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Sujata Goswami

Publications and source records attributed to Sujata Goswami.

11 recordsLinked to original sources

Who Evaluates AI's Social Impacts? Mapping Coverage and Gaps in First and Third Party Evaluations

Foundation models are increasingly central to high-stakes AI systems, and governance frameworks now depend on evaluations to assess their risks and capabilities. Although general capability evaluations are widespread, social impact assessments covering bias, fairness, privacy, environmental costs, and labor remain uneven. To characterize this landscape, we conduct the first comprehensive analysis of social impact evaluation reporting, examining 186 first-party release reports and 248 third-party evaluation sources, supplemented by developer interviews. We find a stark division of labor: first-party reporting is sparse, often superficial, and declining in areas like environmental impact and bias, while third-party evaluators provide broader, more rigorous coverage of bias, harmful content, and performance disparities. However, only developers can authoritatively report on data provenance, content moderation labor, costs, and infrastructure, yet interviews reveal these disclosures are deprioritized unless tied to product adoption or compliance. Current practices leave major gaps in assessing societal impacts, underscoring the need for policies that mandate developer transparency, strengthen independent evaluation ecosystems, and create shared infrastructure for aggregating third-party evaluations.

cs.CY

Croissant Baker: Metadata Generation for Discoverable, Governable, and Reusable ML Datasets

Croissant has emerged as the metadata standard for machine learning datasets, providing a structured, JSON-LD-based format that makes dataset discovery, automated ingestion, and reproducible analysis machine-checkable across ML platforms. Adoption has accelerated, and NeurIPS now requires Croissant metadata in every submission to its dataset tracks. Yet in practice Croissant generation usually starts with uploading data to a public platform, a path infeasible for governed and large local repositories that hold much of the high-value data ML increasingly relies on. We release Croissant Baker, a local-first, open-source command-line tool that generates validated Croissant metadata directly from a dataset directory through a modular handler registry. We evaluate Croissant Baker on over 140 datasets, scaling to MIMIC-IV at 886 million rows and 374 Parquet files. On held-out comparisons against producer-authored or standards-derived ground truth, Croissant Baker reaches 97-100% agreement across multiple domains.

cs.LG

AI Benchmark Democratization and Carpentry

Benchmarks are a cornerstone of modern machine learning, enabling reproducibility, comparison, and scientific progress. However, AI benchmarks are increasingly complex, requiring dynamic, AI-focused workflows. Rapid evolution in model architectures, scale, datasets, and deployment contexts makes evaluation a moving target. Large language models often memorize static benchmarks, causing a gap between benchmark results and real-world performance. Beyond traditional static benchmarks, continuous adaptive benchmarking frameworks are needed to align scientific assessment with deployment risks. This calls for skills and education in AI Benchmark Carpentry. From our experience with MLCommons, educational initiatives, and programs like the DOE's Trillion Parameter Consortium, key barriers include high resource demands, limited access to specialized hardware, lack of benchmark design expertise, and uncertainty in relating results to application domains. Current benchmarks often emphasize peak performance on top-tier hardware, offering limited guidance for diverse, real-world scenarios. Benchmarking must become dynamic, incorporating evolving models, updated data, and heterogeneous platforms while maintaining transparency, reproducibility, and interpretability. Democratization requires both technical innovation and systematic education across levels, building sustained expertise in benchmark design and use. Benchmarks should support application-relevant comparisons, enabling informed, context-sensitive decisions. Dynamic, inclusive benchmarking will ensure evaluation keeps pace with AI evolution and supports responsible, reproducible, and accessible AI deployment. Community efforts can provide a foundation for AI Benchmark Carpentry.

cs.AI

AILuminate: Introducing v1.0 of the AI Risk and Reliability Benchmark from MLCommons

The rapid advancement and deployment of AI systems have created an urgent need for standard safety-evaluation frameworks. This paper introduces AILuminate v1.0, the first comprehensive industry-standard benchmark for assessing AI-product risk and reliability. Its development employed an open process that included participants from multiple fields. The benchmark evaluates an AI system's resistance to prompts designed to elicit dangerous, illegal, or undesirable behavior in 12 hazard categories, including violent crimes, nonviolent crimes, sex-related crimes, child sexual exploitation, indiscriminate weapons, suicide and self-harm, intellectual property, privacy, defamation, hate, sexual content, and specialized advice (election, financial, health, legal). Our method incorporates a complete assessment standard, extensive prompt datasets, a novel evaluation framework, a grading and reporting system, and the technical as well as organizational infrastructure for long-term support and evolution. In particular, the benchmark employs an understandable five-tier grading scale (Poor to Excellent) and incorporates an innovative entropy-based system-response evaluation. In addition to unveiling the benchmark, this report also identifies limitations of our method and of building safety benchmarks generally, including evaluator uncertainty and the constraints of single-turn interactions. This work represents a crucial step toward establishing global standards for AI risk and reliability evaluation while acknowledging the need for continued development in areas such as multiturn interactions, multimodal understanding, coverage of additional languages, and emerging hazard categories. Our findings provide valuable insights for model developers, system integrators, and policymakers working to promote safer AI deployment.

cs.CY

MSTS: A Multimodal Safety Test Suite for Vision-Language Models

Vision-language models (VLMs), which process image and text inputs, are increasingly integrated into chat assistants and other consumer AI applications. Without proper safeguards, however, VLMs may give harmful advice (e.g. how to self-harm) or encourage unsafe behaviours (e.g. to consume drugs). Despite these clear hazards, little work so far has evaluated VLM safety and the novel risks created by multimodal inputs. To address this gap, we introduce MSTS, a Multimodal Safety Test Suite for VLMs. MSTS comprises 400 test prompts across 40 fine-grained hazard categories. Each test prompt consists of a text and an image that only in combination reveal their full unsafe meaning. With MSTS, we find clear safety issues in several open VLMs. We also find some VLMs to be safe by accident, meaning that they are safe because they fail to understand even simple test prompts. We translate MSTS into ten languages, showing non-English prompts to increase the rate of unsafe model responses. We also show models to be safer when tested with text only rather than multimodal prompts. Finally, we explore the automation of VLM safety assessments, finding even the best safety classifiers to be lacking.

cs.CL

Croissant: A Metadata Format for ML-Ready Datasets

Data is a critical resource for machine learning (ML), yet working with data remains a key friction point. This paper introduces Croissant, a metadata format for datasets that creates a shared representation across ML tools, frameworks, and platforms. Croissant makes datasets more discoverable, portable, and interoperable, thereby addressing significant challenges in ML data management. Croissant is already supported by several popular dataset repositories, spanning hundreds of thousands of datasets, enabling easy loading into the most commonly-used ML frameworks, regardless of where the data is stored. Our initial evaluation by human raters shows that Croissant metadata is readable, understandable, complete, yet concise.

cs.LG

A Standardized Machine-readable Dataset Documentation Format for Responsible AI

Data is critical to advancing AI technologies, yet its quality and documentation remain significant challenges, leading to adverse downstream effects (e.g., potential biases) in AI applications. This paper addresses these issues by introducing Croissant-RAI, a machine-readable metadata format designed to enhance the discoverability, interoperability, and trustworthiness of AI datasets. Croissant-RAI extends the Croissant metadata format and builds upon existing responsible AI (RAI) documentation frameworks, offering a standardized set of attributes and practices to facilitate community-wide adoption. Leveraging established web-publishing practices, such as Schema.org, Croissant-RAI enables dataset users to easily find and utilize RAI metadata regardless of the platform on which the datasets are published. Furthermore, it is seamlessly integrated into major data search engines, repositories, and machine learning frameworks, streamlining the reading and writing of responsible AI metadata within practitioners' existing workflows. Croissant-RAI was developed through a community-led effort. It has been designed to be adaptable to evolving documentation requirements and is supported by a Python library and a visual editor.

cs.IR

Introducing v0.5 of the AI Safety Benchmark from MLCommons

This paper introduces v0.5 of the AI Safety Benchmark, which has been created by the MLCommons AI Safety Working Group. The AI Safety Benchmark has been designed to assess the safety risks of AI systems that use chat-tuned language models. We introduce a principled approach to specifying and constructing the benchmark, which for v0.5 covers only a single use case (an adult chatting to a general-purpose assistant in English), and a limited set of personas (i.e., typical users, malicious users, and vulnerable users). We created a new taxonomy of 13 hazard categories, of which 7 have tests in the v0.5 benchmark. We plan to release version 1.0 of the AI Safety Benchmark by the end of 2024. The v1.0 benchmark will provide meaningful insights into the safety of AI systems. However, the v0.5 benchmark should not be used to assess the safety of AI systems. We have sought to fully document the limitations, flaws, and challenges of v0.5. This release of v0.5 of the AI Safety Benchmark includes (1) a principled approach to specifying and constructing the benchmark, which comprises use cases, types of systems under test (SUTs), language and context, personas, tests, and test items; (2) a taxonomy of 13 hazard categories with definitions and subcategories; (3) tests for seven of the hazard categories, each comprising a unique set of test items, i.e., prompts. There are 43,090 test items in total, which we created with templates; (4) a grading system for AI systems against the benchmark; (5) an openly available platform, and downloadable tool, called ModelBench that can be used to evaluate the safety of AI systems on the benchmark; (6) an example evaluation report which benchmarks the performance of over a dozen openly available chat-tuned language models; (7) a test specification for the benchmark.

cs.CL

Analysis of GRACE Follow-On Laser Ranging Interferometer derived inter-satellite pointing angles

Gravity Recovery and Climate Experiment Follow-On (GRACE-FO) was launched on May 22, 2018. It carries the Laser Ranging Interferometer (LRI) as a technology demonstrator that measures the inter-satellite range with nanometer precision using a laser-link between satellites. To maintain the laser-link between satellites, the LRI uses the beam steering method: a Fast Steering Mirror (FSM) is actuated to correct for misalignment between the incoming and outgoing laser beams. From the FSM commands, we can compute the inter-satellite pitch and yaw angles. These angles provide information about the spacecraft's relative orientation with respect to line-of-sight (LOS). We analyze LRI derived inter-satellite pointing angles for 2019 and 2020. Further, we present its comparison with the pointing angles derived from GRACE-FO SCA1B data, which represents the spacecraft attitude computed from star cameras and Inertial Measurement Unit (IMU) data using a Kalman filter. We discuss the correlations seen between the laser based attitude data and the spacecraft temperature variations. This analysis serves as the basis to explore the potential of this new attitude product obtained from the Differential Wavefront Sensing (DWS) control of a FSM.

physics.geo-ph

Analysis of GRACE range-rate residuals with focus on KBR instrument system noise

We investigate the post-fit range-rate residuals after the gravity field parameter estimation from the inter-satellite ranging data of the gravity recovery and climate experiment (GRACE) satellite mission. Of particular interest is the high-frequency spectrum (f gt 20 MHz) which is dominated by the microwave ranging system noise. Such analysis is carried out to understand the yet unsolved discrepancy between the predicted baseline errors and the observed ones. The analysis consists of two parts. First, we present the effects in the signal-to-noise ratio (SNRs) of the k-band ranging system. The SNRs are also affected by the moon intrusions into the star cameras field of view and magnetic torque rod currents in addition to the effects presented by Harvey et al. [2016]. Second, we analyze the range-rate residuals to study the effects of the KBR system noise. The range-rate residuals are dominated by the non-stationary errors in the high-frequency observations. These high-frequency errors in the range-rate residuals are found to be dependent on the temperature and effects of sun intrusion into the star cameras field of view reflected in the SNRs of the K-band phase observations.

physics.space-ph

Analysis of attitude errors in GRACE range-rate residuals - a comparison between SCA1B and the reprocessed attitude fused product (SCA1B +ACC1B)

The precision of the attitude in the inter-satellite ranging missions like GRACE is one of the important requirement. It is required not only for the mission performance but also for the good quality of the gravity field models which are estimated from the inter-satellite ranging measurements. Here we present a comparative study of the analysis of two attitude datasets. One of them is the standardSCA1Brelease 2 datasets provided by JPL NASA and another is the reprocessed attitude computed atTU Graz by combining the angular accelerations and the standardSCA1Brelease2 datasets. Further, we also present the impact of the attitude datasets on the inter-satellite range measurements by analyzing their residuals. Our analysis reveals the significant improvement in the attitude due to the reprocessed product and reduced value of residuals computed from the reprocessed attitude.

astro-ph.IM