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Stefan Neukamm

Publications and source records attributed to Stefan Neukamm.

34 records · Page 2Linked to original sources

H-compactness of elliptic operators on weighted Riemannian Manifolds

In this paper we study the asymptotic behavior of second-order uniformly elliptic operators on weighted Riemannian manifolds. They naturally emerge when studying spectral properties of the Laplace-Beltrami operator on families of manifolds with rapidly oscillating metrics. We appeal to the notion of H-convergence introduced by Murat and Tartar. In our main result we establish an H-compactness result that applies to elliptic operators with measurable, uniformly elliptic coefficients on weighted Riemannian manifolds. We further discuss the special case of ``locally periodic'' coefficients and study the asymptotic spectral behavior of compact submanifolds of $\mathbb R^n$ with rapidly oscillating geometry.

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Two-scale homogenization of abstract linear time-dependent PDEs

Many time-dependent linear partial differential equations of mathematical physics and continuum mechanics can be phrased in the form of an abstract evolutionary system defined on a Hilbert space. In this paper we discuss a general framework for homogenization (periodic and stochastic) of such systems. The method combines a unified Hilbert space approach to evolutionary systems with an operator-theoretic reformulation of the well-established periodic unfolding method in homogenization. Regarding the latter, we introduce a well-structured family of unitary operators on a Hilbert space that allows to describe and analyze differential operators with rapidly oscillating (possibly random) coefficients. We illustrate the approach by establishing periodic and stochastic homogenization results for elliptic partial differential equations, Maxwell's equations, and the wave equation.

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Stochastic homogenization of $Λ$-convex gradient flows

In this paper we present a stochastic homogenization result for a class of Hilbert space evolutionary gradient systems driven by a quadratic dissipation potential and a $Λ$-convex energy functional featuring random and rapidly oscillating coefficients. Specific examples included in the result are Allen-Cahn type equations and evolutionary equations driven by the $p$-Laplace operator with $p\in (1,\infty)$. The homogenization procedure we apply is based on a stochastic two-scale convergence approach. In particular, we define a stochastic unfolding operator which can be considered as a random counterpart of the well-established notion of periodic unfolding. The stochastic unfolding procedure grants a very convenient method for homogenization problems defined in terms of ($Λ$-)convex functionals.

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Berry-Esseen Theorem and Quantitative homogenization for the Random Conductance Model with degenerate Conductances

We study the random conductance model on the lattice $\mathbb{Z}^d$, i.e. we consider a linear, finite-difference, divergence-form operator with random coefficients and the associated random walk under random conductances. We allow the conductances to be unbounded and degenerate elliptic, but they need to satisfy a strong moment condition and a quantified ergodicity assumption in form of a spectral gap estimate. As a main result we obtain in dimension $d\geq 3$ quantitative central limit theorems for the random walk in form of a Berry-Esseen estimate with speed $t^{-\frac 1 5+\varepsilon}$ for $d\geq 4$ and $t^{-\frac{1}{10}+\varepsilon}$ for $d=3$. Additionally, in the uniformly elliptic case in low dimensions $d=2,3$ we improve the rate in a quantitative Berry-Esseen theorem recently obtained by Mourrat. As a central analytic ingredient, for $d\geq 3$ we establish near-optimal decay estimates on the semigroup associated with the environment process. These estimates also play a central role in quantitative stochastic homogenization and extend some recent results by Gloria, Otto and the second author to the degenerate elliptic case.

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Lipschitz estimates and existence of correctors for nonlinearly elastic, periodic composites subject to small strains

We consider periodic homogenization of nonlinearly elastic composite materials. Under suitable assumptions on the stored energy function (frame indifference; minimality, non-degeneracy and smoothness at identity; $p\geq d$-growth from below), and on the microgeometry of the composite (covering the case of smooth, periodically distributed inclusions with touching boundaries), we prove that in an open neighbourhood of the set of rotations, the multi-cell homogenization formula of non-convex homogenization reduces to a single-cell formula that can be represented with help of a corrector. This generalizes a recent result of the authors by significantly relaxing the spatial regularity assumptions on the stored energy function. As an application, we consider the nonlinear elasticity problem for $\varepsilon$-periodic composites, and prove that minimizers (subject to small loading and well-prepared boundary data) satisfy a Lipschitz estimate that is uniform in $0<\varepsilon\ll1$. A key ingredient of our analysis is a new Lipschitz estimate (under a smallness condition) for monotone systems with spatially piecewise-constant coefficients. The estimate only depends on the geometry of the coefficient's discontinuity-interfaces, but not on the distance between these interfaces.

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Stochastic unfolding and homogenization of spring network models

The aim of our work is to provide a simple homogenization and discrete-to-continuum procedure for energy driven problems involving stochastic rapidly-oscillating coefficients. Our intention is to extend the periodic unfolding method to the stochastic setting. Specifically, we recast the notion of stochastic two-scale convergence in the mean by introducing an appropriate stochastic unfolding operator. This operator admits similar properties as the periodic unfolding operator, leading to an uncomplicated method for stochastic homogenization. Secondly, we analyze the discrete-to-continuum (resp. stochastic homogenization) limit for a rate-independent system describing a network of linear elasto-plastic springs with random coefficients.

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An introduction to the qualitative and quantitative theory of homogenization

We present an introduction to periodic and stochastic homogenization of ellip- tic partial differential equations. The first part is concerned with the qualitative theory, which we present for equations with periodic and random coefficients in a unified approach based on Tartar's method of oscillating test functions. In partic- ular, we present a self-contained and elementary argument for the construction of the sublinear corrector of stochastic homogenization. (The argument also applies to elliptic systems and in particular to linear elasticity). In the second part we briefly discuss the representation of the homogenization error by means of a two- scale expansion. In the last part we discuss some results of quantitative stochastic homogenization in a discrete setting. In particular, we discuss the quantification of ergodicity via concentration inequalities, and we illustrate that the latter in combi- nation with elliptic regularity theory leads to a quantification of the growth of the sublinear corrector and the homogenization error.

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Quantitative homogenization in nonlinear elasticity for small loads

We study quantitative periodic homogenization of integral functionals in the context of non-linear elasticity. Under suitable assumptions on the energy densities (in particular frame indifference; minimality, non-degeneracy and smoothness at the identity; $p\geq d$-growth from below; and regularity of the microstructure), we show that in a neighborhood of the set of rotations, the multi-cell homogenization formula of non-convex homogenization reduces to a single-cell formula. The latter can be expressed with help of correctors. We prove that the homogenized integrand admits a quadratic Taylor expansion in an open neighborhood of the rotations -- a result that can be interpreted as the fact that homogenization and linearization commute close to the rotations. Moreover, for small applied loads, we provide an estimate on the homogenization error in terms of a quantitative two-scale expansion.

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Stochastic homogenization of nonconvex discrete energies with degenerate growth

We study the continuum limit of discrete, nonconvex energy functionals defined on crystal lattices in dimensions $d\geq 2$. Since we are interested in energy functionals with random (stationary and ergodic) pair interactions, our problem corresponds to a stochastic homogenization problem. In the non-degenerate case, when the interactions satisfy a uniform $p$-growth condition, the homogenization problem is well-understood. In this paper, we are interested in a degenerate situation, when the interactions neither satisfy a uniform growth condition from above nor from below. We consider interaction potentials that obey a $p$-growth condition with a random growth weight $λ$. We show that if $λ$ satisfies the moment condition $\mathbb E[λ^α+λ^{-β}]<\infty$ for suitable values of $α$ and $β$, then the discrete energy $Γ$-converges to an integral functional with a non-degenerate energy density. In the scalar case it suffices to assume that $α\geq 1$ and $β\geq\frac{1}{p-1}$ (which is just the condition that ensures the non-degeneracy of the homogenized energy density). In the general, vectorial case, we additionally require that $α>1$ and $\frac{1}α+\frac{1}β\leq \frac{p}{d}$. Recently, there has been considerable effort to understand periodic and stochastic homogenization of elliptic equations and integral functionals with degenerate growth, as well as related questions on the effective behavior of conductance models in degenerate, random environments. The results in the present paper are to our knowledge the first stochastic homogenization results for nonconvex energy functionals with degenerate growth under moment conditions.

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High contrast homogenisation in nonlinear elasticity under small loads

We study the homogenisation of geometrically nonlinear elastic composites with high contrast. The composites we analyse consist of a perforated matrix material, which we call the "stiff" material, and a "soft" material that fills the pores. We assume that the pores are of size $0<\varepsilon\ll 1$ and are periodically distributed with period $\varepsilon$. We also assume that the stiffness of the soft material degenerates with rate $\varepsilon^{2γ},$ $γ>0$, so that the contrast between the two materials becomes infinite as $\varepsilon\to 0$. We study the homogenisation limit $\varepsilon\to 0$ in a low energy regime, where the displacement of the stiff component is infinitesimally small. We derive an effective two-scale model, which, depending on the scaling of the energy, is either a quadratic functional or a partially quadratic functional that still allows for large strains in the soft inclusions. In the latter case, averaging out the small scale-term justifies a single-scale model for high-contrast materials, which features a non-linear and non-monotone effect describing a coupling between microscopic and the effective macroscopic displacements.

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Moment bounds on the corrector of stochastic homogenization of non-symmetric elliptic finite difference equations

We consider the corrector equation from the stochastic homogenization of uniformly elliptic finite-difference equations with random, possibly non-symmetric coefficients. Under the assumption that the coefficients are stationary and ergodic in the quantitative form of a Logarithmic Sobolev inequality (LSI), we obtain optimal bounds on the corrector and its gradient in dimensions $d \geq 2$. Similar estimates have recently been obtained in the special case of diagonal coefficients making extensive use of the maximum principle and scalar techniques. Our new method only invokes arguments that are also available for elliptic systems and does not use the maximum principle. In particular, our proof relies on the LSI to quantify ergodicity and on regularity estimates on the derivative of the discrete Green's function in weighted spaces.

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An optimal quantitative two-scale expansion in stochastic homogenization of discrete elliptic equations

We establish an optimal, linear rate of convergence for the stochastic homogenization of discrete linear elliptic equations. We consider the model problem of independent and identically distributed coefficients on a discretized unit torus. We show that the difference between the solution to the random problem on the discretized torus and the first two terms of the two-scale asymptotic expansion has the same scaling as in the periodic case. In particular the $L^2$-norm in probability of the \mbox{$H^1$-norm} in space of this error scales like $ε$, where $ε$ is the discretization parameter of the unit torus. The proof makes extensive use of previous results by the authors, and of recent annealed estimates on the Green's function by Marahrens and the third author.

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Moment bounds for the corrector in stochastic homogenization of a percolation model

We study the corrector equation in stochastic homogenization for a simplified Bernoulli percolation model on $\mathbb{Z}^d$, $d>2$. The model is obtained from the classical $\{0,1\}$-Bernoulli bond percolation by conditioning all bonds parallel to the first coordinate direction to be open. As a main result we prove (in fact for a slightly more general model) that stationary correctors exist and that all finite moments of the corrector are bounded. This extends a previous result in [GO1], where uniformly elliptic conductances are treated, to the degenerate case. With regard to the associated random conductance model, we obtain as a side result that the corrector not only grows sublinearly, but slower than any polynomial rate. Our argument combines a quantification of ergodicity by means of a Spectral Gap on Glauber dynamics with regularity estimates on the gradient of the elliptic Green's function.

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Homogenization of the nonlinear bending theory for plates

We carry out the spatially periodic homogenization of nonlinear bending theory for plates. The derivation is rigorous in the sense of Gamma-convergence. In contrast to what one naturally would expect, our result shows that the limiting functional is not simply a quadratic functional of the second fundamental form of the deformed plate as it is the case in nonlinear plate theory. It turns out that the limiting functional discriminates between whether the deformed plate is locally shaped like a "cylinder" or not. For the derivation we investigate the oscillatory behavior of sequences of second fundamental forms associated with isometric immersions, using two-scale convergence. This is a non-trivial task, since one has to treat two-scale convergence in connection with a nonlinear differential constraint.

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Derivation of a homogenized nonlinear plate theory from 3d elasticity

We derive, via simultaneous homogenization and dimension reduction, the Gamma-limit for thin elastic plates whose energy density oscillates on a scale that is either comparable to, or much smaller than, the film thickness. We consider the energy scaling that corresponds to Kirchhoff's nonlinear bending theory of plates.

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On the commutability of homogenization and linearization in finite elasticity

We study non-convex elastic energy functionals associated to (spatially) periodic, frame indifferent energy densities with a single non-degenerate energy well at SO(n). Under the assumption that the energy density admits a quadratic Taylor expansion at identity, we prove that the Gamma-limits associated to homogenization and linearization commute. Moreover, we show that the homogenized energy density, which is determined by a multi-cell homogenization formula, has a quadratic Taylor expansion with a quadratic term that is given by the homogenization of the quadratic term associated to the linearization of the initial energy density.

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