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Stephen Shenker

Publications and source records attributed to Stephen Shenker.

At least 19 recordsLinked to original sources

Comments on wormholes and factorization

In AdS/CFT partition functions of decoupled copies of the CFT factorize. In bulk computations of such quantities contributions from spacetime wormholes which link separate asymptotic boundaries threaten to spoil this property, leading to a "factorization puzzle." Certain simple models like JT gravity have wormholes, but bulk computations in them correspond to averages over an ensemble of boundary systems. These averages need not factorize. We can formulate a toy version of the factorization puzzle in such models by focusing on a specific member of the ensemble where partition functions will again factorize. As Coleman and Giddings-Strominger pointed out in the 1980s, fixed members of ensembles are described in the bulk by "$α$-states" in a many-universe Hilbert space. In this paper we analyze in detail the bulk mechanism for factorization in such $α$-states in the topological model introduced by Marolf and Maxfield (the "MM model") and in JT gravity. In these models geometric calculations in $α$ states are poorly controlled. We circumvent this complication by working in $\textit{approximate}$ $α$ states where bulk calculations just involve the simplest topologies: disks and cylinders. One of our main results is an effective description of the factorization mechanism. In this effective description the many-universe contributions from the full $α$ state are replaced by a small number of effective boundaries. Our motivation in constructing this effective description, and more generally in studying these simple ensemble models, is that the lessons learned might have wider applicability. In fact the effective description lines up with a recent discussion of the SYK model with fixed couplings arXiv:2103.16754. We conclude with some discussion about the possible applicability of this effective model in more general contexts.

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Topology of Future Infinity in dS/CFT

The dS/CFT proposal of Anninos, Hartman, and Strominger relates quantum Vasiliev gravity in dS_4 to a large N vector theory in three dimensions. We use this proposal to compute the Wheeler-de Witt wave function of a universe having a particular topology at future infinity. This amplitude is found to grow rapidly with the topological complexity of the spatial slice; this is due to the plethora of states of the Chern-Simons theory that is needed to impose the singlet constraint. Various mechanisms are considered which might ameliorate this growth, but none seems completely satisfactory. We also study the topology dependence in Einstein gravity by computing the action of complex instantons; the wave function then depends on a choice of contour through the space of metrics. The most natural contour prescription leads to a growth with genus similar to the one found in Vasiliev theory, albeit with a different power of Newton's constant.

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Smoothed Transitions in Higher Spin AdS Gravity

We consider CFTs conjectured to be dual to higher spin theories of gravity in AdS_3 and AdS_4. Two dimensional CFTs with W_N symmetry are considered in the lambda=0 (k --> infinity) limit, where they are conjectured to be described by continuous orbifolds. The torus partition function is computed, using reasonable assumptions, and equals that of a free field theory. We find no phase transition at temperatures of order one; the usual Hawking-Page phase transition is removed by the highly degenerate light states associated with conical defect states in the bulk. Three dimensional Chern-Simons-matter CFTs with vector-like matter are considered on T^3, where the dynamics is described by an effective theory for the eigenvalues of the holonomies. Likewise, we find no evidence for a Hawking-Page phase transition at large level k.

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Eternal Symmetree

In this paper we introduce a simple discrete stochastic model of eternal inflation that shares many of the most important features of the continuum theory as it is now understood. The model allows us to construct a multiverse and rigorously analyze its properties. Although simple and easy to solve, it has a rich mathematical structure underlying it. Despite the discreteness of the space-time the theory exhibits an unexpected non-perturbative analog of conformal symmetry that acts on the boundary of the geometry. The symmetry is rooted in the mathematical properties of trees, p-adic numbers, and ultrametric spaces; and in the physical property of detailed balance. We provide self-contained elementary explanations of the unfamiliar mathematical concepts, which have have also appeared in the study of the p-adic string. The symmetry acts on a huge collection of very low dimensional "multiverse fields" that are not associated with the usual perturbative degrees of freedom. They are connected with the late-time statistical distribution of bubble-universes in the multiverse. The conformal symmetry which acts on the multiverse fields is broken by the existence of terminal decays - to hats or crunches - but in a particularly simple way. We interpret this symmetry breaking as giving rise to an arrow of time. The model is used to calculate statistical correlations at late time and to discuss the measure problem. We show that the natural cutoff in the model is the analog of the so-called light-cone-time cutoff. Applying the model to the problem of the cosmological constant, we find agreement with earlier work.

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On the Topological Phases of Eternal Inflation

Eternal inflation is a term that describes a number of different phenomena which have been classified by Winitzki. According to Winitzki's classification these phases can be characterized by the topology of the percolating structures in the inflating, "white," region. In this paper we discuss these phases, the transitions between them, and the way they are seen by a "Census Taker"; a hypothetical observer inside the non-inflating, "black," region. We discuss three phases that we call, "black island," "tubular," and "white island." The black island phase is familiar, comprised of rare Coleman De Luccia bubble nucleation events. The Census Taker sees an essentially spherical boundary, described by the conformal field theory of the FRW/CFT correspondence. In the tubular phase the Census Taker sees a complicated infinite genus structure composed of arbitrarily long tubes. The white island phase is even more mysterious from the black side. Surprisingly, when viewed from the non-inflating region this phase resembles a closed, positively curved universe which eventually collapses to a singularity. Nevertheless, pockets of eternal inflation continue forever. In addition there is an "aborted" phase in which no eternal inflation takes place. Rigorous results of Chayes, Chayes, Grannan and Swindle establish the existence of all of these phases, separated by first order transitions, in Mandelbrot percolation, a simple model of eternal inflation.

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Future Foam

We study pocket universes which have zero cosmological constant and non-trivial boundary topology. These arise from bubble collisions in eternal inflation. Using a simplified dust model of collisions we find that boundaries of any genus can occur. Using a radiation shell model we perform analytic studies in the thin wall limit to show the existence of geometries with a single toroidal boundary. We give plausibility arguments that higher genus boundaries can also occur. In geometries with one boundary of any genus a timelike observer can see the entire boundary. Geometries with multiple disconnected boundaries can also occur. In the spherical case with two boundaries the boundaries are separated by a horizon. Our results suggest that the holographic dual description for eternal inflation, proposed by Freivogel, Sekino, Susskind and Yeh, should include summation over the genus of the base space of the dual conformal field theory. We point out peculiarities of this genus expansion compared to the string perturbation series.

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Viscosity Bound Violation in Higher Derivative Gravity

Motivated by the vast string landscape, we consider the shear viscosity to entropy density ratio in conformal field theories dual to Einstein gravity with curvature square corrections. After field redefinitions these theories reduce to Gauss-Bonnet gravity, which has special properties that allow us to compute the shear viscosity nonperturbatively in the Gauss-Bonnet coupling. By tuning of the coupling, the value of the shear viscosity to entropy density ratio can be adjusted to any positive value from infinity down to zero, thus violating the conjectured viscosity bound. At linear order in the coupling, we also check consistency of four different methods to calculate the shear viscosity, and we find that all of them agree. We search for possible pathologies associated with this class of theories violating the viscosity bound.

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Viscosity Bound and Causality Violation

In recent work we showed that, for a class of conformal field theories (CFT) with Gauss-Bonnet gravity dual, the shear viscosity to entropy density ratio, $η/s$, could violate the conjectured Kovtun-Starinets-Son viscosity bound, $η/s\geq1/4π$. In this paper we argue, in the context of the same model, that tuning $η/s$ below $(16/25)(1/4π)$ induces microcausality violation in the CFT, rendering the theory inconsistent. This is a concrete example in which inconsistency of a theory and a lower bound on viscosity are correlated, supporting the idea of a possible universal lower bound on $η/s$ for all consistent theories.

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Volume Weighted Measures of Eternal Inflation in the Bousso-Polchinski Landscape

We consider the cosmological dynamics associated with volume weighted measures of eternal inflation, in the Bousso-Polchinski model of the string theory landscape. We find that this measure predicts that observers are most likely to find themselves in low energy vacua with one flux considerably larger than the rest. Furthermore, it allows for a satisfactory anthropic explanation of the cosmological constant problem by producing a smooth, and approximately constant, distribution of potentially observable values of Lambda. The low energy vacua selected by this measure are often short lived. If we require anthropically acceptable vacua to have a minimum life-time of 10 billion years, then for reasonable parameters a typical observer should expect their vacuum to have a life-time of approximately 12 billion years. This prediction is model dependent, but may point toward a solution to the coincidence problem of cosmology.

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Colliding with a Crunching Bubble

In the context of eternal inflation we discuss the fate of Lambda = 0 bubbles when they collide with Lambda < 0 crunching bubbles. When the Lambda = 0 bubble is supersymmetric, it is not completely destroyed by collisions. If the domain wall separating the bubbles has higher tension than the BPS bound, it is expelled from the Lambda = 0 bubble and does not alter its long time behavior. If the domain wall saturates the BPS bound, then it stays inside the Lambda = 0 bubble and removes a finite fraction of future infinity. In this case, the crunch singularity is hidden behind the horizon of a stable hyperbolic black hole.

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Inflation in AdS/CFT

We study the AdS/CFT correspondence as a probe of inflation. We assume the existence of a string landscape containing at least one stable AdS vacuum and a (nearby) metastable de Sitter state. Standard arguments imply that the bulk physics in the vicinity of the AdS minimum is described by a boundary CFT. We argue that large enough bubbles of the dS phase, including those able to inflate, are described by mixed states in the CFT. Inflating degrees of freedom are traced over and do not appear explicitly in the boundary description. They nevertheless leave a distinct imprint on the mixed state. In the supergravity approximation, analytic continuation connects AdS/CFT correlators to dS/CFT correlators. This provides a framework for extracting further information as well. Our work also shows that no scattering process can create an inflating region, even by quantum tunneling, since a pure state can never evolve into a mixed state under unitary evolution.

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D-Brane Instability as a Large N Phase Transition

In AdS/CFT analyticity suggests that certain singular behaviors expected at large 't Hooft coupling should continue smoothly to weak 't Hooft coupling where the gauge theory is tractable. This may provide a window into stringy singularity resolution and is a promising technique for studying the signature of the black hole singularity discussed in hep-th/0306170. We comment briefly on its status. Our main goal, though, is to study a simple example of this technique. Gross and Ooguri (hep-th/9805129) have pointed out that the D-brane minimal surface spanning a pair of 't Hooft loops undergoes a phase transition as the distance between the loops is varied. We find the analog of this behavior in the weakly coupled Super Yang Mills theory by computing 't Hooft loop expectation values there.

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Comments on Cosmic Censorship in AdS/CFT

Recently Hertog, Horowitz, and Maeda (HHM) (hep-th/0310054) have proposed that cosmic censorship can be violated in the AdS/CFT context. They argue that for certain initial data there is insufficient energy available to make a black hole whose horizon is big enough to cloak the singularity that forms. We have investigated this proposal in the models HHM discuss and have thus far been unable to find initial data that provably satisfy this criterion, despite our development of an improved lower bound on the size of the singular region. This is consistent with recent numerical results (hep-th/0402109). For certain initial data, the energies of our configurations are not far above the lower bound on the requisite black hole mass, and so it is possible that in the exact time development naked singularities do form. We go on to argue that the finite radius cut-off AdS_5 situation discussed by HHM displays instabilities when the full 10D theory is considered. We propose an AdS_3 example that may well be free of this instability.

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The Black Hole Singularity in AdS/CFT

We explore physics behind the horizon in eternal AdS Schwarzschild black holes. In dimension d >3, where the curvature grows large near the singularity, we find distinct but subtle signals of this singularity in the boundary CFT correlators. Building on previous work, we study correlation functions of operators on the two disjoint asymptotic boundaries of the spacetime by investigating the spacelike geodesics that join the boundaries. These dominate the correlators for large mass bulk fields. We show that the Penrose diagram for d>3 is not square. As a result, the real geodesic connecting the two boundary points becomes almost null and bounces off the singularity at a finite boundary time t_c \neq 0. If this geodesic were to dominate the correlator there would be a "light cone" singularity at t_c. However, general properties of the boundary theory rule this out. In fact, we argue that the correlator is actually dominated by a complexified geodesic, whose properties yield the large mass quasinormal mode frequencies previously found for this black hole. We find a branch cut in the correlator at small time (in the limit of large mass), arising from coincidence of three geodesics. The t_c singularity, a signal of the black hole singularity, occurs on a secondary sheet of the analytically continued correlator. Its properties are computationally accessible. The t_c singularity persists to all orders in the 1/m expansion, for finite α', and to all orders in g_s. Certain leading nonperturbative effects can also be studied. The behavior of these boundary theory quantities near t_c gives, in principle, significant information about stringy and quantum behavior in the vicinity of the black hole singularity.

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Inside the Horizon with AdS/CFT

Using the eternal BTZ black hole as a concrete example, we show how spacelike singularities and horizons can be described in terms of AdS/CFT amplitudes. Our approach is based on analytically continuing amplitudes defined in Euclidean signature. This procedure yields finite Lorentzian amplitudes. The naive divergences associated with the Milne type singularity of BTZ are regulated by an $iε$ prescription inherent in the analytic continuation and a cancellation between future and past singularities. The boundary description corresponds to a tensor product of two CFTs in an entangled state, as in previous work. We give two bulk descriptions corresponding to two different analytic continuations. In the first, only regions outside the horizon appear explicitly, and so amplitudes are manifestly finite. In the second, regions behind the horizon and on both sides of the singularity appear, thus yielding finite amplitudes for virtual particles propagating through the black hole singularity. This equivalence between descriptions only outside and both inside and outside the horizon is reminiscent of the ideas of black hole complementarity.

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Initial Conditions for Inflation

Free scalar fields in de Sitter space have a one-parameter family of states invariant under the de Sitter group, including the standard thermal vacuum. We show that, except for the thermal vacuum, these states are unphysical when gravitational interactions are included. We apply these observations to the quantum state of the inflaton, and find that, at best, dramatic fine tuning is required for states other than the thermal vacuum to lead to observable features in the CMBR anisotropy.

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Signatures of Short Distance Physics in the Cosmic Microwave Background

We systematically investigate the effect of short distance physics on the spectrum of temperature anistropies in the Cosmic Microwave Background produced during inflation. We present a general argument-assuming only low energy locality-that the size of such effects are of order H^2/M^2, where H is the Hubble parameter during inflation, and M is the scale of the high energy physics. We evaluate the strength of such effects in a number of specific string and M theory models. In weakly coupled field theory and string theory models, the effects are far too small to be observed. In phenomenologically attractive Horava-Witten compactifications, the effects are much larger but still unobservable. In certain M theory models, for which the fundamental Planck scale is several orders of magnitude below the conventional scale of grand unification, the effects may be on the threshold of detectability. However, observations of both the scalar and tensor fluctuation contributions to the Cosmic Microwave Background power spectrum-with a precision near the cosmic variance limit-are necessary in order to unambiguously demonstrate the existence of these signatures of high energy physics. This is a formidable experimental challenge.

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Closed strings from nothing

We study the physics of open strings in bosonic and type II string theories in the presence of unstable D-branes. When the potential energy of the open string tachyon is at its minimum, Sen has argued that only closed strings remain in the perturbative spectrum. We explore the scenario of Yi and of Bergman, Hori and Yi, who argue that the open string degrees of freedom are strongly coupled and disappear through confinement. We discuss arguments using open string field theory and worldsheet boundary RG flows, which seem to indicate otherwise. We then describe a solitonic excitation of the open string tachyon and gauge field with the charge and tension of a fundamental closed string. This requires a double scaling limit where the tachyon is taken to its minimal value and the electric field is taken to its maximum value. The resulting flux tube has an unconstrained spatial profile; and for large fundamental string charge, it appears to have light, weakly coupled open strings living in the core. We argue that the flux tube acquires a size or order $α'$ through sigma model and string coupling effects; and we argue that confinement effects make the light degrees of freedom heavy and strongly interacting.

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