (Braun et al., 2025) is an instance of computation in superposition. The CC model appears to compute 100 ReLU functions with just 50 neurons, achieving a better loss than expected from only representing 50 ReLU functions. We show that the model mixes inputs via its noisy residual stream, corresponding to an unintended mixing matrix in the labels. Splitting the training objective into the ReLU term and the mixing term, we find that performance gains scale with the magnitude of the mixing matrix and vanish when the matrix is removed. The learned neuron directions concentrate in the subspace associated with the top 50 eigenvalues of the mixing matrix, suggesting that the mixing term governs the solution. Finally, a semi-non-negative matrix factorization (SNMF) baseline derived solely from the mixing matrix reproduces the qualitative loss profile and improves on prior baselines, though it does not match the trained model. These results suggest CC is not a suitable toy model of computation in superposition.

cs.LG↗

The Obfuscation Atlas: Mapping Where Honesty Emerges in RLVR with Deception Probes

Training against white-box deception detectors has been proposed as a way to make AI systems honest. However, such training risks models learning to obfuscate their deception to evade the detector. Prior work has studied obfuscation only in artificial settings where models were directly rewarded for harmful output. We construct a realistic coding environment where reward hacking via hardcoding test cases naturally occurs, and show that obfuscation emerges in this setting. We introduce a taxonomy of possible outcomes when training against a deception detector. The model either remains honest, or becomes deceptive via two possible obfuscation strategies. (i) Obfuscated activations: the model outputs deceptive text while modifying its internal representations to no longer trigger the detector. (ii) Obfuscated policy: the model outputs deceptive text that evades the detector, typically by including a justification for the reward hack. Empirically, obfuscated activations arise from representation drift during RL, with or without a detector penalty. The detector penalty only incentivizes obfuscated policies; we theoretically show this is expected for policy gradient methods. Sufficiently high KL regularization and detector penalty can yield honest policies, establishing white-box deception detectors as viable training signals for tasks prone to reward hacking.

cs.LG↗

Concept Influence: Leveraging Interpretability to Improve Performance and Efficiency in Training Data Attribution

As large language models are increasingly trained and fine-tuned, practitioners need methods to identify which training data drive specific behaviors, particularly unintended ones. Training Data Attribution (TDA) methods address this by estimating datapoint influence. Existing approaches like influence functions are both computationally expensive and attribute based on single test examples, which can bias results toward syntactic rather than semantic similarity. To address these issues of scalability and influence to abstract behavior, we leverage interpretable structures within the model during the attribution. First, we introduce Concept Influence which attribute model behavior to semantic directions (such as linear probes or sparse autoencoder features) rather than individual test examples. Second, we show that simple probe-based attribution methods are first-order approximations of Concept Influence that achieve comparable performance while being over an order-of-magnitude faster. We empirically validate Concept Influence and approximations across emergent misalignment benchmarks and real post-training datasets, and demonstrate they achieve comparable performance to classical influence functions while being substantially more scalable. More broadly, we show that incorporating interpretable structure within traditional TDA pipelines can enable more scalable, explainable, and better control of model behavior through data.

cs.AI↗

Benchmarking Deception Probes via Black-to-White Performance Boosts

AI assistants will occasionally respond deceptively to user queries. Recently, linear classifiers (called "deception probes") have been trained to distinguish the internal activations of a language model during deceptive versus honest responses. However, it's unclear how effective these probes are at detecting deception in practice, nor whether such probes are resistant to simple counter strategies from a deceptive assistant who wishes to evade detection. In this paper, we compare white-box monitoring (where the monitor has access to token-level probe activations) to black-box monitoring (without such access). We benchmark deception probes by the extent to which the white box monitor outperforms the black-box monitor, i.e. the black-to-white performance boost. We find weak but encouraging black-to-white performance boosts from existing deception probes.

cs.AI↗

SCALAR: Benchmarking SAE Interaction Sparsity in Toy LLMs

Mechanistic interpretability aims to decompose neural networks into interpretable features and map their connecting circuits. The standard approach trains sparse autoencoders (SAEs) on each layer's activations. However, SAEs trained in isolation don't encourage sparse cross-layer connections, inflating extracted circuits where upstream features needlessly affect multiple downstream features. Current evaluations focus on individual SAE performance, leaving interaction sparsity unexamined. We introduce SCALAR (Sparse Connectivity Assessment of Latent Activation Relationships), a benchmark measuring interaction sparsity between SAE features. We also propose "Staircase SAEs", using weight-sharing to limit upstream feature duplication across downstream features. Using SCALAR, we compare TopK SAEs, Jacobian SAEs (JSAEs), and Staircase SAEs. Staircase SAEs improve relative sparsity over TopK SAEs by $59.67\% \pm 1.83\%$ (feedforward) and $63.15\% \pm 1.35\%$ (transformer blocks). JSAEs provide $8.54\% \pm 0.38\%$ improvement over TopK for feedforward layers but cannot train effectively across transformer blocks, unlike Staircase and TopK SAEs which work anywhere in the residual stream. We validate on a $216$K-parameter toy model and GPT-$2$ Small ($124$M), where Staircase SAEs maintain interaction sparsity improvements while preserving feature interpretability. Our work highlights the importance of interaction sparsity in SAEs through benchmarking and comparing promising architectures.

cs.LG↗

Transformers Don't Need LayerNorm at Inference Time: Scaling LayerNorm Removal to GPT-2 XL and the Implications for Mechanistic Interpretability

Layer-wise normalization (LN) is an essential component of virtually all transformer-based large language models. While its effects on training stability are well documented, its role at inference time is poorly understood. Additionally, LN layers hinder mechanistic interpretability by introducing additional nonlinearities and increasing the interconnectedness of individual model components. Here, we show that all LN layers can be removed from every GPT-2 model with only a small increase in validation loss (e.g. +0.03 cross-entropy loss for GPT-2 XL). Thus, LN cannot play a substantial role in language modeling. We find that the amount of fine-tuning data needed for LN removal grows sublinearly with model parameters, suggesting scaling to larger models is feasible. We release a suite of LN-free GPT-2 models on Hugging Face. Furthermore, we test interpretability techniques on LN-free models. Direct logit attribution now gives the exact direct effect of individual components, while the accuracy of attribution patching does not significantly improve. We also confirm that GPT-2's "confidence neurons" are inactive in the LN-free models. Our work clarifies the role of LN layers in language modeling, showing that GPT-2-class models can function without LN layers. We hope that our LN-free analogs of the GPT-2 family of models will enable more precise interpretability research and improve our understanding of language models.

cs.LG↗

Rapid and Late Cosmic Reionization Driven by Massive Galaxies: a Joint Analysis of Constraints from 21-cm, Lyman Line & CMB Data Sets

Observations of the Epoch of Reionization (EoR) have the potential to answer long-standing questions of astrophysical interest regarding the nature of the first luminous sources and their effects on the intergalactic medium (IGM). We present astrophysical constraints from a Neural Density Estimation-Accelerated Bayesian joint analysis of constraints deriving from Cosmic Microwave Background power spectrum measurements from Planck and SPT, IGM neutral fraction measurements from Lyman-line-based data sets and 21-cm power spectrum upper limits from HERA, LOFAR and the MWA. In the context of the model employed, the data is found to be consistent with galaxies forming from predominantly atomic-cooled hydrogen gas in dark matter halos, with masses $M_\mathrm{min} \gtrsim 2.6 \times 10^{9}~M_{\odot} ((1+z)/10)^{\frac{1}{2}}$ at 95% credibility ($V_\mathrm{c} \gtrsim 50~\mathrm{km~s^{-1}}$) being the dominant galactic population driving reionization. These galaxies reionize the neutral hydrogen in the IGM over a narrow redshift interval ($Δz_\mathrm{re} < 1.8$ at 95% credibility), with the midpoint of reionization (when the sky-averaged IGM neutral fraction is 50%) constrained to $z_{50} = 7.16^{+0.15}_{-0.12}$. Given the parameter posteriors from our joint analysis, we find that the posterior predictive distribution of the global 21-cm signal is reduced in amplitude and shifted to lower redshifts relative to the model prior. We caution, however, that our inferences are model-dependent. Future work incorporating updated, mass-dependent star formation efficiencies in atomic cooling halos, informed by the latest UV luminosity function constraints from the James Webb Space Telescope, promises to refine these inferences further and enhance our understanding of cosmic reionization.

astro-ph.CO↗

Interpretability in Parameter Space: Minimizing Mechanistic Description Length with Attribution-based Parameter Decomposition

Mechanistic interpretability aims to understand the internal mechanisms learned by neural networks. Despite recent progress toward this goal, it remains unclear how best to decompose neural network parameters into mechanistic components. We introduce Attribution-based Parameter Decomposition (APD), a method that directly decomposes a neural network's parameters into components that (i) are faithful to the parameters of the original network, (ii) require a minimal number of components to process any input, and (iii) are maximally simple. Our approach thus optimizes for a minimal length description of the network's mechanisms. We demonstrate APD's effectiveness by successfully identifying ground truth mechanisms in multiple toy experimental settings: Recovering features from superposition; separating compressed computations; and identifying cross-layer distributed representations. While challenges remain to scaling APD to non-toy models, our results suggest solutions to several open problems in mechanistic interpretability, including identifying minimal circuits in superposition, offering a conceptual foundation for 'features', and providing an architecture-agnostic framework for neural network decomposition.

cs.LG↗

Detecting Strategic Deception Using Linear Probes

AI models might use deceptive strategies as part of scheming or misaligned behaviour. Monitoring outputs alone is insufficient, since the AI might produce seemingly benign outputs while their internal reasoning is misaligned. We thus evaluate if linear probes can robustly detect deception by monitoring model activations. We test two probe-training datasets, one with contrasting instructions to be honest or deceptive (following Zou et al., 2023) and one of responses to simple roleplaying scenarios. We test whether these probes generalize to realistic settings where Llama-3.3-70B-Instruct behaves deceptively, such as concealing insider trading (Scheurer et al., 2023) and purposely underperforming on safety evaluations (Benton et al., 2024). We find that our probe distinguishes honest and deceptive responses with AUROCs between 0.96 and 0.999 on our evaluation datasets. If we set the decision threshold to have a 1% false positive rate on chat data not related to deception, our probe catches 95-99% of the deceptive responses. Overall we think white-box probes are promising for future monitoring systems, but current performance is insufficient as a robust defence against deception. Our probes' outputs can be viewed at data.apolloresearch.ai/dd and our code at github.com/ApolloResearch/deception-detection.

cs.LG↗

Open Problems in Mechanistic Interpretability

Mechanistic interpretability aims to understand the computational mechanisms underlying neural networks' capabilities in order to accomplish concrete scientific and engineering goals. Progress in this field thus promises to provide greater assurance over AI system behavior and shed light on exciting scientific questions about the nature of intelligence. Despite recent progress toward these goals, there are many open problems in the field that require solutions before many scientific and practical benefits can be realized: Our methods require both conceptual and practical improvements to reveal deeper insights; we must figure out how best to apply our methods in pursuit of specific goals; and the field must grapple with socio-technical challenges that influence and are influenced by our work. This forward-facing review discusses the current frontier of mechanistic interpretability and the open problems that the field may benefit from prioritizing.

cs.LG↗

Evaluating Synthetic Activations composed of SAE Latents in GPT-2

Sparse Auto-Encoders (SAEs) are commonly employed in mechanistic interpretability to decompose the residual stream into monosemantic SAE latents. Recent work demonstrates that perturbing a model's activations at an early layer results in a step-function-like change in the model's final layer activations. Furthermore, the model's sensitivity to this perturbation differs between model-generated (real) activations and random activations. In our study, we assess model sensitivity in order to compare real activations to synthetic activations composed of SAE latents. Our findings indicate that synthetic activations closely resemble real activations when we control for the sparsity and cosine similarity of the constituent SAE latents. This suggests that real activations cannot be explained by a simple "bag of SAE latents" lacking internal structure, and instead suggests that SAE latents possess significant geometric and statistical properties. Notably, we observe that our synthetic activations exhibit less pronounced activation plateaus compared to those typically surrounding real activations.

cs.LG↗

Characterizing stable regions in the residual stream of LLMs

We identify stable regions in the residual stream of Transformers, where the model's output remains insensitive to small activation changes, but exhibits high sensitivity at region boundaries. These regions emerge during training and become more defined as training progresses or model size increases. The regions appear to be much larger than previously studied polytopes. Our analysis suggests that these stable regions align with semantic distinctions, where similar prompts cluster within regions, and activations from the same region lead to similar next token predictions. This work provides a promising research direction for understanding the complexity of neural networks, shedding light on training dynamics, and advancing interpretability.

cs.LG↗

Investigating Sensitive Directions in GPT-2: An Improved Baseline and Comparative Analysis of SAEs

Sensitive directions experiments attempt to understand the computational features of Language Models (LMs) by measuring how much the next token prediction probabilities change by perturbing activations along specific directions. We extend the sensitive directions work by introducing an improved baseline for perturbation directions. We demonstrate that KL divergence for Sparse Autoencoder (SAE) reconstruction errors are no longer pathologically high compared to the improved baseline. We also show that feature directions uncovered by SAEs have varying impacts on model outputs depending on the SAE's sparsity, with lower L0 SAE feature directions exerting a greater influence. Additionally, we find that end-to-end SAE features do not exhibit stronger effects on model outputs compared to traditional SAEs.

cs.LG↗

You can remove GPT2's LayerNorm by fine-tuning

The LayerNorm (LN) layer in GPT-style transformer models has long been a hindrance to mechanistic interpretability. LN is a crucial component required to stabilize the training of large language models, and LN or the similar RMSNorm have been used in practically all large language models based on the transformer architecture. The non-linear nature of the LN layers is a hindrance for mechanistic interpretability as it hinders interpretation of the residual stream, and makes it difficult to decompose the model into circuits. Some researchers have gone so far as to name "reasons interpretability researchers hate layer norm." In this paper we show that it is possible to remove the LN layers from a pre-trained GPT2-small model by fine-tuning on a fraction (500M tokens) of the training data. We demonstrate that this LN-free model achieves similar performance to the original model on the OpenWebText and ThePile datasets (-0.05 cross-entropy loss), and the Hellaswag benchmark (-0.5% accuracy). We provide our implementation at https://github.com/ApolloResearch/gpt2_noLN, and fine-tuned GPT2-small models at https://huggingface.co/apollo-research/gpt2_noLN. Our work not only provides a simplified model for mechanistic interpretability research, but also provides evidence that the LN layers, at inference time, do not play a crucial role in transformer models.

cs.CL↗