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Svetlana Roudenko

Publications and source records attributed to Svetlana Roudenko.

54 records · Page 3Linked to original sources

Generalized KdV equation subject to a stochastic perturbation

We prove global well-posedness of the subcritical generalized Korteweg-de Vries equation (the mKdV and the gKdV with quartic power of nonlinearity) subject to an additive random perturbation. More precisely, we prove that if the driving noise is a cylindrical Wiener process on $L^2(\mathbb{R})$ and the covariance operator is Hilbert-Schmidt in an appropriate Sobolev space, then the solutions with $H^1(\mathbb{R})$ data are globally well-posed in $H^1(\mathbb{R})$. This extends results obtained by A. de Bouard and A. Debussche for the stochastic KdV equation.

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Instability of solitons - revisited, I: the critical generalized KdV equation

We revisit the phenomenon of instability of solitons in the generalized Korteweg-de Vries equation, $u_t + \partial_x(u_{xx} + u^p) = 0$. It is known that solitons are unstable for nonlinearities $p \geq 5$, with the critical power $p=5$ being the most challenging case to handle. The critical case was proved by Martel-Merle in [11], where the authors crucially relied on the pointwise decay estimates of the linear KdV flow. In this paper, we show simplified approaches to obtain the instability of solitons via truncation and monotonicity, which can be also useful for other KdV-type equations.

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Instability of solitons - revisited, II: the supercritical Zakharov-Kuznetsov equation

We revisit the phenomenon of instability of solitons in the two dimensional generalization of the Korteweg-de Vries equation, the generalized Zakharov-Kuznetsov (ZK) equation, $u_t + \partial_{x_1} (Δu + u^p) = 0, (x_1,x_2) \in \mathbb R^2$. It is known that solitons are unstable in this two dimensional equation for nonlinearities $p > 3$. This was shown by Anne de Bouard in [4] generalizing the arguments of Bona-Souganidis-Strauss in [1] for the generalized KdV equation. In this paper, we use a different method to obtain the instability of solitons, namely, truncation and monotonicity properties. Not only does this approach simplify the proof, but it can also be useful for studying various other stability questions in the ZK equation as well as other generalizations of the KdV equation.

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Modeling the Influence of Environment and Intervention on Cholera in Haiti

We propose a simple model with two infective classes in order to model the cholera epidemic in Haiti. We include the impact of environmental events (rainfall, temperature and tidal range) on the epidemic in the Artibonite and Ouest regions by introducing terms in the transmission rate that vary with environmental conditions. We fit the model on weekly data from the beginning of the epidemic until December 2013, including the vaccination programs that were recently undertaken in the Ouest and Artibonite regions. We then modified these projections excluding vaccination to assess the programs' effectiveness. Using real-time daily rainfall, we found lag times between precipitation events and new cases that range from 3.4 to 8.4 weeks in Artibonite and 5.1 to 7.4 in Ouest. In addition, it appears that, in the Ouest region, tidal influences play a significant role in the dynamics of the disease. Intervention efforts of all types have reduced case numbers in both regions; however, persistent outbreaks continue. In Ouest, where the population at risk seems particularly besieged and the overall population is larger, vaccination efforts seem to be taking hold more slowly than in Artibonite, where a smaller core population was vaccinated. The models including the vaccination programs predicted that a year and six months later, the mean number of cases in Artibonite would be reduced by about two thousand cases, and in Ouest by twenty four hundred cases below that predicted by the models without vaccination. We also found that vaccination is best when done in the early spring, and as early as possible in the epidemic. Comparing vaccination between the first spring and the second, there is a drop of about 40% in the case reduction due to the vaccine and about 10% per year after that.

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Going beyond the threshold: scattering and blow-up in the focusing NLS equation

We study the focusing nonlinear Schrödinger equation in the $L^2$-supercritical regime with finite energy and finite variance initial data. We investigate solutions above the energy (or mass-energy) threshold. In our first result, we extend the known scattering versus blow-up dichotomy above that threshold for finite variance solutions in the energy-subcritical and energy-critical regimes, obtaining scattering and blow-up criteria for solutions with arbitrarily large mass and energy. As a consequence, we characterize the behavior of the ground state initial data modulated by a quadratic phase. Our second result gives two blow up criteria, which are also applicable in the energy-supercritical NLS setting. We finish with various examples illustrating our results.

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A solution to the focusing 3d NLS that blows up on a contracting sphere

We rigorously construct radial $H^1$ solutions to the 3d cubic focusing NLS equation $i\partial_t ψ+ Δψ+ 2 |ψ|^2ψ=0$ that blow-up along a contracting sphere. With blow-up time set to $t=0$, the solutions concentrate on a sphere at radius $\sim t^{1/3}$ but focus towards this sphere at the faster rate $\sim t^{2/3}$. Such dynamics were originally proposed heuristically by Degtyarev-Zakharov-Rudakov (1975) and independently later in Holmer-Roudenko (2007), where it was demonstrated to be consistent with all conservation laws of this equation. In the latter paper, it was proposed as a solution that would yield divergence of the $L_x^3$ norm within the "wide" radius $\sim |\nabla u(t)|_{L_x^2}^{-1/2}$ but not within the "tight" radius $\sim |\nabla u(t)|_{L_x^2}^{-2}$, the second being the rate of contraction of self-similar blow-up solutions observed numerically and described in detail in Chapter 7 of Sulem-Sulem (1998).

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Blow-up solutions on a sphere for the 3d quintic NLS in the energy space

We prove that if $u(t)$ is a log-log blow-up solution, of the type studied by Merle-Raphaël (2001-2005), to the $L^2$ critical focusing NLS equation $i\partial_t u +Δu + |u|^{4/d} u=0$ with initial data $u_0\in H^1(\mathbb{R}^d)$ in the cases $d=1, 2$, then $u(t)$ remains bounded in $H^1$ away from the blow-up point. This is obtained without assuming that the initial data $u_0$ has any regularity beyond $H^1(\mathbb{R}^d)$. As an application of the $d=1$ result, we construct an open subset of initial data in the radial energy space $H^1_{rad}(\mathbb{R}^3)$ with corresponding solutions that blow-up on a sphere at positive radius for the 3d quintic ($\dot H^1$-critical) focusing NLS equation $i\partial_tu + Δu + |u|^4u=0$. This improves Raphaël-Szeftel (2009), where an open subset in $H^3_{rad}(\mathbb{R}^3)$ is obtained. The method of proof can be summarized as follows: on the whole space, high frequencies above the blow-up scale are controlled by the bilinear Strichartz estimates. On the other hand, outside the blow-up core, low frequencies are controlled by finite speed of propagation.

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Maximizers for the Strichartz norm for small solutions of mass-critical NLS

Consider the mass-critical nonlinear Schrödinger equations in both focusing and defocusing cases for initial data in $L^2$ in space dimension N. By Strichartz inequality, solutions to the corresponding linear problem belong to a global $L^p$ space in the time and space variables, where $p=2+4/N$. In 1D and 2D, the best constant for the Strichartz inequality was computed by D.~Foschi who has also shown that the maximizers are the solutions with Gaussian initial data. Solutions to the nonlinear problem with small initial data in $L^2$ are globally defined and belong to the same global $L^p$ space. In this work we show that the maximum of the $L^p$ norm is attained for a given small mass. In addition, in 1D and 2D, we show that the maximizer is unique and obtain a precise estimate of the maximum. In order to prove this we show that the maximum for the linear problem in 1D and 2D is nondegenerated.

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A class of solutions to the 3d cubic nonlinear Schroedinger equation that blow-up on a circle

We consider the 3d cubic focusing nonlinear Schroedinger equation (NLS) i\partial_t u + Δu + |u|^2 u=0, which appears as a model in condensed matter theory and plasma physics. We construct a family of axially symmetric solutions, corresponding to an open set in H^1_{axial}(R^3) of initial data, that blow-up in finite time with singular set a circle in xy plane. Our construction is modeled on Raphaël's construction \cite{R} of a family of solutions to the 2d quintic focusing NLS, i\partial_t u + Δu + |u|^4 u=0, that blow-up on a circle.

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Divergence of infinite-variance nonradial solutions to the 3d NLS equation

We consider solutions $u(t)$ to the 3d NLS equation $i\partial_t u + Δu + |u|^2u=0$ such that $\|xu(t)\|_{L^2} = \infty$ and $u(t)$ is nonradial. Denoting by $M[u]$ and $E[u]$, the mass and energy, respectively, of a solution $u$, and by $Q(x)$ the ground state solution to $-Q+ΔQ+|Q|^2Q=0$, we prove the following: if $M[u]E[u] \|Q\|_{L^2}\|\nabla Q\|_{L^2}$, then either $u(t)$ blows-up in finite positive time or $u(t)$ exists globally for all positive time and there exists a sequence of times $t_n\to +\infty$ such that $\|\nabla u(t_n)\|_{L^2} \to \infty$. Similar statements hold for negative time.

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Blow-up criteria for the 3d cubic nonlinear Schrödinger equation

We consider solutions $u$ to the 3d nonlinear Schrödinger equation $i\partial_t u + Δu + |u|^2u=0$. In particular, we are interested in finding criteria on the initial data $u_0$ that predict the asymptotic behavior of $u(t)$, e.g., whether $u(t)$ blows-up in finite time, exists globally in time but behaves like a linear solution for large times (scatters), or exists globally in time but does not scatter. This question has been resolved (at least for $H^1$ data) if $M[u]E[u]\leq M[Q]E[Q]$, where $M[u]$ and $E[u]$ denote the mass and energy of $u$, and $Q$ denotes the ground state solution to $-Q+ΔQ +|Q|^2Q=0$. Here, we prove a new sufficient condition for blow-up using an interpolation type inequality and the virial identity that is applicable to certain initial data satisfying $M[u]E[u]>M[Q]E[Q]$. Our condition is similar to one obtained by Lushnikov (1995) but our method allows for an adaptation to radial, infinite-variance initial data that can be stated conceptually: for real initial data, if a certain fraction of the mass is contained in the unit ball, then blow-up occurs. We also show analytically (if one takes the numerically computed value of $\|Q\|_{\dot H^{1/2}}$) that there exist Gaussian initial data $u_0$ with negative quadratic phase such that $\|u_0\|_{\dot H^{1/2}} < \|Q\|_{\dot H^{1/2}}$ but the solution $u(t)$ blows-up. We conclude with several numerically computed examples.

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Threshold solutions for the focusing 3d cubic Schroedinger equation

We study the focusing 3d cubic NLS equation with H^1 data at the mass-energy threshold, namely, when M[u_0]E[u_0] = M[Q]E[Q]. In earlier works of Holmer-Roudenko and Duyckaerts-Holmer-Roudenko, the behavior of solutions (i.e., scattering and blow up in finite time) is classified when M[u_0]E[u_0] < M[Q]E[Q]. In this paper, we first exhibit 3 special solutions: e^{it}Q and Q^+, Q^-; here Q is the ground state, and Q^+, Q^- exponentially approach the ground state solution in the positive time direction, meanwhile Q^+ having finite time blow up and Q^- scattering in the negative time direction. Secondly, we classify solutions at this threshold and obtain that up to \dot{H}^{1/2} symmetries, they behave exactly as the above three special solutions, or scatter and blow up in both time directions as the solutions below the mass-energy threshold. These results are obtained by studying the spectral properties of the linearized Schroedinger operator in this mass-supercritical case, establishing relevant modulational stability and careful analysis of the exponentially decaying solutions to the linearized equation.

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A sharp condition for scattering of the radial 3d cubic nonlinear Schroedinger equation

We consider the problem of identifying sharp criteria under which radial $H^1$ (finite energy) solutions to the focusing 3d cubic nonlinear Schrödinger equation (NLS) $i\partial_t u + Δu + |u|^2u=0$ scatter, i.e. approach the solution to a linear Schrödinger equation as $t\to \pm \infty$. The criteria is expressed in terms of the scale-invariant quantities $\|u_0\|_{L^2}\|\nabla u_0\|_{L^2}$ and $M[u]E[u]$, where $u_0$ denotes the initial data, and $M[u]$ and $E[u]$ denote the (conserved in time) mass and energy of the corresponding solution $u(t)$. The focusing NLS possesses a soliton solution $e^{it}Q(x)$, where $Q$ is the ground-state solution to a nonlinear elliptic equation, and we prove that if $M[u]E[u] \|Q\|_{L^2}\|\nabla Q\|_{L^2}$, then the solution blows-up in finite time. The technique employed is parallel to that employed by Kenig-Merle \cite{KM06a} in their study of the energy-critical NLS.

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Scattering for the non-radial 3D cubic nonlinear Schroedinger equation

Scattering of radial $H^1$ solutions to the 3D focusing cubic nonlinear Schrödinger equation below a mass-energy threshold $M[u]E[u] < M[Q]E[Q]$ and satisfying an initial mass-gradient bound $\|u_0\|_{L^2} \|\nabla u_0 \|_{L^2} < \|Q\|_{L^2} \|\nabla Q\|_{L^2}$, where $Q$ is the ground state, was established in Holmer-Roudenko (2007). In this note, we extend the result in Holmer-Roudenko (2007) to non-radial $H^1$ data. For this, we prove a non-radial profile decomposition involving a spatial translation parameter. Then, in the spirit of Kenig-Merle (2006), we control via momentum conservation the rate of divergence of the spatial translation parameter and by a convexity argument based on a local virial identity deduce scattering. An application to the defocusing case is also mentioned.

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Function spaces of variable smoothness and integrability

In this article we introduce Triebel--Lizorkin spaces with variable smoothness and integrability. Our new scale covers spaces with variable exponent as well as spaces of variable smoothness that have been studied in recent years. Vector-valued maximal inequalities do not work in the generality which we pursue, and an alternate approach is thus developed. Applying it, we give molecular and atomic decomposition results and show that our space is well-defined, i.e., independent of the choice of basis functions. As in the classical case, a unified scale of spaces permits clearer results in cases where smoothness and integrability interact, such as Sobolev embedding and trace theorems. As an application of our decomposition, we prove optimal trace theorems in the variable indices case.

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A universal Stein-Tomas restriction estimate for measures in three dimensions

We study restriction estimates in R^3 for surfaces given as graphs of W^1_1(R^2) (integrable gradient) functions. We obtain a "universal" L^2(mu) -> L^4(R^3, L^2(SO(3))) estimate for the extension operator f -> \hat{f mu} in three dimensions. We also prove that the three dimensional estimate holds for any Frostman measure supported on a compact set of Hausdorff dimension greater than two. The approach is geometric and is influenced by a connection with the Falconer distance problem.

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On blow-up solutions to the 3D cubic nonlinear Schroedinger equation

For the 3d cubic nonlinear Schrödinger (NLS) equation, which has critical (scaling) norms $L^3$ and $\dot H^{1/2}$, we first prove a result establishing sufficient conditions for global existence and sufficient conditions for finite-time blow-up. For the rest of the paper, we focus on the study of finite-time radial blow-up solutions, and prove a result on the concentration of the $L^3$ norm at the origin. Two disparate possibilities emerge, one which coincides with solutions typically observed in numerical experiments that consist of a specific bump profile with maximum at the origin and focus toward the origin at rate $\sim(T-t)^{1/2}$, where $T>0$ is the blow-up time. For the other possibility, we propose the existence of ``contracting sphere blow-up solutions'', i.e. those that concentrate on a sphere of radius $\sim (T-t)^{1/3}$, but focus towards this sphere at a faster rate $\sim (T-t)^{2/3}$. These conjectured solutions are analyzed through heuristic arguments and shown (at this level of precision) to be consistent with all conservation laws of the equation.

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