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Swabha Swayamdipta

Publications and source records attributed to Swabha Swayamdipta.

At least 37 records · Page 2Linked to original sources

ELI-Why: Evaluating the Pedagogical Utility of Language Model Explanations

Language models today are widely used in education, yet their ability to tailor responses for learners with varied informational needs and knowledge backgrounds remains under-explored. To this end, we introduce ELI-Why, a benchmark of 13.4K "Why" questions to evaluate the pedagogical capabilities of language models. We then conduct two extensive human studies to assess the utility of language model-generated explanatory answers (explanations) on our benchmark, tailored to three distinct educational grades: elementary, high-school and graduate school. In our first study, human raters assume the role of an "educator" to assess model explanations' fit to different educational grades. We find that GPT-4-generated explanations match their intended educational background only 50% of the time, compared to 79% for lay human-curated explanations. In our second study, human raters assume the role of a learner to assess if an explanation fits their own informational needs. Across all educational backgrounds, users deemed GPT-4-generated explanations 20% less suited on average to their informational needs, when compared to explanations curated by lay people. Additionally, automated evaluation metrics reveal that explanations generated across different language model families for different informational needs remain indistinguishable in their grade-level, limiting their pedagogical effectiveness.

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Improving Language Model Personas via Rationalization with Psychological Scaffolds

Language models prompted with a user description or persona are being used to predict the user's preferences and opinions. However, existing approaches to building personas mostly rely on a user's demographic attributes and/or prior judgments, but not on any underlying reasoning behind a user's judgments. We introduce PB&J (Psychology of Behavior and Judgments), a framework that improves LM personas by incorporating potential rationales for why the user could have made a certain judgment. Our rationales are generated by a language model to explicitly reason about a user's behavior on the basis of their experiences, personality traits, or beliefs. Our method employs psychological scaffolds: structured frameworks such as the Big 5 Personality Traits or Primal World Beliefs to help ground the generated rationales in existing theories. Experiments on public opinion and movie preference prediction tasks demonstrate that language model personas augmented with PB&J rationales consistently outperform personas conditioned only on user demographics and / or judgments, including those that use a model's default chain-of-thought, which is not grounded in psychological theories. Additionally, our PB&J personas perform competitively with those using human-written rationales, suggesting the potential of synthetic rationales guided by existing theories.

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Understanding Dataset Difficulty with $\mathcal{V}$-Usable Information

Estimating the difficulty of a dataset typically involves comparing state-of-the-art models to humans; the bigger the performance gap, the harder the dataset is said to be. However, this comparison provides little understanding of how difficult each instance in a given distribution is, or what attributes make the dataset difficult for a given model. To address these questions, we frame dataset difficulty -- w.r.t. a model $\mathcal{V}$ -- as the lack of $\mathcal{V}$-$\textit{usable information}$ (Xu et al., 2019), where a lower value indicates a more difficult dataset for $\mathcal{V}$. We further introduce $\textit{pointwise $\mathcal{V}$-information}$ (PVI) for measuring the difficulty of individual instances w.r.t. a given distribution. While standard evaluation metrics typically only compare different models for the same dataset, $\mathcal{V}$-$\textit{usable information}$ and PVI also permit the converse: for a given model $\mathcal{V}$, we can compare different datasets, as well as different instances/slices of the same dataset. Furthermore, our framework allows for the interpretability of different input attributes via transformations of the input, which we use to discover annotation artefacts in widely-used NLP benchmarks.

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Evaluation Under Imperfect Benchmarks and Ratings: A Case Study in Text Simplification

Despite the successes of language models, their evaluation remains a daunting challenge for new and existing tasks. We consider the task of text simplification, commonly used to improve information accessibility, where evaluation faces two major challenges. First, the data in existing benchmarks might not reflect the capabilities of current language models on the task, often containing disfluent, incoherent, or simplistic examples. Second, existing human ratings associated with the benchmarks often contain a high degree of disagreement, resulting in inconsistent ratings; nevertheless, existing metrics still have to show higher correlations with these imperfect ratings. As a result, evaluation for the task is not reliable and does not reflect expected trends (e.g., more powerful models being assigned higher scores). We address these challenges for the task of text simplification through three contributions. First, we introduce SynthSimpliEval, a synthetic benchmark for text simplification featuring simplified sentences generated by models of varying sizes. Through a pilot study, we show that human ratings on our benchmark exhibit high inter-annotator agreement and reflect the expected trend: larger models produce higher-quality simplifications. Second, we show that auto-evaluation with a panel of LLM judges (LLMs-as-a-jury) often suffices to obtain consistent ratings for the evaluation of text simplification. Third, we demonstrate that existing learnable metrics for text simplification benefit from training on our LLMs-as-a-jury-rated synthetic data, closing the gap with pure LLMs-as-a-jury for evaluation. Overall, through our case study on text simplification, we show that a reliable evaluation requires higher quality test data, which could be obtained through synthetic data and LLMs-as-a-jury ratings.

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Political-LLM: Large Language Models in Political Science

In recent years, large language models (LLMs) have been widely adopted in political science tasks such as election prediction, sentiment analysis, policy impact assessment, and misinformation detection. Meanwhile, the need to systematically understand how LLMs can further revolutionize the field also becomes urgent. In this work, we--a multidisciplinary team of researchers spanning computer science and political science--present the first principled framework termed Political-LLM to advance the comprehensive understanding of integrating LLMs into computational political science. Specifically, we first introduce a fundamental taxonomy classifying the existing explorations into two perspectives: political science and computational methodologies. In particular, from the political science perspective, we highlight the role of LLMs in automating predictive and generative tasks, simulating behavior dynamics, and improving causal inference through tools like counterfactual generation; from a computational perspective, we introduce advancements in data preparation, fine-tuning, and evaluation methods for LLMs that are tailored to political contexts. We identify key challenges and future directions, emphasizing the development of domain-specific datasets, addressing issues of bias and fairness, incorporating human expertise, and redefining evaluation criteria to align with the unique requirements of computational political science. Political-LLM seeks to serve as a guidebook for researchers to foster an informed, ethical, and impactful use of Artificial Intelligence in political science. Our online resource is available at: http://political-llm.org/.

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Logits of API-Protected LLMs Leak Proprietary Information

Large language model (LLM) providers often hide the architectural details and parameters of their proprietary models by restricting public access to a limited API. In this work we show that, with only a conservative assumption about the model architecture, it is possible to learn a surprisingly large amount of non-public information about an API-protected LLM from a relatively small number of API queries (e.g., costing under $1000 USD for OpenAI's gpt-3.5-turbo). Our findings are centered on one key observation: most modern LLMs suffer from a softmax bottleneck, which restricts the model outputs to a linear subspace of the full output space. We exploit this fact to unlock several capabilities, including (but not limited to) obtaining cheap full-vocabulary outputs, auditing for specific types of model updates, identifying the source LLM given a single full LLM output, and even efficiently discovering the LLM's hidden size. Our empirical investigations show the effectiveness of our methods, which allow us to estimate the embedding size of OpenAI's gpt-3.5-turbo to be about 4096. Lastly, we discuss ways that LLM providers can guard against these attacks, as well as how these capabilities can be viewed as a feature (rather than a bug) by allowing for greater transparency and accountability.

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Compare without Despair: Reliable Preference Evaluation with Generation Separability

Human evaluation of generated language through pairwise preference judgments is pervasive. However, under common scenarios, such as when generations from a model pair are very similar, or when stochastic decoding results in large variations in generations, it results in inconsistent preference ratings. We address these challenges by introducing a meta-evaluation measure, separability, which estimates how suitable a test instance is for pairwise preference evaluation. For a candidate test instance, separability samples multiple generations from a pair of models, and measures how distinguishable the two sets of generations are. Our experiments show that instances with high separability values yield more consistent preference ratings from both human- and auto-raters. Further, the distribution of separability allows insights into which test benchmarks are more valuable for comparing models. Finally, we incorporate separability into ELO ratings, accounting for how suitable each test instance might be for reliably ranking LLMs. Overall, separability has implications for consistent, efficient and robust preference evaluation of LLMs with both human- and auto-raters.

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OATH-Frames: Characterizing Online Attitudes Towards Homelessness with LLM Assistants

Warning: Contents of this paper may be upsetting. Public attitudes towards key societal issues, expressed on online media, are of immense value in policy and reform efforts, yet challenging to understand at scale. We study one such social issue: homelessness in the U.S., by leveraging the remarkable capabilities of large language models to assist social work experts in analyzing millions of posts from Twitter. We introduce a framing typology: Online Attitudes Towards Homelessness (OATH) Frames: nine hierarchical frames capturing critiques, responses and perceptions. We release annotations with varying degrees of assistance from language models, with immense benefits in scaling: 6.5x speedup in annotation time while only incurring a 3 point F1 reduction in performance with respect to the domain experts. Our experiments demonstrate the value of modeling OATH-Frames over existing sentiment and toxicity classifiers. Our large-scale analysis with predicted OATH-Frames on 2.4M posts on homelessness reveal key trends in attitudes across states, time periods and vulnerable populations, enabling new insights on the issue. Our work provides a general framework to understand nuanced public attitudes at scale, on issues beyond homelessness.

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Crowd-Calibrator: Can Annotator Disagreement Inform Calibration in Subjective Tasks?

Subjective tasks in NLP have been mostly relegated to objective standards, where the gold label is decided by taking the majority vote. This obfuscates annotator disagreement and the inherent uncertainty of the label. We argue that subjectivity should factor into model decisions and play a direct role via calibration under a selective prediction setting. Specifically, instead of calibrating confidence purely from the model's perspective, we calibrate models for subjective tasks based on crowd worker agreement. Our method, Crowd-Calibrator, models the distance between the distribution of crowd worker labels and the model's own distribution over labels to inform whether the model should abstain from a decision. On two highly subjective tasks, hate speech detection and natural language inference, our experiments show Crowd-Calibrator either outperforms or achieves competitive performance with existing selective prediction baselines. Our findings highlight the value of bringing human decision-making into model predictions.

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Out-of-Distribution Detection through Soft Clustering with Non-Negative Kernel Regression

As language models become more general purpose, increased attention needs to be paid to detecting out-of-distribution (OOD) instances, i.e., those not belonging to any of the distributions seen during training. Existing methods for detecting OOD data are computationally complex and storage-intensive. We propose a novel soft clustering approach for OOD detection based on non-negative kernel regression. Our approach greatly reduces computational and space complexities (up to 11x improvement in inference time and 87% reduction in storage requirements) and outperforms existing approaches by up to 4 AUROC points on four different benchmarks. We also introduce an entropy-constrained version of our algorithm, which leads to further reductions in storage requirements (up to 97% lower than comparable approaches) while retaining competitive performance. Our soft clustering approach for OOD detection highlights its potential for detecting tail-end phenomena in extreme-scale data settings.

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Annotating FrameNet via Structure-Conditioned Language Generation

Despite the remarkable generative capabilities of language models in producing naturalistic language, their effectiveness on explicit manipulation and generation of linguistic structures remain understudied. In this paper, we investigate the task of generating new sentences preserving a given semantic structure, following the FrameNet formalism. We propose a framework to produce novel frame-semantically annotated sentences following an overgenerate-and-filter approach. Our results show that conditioning on rich, explicit semantic information tends to produce generations with high human acceptance, under both prompting and finetuning. Our generated frame-semantic structured annotations are effective at training data augmentation for frame-semantic role labeling in low-resource settings; however, we do not see benefits under higher resource settings. Our study concludes that while generating high-quality, semantically rich data might be within reach, the downstream utility of such generations remains to be seen, highlighting the outstanding challenges with automating linguistic annotation tasks.

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NeuroComparatives: Neuro-Symbolic Distillation of Comparative Knowledge

Comparative knowledge (e.g., steel is stronger and heavier than styrofoam) is an essential component of our world knowledge, yet understudied in prior literature. In this paper, we harvest the dramatic improvements in knowledge capabilities of language models into a large-scale comparative knowledge base. While the ease of acquisition of such comparative knowledge is much higher from extreme-scale models like GPT-4, compared to their considerably smaller and weaker counterparts such as GPT-2, not even the most powerful models are exempt from making errors. We thus ask: to what extent are models at different scales able to generate valid and diverse comparative knowledge? We introduce NeuroComparatives, a novel framework for comparative knowledge distillation overgenerated from language models such as GPT-variants and LLaMA, followed by stringent filtering of the generated knowledge. Our framework acquires comparative knowledge between everyday objects, producing a corpus of up to 8.8M comparisons over 1.74M entity pairs - 10X larger and 30% more diverse than existing resources. Moreover, human evaluations show that NeuroComparatives outperform existing resources in terms of validity (up to 32% absolute improvement). Our acquired NeuroComparatives leads to performance improvements on five downstream tasks. We find that neuro-symbolic manipulation of smaller models offers complementary benefits to the currently dominant practice of prompting extreme-scale language models for knowledge distillation.

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Generative Explanations for Program Synthesizers

Despite great advances in program synthesis techniques, they remain algorithmic black boxes. Although they guarantee that when synthesis is successful, the implementation satisfies the specification, they provide no additional information regarding how the implementation works or the manner in which the specification is realized. One possibility to answer these questions is to use large language models (LLMs) to construct human-readable explanations. Unfortunately, experiments reveal that LLMs frequently produce nonsensical or misleading explanations when applied to the unidiomatic code produced by program synthesizers. In this paper, we develop an approach to reliably augment the implementation with explanatory names. We recover fine-grained input-output data from the synthesis algorithm to enhance the prompt supplied to the LLM, and use a combination of a program verifier and a second language model to validate the proposed explanations before presenting them to the user. Together, these techniques massively improve the accuracy of the proposed names, from 24% to 79% respectively. Through a pair of small user studies, we find that users significantly prefer the explanations produced by our technique (76% of responses indicating the appropriateness of the presenting names) to the baseline (with only 2% of responses approving of the suggestions), and that the proposed names measurably help users in understanding the synthesized implementation.

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MAUVE Scores for Generative Models: Theory and Practice

Generative artificial intelligence has made significant strides, producing text indistinguishable from human prose and remarkably photorealistic images. Automatically measuring how close the generated data distribution is to the target distribution is central to diagnosing existing models and developing better ones. We present MAUVE, a family of comparison measures between pairs of distributions such as those encountered in the generative modeling of text or images. These scores are statistical summaries of divergence frontiers capturing two types of errors in generative modeling. We explore three approaches to statistically estimate these scores: vector quantization, non-parametric estimation, and classifier-based estimation. We provide statistical bounds for the vector quantization approach. Empirically, we find that the proposed scores paired with a range of $f$-divergences and statistical estimation methods can quantify the gaps between the distributions of human-written text and those of modern neural language models by correlating with human judgments and identifying known properties of the generated texts. We demonstrate in the vision domain that MAUVE can identify known properties of generated images on par with or better than existing metrics. In conclusion, we present practical recommendations for using MAUVE effectively with language and image modalities.

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We're Afraid Language Models Aren't Modeling Ambiguity

Ambiguity is an intrinsic feature of natural language. Managing ambiguity is a key part of human language understanding, allowing us to anticipate misunderstanding as communicators and revise our interpretations as listeners. As language models (LMs) are increasingly employed as dialogue interfaces and writing aids, handling ambiguous language is critical to their success. We characterize ambiguity in a sentence by its effect on entailment relations with another sentence, and collect AmbiEnt, a linguist-annotated benchmark of 1,645 examples with diverse kinds of ambiguity. We design a suite of tests based on AmbiEnt, presenting the first evaluation of pretrained LMs to recognize ambiguity and disentangle possible meanings. We find that the task remains extremely challenging, including for GPT-4, whose generated disambiguations are considered correct only 32% of the time in human evaluation, compared to 90% for disambiguations in our dataset. Finally, to illustrate the value of ambiguity-sensitive tools, we show that a multilabel NLI model can flag political claims in the wild that are misleading due to ambiguity. We encourage the field to rediscover the importance of ambiguity for NLP.

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Closing the Curious Case of Neural Text Degeneration

Despite their ubiquity in language generation, it remains unknown why truncation sampling heuristics like nucleus sampling are so effective. We provide a theoretical explanation for the effectiveness of the truncation sampling by proving that truncation methods that discard tokens below some probability threshold (the most common type of truncation) can guarantee that all sampled tokens have nonzero true probability. However, thresholds are a coarse heuristic, and necessarily discard some tokens with nonzero true probability as well. In pursuit of a more precise sampling strategy, we show that we can leverage a known source of model errors, the softmax bottleneck, to prove that certain tokens have nonzero true probability, without relying on a threshold. Based on our findings, we develop an experimental truncation strategy and the present pilot studies demonstrating the promise of this type of algorithm. Our evaluations show that our method outperforms its threshold-based counterparts under automatic and human evaluation metrics for low-entropy (i.e., close to greedy) open-ended text generation. Our theoretical findings and pilot experiments provide both insight into why truncation sampling works, and make progress toward more expressive sampling algorithms that better surface the generative capabilities of large language models.

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Does Video Summarization Require Videos? Quantifying the Effectiveness of Language in Video Summarization

Video summarization remains a huge challenge in computer vision due to the size of the input videos to be summarized. We propose an efficient, language-only video summarizer that achieves competitive accuracy with high data efficiency. Using only textual captions obtained via a zero-shot approach, we train a language transformer model and forego image representations. This method allows us to perform filtration amongst the representative text vectors and condense the sequence. With our approach, we gain explainability with natural language that comes easily for human interpretation and textual summaries of the videos. An ablation study that focuses on modality and data compression shows that leveraging text modality only effectively reduces input data processing while retaining comparable results.

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COBRA Frames: Contextual Reasoning about Effects and Harms of Offensive Statements

Warning: This paper contains content that may be offensive or upsetting. Understanding the harms and offensiveness of statements requires reasoning about the social and situational context in which statements are made. For example, the utterance "your English is very good" may implicitly signal an insult when uttered by a white man to a non-white colleague, but uttered by an ESL teacher to their student would be interpreted as a genuine compliment. Such contextual factors have been largely ignored by previous approaches to toxic language detection. We introduce COBRA frames, the first context-aware formalism for explaining the intents, reactions, and harms of offensive or biased statements grounded in their social and situational context. We create COBRACORPUS, a dataset of 33k potentially offensive statements paired with machine-generated contexts and free-text explanations of offensiveness, implied biases, speaker intents, and listener reactions. To study the contextual dynamics of offensiveness, we train models to generate COBRA explanations, with and without access to the context. We find that explanations by context-agnostic models are significantly worse than by context-aware ones, especially in situations where the context inverts the statement's offensiveness (29% accuracy drop). Our work highlights the importance and feasibility of contextualized NLP by modeling social factors.

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