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Tamás Linder

Publications and source records attributed to Tamás Linder.

At least 19 recordsLinked to original sources

Rejection Sampling is Optimal for Relative Entropy Coding

In relative entropy coding, a sender aims to design a stochastic code such that, on input $X \sim P_X$, the receiver can generate a sample $Y \sim P_{Y \mid X}$. It is a standard result that (1) this requires at least $I(X; Y)$ bits, (2) the lower bound is achievable within a logarithmic gap, and (3) this gap cannot be reduced in general. The necessity of the gap suggests that the mutual information is not the correct information measure to quantify the rate of relative entropy coding. A potential alternative emerged in the work of Flamich et al. (2025), who proved a tighter lower bound of $I_F(X \to Y)$, a quantity we call the functional information. In this paper, we construct the ring toss code, an encoding method for rejection sampling which uses at most $I_F(X \to Y) + \log e$ bits, hence obtaining a tight one-shot characterization of relative entropy coding. For the trivial channel $Y = X$, our result recovers the noiseless source coding theorem within a small constant. For a general channel, it implies that the classical mutual information lower bound is achievable within $\log(I(X; Y) + 1) + 2.45$ bits in general and within $1.45$ bits for singular channels, which are both the tightest bounds of their kind to date. Moreover, our one-shot result also recovers Sriramu and Wagner's asymptotic results on the second-order redundancy of relative entropy codes.

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Variable Rate Lossy Source-Channel Coding over Channels with Feedback

A variable-rate lossy joint source-channel coding scheme for burst-noise communication channels with noiseless feedback is introduced. The scheme comprises a multi-stage channel optimized vector quantization system that dynamically allocates bits via a greedy algorithm among the variable-rate residual quantizers at each stage, based on the channel output sequence received at the encoder through the feedback link, thereby generalizing a prior fixed-rate scheme. Simulations over an $M$-th order Markov noise Polya contagion channel demonstrate that the proposed variable-rate scheme consistently outperforms the fixed-rate scheme, regardless of the channel bit error rate and noise correlation, achieving signal-to-noise ratio gains of up to about 4.5 dB.

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Communication Complexity of Exact Sampling under Rényi Information

We study the problem of exact sampling under an exponential communication cost, specifically Campbell's average codeword length $L(t)$ of order $t$, and Rényi's entropy. We provide a lower bound on the Campbell cost of exact sampling that grows approximately as $D_{1/α}(P||Q)$, the Rényi divergence of order $1/α$, with $α= \frac{1}{1+t}$. Using the Poisson functional representation of Li and El Gamal, we prove an upper bound on $L(t)$ whose leading Rényi divergence term has order within $ε$ of that of the lower bound. Our results reduce to the bounds of Harsha et al. as $α\to 1$. We also provide numerical examples comparing the bounds in the cases of normal and Laplacian distributions, demonstrating that the upper and lower bounds are typically within 5-10 bits of each other. Our results characterize exactly the optimal asymptotic Campbell cost $L(t)$ per sample as the number of independent and identically distributed (i.i.d.) samples grows to infinity. We show that under the exponential cost, any causal sampler performs strictly worse asymptotically than noncausal samplers. This contrasts with the case of expected message length, where both causal and noncausal samplers have the same optimal asymptotic cost.

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Bounds on the Excess Minimum Risk via Generalized Information Divergence Measures

Given finite-dimensional random vectors $Y$, $X$, and $Z$ that form a Markov chain in that order (i.e., $Y \to X \to Z$), we derive upper bounds on the excess minimum risk using generalized information divergence measures. Here, $Y$ is a target vector to be estimated from an observed feature vector $X$ or its stochastically degraded version $Z$. The excess minimum risk is defined as the difference between the minimum expected loss in estimating $Y$ from $X$ and from $Z$. We present a family of bounds that generalize the mutual information based bound of Györfi et al. (2023), using the Rényi and $α$-Jensen-Shannon divergences, as well as Sibson's mutual information. Our bounds are similar to those developed by Modak et al. (2021) and Aminian et al. (2024) for the generalization error of learning algorithms. However, unlike these works, our bounds do not require the sub-Gaussian parameter to be constant and therefore apply to a broader class of joint distributions over $Y$, $X$, and $Z$. We also provide numerical examples under both constant and non-constant sub-Gaussianity assumptions, illustrating that our generalized divergence based bounds can be tighter than the one based on mutual information for certain regimes of the parameter $α$.

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Distribution-free tests for lossless feature selection in classification and regression

We study the problem of lossless feature selection for a $d$-dimensional feature vector $X=(X^{(1)},\dots ,X^{(d)})$ and label $Y$ for binary classification as well as nonparametric regression. For an index set $S\subset \{1,\dots ,d\}$, consider the selected $|S|$-dimensional feature subvector $X_S=(X^{(i)}, i\in S)$. If $L^*$ and $L^*(S)$ stand for the minimum risk based on $X$ and $X_S$, respectively, then $X_S$ is called lossless if $L^*=L^*(S)$. For classification, the minimum risk is the Bayes error probability, while in regression, the minimum risk is the residual variance. We introduce nearest-neighbor based test statistics to test the hypothesis that $X_S$ is lossless. This test statistic is an estimate of the excess risk $L^*(S)-L^*$. Surprisingly, estimating this excess risk turns out to be a functional estimation problem that does not suffer from the curse of dimensionality in the sense that the convergence rate does not depend on the dimension $d$. For the threshold $a_n=\log n/\sqrt{n}$, the corresponding tests are proved to be consistent under conditions on the distribution of $(X,Y)$ that are significantly milder than in previous work. Also, our threshold is universal (dimension independent), in contrast to earlier methods where for large $d$ the threshold becomes too large to be useful in practice.

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Lossless Transformations and Excess Risk Bounds in Statistical Inference

We study the excess minimum risk in statistical inference, defined as the difference between the minimum expected loss in estimating a random variable from an observed feature vector and the minimum expected loss in estimating the same random variable from a transformation (statistic) of the feature vector. After characterizing lossless transformations, i.e., transformations for which the excess risk is zero for all loss functions, we construct a partitioning test statistic for the hypothesis that a given transformation is lossless and show that for i.i.d. data the test is strongly consistent. More generally, we develop information-theoretic upper bounds on the excess risk that uniformly hold over fairly general classes of loss functions. Based on these bounds, we introduce the notion of a delta-lossless transformation and give sufficient conditions for a given transformation to be universally delta-lossless. Applications to classification, nonparametric regression, portfolio strategies, information bottleneck, and deep learning, are also surveyed.

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An Asymptotically Optimal Two-Part Fixed-Rate Coding Scheme for Networked Control with Unbounded Noise

It is known that under fixed-rate information constraints, adaptive quantizers can be used to stabilize an open-loop-unstable linear system on $\mathbb{R}^n$ driven by unbounded noise. These adaptive schemes can be designed so that they have near-optimal rate, and the resulting system will be stable in the sense of having an invariant probability measure, or ergodicity, as well as boundedness of the state second moment. Although structural results and information theoretic bounds of encoders have been studied, the performance of such adaptive fixed-rate quantizers beyond stabilization has not been addressed. In this paper, we propose a two-part adaptive (fixed-rate) coding scheme that achieves state second moment convergence to the classical optimum (i.e., for the fully observed setting) under mild moment conditions on the noise process. The first part, as in prior work, leads to ergodicity (via positive Harris recurrence) and the second part ensures that the state second moment converges to the classical optimum at high rates. These results are established using an intricate analysis which uses random-time state-dependent Lyapunov stochastic drift criteria as a core tool.

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Rényi Cross-Entropy Measures for Common Distributions and Processes with Memory

Two Rényi-type generalizations of the Shannon cross-entropy, the Rényi cross-entropy and the Natural Rényi cross-entropy, were recently used as loss functions for the improved design of deep learning generative adversarial networks. In this work, we build upon our results in [1] by deriving the Rényi and Natural Rényi differential cross-entropy measures in closed form for a wide class of common continuous distributions belonging to the exponential family and tabulating the results for ease of reference. We also summarise the Rényi-type cross-entropy rates between stationary Gaussian processes and between finite-alphabet time-invariant Markov sources.

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On the Rényi Cross-Entropy

The Rényi cross-entropy measure between two distributions, a generalization of the Shannon cross-entropy, was recently used as a loss function for the improved design of deep learning generative adversarial networks. In this work, we examine the properties of this measure and derive closed-form expressions for it when one of the distributions is fixed and when both distributions belong to the exponential family. We also analytically determine a formula for the cross-entropy rate for stationary Gaussian processes and for finite-alphabet Markov sources.

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Signaling Games for Log-Concave Distributions: Number of Bins and Properties of Equilibria

We investigate the equilibrium behavior for the decentralized cheap talk problem for real random variables and quadratic cost criteria in which an encoder and a decoder have misaligned objective functions. In prior work, it has been shown that the number of bins in any equilibrium has to be countable, generalizing a classical result due to Crawford and Sobel who considered sources with density supported on $[0,1]$. In this paper, we first refine this result in the context of log-concave sources. For sources with two-sided unbounded support, we prove that, for any finite number of bins, there exists a unique equilibrium. In contrast, for sources with semi-unbounded support, there may be a finite upper bound on the number of bins in equilibrium depending on certain conditions stated explicitly. Moreover, we prove that for log-concave sources, the expected costs of the encoder and the decoder in equilibrium decrease as the number of bins increases. Furthermore, for strictly log-concave sources with two-sided unbounded support, we prove convergence to the unique equilibrium under best response dynamics which starts with a given number of bins, making a connection with the classical theory of optimal quantization and convergence results of Lloyd's method. In addition, we consider more general sources which satisfy certain assumptions on the tail(s) of the distribution and we show that there exist equilibria with infinitely many bins for sources with two-sided unbounded support. Further explicit characterizations are provided for sources with exponential, Gaussian, and compactly-supported probability distributions.

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An Information Bottleneck Problem with Rényi's Entropy

This paper considers an information bottleneck problem with the objective of obtaining a most informative representation of a hidden feature subject to a Rényi entropy complexity constraint. The optimal bottleneck trade-off between relevance (measured via Shannon's mutual information) and Rényi entropy cost is defined and an iterative algorithm for finding approximate solutions is provided. We also derive an operational characterization for the optimal trade-off by demonstrating that the optimal Rényi entropy-relevance trade-off is achievable by a simple time-sharing scalar coding scheme and that no coding scheme can provide better performance. Two examples where the optimal Shannon entropy-relevance trade-off can be exactly determined are further given.

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Capacity of Generalized Discrete-Memoryless Push-to-Talk Two-Way Channels

In this report, we generalize Shannon's push-to-talk two-way channel (PTT-TWC) by allowing reliable full-duplex transmission as well as noisy reception in the half-duplex (PTT) mode. Viewing a PTT-TWC as two state-dependent one-way channels, we introduce a channel symmetry property pertaining to the one-way channels. Shannon's TWC capacity inner bound is shown to be tight for the generalized model under this symmetry property. We also analytically derive the capacity region, which is shown to be the convex hull of (at most) 4 rate pairs. Examples that illustrate different shapes of the capacity region are given, and efficient transmission schemes are discussed via the examples.

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A Simple Capacity Outer Bound for Two-Way Channels and Capacity Approximation Results

Channel symmetry properties that imply the tightness of Shannon's random coding inner bound have recently been used to determine the capacity region of discrete-memoryless two-way channels (DM-TWCs). For channels without such symmetry properties, outer bounds are often needed to estimate the capacity region. However, validating symmetry conditions and/or evaluating non-trivial outer bounds are computationally demanding, especially for channels with large input and output alphabets. In this paper, three easy-to-check conditions that identify DM-TWCs with no such symmetry properties as well as an easy-to-compute outer bound are derived. The bound is obtained from Shannon's inner bound computation but is non-trivial. Using this outer bound, approximate capacity results can be established for certain DM-TWCs. The results are illustrated by two examples.

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Joint Source-Channel Coding for the Transmission of Correlated Sources over Two-Way Channels

A joint source-channel coding (JSCC) scheme based on hybrid digital/analog coding is proposed for the transmission of correlated sources over discrete-memoryless two-way channels (DM-TWCs). The scheme utilizes the correlation between the sources in generating channel inputs, thus enabling the users to coordinate their transmission to combat channel noise. The hybrid scheme also subsumes prior coding methods such as rate-one separate source-channel coding and uncoded schemes for two-way lossy transmission, as well as the correlation-preserving coding scheme for (almost) lossless transmission. Moreover, we derive a distortion outer bound for the source-channel system using a genie-aided argument. A complete JSSC theorem for a class of correlated sources and DM-TWCs whose capacity region cannot be enlarged via interactive adaptive coding is also established. Examples that illustrate the theorem are given.

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Adaptive Coding for Two-Way Lossy Source-Channel Communication

An adaptive joint source-channel coding (JSCC) scheme is presented for transmitting correlated sources over discrete-memoryless two-way channels subject to distortion constraints. The proposed JSCC scheme makes use of the previously transmitted and received channel signals as well as the sources' correlation to facilitate coordination between terminals. It is shown that the adaptive scheme strictly subsumes prior lossy coding methods for two-way simultaneous transmission and yields a new adaptive separate source-channel coding result. Two examples are given to show the scheme's advantages.

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Two-Way Source-Channel Coding

We propose an adaptive lossy joint source-channel coding (JSCC) scheme for sending correlated sources over two-terminal discrete-memoryless two-way channels (DM-TWCs). The main idea is to couple the independent operations of the terminals via an adaptive coding mechanism, which can mitigate cross-interference resulting from simultaneous channel transmissions and concurrently exploit the sources' correlation to reduce the end-to-end reconstruction distortions. Our adaptive JSCC scheme not only subsumes existing lossy coding methods for two-way simultaneous communication but also improves their performance. Furthermore, we derive outer bounds for our two-way lossy transmission problem and establish complete JSCC theorems in some special settings. In these special cases, a non-adaptive separate source-channel coding (SSCC) scheme achieves the optimal performance, thus simplifying the design of the source-channel communication system.

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Capacity of Two-Way Channels with Symmetry Properties

In this paper, we make use of channel symmetry properties to determine the capacity region of three types of two-way networks: (a) two-user memoryless two-way channels (TWCs), (b) two-user TWCs with memory, and (c) three-user multiaccess/degraded broadcast (MA/DB) TWCs. For each network, symmetry conditions under which a Shannon-type random coding inner bound (under independent non-adaptive inputs) is tight are given. For two-user memoryless TWCs, prior results are substantially generalized by viewing a TWC as two interacting state-dependent one-way channels. The capacity of symmetric TWCs with memory, whose outputs are functions of the inputs and independent stationary and ergodic noise processes, is also obtained. Moreover, various channel symmetry properties under which the Shannon-type inner bound is tight are identified for three-user MA/DB TWCs. The results not only enlarge the class of symmetric TWCs whose capacity region can be exactly determined but also imply that interactive adaptive coding, not improving capacity, is unnecessary for such channels.

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On the Number of Bins in Equilibria for Signaling Games

We investigate the equilibrium behavior for the decentralized quadratic cheap talk problem in which an encoder and a decoder, viewed as two decision makers, have misaligned objective functions. In prior work, we have shown that the number of bins under any equilibrium has to be at most countable, generalizing a classical result due to Crawford and Sobel who considered sources with density supported on $[0,1]$. In this paper, we refine this result in the context of exponential and Gaussian sources. For exponential sources, a relation between the upper bound on the number of bins and the misalignment in the objective functions is derived, the equilibrium costs are compared, and it is shown that there also exist equilibria with infinitely many bins under certain parametric assumptions. For Gaussian sources, it is shown that there exist equilibria with infinitely many bins.

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