arXiv subjects

Stephen E. Ralph

Publications and source records attributed to Stephen E. Ralph.

8 recordsLinked to original sources

arXiv2026

Toward Topology-Optimized Foundry PDKs: A Seeded Design Framework for Multimode Interferometers

We present an end-to-end design methodology for multimode interferometer (MMI)-based photonic devices that combines parameter optimization (PO) on analytical models with seeded topology optimization (TO) to maximize performance while preserving foundry design-rule compliance. A PO seed device is further refined via seeded TO, accessing a larger design space than analytical or parameterized methods alone can reach. We validate this pipeline on a 1x2 splitter, a TE modal multiplexer, and a polarization splitter, fabricating and measuring the first two on a commercial foundry process. Seeded TO reduces the measured insertion loss of the 1x2 splitter from 0.20 to 0.14 dB and improves TE00 transmission of the modal multiplexer from -2.79 to -1.01 dB over O-band. Applying this pipeline to a commercial foundry process design kit (PDK)-provided 1x2 and 2x2 splitter improves simulated transmission and tightens the 2x2 splitting ratio from 0.524 to 0.506, along with improved fabrication robustness, offering a practical, foundry-validated route toward incorporating TO-designed components into commercial PDKs.

physics.optics↗

arXiv2026

A 0.08 pJ/bit 56 GBaud Monolithic Optical Receiver Front End for IMDD Photonic Links

We present the design, fabrication, and measurement of a monolithically integrated optical receiver analog front end, where low power operation is a primary consideration with a goal of supporting 56 Gbaud intensity modulated direct detect transceivers. The need for low-power consumption and low-noise operation motivates a monolithic, layout driven design approach which begins with circuit topology selection and analysis. Various transistor unit cell layout configurations are explored, minimizing parasitics, enabling wide analog bandwidth and reduced input referred noise. The post-layout analog front end achieves a 28.9 GHz bandwidth with a low-frequency gain of 61.7 dB{\Omega}. This circuit was designed within the GlobalFoundries FotonixTM monolithic silicon photonics platform. The fabricated device is characterized by its DC operation, noise characteristics, and time domain behavior. The final design was validated by on-off keyed and PAM-4 electrical eye diagram measurements to 64 GBaud, consuming 9.22 mW of power from a 1.2 V supply with less than 737 nA RMS integrated input referred noise current and 0.08 pJ/bit.

physics.optics↗

arXiv2025

Unifying and accelerating level-set and density-based topology optimization by subpixel-smoothed projection

We introduce a new "subpixel-smoothed projection" (SSP) formulation for differentiable binarization in topology optimization (TopOpt) as a drop-in replacement for previous projection schemes, which suffer from near-non-differentiability and slow convergence as binarization improves. Our new algorithm overcomes these limitations by depending on both the underlying filtered design field and its spatial gradient, instead of the filtered design field alone. We can now smoothly transition between density-based TopOpt (in which topology can easily change during optimization) and a level-set method (in which shapes evolve in an almost-everywhere binarized structure). We demonstrate the effectiveness of our method on several photonics inverse-design problems and for a variety of computational methods (finite difference, Fourier-modal, and finite-element methods). SSP exhibits both faster convergence and greater simplicity.

physics.optics↗

arXiv2025

Radiation-induced Ionization Effects and Space Mission Requirements for Silicon Photonic Mach-Zehnder Modulators

Photonic integrated circuits have become essential for meeting the growing global demand for high-capacity information processing and transport. Assessing their radiation tolerance is essential for deploying systems in radiation prone environments - including in space, high-energy particle accelerators, and defense radiation testing facilities - where the performance and compactness of photonic integrated circuits are increasingly advantageous. This work investigates the analog and digital radio frequency electro-optic performance of Mach-Zehnder modulators (MZMs) subject to 10-keV X-ray irradiation, which mimics cumulative ionization effects in space flight. Silicon photonic MZMs serve as excellent exemplars since they are interferometric devices comprised of elements common to many integrated photonic circuits. Under standard bias conditions, the irradiated MZMs exhibited significantly reduced bandwidth, a corresponding eye closure and baud rate dependent increases in the estimated error rate. The observed performance degradation is attributed to total ionizing dose effects which leads to hole trapping at the silicon/silicon dioxide waveguide interfaces as well as fast traps with energies near the conduction band edge. Notably, when MZMs were irradiated with all leads grounded, no radiation sensitivity to the electro-optic response was observed highlighting the importance of testing under standard operating conditions for ground-based radiation testing as well as on-orbit studies. Understanding the radiation induced performance degradation of MZMs and other integrated photonic devices is increasingly important for space and accelerator environments as performance requirements and deployment opportunities increase.

physics.app-ph↗

arXiv2025

Seeded Topology Optimization for Commercial Foundry Integrated Photonics

We present a seeded topology optimization methodology for integrated photonic devices fabricated on foundry platforms that yields improved performance compared to traditional topology optimization. We employ blurring filters and a design rule check correction algorithm to more readily meet fabrication constraints, resulting in devices with fewer artifacts and improved correlation between simulation and measurements. A statistical study is performed on a 2D modal multiplexer, revealing that 87% of devices optimized using this strategy conform to foundry constraints, compared to 13% of devices optimized using traditional TO. We apply seeded topology optimization to an ultra-compact TE modal multiplexer, a TE mode converter, a polarization rotator, and a high-contrast grating reflector. Using this optimization strategy, the measured insertion loss of the TE mode converter was reduced from < 1.50 dB to < 0.64 dB, and the measured TE1 insertion loss of the TE modal multiplexer was reduced from < 3.95 dB to < 1.38 dB over C-band. This approach enables a two-step inverse design process, merging of physics-informed design strategies with inverse design, and ensures strict compliance with foundry constraints throughout optimization.

physics.optics↗

arXiv2025

Integrated Photonic Topology Optimization with Nonvertical Sidewall Profiles: Applications in Lithium Niobate and Silicon

We enable density-based topology optimization (TO) to design integrated photonic devices featuring nonvertical sidewall profiles. Specifically, we demonstrate TO for fabrication processes with slanted sidewalls which are often used to enhance vertical coupling efficiency and fabrication processes with angled sidewalls which are a common feature of etching. The techniques demonstrated are readily adaptable to other etch profiles such as asymmetric or nonlinear. The enhancements are compatible with existing TO techniques, lengthscale constraints and multi-layer designs, and any dielectric materials, suiting the techniques for both academic and commercial foundry fabrications. We demonstrated the developed capabilities by designing slanted and angled silicon grating couplers and thin-film lithium niobate on insulator dual-polarization s-bends.

physics.optics↗

arXiv2024

Inverse-Designed Tapers for Compact Conversion Between Single-Mode and Wide Waveguides

Waveguide tapers are critical components for leveraging the benefits of both single-mode and wide waveguides. Adiabatic tapers are typically hundreds of microns in length, dramatically limiting density and scalability. We reenvision the taper design process in an inverse-design paradigm, introducing the novel L-taper. We present a novel approach to inverse-designed tapers where the input and output waveguides are rotated 90 degrees with respect to each other. The resultant design has an order-of-magnitude smaller footprint, and the design process is compatible with a variety of fabrication processes. We demonstrate an L-taper designed on 220 nm silicon-on-insulator that converts a 0.5 micron waveguide to a 12 micron waveguide with -0.38 dB transmission and 40 nm 1-dB bandwidth. The footprint is 16 micron by 6 micron, representing a 12x smaller footprint than a linear taper with the same transmission.

physics.optics↗

arXiv2024

Fabrication Tolerant Multi-Layer Integrated Photonic Topology Optimization

Optimal multi-layer device design requires consideration of fabrication uncertainties associated with inter-layer alignment and conformal layering. We present layer-restricted topology optimization (TO), a novel technique which mitigates the effects of unwanted conformal layering for multi-layer structures and enables TO in multi-etch material platforms. We explore several approaches to achieve this result compatible with density-based TO projection techniques and geometric constraints. Then, we present a robust TO formulation to design devices resilient to inter-layer misalignment. The novel constraint and robust formulation are demonstrated in 2D grating couplers and a 3D polarization rotator.

physics.optics↗