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Susan Gauch

Publications and source records attributed to Susan Gauch.

At least 19 recordsLinked to original sources

$\alpha$-Graph: Attention-Infused Normalizing Flow Approach to Tractable Graph Modeling

Graph modeling, a crucial task for representing complex relationships in graph-structured data, has achieved significant success in recent years. However, current graph modeling methods rely on traditional Graph Neural Networks and pre-training approaches to implicitly learn the underlying relational structure of graph data. Thus, these prior methods cannot capture the complex graph structure and correlations among inputs. In this paper, we introduce a novel Attention-based Normalizing Flow-based Approach\footnote{Our implementation and models will be released publicly for research reproducibility.} (ANFA or $\alpha$) that provides an explicit, interpretable, and tractable Graph Modeling ($\alpha$-Graph). In particular, we propose a new Unconditional Graph Normalizing Flow with an Invertible Attention Mechanism to capture the complex relational structure of graph data. To further enhance the expressiveness of the model, we introduce Conditional Graph Normalizing Flow with Learnable Queries that enables efficient modeling of correlations in graph-structured data. We show that our Conditional Graph Normalizing Flows behave similarly to Unconditional Graph Normalizing Flows, enhancing expressiveness while maintaining training stability and efficiency. Our experimental results on three benchmarks will illustrate the effectiveness and the state-of-the-art (SoTA) performance of the proposed $\alpha$-Graph method.

cs.LG

ClusterRAG: Cluster-Based Collaborative Filtering for Personalized Retrieval-Augmented Generation

Personalized Retrieval-Augmented Generation (RAG) relies on accurately selecting user-relevant documents. In practice, existing RAG approaches often suffer from high retrieval costs and overlook that collaborative signals from similar users can enhance personalized generation for the current user. We propose ClusterRAG, a Cluster-Based Collaborative Filtering for Personalized Retrieval-Augmented Generation. ClusterRAG represents users through their profile documents, organizes users into semantically coherent clusters using density-based clustering, and performs retrieval at both the cluster and document levels via cluster-level similarity and fine-grained ranking. Extensive experiments on the LaMP benchmark demonstrate that jointly leveraging the target user's profile and profiles from top similar users consistently yields the best performance across diverse tasks. Further analysis shows that ClusterRAG integrates seamlessly with different dense retrievers and rankers, and remains effective when paired with both fine-tuned and zero-shot language models.

cs.IR

Fair Learning for Bias Mitigation and Quality Optimization in Paper Recommendation

Despite frequent double-blind review, demographic biases of authors still disadvantage the underrepresented groups. We present Fair-PaperRec, a MultiLayer Perceptron (MLP)-based model that addresses demographic disparities in post-review paper acceptance decisions while maintaining high-quality requirements. Our methodology penalizes demographic disparities while preserving quality through intersectional criteria (e.g., race, country) and a customized fairness loss, in contrast to heuristic approaches. Evaluations using conference data from ACM Special Interest Group on Computer-Human Interaction (SIGCHI), Designing Interactive Systems (DIS), and Intelligent User Interfaces (IUI) indicate a 42.03% increase in underrepresented group participation and a 3.16% improvement in overall utility, indicating that diversity promotion does not compromise academic rigor and supports equity-focused peer review solutions.

cs.AI

From Bias to Balance: Fairness-Aware Paper Recommendation for Equitable Peer Review

Despite frequent double-blind review, systemic biases related to author demographics still disadvantage underrepresented groups. We start from a simple hypothesis: if a post-review recommender is trained with an explicit fairness regularizer, it should increase inclusion without degrading quality. To test this, we introduce Fair-PaperRec, a Multi-Layer Perceptron (MLP) with a differentiable fairness loss over intersectional attributes (e.g., race, country) that re-ranks papers after double-blind review. We first probe the hypothesis on synthetic datasets spanning high, moderate, and near-fair biases. Across multiple randomized runs, these controlled studies map where increasing the fairness weight strengthens macro/micro diversity while keeping utility approximately stable, demonstrating robustness and adaptability under varying disparity levels. We then carry the hypothesis into the original setting, conference data from ACM Special Interest Group on Computer-Human Interaction (SIGCHI), Designing Interactive Systems (DIS), and Intelligent User Interfaces (IUI). In this real-world scenario, an appropriately tuned configuration of Fair-PaperRec achieves up to a 42.03% increase in underrepresented-group participation with at most a 3.16% change in overall utility relative to the historical selection. Taken together, the synthetic-to-original progression shows that fairness regularization can act as both an equity mechanism and a mild quality regularizer, especially in highly biased regimes. By first analyzing the behavior of the fairness parameters under controlled conditions and then validating them on real submissions, Fair-PaperRec offers a practical, equity-focused framework for post-review paper selection that preserves, and in some settings can even enhance, measured scholarly quality.

cs.LG

Causal Analysis of Author Demographics in Academic Peer Review

Academic meritocracy is jeopardized by systematic imbalances; for example, whereas Black and Hispanic individuals constitute over 30% of the U.S. population, they represent fewer than 10% of tenured academics in science and engineering. Peer review serves as a crucial gatekeeper in this process, however it encounters ongoing issues over biases that may hinder scientific advancement. The issue is now exacerbated by the growing influence of artificial intelligence (AI) in academic assessment. This paper transcends correlation to quantitatively assess the independent impacts of author demographics, including race, gender, and country of affiliation, on paper acceptance rankings. We utilize a causal inference methodology on a dataset of 530 papers, simulating the academic selection process by employing the prestige of the publication venue as a surrogate for review rank. Our research indicates statistically substantial causal disadvantages for authors from minority racial groups (average treatment effects [ATE]: -0.42 points in ranking), female authors (ATE: -0.25), and those associated with institutions in the Global South (ATE: -0.57). The exhibited biases emphasize the pressing necessity for fairness interventions in both conventional and AI-based review processes, indicating that such measures are essential for establishing a more equitable and credible scientific environment.

cs.CY

Verifying Rumors via Stance-Aware Structural Modeling

Verifying rumors on social media is critical for mitigating the spread of false information. The stances of conversation replies often provide important cues to determine a rumor's veracity. However, existing models struggle to jointly capture semantic content, stance information, and conversation strructure, especially under the sequence length constraints of transformer-based encoders. In this work, we propose a stance-aware structural modeling that encodes each post in a discourse with its stance signal and aggregates reply embedddings by stance category enabling a scalable and semantically enriched representation of the entire thread. To enhance structural awareness, we introduce stance distribution and hierarchical depth as covariates, capturing stance imbalance and the influence of reply depth. Extensive experiments on benchmark datasets demonstrate that our approach significantly outperforms prior methods in the ability to predict truthfulness of a rumor. We also demonstrate that our model is versatile for early detection and cross-platfrom generalization.

cs.CL

Predicting Stock Price Movement with LLM-Enhanced Tweet Emotion Analysis

Accurately predicting short-term stock price movement remains a challenging task due to the market's inherent volatility and sensitivity to investor sentiment. This paper discusses a deep learning framework that integrates emotion features extracted from tweet data with historical stock price information to forecast significant price changes on the following day. We utilize Meta's Llama 3.1-8B-Instruct model to preprocess tweet data, thereby enhancing the quality of emotion features derived from three emotion analysis approaches: a transformer-based DistilRoBERTa classifier from the Hugging Face library and two lexicon-based methods using National Research Council Canada (NRC) resources. These features are combined with previous-day stock price data to train a Long Short-Term Memory (LSTM) model. Experimental results on TSLA, AAPL, and AMZN stocks show that all three emotion analysis methods improve the average accuracy for predicting significant price movements, compared to the baseline model using only historical stock prices, which yields an accuracy of 13.5%. The DistilRoBERTa-based stock prediction model achieves the best performance, with accuracy rising from 23.6% to 38.5% when using LLaMA-enhanced emotion analysis. These results demonstrate that using large language models to preprocess tweet content enhances the effectiveness of emotion analysis which in turn improves the accuracy of predicting significant stock price movements.

cs.LG

NUTMEG: Separating Signal From Noise in Annotator Disagreement

NLP models often rely on human-labeled data for training and evaluation. Many approaches crowdsource this data from a large number of annotators with varying skills, backgrounds, and motivations, resulting in conflicting annotations. These conflicts have traditionally been resolved by aggregation methods that assume disagreements are errors. Recent work has argued that for many tasks annotators may have genuine disagreements and that variation should be treated as signal rather than noise. However, few models separate signal and noise in annotator disagreement. In this work, we introduce NUTMEG, a new Bayesian model that incorporates information about annotator backgrounds to remove noisy annotations from human-labeled training data while preserving systematic disagreements. Using synthetic data, we show that NUTMEG is more effective at recovering ground-truth from annotations with systematic disagreement than traditional aggregation methods. We provide further analysis characterizing how differences in subpopulation sizes, rates of disagreement, and rates of spam affect the performance of our model. Finally, we demonstrate that downstream models trained on NUTMEG-aggregated data significantly outperform models trained on data from traditionally aggregation methods. Our results highlight the importance of accounting for both annotator competence and systematic disagreements when training on human-labeled data.

cs.CL

Causally Fair Node Classification on Non-IID Graph Data

Fair machine learning seeks to identify and mitigate biases in predictions against unfavorable populations characterized by demographic attributes, such as race and gender. Recent research has extended fairness to graph data, such as social networks, but many studies neglect the causal relationships among data instances. This paper addresses a prevalent challenge in many fair machine learning research, which typically assumes independent and identically distributed (IID) data, from the causal perspective. Specifically, this work targets the circumstance where nodes with different neighborhood structures follow different causal mechanisms, violating the invariance assumptions required for classical structural causal models and do-calculus. We base our research on the Network Structural Causal Model (NSCM) framework and develop a Message Passing Variational Autoencoder for Causal Inference (MPVA) to compute interventional distributions for causally fair node classification. We establish theoretical soundness under two conditions: Decomposability and Graph Independence. These conditions formalize when causal mechanism heterogeneity can be overcome by constructing a structural representation that restores invariance and facilitates the computation of interventional distributions using do-calculus in non-IID settings. Empirical evaluations on semi-synthetic and real-world datasets demonstrate that MPVA outperforms conventional methods by effectively approximating interventional distributions and mitigating bias. Our findings demonstrate the potential of causality-based fairness in complex ML applications and motivate future work on relaxing the classic assumptions in algorithmic fairness.

cs.LG

Mind2: Mind-to-Mind Emotional Support System with Bidirectional Cognitive Discourse Analysis

Emotional support (ES) systems alleviate users' mental distress by generating strategic supportive dialogues based on diverse user situations. However, ES systems are limited in their ability to generate effective ES dialogues that include timely context and interpretability, hindering them from earning public trust. Driven by cognitive models, we propose Mind-to-Mind (Mind2), an ES framework that approaches interpretable ES context modeling for the ES dialogue generation task from a discourse analysis perspective. Specifically, we perform cognitive discourse analysis on ES dialogues according to our dynamic discourse context propagation window, which accommodates evolving context as the conversation between the ES system and user progresses. To enhance interpretability, Mind2 prioritizes details that reflect each speaker's belief about the other speaker with bidirectionality, integrating Theory-of-Mind, physiological expected utility, and cognitive rationality to extract cognitive knowledge from ES conversations. Experimental results support that Mind2 achieves competitive performance versus state-of-the-art ES systems while trained with only 10\% of the available training data.

cs.CL

Intermediate-Task Transfer Learning: Leveraging Sarcasm Detection for Stance Detection

Stance Detection (SD) on social media has emerged as a prominent area of interest with implications for social business and political applications thereby garnering escalating research attention within NLP. The inherent subtlety and complexity of texts procured from online platforms pose challenges for SD algorithms in accurately discerning the authors stance. Mostly the inclusion of sarcastic and figurative language drastically impacts the performance of SD models. This paper addresses this by employing sarcasm detection intermediate-task transfer learning tailored for SD. The proposed methodology involves the finetuning of BERT and RoBERTa and the concatenation of convolutional BiLSTM and dense layers. Rigorous experiments are conducted on publicly available datasets to evaluate our transfer-learning framework. The performance of the approach is assessed against various State-Of-The-Art baselines for SD providing empirical evidence of its effectiveness. Notably our model outperforms the best SOTA models even prior to sarcasm-detection pretraining. The integration of sarcasm knowledge into the model proves instrumental in mitigating misclassifications of sarcastic textual elements in SD. Our model accurately predicts 85% of texts that were previously misclassified by the model without sarcasm-detection pretraining thereby amplifying the average F1-score of the model. Our experiments also revealed that the success of the transfer-learning framework is contingent upon the correlation of lexical attributes between the intermediate task and the target task. This study represents the first exploration of sarcasm detection as an intermediate transfer-learning task in the context of SD and simultaneously uses the concatenation of BERT or RoBERTa with other deep-learning techniques establishing the proposed approach as a foundational baseline for future research endeavors in this domain.

cs.CL

Sarcasm Detection as a Catalyst: Improving Stance Detection with Cross-Target Capabilities

Stance Detection (SD) has become a critical area of interest due to its applications in various contexts leading to increased research within NLP. Yet the subtlety and complexity of texts sourced from online platforms often containing sarcastic language pose significant challenges for SD algorithms in accurately determining the authors stance. This paper addresses this by employing sarcasm for SD. It also tackles the issue of insufficient annotated data for training SD models on new targets by conducting Cross-Target SD (CTSD). The proposed approach involves fine-tuning BERT and RoBERTa models followed by concatenating additional deep learning layers. The approach is assessed against various State-Of-The-Art baselines for SD demonstrating superior performance using publicly available datasets. Notably our model outperforms the best SOTA models on both in-domain SD and CTSD tasks even before the incorporation of sarcasm-detection pre-training. The integration of sarcasm knowledge into the model significantly reduces misclassifications of sarcastic text elements in SD allowing our model to accurately predict 85% of texts that were previously misclassified without sarcasm-detection pre-training on in-domain SD. This enhancement contributes to an increase in the models average macro F1-score. The CTSD task achieves performance comparable to that of the in-domain task despite using a zero-shot finetuning. We also reveal that the success of the transfer-learning framework relies on the correlation between the lexical attributes of sarcasm detection and SD. This study represents the first exploration of sarcasm detection as an intermediate transfer-learning task within the context of SD while also leveraging the concatenation of BERT or RoBERTa with other deep-learning techniques. The proposed approach establishes a foundational baseline for future research in this domain.

cs.CL

Boolean-aware Attention for Dense Retrieval

We present Boolean-aware attention, a novel attention mechanism that dynamically adjusts token focus based on Boolean operators (e.g., and, or, not). Our model employs specialized Boolean experts, each tailored to amplify or suppress attention for operator-specific contexts. A predefined gating mechanism activates the corresponding experts based on the detected Boolean type. Experiments on Boolean retrieval datasets demonstrate that integrating BoolAttn with BERT greatly enhances the model's capability to process Boolean queries.

cs.CL

Fine-tuning BERT with Bidirectional LSTM for Fine-grained Movie Reviews Sentiment Analysis

Sentiment Analysis (SA) is instrumental in understanding peoples viewpoints facilitating social media monitoring recognizing products and brands and gauging customer satisfaction. Consequently SA has evolved into an active research domain within Natural Language Processing (NLP). Many approaches outlined in the literature devise intricate frameworks aimed at achieving high accuracy, focusing exclusively on either binary sentiment classification or fine-grained sentiment classification. In this paper our objective is to fine-tune the pre-trained BERT model with Bidirectional LSTM (BiLSTM) to enhance both binary and fine-grained SA specifically for movie reviews. Our approach involves conducting sentiment classification for each review followed by computing the overall sentiment polarity across all reviews. We present our findings on binary classification as well as fine-grained classification utilizing benchmark datasets. Additionally we implement and assess two accuracy improvement techniques Synthetic Minority Oversampling Technique (SMOTE) and NLP Augmenter (NLPAUG) to bolster the models generalization in fine-grained sentiment classification. Finally a heuristic algorithm is employed to calculate the overall polarity of predicted reviews from the BERT+BiLSTM output vector. Our approach performs comparably with state-of-the-art (SOTA) techniques in both classifications. For instance in binary classification we achieve 97.67% accuracy surpassing the leading SOTA model NB-weighted-BON+dv-cosine by 0.27% on the renowned IMDb dataset. Conversely for five-class classification on SST-5 while the top SOTA model RoBERTa+large+Self-explaining attains 55.5% accuracy our model achieves 59.48% accuracy surpassing the BERT-large baseline by 3.6%.

cs.CL

Incorporating Classifier-Free Guidance in Diffusion Model-Based Recommendation

This paper presents a diffusion-based recommender system that incorporates classifier-free guidance. Most current recommender systems provide recommendations using conventional methods such as collaborative or content-based filtering. Diffusion is a new approach to generative AI that improves on previous generative AI approaches such as Variational Autoencoders (VAEs) and Generative Adversarial Networks (GANs). We incorporate diffusion in a recommender system that mirrors the sequence users take when browsing and rating items. Although a few current recommender systems incorporate diffusion, they do not incorporate classifier-free guidance, a new innovation in diffusion models as a whole. In this paper, we present a diffusion recommender system that augments the underlying recommender system model for improved performance and also incorporates classifier-free guidance. Our findings show improvements over state-of-the-art recommender systems for most metrics for several recommendation tasks on a variety of datasets. In particular, our approach demonstrates the potential to provide better recommendations when data is sparse.

cs.IR

NeIn: Telling What You Don't Want

Negation is a fundamental linguistic concept used by humans to convey information that they do not desire. Despite this, minimal research has focused on negation within text-guided image editing. This lack of research means that vision-language models (VLMs) for image editing may struggle to understand negation, implying that they struggle to provide accurate results. One barrier to achieving human-level intelligence is the lack of a standard collection by which research into negation can be evaluated. This paper presents the first large-scale dataset, Negative Instruction (NeIn), for studying negation within instruction-based image editing. Our dataset comprises 366,957 quintuplets, i.e., source image, original caption, selected object, negative sentence, and target image in total, including 342,775 queries for training and 24,182 queries for benchmarking image editing methods. Specifically, we automatically generate NeIn based on a large, existing vision-language dataset, MS-COCO, via two steps: generation and filtering. During the generation phase, we leverage two VLMs, BLIP and InstructPix2Pix (fine-tuned on MagicBrush dataset), to generate NeIn's samples and the negative clauses that expresses the content of the source image. In the subsequent filtering phase, we apply BLIP and LLaVA-NeXT to remove erroneous samples. Additionally, we introduce an evaluation protocol to assess the negation understanding for image editing models. Extensive experiments using our dataset across multiple VLMs for text-guided image editing demonstrate that even recent state-of-the-art VLMs struggle to understand negative queries.

cs.CV

Sequence Graph Network for Online Debate Analysis

Online debates involve a dynamic exchange of ideas over time, where participants need to actively consider their opponents' arguments, respond with counterarguments, reinforce their own points, and introduce more compelling arguments as the discussion unfolds. Modeling such a complex process is not a simple task, as it necessitates the incorporation of both sequential characteristics and the capability to capture interactions effectively. To address this challenge, we employ a sequence-graph approach. Building the conversation as a graph allows us to effectively model interactions between participants through directed edges. Simultaneously, the propagation of information along these edges in a sequential manner enables us to capture a more comprehensive representation of context. We also introduce a Sequence Graph Attention layer to illustrate the proposed information update scheme. The experimental results show that sequence graph networks achieve superior results to existing methods in online debates.

cs.CL

SetBERT: Enhancing Retrieval Performance for Boolean Logic and Set Operation Queries

We introduce SetBERT, a fine-tuned BERT-based model designed to enhance query embeddings for set operations and Boolean logic queries, such as Intersection (AND), Difference (NOT), and Union (OR). SetBERT significantly improves retrieval performance for logic-structured queries, an area where both traditional and neural retrieval methods typically underperform. We propose an innovative use of inversed-contrastive loss, focusing on identifying the negative sentence, and fine-tuning BERT with a dataset generated via prompt GPT. Furthermore, we demonstrate that, unlike other BERT-based models, fine-tuning with triplet loss actually degrades performance for this specific task. Our experiments reveal that SetBERT-base not only significantly outperforms BERT-base (up to a 63% improvement in Recall) but also achieves performance comparable to the much larger BERT-large model, despite being only one-third the size.

cs.CL