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Stephen Peng

Publications and source records attributed to Stephen Peng.

4 recordsLinked to original sources

Solver-Admitted Metamorphic Testing of Learned Network Optimization Surrogates

Equivalent encodings of an optimization problem can produce different learned predictions. Interpreting these differences requires accounting for numerical error and multiple optima. We construct metamorphic tests for optimization solver surrogates with explicit eligibility conditions, output alignment, and numerical thresholds. Reference-solver agreement and independent constraint checks determine which sampled pairs enter the audit. We study alternating-current optimal power flow (AC-OPF), the traveling salesman problem (TSP), the capacitated vehicle routing problem (CVRP), and maximum independent set (MIS). Across five grids, GridSFM-Open violates each of 13 relations on at least one grid, and 12 by more than twice the threshold. Randomly initialized copies of the grid models fail nearly the same relations, so the failures do not require training. Source patches and input canonicalization remove selected discrepancies, but no intervention establishes preserved accuracy and feasibility within the declared margin on every grid. In routing, Policy Optimization with Multiple Optima (POMO) has a single-pass rotation/reflection violation rate that rises from 12.7% to 89.5% between 20 and 100 cities. Graph-Based Diffusion Solvers for Combinatorial Optimization (DIFUSCO) violates the MIS disjoint-union relation on 35.6% of draws. Post hoc normalization within connected components removes these violations on the tested graphs. These findings support reporting metamorphic consistency alongside optimality, feasibility, and accuracy, and validating repair quality separately from consistency.

cs.AI↗

Guardrail Erosion in Domain Fine-Tuned Large Language Models: A Paired Audit of Knowledge-Centric Abstention in Biomedical LLMs

The number of domain fine-tuned models, particularly in the biomedical domain, is rapidly expanding. Fine-tuning promises high-performing models at a fraction of the cost of training a base model, but it can also produce unintended behavioral changes. Multiple studies have shown that safety guardrails can erode with fine-tuning, yet large-scale studies across model architectures, data mixtures, and fine-tuning methodologies remain limited. Where prior work in this space has studied value-centric refusal, this work focuses on knowledge-centric abstention. We audit 25 biomedical domain fine-tuned large language models against 11 paired base checkpoints on MedAbstain and ClinDet-Bench to evaluate the impact of fine-tuning on knowledge-centric abstention. We find that defined appropriate abstention measured by these benchmarks, already low in base models (median 8.3% on MedAbstain), falls further after fine-tuning (median 4.2%, decreasing in 21 of 25 pairs on MedAbstain), and that the magnitude and direction of change are heterogeneous across pairs. These results motivate fine-tuning methods that improve domain-specific capability while preserving appropriate caution.

cs.CL↗

Aligning, Fast and Slow: A Control-Theoretic Oversight Framework for Long-Horizon Trajectories and Maintained Deployments

AI agents can pass checks on individual tasks while retaining memory or code changes that alter their later behavior. We introduce a control-theoretic framework that couples a fast loop controlling proposed actions with a slow loop reviewing persistent changes and reassessing configurations after model or tool updates. When measurement errors and changes between checks are bounded and controllers can enforce their decisions, we derive a deployment-level bound and a rule for dividing review effort. In simulation, dividing a fixed review budget between both loops reduces mean maximum departure from intended behavior roughly twelvefold compared with review confined to individual runs. In coding stress tests with authored memories and five matched seeds, combined controls reduce mean severity on a 0-3 scale from 0.325 without gates to 0.117, resolving 33 of 120 issues versus 35 without gates; in trading stress tests, combined controls reduce mean shortfall in low-emission purchases from 0.892 without gates to 0.107. The overall framework helps developers and auditors compare and enforce oversight designs, while the agent studies test component controls rather than the full deployment-level guarantee.

cs.AI↗

GAIA: A Foundation Model for Operational Atmospheric Dynamics

We introduce GAIA (Geospatial Artificial Intelligence for Atmospheres), a hybrid self-supervised geospatial foundation model that fuses Masked Autoencoders (MAE) with self-distillation with no labels (DINO) to generate semantically rich representations from global geostationary satellite imagery. Pre-trained on 15 years of globally-merged infrared observations (2001-2015), GAIA learns disentangled representations that capture atmospheric dynamics rather than trivial diurnal patterns, as evidenced by distributed principal component structure and temporal coherence analysis. We demonstrate robust reconstruction capabilities across varying data availability (30-95% masking), achieving superior gap-filling performance on real missing data patterns. When transferred to downstream tasks, GAIA consistently outperforms an MAE-only baseline: improving atmospheric river segmentation (F1: 0.58 vs 0.52), enhancing tropical cyclone detection (storm-level recall: 81% vs 75%, early detection: 29% vs 17%), and maintaining competitive precipitation estimation performance. Analysis reveals that GAIA's hybrid objectives encourage learning of spatially coherent, object-centric features distributed across multiple principal components rather than concentrated representations focused on reconstruction. This work demonstrates that combining complementary self-supervised objectives yields more transferable representations for diverse atmospheric modeling tasks. Model weights and code are available at: https://huggingface.co/bcg-usra-nasa-gaia/GAIA-v1.

cs.LG↗