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Stefano Forte

Publications and source records attributed to Stefano Forte.

At least 19 recordsLinked to original sources

Interpreting Parton Distributions with Shapley Values

We show that Shapley values can be used to trace how individual parton distributions (PDFs) shape the theory predictions for high-energy observables computed from them. This provides a tool for assessing the impact of data on PDFs when determining them, and the impact of PDF uncertainties when using the PDFs to compute collider observables. The Shapley value is computed by treating the regression of PDFs from data as a cooperative game. The PDFs are the players, and the reward is the likelihood ($\chi^2$) that characterizes the agreement between data and the predictions obtained from a given PDF, with theory and methodology held fixed. The method is agnostic to the way PDFs have been determined in the first place: for PDFs determined with a black-box AI model it may be used in order to explain the behavior of the model, and for PDFs determined using a fixed parametrization it may be used in order to expose the features and potential limitations of the parametrization. We find that the method recovers known expectations about which data constrain which PDFs in a global fit, while placing them on a more quantitative footing. We demonstrate its effectiveness in two ways. We uncover an unexpected loss of sensitivity of the gluon PDF at intermediate $x$, with potential implications for BSM searches and the gluon fusion Higgs cross section. We also show that the method can be used to improve the hyperparameter optimization procedure currently used by the NNPDF collaboration.

hep-ph

Threshold resummation of Semi-Inclusive Deep-Inelastic Scattering

We derive threshold resummation of semi-inclusive deep-inelastic scattering (SIDIS), by building upon previous results by some of us for the resummation of the Drell-Yan process at fixed rapidity, which is related to SIDIS by crossing. We consider both a double-soft limit, in which both the Bjorken and the fragmentation scaling variables tend to their threshold value, and single soft limits in which either of them does. We show that in the former limit only soft radiation contributes, and in the latter limit only collinear radiation, and we derive resummed expressions for the coefficient functions in all cases. We determine explictly resummation coefficients in the nonsinglet channel up to next-to-next-to-leading log by comparing to recent fixed next-to-next-to-leading order results. Expanding out the single-soft resummation we reproduce recent next-to-leading power results.

hep-ph

Threshold resummation of rapidity distributions at fixed partonic rapidity

We derive a general expression for the resummation of rapidity distributions for processes with a colorless final state, such as Drell-Yan or Higgs production, in the limit in which the center-of-mass energy goes on threshold, but with fixed rapidity of the Higgs or gauge boson in the partonic center-of-mass frame. The result is obtained by suitably generalizing the renormalization-group based approach to threshold resummation previously pursued by us. The ensuing expression is valid to all logarithmic orders but the resummation coefficients must be determined by comparing to fixed order results. We perform this comparison for the Drell-Yan process using the fixed-order next-to-next-to-leading (NNLO) result, thereby determining resummation coefficients up to next-to-next-to-leading logarithmic (NNLL) accuracy, for the quark-antiquark coefficient function in the quark nonsinglet channel. We provide a translation to direct QCD of a result for this resummation previously obtained using SCET methods, and we show that it agrees with our own.

hep-ph

Extractions of the strong coupling from collider data without PDF refitting are biased

We present an explicit demonstration that a determination of the strong coupling constant $\alpha_s(m_Z)$ from deep-inelastic scattering and hadron collider data without a simultaneous determination of the parton distribution functions (PDFs) leads to a biased result for both the central value and the uncertainty, even in the ideal scenario (closure test) where there are no internal tensions between datasets and where theoretical calculations describe perfectly the experimental measurements. Specifically, we show that a determination of $\alpha_s(m_Z)$ from a single process leads in general to a result that differs from the global best fit more than the value of $\alpha_s(m_Z)$ that is actually favoured by this process.

hep-ph

A simple introduction to soft resummation

We provide an elementary pedagogical introduction to some basic concepts and techniques of soft (or Sudakov) resummation, specifically in QCD, paying particular attention to simple but useful tricks of the trade. We briefly review collinear (Altarelli-Parisi) and infrared (eikonal)factorization, cancellation of infrared singularities and factorization of mass singularities. We recall basic concepts on renormalization group invariance and the solution of renormalization group equations. We then show how threshold resummation can be derived from a renormalization group argument following from the cancellation of infrared singularities. We discuss various equivalent forms of the resummed result, and we briefly present transverse momentum resummation.

hep-ph

A Determination of ${\alpha}_s(m_Z)$ at ${\bf aN^3LO_{QCD}}\otimes {\bf {NLO}_{QED}}$ Accuracy from a Global PDF Analysis

We present a determination of the strong coupling $\alpha_s(m_Z)$ from a global dataset including both fixed-target and collider data from deep-inelastic scattering and a variety of hadronic processes, with a simultaneous determination of parton distribution functions (PDFs) based on the NNPDF4.0 methodology. This determination is performed at NNLO and approximate N$^3$LO (aN$^3$LO) perturbative QCD accuracy, including QED corrections and a photon PDF up to NLO accuracy. We extract $\alpha_s$ using two independent methodologies, both of which take into account the cross-correlation between $\alpha_s$ and the PDFs. The two methodologies are validated by closure tests that allow us to detect and remove or correct for several sources of bias, and lead to mutually consistent results. We account for all correlated experimental uncertainties, as well as correlated theoretical uncertainties related to missing higher order perturbative corrections (MHOUs). We study the perturbative convergence of our results and the impact of QED corrections. We assess individual sources of uncertainty, specifically MHOUs and the value of the top quark mass. We provide a detailed appraisal of methodological choices, including the choice of input dataset, the form of solution of evolution equation, the treatment of the experimental covariance matrix, and the details of Monte Carlo data generation. We find $\alpha_s(m_Z)=0.1194^{+0.0007}_{-0.0014}$ at aN$^3$LO$_{\rm QCD}\otimes {\rm NLO}_{\rm QED}$ accuracy, consistent with the latest PDG average and with recent lattice results.

hep-ph

Evaluating the faithfulness of PDF uncertainties in the presence of inconsistent data

We critically assess the robustness of uncertainties on parton distribution functions (PDFs) determined using neural networks from global sets of experimental data collected from multiple experiments. We view the determination of PDFs as an inverse problem, and we study the way the neural network model tackles it when inconsistencies between input datasets are present. We use a closure test approach, in which the regression model is applied to artificial data produced from a known underlying truth, to which the output of the model can be compared and its accuracy can be assessed in a statistically reliable way. We explore various phenomenologically relevant scenarios in which inconsistencies arise due to incorrect estimation of correlated systematic uncertainties. We show that the neural network generally corrects for the inconsistency except in cases of extreme uncertainty underestimation. When the inconsistency is not corrected, we propose and validate a procedure to detect inconsistencies.

hep-ph

Asymptotic Freedom in Parton Language: the Birth of Perturbative QCD

I review the contributions of Giorgio Parisi to perturbative QCD. Concentrated in a decade, they mark the transition of the theory of strong interactions from a set of loosely connected ideas based on models, to a quantum field theory that is now an integral part of the standard model of fundamental interactions. Parisi's contributions have established at a very early stage ideas, methods and tools that are now standard, and in several cases anticipated results that only became prominent in the XXIst century.

hep-ph

Combination of aN$^3$LO PDFs and implications for Higgs production cross-sections at the LHC

We discuss how the two existing approximate N$^3$LO (aN$^3$LO) sets of parton distributions (PDFs) from the MSHT20 and NNPDF4.0 series can be combined for LHC phenomenology, both in the pure QCD case and for the QCD$\otimes$QED sets that include the photon PDF. Using the resulting combinations, we present predictions for the total inclusive cross-section for Higgs production in gluon fusion, vector boson fusion, and associated production at the LHC Run-3. For the gluon fusion and vector boson fusion channels, the corrections that arise when using correctly matched aN$^3$LO PDFs with N$^3$LO cross section calculations, compared to using NNLO PDFs, are significant, in many cases larger than the PDF uncertainty, and generally larger than the differences between the two aN$^3$LO PDF sets entering the combination. The combined aN$^3$LO PDF sets, MSHT20xNNPDF40_an3lo and MSHT20xNNPDF40_an3lo_qed, are made publicly available in the LHAPDF format and can be readily used for LHC phenomenology.

hep-ph

LO, NLO, and NNLO Parton Distributions for LHC Event Generators

We present NNPDF4.0MC, a variant of the NNPDF4.0 set of parton distributions (PDFs) at LO, NLO and NNLO, with and without inclusion of the photon PDF, suitable for use with Monte Carlo (MC) event generators, which require PDFs to satisfy additional constraints in comparison to standard PDF sets. These requirements include PDF positivity down to a low scale $Q\sim 1$ GeV, smooth extrapolation in the very small and large $x$ regions, and numerically stable results even in extreme regions of phase space for all PDFs. We compare the NNPDF4.0MC PDFs to their baseline NNPDF4.0 counterparts, and to the NNPDF2.3LO set entering the Monash tune of the Pythia8 event generator. We briefly assess the phenomenological impact of these PDFs on the cross-sections for hard and soft QCD processes at the LHC.

hep-ph

The Path to N$^3$LO Parton Distributions

We extend the existing leading (LO), next-to-leading (NLO), and next-to-next-to-leading order (NNLO) NNPDF4.0 sets of parton distribution functions (PDFs) to approximate next-to-next-to-next-to-leading order (aN$^3$LO). We construct an approximation to the N$^3$LO splitting functions that includes all available partial information from both fixed-order computations and from small and large $x$ resummation, and estimate the uncertainty on this approximation by varying the set of basis functions used to construct the approximation. We include known N$^3$LO corrections to deep-inelastic scattering structure functions and extend the FONLL general-mass scheme to $\mathcal{O}\left( \alpha_s^3\right)$ accuracy. We determine a set of aN$^3$LO PDFs by accounting both for the uncertainty on splitting functions due to the incomplete knowledge of N$^3$LO terms, and to the uncertainty related to missing higher corrections (MHOU), estimated by scale variation, through a theory covariance matrix formalism. We assess the perturbative stability of the resulting PDFs, we study the impact of MHOUs on them, and we compare our results to the aN$^3$LO PDFs from the MSHT group. We examine the phenomenological impact of aN$^3$LO corrections on parton luminosities at the LHC, and give a first assessment of the impact of aN$^3$LO PDFs on the Higgs and Drell-Yan total production cross-sections. We find that the aN$^3$LO NNPDF4.0 PDFs are consistent within uncertainties with their NNLO counterparts, that they improve the description of the global dataset and the perturbative convergence of Higgs and Drell-Yan cross-sections, and that MHOUs on PDFs decrease substantially with the increase of perturbative order.

hep-ph

Higgs production at RHIC and the positivity of the gluon helicity distribution

We show that the negative polarized gluon distribution $\Delta g$ found in a recent global next-to-leading order QCD analysis of the nucleon helicity structure is incompatible with the fundamental requirement that physical cross-sections must not be negative. Specifically, we show that the fact that this polarized gluon strongly violates the positivity condition $|\Delta g|\leq g$ in terms of the unpolarized gluon distribution $g$ leads to negative cross-sections for Higgs boson production at RHIC as a physical process, implying that this negative $\Delta g$ is unphysical.

hep-ph

Determination of the theory uncertainties from missing higher orders on NNLO parton distributions with percent accuracy

We include uncertainties due to missing higher order corrections to QCD computations (MHOU) used in the determination of parton distributions (PDFs) in the recent NNPDF4.0 set of PDFs. We use our previously published methodology, based on the treatment of MHOUs and their full correlations through a theory covariance matrix determined by scale variation, now fully incorporated in the new NNPDF theory pipeline. We assess the impact of the inclusion of MHOUs on the NNPDF4.0 central values and uncertainties, and specifically show that they lead to improved consistency of the PDF determination with an ensuing moderate reduction of PDF uncertainties at NNLO.

hep-ph

Photons in the proton: implications for the LHC

We construct a set of parton distribution functions (PDFs), based on the recent NNPDF4.0 PDF set, that also include a photon PDF. The photon PDF is constructed using the LuxQED formalism, while QED evolution accounting for O(alpha), O(alpha alphas) and O(alpha^2) corrections is implemented and benchmarked by means of the EKO code. We investigate the impact of QED effects on NNPDF4.0, and compare our results both to our previous NNPDF3.1QED PDF set and to other recent PDF sets that include the photon. We assess the impact of photon-initiated processes and electroweak corrections on a variety of representative LHC processes, and find that they can reach the 5% level in vector boson pair production at large invariant mass.

hep-ph

The intrinsic charm quark valence distribution of the proton

We provide a first quantitative indication that the wave function of the proton contains unequal distributions of charm quarks and antiquarks, i.e. a nonvanishing intrinsic valence charm distribution. A significant nonvanishing valence component cannot be perturbatively generated, hence our results reinforce previous evidence that the proton contains an intrinsic (i.e., not radiatively generated) charm quark component. We establish our result through a determination of the parton distribution functions (PDFs) of charm quarks and antiquarks in the proton. We propose two novel experimental probes of this intrinsic charm valence component: D-meson asymmetries in Z+c-jet production at the LHCb experiment, and flavor-tagged structure functions at the Electron-Ion Collider.

hep-ph

On the positivity of MSbar parton distributions

We revisit our argument that shows that parton distribution Functions (PDFs) in the MSbar{ scheme are non-negative in the perturbative region, with the main goals of elucidating its domain of validity and clarifying its theoretical underpinnings. We specifically discuss recent results proving that PDFs can turn negative at sufficiently low scale, we clarify quantitatively various aspects of our derivation of positivity in the perturbative region, and we provide an estimate for the scale above which PDF positivity holds.

hep-ph

Response to "Parton distributions need representative sampling"

We respond to the criticism raised by Courtoy et al., in which the faithfulness of the NNPDF4.0 sampling is questioned and an under-estimate of the NNPDF4.0 PDF uncertainties is implied. We list, correct, and clarify in detail a number of inaccurate or misleading claims that are made in this Reference. Specifically, we explain and explicitly demonstrate why the central value of the PDF distribution does not generally coincide with the absolute minimum of the $\chi^{2}$ to the data. We examine some PDFs that have been constructed in the above study and claimed to be "good solutions": we show that similar PDFs are found with the NNPDF methodology, but with very low probability.

hep-ph

Parton Distributions and New Physics Searches: the Drell-Yan Forward-Backward Asymmetry as a Case Study

We discuss the sensitivity of theoretical predictions of observables used in searches for new physics to parton distributions (PDFs) at large momentum fraction $x$. Specifically, we consider the neutral-current Drell-Yan production of gauge bosons with invariant masses in the TeV range, for which the forward-backward asymmetry of charged leptons from the decay of the gauge boson in its rest frame is a traditional probe of new physics. We show that the qualitative behaviour of the asymmetry depends strongly on the assumptions made in determining the underlying PDFs. We discuss and compare the large-$x$ behaviour of various different PDF sets, and find that they differ significantly. Consequently, the shape of the asymmetry observed at lower dilepton invariant masses, where all PDF sets are in reasonable agreement because of the presence of experimental constraints, is not necessarily reproduced at large masses where the PDFs are mostly unconstrained by data. It follows that the shape of the asymmetry at high masses may depend on assumptions made in the PDF parametrization, and thus deviations from the traditionally expected behaviour cannot be taken as a reliable indication of new physics. We demonstrate that forward-backward asymmetry measurements could help in constraining PDFs at large $x$ and discuss the accuracy that would be required to disentangle the effects of new physics from uncertainties in the PDFs in this region.

hep-ph