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Stuart D. Bale

Publications and source records attributed to Stuart D. Bale.

At least 55 records · Page 3Linked to original sources
arXiv2024

Near subsonic solar wind outflow from an active region

During Parker Solar Probe (Parker) Encounter 15 (E15), we observe an 18-hour period of near subsonic ($\mathrm{M_S \sim}$ 1) and sub-Alfvénic (SA), $\mathrm{M_A}$ <<< 1, slow speed solar wind from 22 to 15.6 R$_\odot$. As the most extreme SA interval measured to date and skirting the solar wind sonic point, it is the deepest Parker has probed into the formation and acceleration region of the solar wind in the corona. The stream is also measured by Wind and MMS near 1AU at times consistent with ballistic propagation of this slow stream. We investigate the stream source, properties and potential coronal heating consequences via combining these observations with coronal modeling and turbulence analysis. Through source mapping, in situ evidence and multi-point arrival time considerations of a candidate CME, we determine the stream is a steady (non-transient), long-lived and approximately Parker spiral aligned and arises from overexpanded field lines mapping back to an active region. Turbulence analysis of the Elsässer variables shows the inertial range scaling of the $\mathrm{\mathbf{z}^{+}}$ mode ($\mathrm{f \sim ^{-3/2}}$) to be dominated by the slab component. We discuss the spectral flattening and difficulties associated with measuring the $\mathrm{\mathbf{z}^{-}}$ spectra, cautioning against making definitive conclusions from the $\mathrm{\mathbf{z}^{-}}$ mode. Despite being more extreme than prior sub-Alfvénic intervals, its turbulent nature does not appear to be qualitatively different from previously observed streams. We conclude that this extreme low dynamic pressure solar wind interval (which has the potential for extreme space weather conditions) is a large, steady structure spanning at least to 1AU.

astro-ph.SR↗
arXiv2024

Acceleration of electrons and ions by an "almost" astrophysical shock in the heliosphere

Collisionless shock waves, ubiquitous in the universe, are crucial for particle acceleration in various astrophysical systems. Currently, the heliosphere is the only natural environment available for their in situ study. In this work, we showcase the collective acceleration of electrons and ions by one of the fastest in situ shocks ever recorded, observed by the pioneering Parker Solar Probe at only 34.5 million kilometers from the Sun. Our analysis of this unprecedented, near-parallel shock shows electron acceleration up to 6 MeV amidst intense multi-scale electromagnetic wave emissions. We also present evidence of a variable shock structure capable of injecting and accelerating ions from the solar wind to high energies through a self-consistent process. The exceptional capability of the probe's instruments to measure electromagnetic fields in a shock traveling at 1% the speed of light has enabled us, for the first time, to confirm that the structure of a strong heliospheric shock aligns with theoretical models of strong shocks observed in astrophysical environments. This alignment offers viable avenues for understanding astrophysical shock processes and the acceleration of charged particles.

physics.space-ph↗
arXiv2024

Compositional metrics of fast and slow Alfvenic solar wind emerging from coronal holes and their boundaries

We seek to understand the composition and variability of fast (FSW) and slow Alfvenic solar wind (SASW) emerging from coronal holes (CH). We leverage an opportune conjunction between Solar Orbiter and Parker Solar Probe (PSP) during PSP Encounter 11 to include compositional diagnostics from the Solar Orbiter heavy ion sensor (HIS) as these variations provide crucial insights into the origin and nature of the solar wind. We use Potential Field Source Surface (PFSS) and Magnetohydrodynamic (MHD) models to connect the observed plasma at PSP and Solar Orbiter to its origin footpoint in the photosphere, and compare these results with the in situ measurements. A very clear signature of a heliospheric current sheet (HCS) crossing as evidenced by enhancements in low FIP elements, ion charge state ratios, proton density, low-Alfvenicity, and polarity estimates validates the combination of modeling, data, and mapping. We identify two FSW streams emerging from small equatorial coronal holes (CH) with low ion charge state ratios, low FIP bias, high-Alfvenicity, and low footpoint brightness, yet anomalously low alpha particle abundance for both streams. We identify high-Alfvenicity slow solar wind emerging from the over-expanded boundary of a CH having intermediate alpha abundance, high-Alfvenicity, and dips in ion charge state ratios corresponding to CH boundaries. Through this comprehensive analysis, we highlight the power of multi-instrument conjunction studies in assessing the sources of the solar wind.

astro-ph.SR↗
arXiv2024

Plasma Waves near the Electron Cyclotron Frequency in the near-Sun Solar Wind

Data from the first two orbits of the Sun by Parker Solar Probe reveal that the solar wind sunward of 50 solar radii is replete with plasma waves and instabilities. One of the most prominent plasma wave power enhancements in this region appears near the electron cyclotron frequency (f_ce). Most of this wave power is concentrated in electric field fluctuations near 0.7 f_ce and f_ce, with strong harmonics of both frequencies extending above f_ce. At least two distinct, often concurrent, wave modes are observed, preliminarily identified as electrostatic whistler-mode waves and electron Bernstein waves. Wave intervals range in duration from a few seconds to hours. Both the amplitudes and number of detections of these near-f_ce waves increase significantly with decreasing distance to the Sun, suggesting that they play an important role in the evolution of electron populations in the near-Sun solar wind. Correlations are found between the detection of these waves and properties of solar wind electron populations, including electron core drift, implying that these waves play a role in regulating the heat flux carried by solar wind electrons. Observation of these near-f_ce waves is found to be strongly correlated with near-radial solar wind magnetic field configurations with low levels of magnetic turbulence. A scenario for the growth of these waves is presented which implies that regions of low-turbulence near-radial magnetic field are a prominent feature of solar wind structure near the Sun.

physics.space-ph↗
arXiv2024

Characterization of Turbulent Fluctuations in the Sub-Alfvenic Solar Wind

Parker Solar Probe (PSP) observed sub-Alfvenic solar wind intervals during encounters 8 - 14, and low-frequency magnetohydrodynamic turbulence in these regions may differ from that in super-Alfvenic wind. We apply a new mode-decomposition analysis (Zank et al 2023) to the sub-Alfvénic flow observed by PSP on 2021 April 28, identifying and characterizing entropy, magnetic islands, forward and backward Alfvén waves, including weakly/non-propagating Alfvén vortices, forward and backward fast and slow magnetosonic modes. Density fluctuations are primarily and almost equally entropy and backward propagating slow magnetosonic modes. The mode-decomposition provides phase information (frequency and wavenumber k) for each mode. Entropy-density fluctuations have a wavenumber anisotropy k_{||} >> k_{perp} whereas slow mode density fluctuations have k_{perp} > k_{||}. Magnetic field fluctuations are primarily magnetic island modes (delta B^i) with an O(1) smaller contribution from uni-directionally propagating Alfven waves (delta B^{A+}) giving a variance anisotropy of <{δB^i}^2> / = 4.1. Incompressible magnetic fluctuations dominate compressible contributions from fast and slow magnetosonic modes. The magnetic island spectrum is Kolmogorov-like k_{perp}^{-1.6} in perpendicular wavenumber and the uni-directional Alfven wave spectra are k_{||}^{-1.6} and k_{perp}^{-1.5}. Fast magnetosonic modes propagate at essentially the Alfvén speed with anti-correlated transverse velocity and magnetic field fluctuations and are almost exclusively magnetic due to beta_p<<1. Transverse velocity fluctuations are the dominant velocity component in fast magnetosonic modes and longitudinal fluctuations dominate in slow modes. Mode-decomposition is an effective tool in identifying the basic building blocks of MHD turbulence and provides detailed phase information about each of the modes.

astro-ph.SR↗
arXiv2024

Direct In Situ Measurements of a Fast Coronal Mass Ejection and Associated Structures in the Corona

We report on the first direct in situ measurements of a fast coronal mass ejection (CME) and shock in the corona, which occurred on 2022 September 5. In situ measurements from the Parker Solar Probe (PSP) spacecraft near perihelion suggest two shocks with the second one decayed, which is consistent with more than one eruptions in coronagraph images. Despite a flank crossing, the measurements indicate unique features of the young ejecta: a plasma much hotter than the ambient medium suggestive of a hot solar source, and a large plasma $β$ implying a highly non-force-free state and the importance of thermal pressure gradient for CME acceleration and expansion. Reconstruction of the global coronal magnetic fields shows a long-duration change in the heliospheric current sheet (HCS), and the observed field polarity reversals agree with a more warped HCS configuration. Reconnection signatures are observed inside an HCS crossing as deep as the sonic critical point. As the reconnection occurs in the sub-Alfvénic wind, the reconnected flux sunward of the reconnection site can close back to the Sun, which helps balance magnetic flux in the heliosphere. The nature of the sub-Alfvénic wind after the HCS crossing as a low Mach-number boundary layer (LMBL) leads to in situ measurements of the near subsonic plasma at a surprisingly large distance. Specifically, an LMBL may provide favorable conditions for the crossings of the sonic critical point in addition to the Alfvén surface.

astro-ph.SR↗
arXiv2023

The Effect of the Parametric Decay Instability on the Morphology of Coronal Type III Radio Bursts

The nonlinear evolution of Alfvén waves in the solar corona leads to the generation of Alfvénic turbulence. This description of the Alfvén waves involves parametric instabilities where the parent wave decays into slow mode waves giving rise to density fluctuations. These density fluctuations, in turn, play a crucial role in the modulation of the dynamic spectrum of type III radio bursts, which are observed at the fundamental of local plasma frequency and are sensitive to the local density. During observations of such radio bursts, fine structures are detected across different temporal ranges. In this study, we examine density fluctuations generated through the parametric decay instability (PDI) of Alfvén waves as a mechanism to generate striations in the dynamic spectrum of type III radio bursts using magnetohydrodynamic simulations of the solar corona. An Alfvén wave is injected into the quiet solar wind by perturbing the transverse magnetic field and velocity components which subsequently undergo the PDI instability. The type III burst is modelled as a fast-moving radiation source that samples the background solar wind as it propagates to emit radio waves. We find the simulated dynamic spectrum to contain striations directly affected by the multi-scale density fluctuations in the wind.

astro-ph.SR↗
arXiv2023

Weak Solar Radio Bursts from the Solar Wind Acceleration Region Observed by Parker Solar Probe and Its Probable Emission Mechanism

The Parker Solar Probe (PSP) provides us the unprecedentedly close approach observation to the Sun, and hence the possibility of directly understanding the "elementary process" which occurs in the kinetic scale of particles collective interactioin in solar coronal plasmas. We reported a kind of weak solar radio bursts (SRBs), which are detected by PSP when it passed a low-density magnetic channel during its second encounter phase. These weak SRBs have low starting frequecny $\sim 20$ MHz and narrow frequency range from a few tens MHz to a few hundres kHz. Their dynamic spectra display a strongly evolving feature of the intermediate relative drift rate decreasing rapidly from above 0.01/s to below 0.01/s. Analyses based on common empirical models of solar coronal plasmas indicate that these weak SRBs originate from the heliocentric distance $\sim 1.1-6.1~R_S$ (the solar radius), a typical solar wind acceleration region with a low-$β$ plasma, and indicate that their soruces have a typic motion velociy $\sim v_A$ (Alfvén velocity) obviously lower than that of fast electrons required by effectively exciting SRBs. We propose that solitary kinetic Alfvén waves with kinetic scales can be responsible for the generation of these small-scalevweak SRBs, called solitary wave radiation (SWR).

astro-ph.SR↗
arXiv2023

Proton and Alpha Driven Instabilities in an Ion Cyclotron Wave Event

Ion scale wave events or "wave storms" in the solar wind are characterised by enhancements in magnetic field fluctuations as well as coherent magnetic field polarisation signatures at or around the local ion cyclotron frequencies. In this paper we study in detail one such wave event from Parker Solar Probe's (PSP) fourth encounter, consisting of an initial period of left-handed (LH) polarisation abruptly transitioning to a strong period of right-handed (RH) polarisation, accompanied by clear core-beam structure in both the alpha and proton velocity distribution functions. A linear stability analysis shows that the LH polarised waves are anti-Sunward propagating Alfvén/ion cyclotron (A/IC) waves primarily driven by a proton cyclotron instability in the proton core population, and the RH polarised waves are anti-Sunward propagating fast magnetosonic/whistler (FM/W) waves driven by a firehose-like instability in the secondary alpha beam population. The abrupt transition from LH to RH is caused by a drop in the proton core temperature anisotropy. We find very good agreement between the frequencies and polarisations of the unstable wave modes as predicted by linear theory and those observed in the magnetic field spectra. Given the ubiquity of ion scale wave signatures observed by PSP, this work gives insight into which exact instabilities may be active and mediating energy transfer in wave-particle interactions in the inner heliosphere, as well as highlighting the role a secondary alpha population may play as a rarely considered source of free energy available for producing wave activity.

astro-ph.SR↗
arXiv2023

Ion kinetics of plasma interchange reconnection in the lower solar corona

The exploration of the inner heliosphere by Parker Solar Probe has revealed a highly structured solar wind with ubiquitous deflections from the Parker spiral, known as switchbacks. Interchange reconnection (IR) may play an important role in generating these switchbacks by forming unstable particle distributions that generate wave activity that in turn may evolve to such structures. IR occurs in very low beta plasmas and in the presence of strong guiding fields. Although IR is unlikely to release enough energy to provide an important contribution to the heating and acceleration of the solar wind, it affects the way the solar wind is connected to its sources, connecting open field lines to regions of closed fields. This "switching on" provides a mechanism by which plasma near coronal hole boundaries can mix with that trapped inside the closed loops. This mixing can lead to a new energy balance. It may significantly change the characteristics of the solar wind because this plasma is already pre-heated and can potentially have quite different density and particle distributions. It not only replenishes the solar wind, but also affects the electric field, which in turn affects the energy balance. This interpenetration is manifested by the formation of a bimodal ion distribution, with a core and a beam-like population. Such distributions are indeed frequently observed by the Parker Solar Probe. Here we provide a first step towards assessing the role of such processes in accelerating and heating the solar wind.

astro-ph.SR↗
arXiv2023

Are Switchback boundaries observed by Parker Solar Probe closed?

Switchbacks are sudden and large deflections in the magnetic field that Parker Solar Probe frequently observes in the inner heliosphere. Their ubiquitous occurrence has prompted numerous studies to determine their nature and origin. Our goal is to describe the boundary of these switchbacks using a series of events detected during the spacecraft's first encounter with the Sun. Using FIELDS and SWEAP data, we investigate different methods for determining the boundary normal. The observed boundaries are arc-polarized structures with a rotation that is always contained in a plane. Classical minimum variance analysis (MVA) gives misleading results and overestimates the number of rotational discontinuities. We propose a robust geometric method to identify the nature of these discontinuities, which involves determining whether or not the plane that contains them also includes the origin ($\textbf{B}=0$). Most boundaries appear to have the same characteristics as tangential discontinuities in the context of switchbacks, with little evidence for having rotational discontinuities. We find no effect of the size of the Parker spiral deviation. Furthermore, the thickness of the boundary is within MHD scales. We conclude that most of the switchback boundaries observed by Parker Solar Probe are likely to be closed, in contrast to previous studies. Our results suggest that their erosion may be much slower than expected.

astro-ph.SR↗
arXiv2023

The Temperature, Electron, and Pressure Characteristics of Switchbacks: Parker Solar Probe Observations

Parker Solar Probe (PSP) observes unexpectedly prevalent switchbacks, which are rapid magnetic field reversals that last from seconds to hours, in the inner heliosphere, posing new challenges to understanding their nature, origin, and evolution. In this work, we investigate the thermal states, electron pitch angle distributions, and pressure signatures of both inside and outside switchbacks, separating a switchback into spike, transition region (TR), and quiet period (QP). Based on our analysis, we find that the proton temperature anisotropies in TRs seem to show an intermediate state between spike and QP plasmas. The proton temperatures are more enhanced in spike than in TR and QP, but the alpha temperatures and alpha-to-proton temperature ratios show the opposite trends, implying that the preferential heating mechanisms of protons and alphas are competing in different regions of switchbacks. Moreover, our results suggest that the electron integrated intensities are almost the same across the switchbacks but the electron pitch angle distributions are more isotropic inside than outside switchbacks, implying switchbacks are intact structures but strong scattering of electrons happens inside switchbacks. In addition, the examination of pressures reveals that the total pressures are comparable through an individual switchback, confirming switchbacks are pressure-balanced structures. These characteristics could further our understanding of ion heating, electron scattering, and the structure of switchbacks.

physics.space-ph↗
arXiv2023

Coronal Heating Rate in the Slow Solar Wind

This Letter reports the first observational estimate of the heating rate in the slowly expanding solar corona. The analysis exploits the simultaneous remote and local observations of the same coronal plasma volume with the Solar Orbiter/Metis and the Parker Solar Probe instruments, respectively, and relies on the basic solar wind magnetohydrodynamic equations. As expected, energy losses are a minor fraction of the solar wind energy flux, since most of the energy dissipation that feeds the heating and acceleration of the coronal flow occurs much closer to the Sun than the heights probed in the present study, which range from 6.3 to 13.3 solar radii. The energy deposited to the supersonic wind is then used to explain the observed slight residual wind acceleration and to maintain the plasma in a non-adiabatic state. As derived in the Wentzel-Kramers-Brillouin limit, the present energy transfer rate estimates provide a lower limit, which can be very useful in refining the turbulence-based modeling of coronal heating and subsequent solar wind acceleration.

astro-ph.SR↗
arXiv2023

Mediation of Collisionless Turbulent Dissipation Through Cyclotron Resonance

The dissipation of magnetized turbulence is fundamental to understanding energy transfer and heating in astrophysical systems. Collisionless interactions, such as resonant wave-particle process, are known to play a role in shaping turbulent astrophysical environments. Here, we present evidence for the mediation of turbulent dissipation in the solar wind by ion-cyclotron waves. Our results show that ion-cyclotron waves interact strongly with magnetized turbulence, indicating that they serve as a major pathway for the dissipation of large-scale electromagnetic fluctuations. We further show that the presence of cyclotron waves significantly weakens observed signatures of intermittency in sub-ion-kinetic turbulence, which are known to be another pathway for dissipation. These observations results suggest that in the absence of cyclotron resonant waves, non-Gaussian, coherent structures are able to form at sub-ion-kinetic scales, and are likely responsible for turbulent heating. We further find that the cross helicity, i.e. the level of Alfvénicity of the fluctuations, correlates strongly with the presence of ion-scale waves, demonstrating that dissipation of collisionless plasma turbulence is not a universal process, but that the pathways to heating and dissipation at small scales are controlled by the properties of the large-scale turbulent fluctuations. We argue that these observations support the existence of a helicity barrier, in which highly Alfvénic, imbalanced, turbulence is prevented from cascading to sub-ion scales thus resulting in significant ion-cyclotron resonant heating. Our results may serve as a significant step in constraining the nature of turbulent heating in a wide variety of astrophysical systems.

physics.space-ph↗
arXiv2023

The Structure and Origin of Switchbacks: Parker Solar Probe Observations

Switchbacks are rapid magnetic field reversals that last from seconds to hours. Current Parker Solar Probe (PSP) observations pose many open questions in regard to the nature of switchbacks. For example, are they stable as they propagate through the inner heliosphere, and how are they formed? In this work, we aim to investigate the structure and origin of switchbacks. In order to study the stability of switchbacks, we suppose the small-scale current sheets therein are generated by magnetic braiding, and they should work to stabilize the switchbacks. With more than one thousand switchbacks identified with PSP observations in seven encounters, we find many more current sheets inside than outside switchbacks, indicating that these microstructures should work to stabilize the S-shaped structures of switchbacks. Additionally, we study the helium variations to trace the switchbacks to their origins. We find both helium-rich and helium-poor populations in switchbacks, implying that the switchbacks could originate from both closed and open magnetic field regions in the Sun. Moreover, we observe that the alpha-proton differential speeds also show complex variations as compared to the local Alfvén speed. The joint distributions of both parameters show that low helium abundance together with low differential speed is the dominant state in switchbacks. The presence of small-scale current sheets in switchbacks along with the helium features are in line with the hypothesis that switchbacks could originate from the Sun via interchange reconnection process. However, other formation mechanisms are not excluded.

physics.space-ph↗
arXiv2023

New Observations of Solar Wind 1/f Turbulence Spectrum from Parker Solar Probe

The trace magnetic power spectrum in the solar wind is known to be characterized by a double power law at scales much larger than the proton gyro-radius, with flatter spectral exponents close to -1 found at the lower frequencies below an inertial range with indices closer to $[-1.5,-1.6]$. The origin of the $1/f$ range is still under debate. In this study, we selected 109 magnetically incompressible solar wind intervals ($δ|\boldsymbol B|/|\boldsymbol B| \ll 1$) from Parker Solar Probe encounters 1 to 13 which display such double power laws, with the aim of understanding the statistics and radial evolution of the low frequency power spectral exponents from Alfvén point up to 0.3 AU. New observations from closer to the sun show that in the low frequency range solar wind turbulence can display spectra much shallower than $1/f$, evolving asymptotically to $1/f$ as advection time increases, indicating a dynamic origin for the $1/f$ range formation. We discuss the implications of this result on the Matteini et al. (2018) conjecture for the $1/f$ origin as well as example spectra displaying a triple power law consistent with the model proposed by Chandran et al. (2018), supporting the dynamic role of parametric decay in the young solar wind. Our results provide new constraints on the origin of the $1/f$ spectrum and further show the possibility of the coexistence of multiple formation mechanisms.

astro-ph.SR↗
arXiv2023

The Radial Distribution of Ion-scale Waves in the Inner Heliosphere

Determining the mechanism responsible for the plasma heating and particle acceleration is a fundamental problem in the study of the heliosphere. Due to efficient wave-particle interactions of ion-scale waves with charged particles, these waves are widely believed to be a major contributor to ion energization, and their contribution considerably depends on the wave occurrence rate. By analyzing the radial distribution of quasi-monochromatic ion-scale waves observed by the Parker Solar Probe, this work shows that the wave occurrence rate is significantly enhanced in the near-Sun solar wind, specifically 21%$-$29% below 0.3 au, in comparison to 6%$-$14% beyond 0.3 au. The radial decrease of the wave occurrence rate is not only induced by the sampling effect of a single spacecraft detection, but also by the physics relating to the wave excitation, such as the enhanced ion beam instability in the near-Sun solar wind. This work also shows that the wave normal angle $θ$, the absolute value of ellipticity $ε$, the wave frequency $f$ normalized by the proton cyclotron frequency $f_{\mathrm{cp}}$, and the wave amplitude $δB$ normalized by the local background magnetic field $B_0$ slightly vary with the radial distance. The median values of $θ$, $|ε|$, $f$, and $δB$ are about $9^\circ$, $0.73$, $3f_{\mathrm{cp}}$, and $0.01B_0$, respectively. Furthermore, this study proposes that the wave mode nature of the observed left-handed and right-handed polarized waves corresponds to the Alfvén ion cyclotron mode wave and the fast-magnetosonic whistler mode wave, respectively.

astro-ph.SR↗
arXiv2023

Particle-In-Cell Simulations of Sunward and Anti-sunward Whistler Waves in the Solar Wind

Spacecraft observations showed that electron heat conduction in the solar wind is probably regulated by whistler waves, whose origin and efficiency in electron heat flux suppression is actively investigated. In this paper, we present Particle-In-Cell simulations of a combined whistler heat flux and temperature anisotropy instability that can operate in the solar wind. The simulations are performed in a uniform plasma and initialized with core and halo electron populations typical of the solar wind. We demonstrate that the instability produces whistler waves propagating both along (anti-sunward) and opposite (sunward) to the electron heat flux. The saturated amplitudes of both sunward and anti-sunward whistler waves are strongly correlated with their {\it initial} linear growth rates, $B_{w}/B_0\sim (γ/ω_{ce})^ν$, where for typical electron betas we have $0.6\lesssim ν\lesssim 0.9$. The correlations of whistler wave amplitudes and spectral widths with plasma parameters (electron beta and temperature anisotropy) revealed in the simulations are consistent with those observed in the solar wind. The efficiency of electron heat flux suppression is positively correlated with the saturated amplitude of sunward whistler waves. The electron heat flux can be suppressed by 10--60% provided that the saturated amplitude of sunward whistler waves exceeds about 1% of background magnetic field. Other experimental applications of the presented results are discussed.

physics.space-ph↗