arXiv subjects

Tao Wan

Publications and source records attributed to Tao Wan.

16 recordsLinked to original sources

arXiv2026

Beyond Sentiment: Structured Information Extraction from Financial News

Financial sentiment analysis has become a standard component in news-driven stock prediction, yet it reduces rich, multi-dimensional news articles to a single polarity score. We hypothesize that financial news encodes multiple orthogonal information dimensions---event type, impact scope, temporal horizon, and semantic confidence---that sentiment alone cannot capture, and that these dimensions carry independent predictive value. To test this hypothesis, we propose a structured information extraction framework that leverages LLaMA-3.1-70B to extract six semantic dimensions from financial news. Through large-scale experiments on 41,618 news--stock pairs from the FNSPID dataset, we find that (i) FinBERT sentiment features exhibit strong predictive power under nonlinear models (F1=0.576) but substantially weaker performance under linear models (F1=0.230), revealing a highly nonlinear sentiment--return relationship; (ii) LLM-extracted structured features, while individually weaker, capture information orthogonal to sentiment, as evidenced by a 53.5% systematic disagreement rate between the two approaches; and (iii) combining both signal sources yields F1=0.600, significantly outperforming either alone ($p < 0.0001$), with consistent improvements across all seven event types. Ablation experiments confirm that non-sentiment structural dimensions (event type, impact subject, time horizon, confidence) independently contribute $\Delta\text{F1} = +0.019$ beyond FinBERT alone. Feature importance analysis reveals balanced contributions from all six extracted dimensions (14--21%), demonstrating that compressing news into a single sentiment score incurs substantial information loss. Our results suggest that the sentiment--semantics decoupling in financial text is systematic and exploitable, opening a new direction for multi-dimensional financial NLP.

cs.CL↗

arXiv2026

PersonaTree: Structured Lifecycle Memory for Person Understanding in LLM Agents

Persistent LLM agents require memory representations that make the formation of person understanding explicit across long term interaction. Existing agent memory methods emphasize information retention and retrieval, yet give limited account of how accumulated interaction evidence is abstracted into person understanding. We view this process as schema formation, where situated evidence is abstracted into reusable patterns and stable person level claims. We introduce PersonaTree, a structured lifecycle memory framework that realizes this view as a three level persona tree with explicit support paths from evidence to claims. PersonaTree maintains the tree through conservative writing, confidence guided consolidation, and query conditioned path retrieval, returning only the evidence depth required by each query. Across six person understanding and persistent memory benchmarks with three answer backbones, PersonaTree ranks first in 12 of 18 compact scores and reaches the top two in 16 settings. Ablations show that hierarchy improves abstract person understanding on KnowMe, while support path retrieval improves RealPref alignment under a comparable context budget.

cs.CL↗

arXiv2026

Three-Body Barrier Dynamics of Double-Alpha Decay in Heavy Nuclei

The simultaneous emission of two $\alpha$ particles--double-$\alpha$ decay--represents a long-predicted but unobserved mode of nuclear radioactivity. Here we formulate this process as a genuine three-body problem within the hyperspherical coordinate framework and evaluate decay probabilities by numerically solving the corresponding hyperradial Schr\"{o}dinger equation, combined with large-scale random sampling of the potential parameters; the latter treatment ensures that the present results are more convincing. Inspired by this, we demonstrate that the penetrability ratio between simultaneous and sequential $\alpha$ emission exhibits a strikingly linear dependence on $ZQ_{\alpha\alpha}^{-1/2}$, extending the barrier penetration dynamics into the correlated few-body regime. The nuclei $^{108}$Xe, $^{218}$Ra, $^{224}$Pu, $^{222}$U, $^{216}$Rn, and $^{220}$Th are suggested as the most promising candidates for the observation of double-$\alpha$ decay, with predicted half-lives potentially accessible within present detection limits. Our results provide a unified framework for multi-$\alpha$ decay and open a pathway to probing nuclear clustering and few-body correlations in heavy nuclei.

nucl-th↗

arXiv2026

FlashMem: Distilling Intrinsic Latent Memory via Computation Reuse

The stateless architecture of Large Language Models inherently lacks the mechanism to preserve dynamic context, compelling agents to redundantly reprocess history to maintain long-horizon autonomy. While latent memory offers a solution, current approaches are hindered by architectural segregation, relying on auxiliary encoders that decouple memory from the reasoning backbone. We propose FlashMem, a framework that distills intrinsic memory directly from transient reasoning states via computation reuse. Leveraging the property that internal representations uniquely encode input trajectories, FlashMem identifies the last hidden state as a sufficient statistic for the interaction history. This enables a Shared-KV Consolidator to synthesize memory by attending directly to the backbone's frozen cache, eliminating redundant re-parameterization. Furthermore, a parameter-free Cognitive Monitor leverages attention entropy to adaptively trigger consolidation only when high epistemic uncertainty is detected. Experiments demonstrate that FlashMem matches the performance of heavy baselines while reducing inference latency by 5 times, effectively bridging the gap between efficiency and persistent cognition.

cs.CL↗

arXiv2022

Reasoning with Multi-Structure Commonsense Knowledge in Visual Dialog

Visual Dialog requires an agent to engage in a conversation with humans grounded in an image. Many studies on Visual Dialog focus on the understanding of the dialog history or the content of an image, while a considerable amount of commonsense-required questions are ignored. Handling these scenarios depends on logical reasoning that requires commonsense priors. How to capture relevant commonsense knowledge complementary to the history and the image remains a key challenge. In this paper, we propose a novel model by Reasoning with Multi-structure Commonsense Knowledge (RMK). In our model, the external knowledge is represented with sentence-level facts and graph-level facts, to properly suit the scenario of the composite of dialog history and image. On top of these multi-structure representations, our model can capture relevant knowledge and incorporate them into the vision and semantic features, via graph-based interaction and transformer-based fusion. Experimental results and analysis on VisDial v1.0 and VisDialCK datasets show that our proposed model effectively outperforms comparative methods.

cs.CV↗

arXiv2019

Pixel Level Data Augmentation for Semantic Image Segmentation using Generative Adversarial Networks

Semantic segmentation is one of the basic topics in computer vision, it aims to assign semantic labels to every pixel of an image. Unbalanced semantic label distribution could have a negative influence on segmentation accuracy. In this paper, we investigate using data augmentation approach to balance the semantic label distribution in order to improve segmentation performance. We propose using generative adversarial networks (GANs) to generate realistic images for improving the performance of semantic segmentation networks. Experimental results show that the proposed method can not only improve segmentation performance on those classes with low accuracy, but also obtain 1.3% to 2.1% increase in average segmentation accuracy. It shows that this augmentation method can boost accuracy and be easily applicable to any other segmentation models.

cs.CV↗

arXiv2019

A sequential guiding network with attention for image captioning

The recent advances of deep learning in both computer vision (CV) and natural language processing (NLP) provide us a new way of understanding semantics, by which we can deal with more challenging tasks such as automatic description generation from natural images. In this challenge, the encoder-decoder framework has achieved promising performance when a convolutional neural network (CNN) is used as image encoder and a recurrent neural network (RNN) as decoder. In this paper, we introduce a sequential guiding network that guides the decoder during word generation. The new model is an extension of the encoder-decoder framework with attention that has an additional guiding long short-term memory (LSTM) and can be trained in an end-to-end manner by using image/descriptions pairs. We validate our approach by conducting extensive experiments on a benchmark dataset, i.e., MS COCO Captions. The proposed model achieves significant improvement comparing to the other state-of-the-art deep learning models.

cs.CV↗

arXiv2018

FALCON: A Fourier Transform Based Approach for Fast and Secure Convolutional Neural Network Predictions

Machine learning as a service has been widely deployed to utilize deep neural network models to provide prediction services. However, this raises privacy concerns since clients need to send sensitive information to servers. In this paper, we focus on the scenario where clients want to classify private images with a convolutional neural network model hosted in the server, while both parties keep their data private. We present FALCON, a fast and secure approach for CNN predictions based on Fourier Transform. Our solution enables linear layers of a CNN model to be evaluated simply and efficiently with fully homomorphic encryption. We also introduce the first efficient and privacy-preserving protocol for softmax function, which is an indispensable component in CNNs and has not yet been evaluated in previous works due to its high complexity. We implemented the FALCON and evaluated the performance on real-world CNN models. The experimental results show that FALCON outperforms the best known works in both computation and communication cost.

cs.CR↗

arXiv2018

Text Generation Based on Generative Adversarial Nets with Latent Variable

In this paper, we propose a model using generative adversarial net (GAN) to generate realistic text. Instead of using standard GAN, we combine variational autoencoder (VAE) with generative adversarial net. The use of high-level latent random variables is helpful to learn the data distribution and solve the problem that generative adversarial net always emits the similar data. We propose the VGAN model where the generative model is composed of recurrent neural network and VAE. The discriminative model is a convolutional neural network. We train the model via policy gradient. We apply the proposed model to the task of text generation and compare it to other recent neural network based models, such as recurrent neural network language model and SeqGAN. We evaluate the performance of the model by calculating negative log-likelihood and the BLEU score. We conduct experiments on three benchmark datasets, and results show that our model outperforms other previous models.

cs.CL↗

arXiv2018

Generative Cooperative Net for Image Generation and Data Augmentation

How to build a good model for image generation given an abstract concept is a fundamental problem in computer vision. In this paper, we explore a generative model for the task of generating unseen images with desired features. We propose the Generative Cooperative Net (GCN) for image generation. The idea is similar to generative adversarial networks except that the generators and discriminators are trained to work accordingly. Our experiments on hand-written digit generation and facial expression generation show that GCN's two cooperative counterparts (the generator and the classifier) can work together nicely and achieve promising results. We also discovered a usage of such generative model as an data-augmentation tool. Our experiment of applying this method on a recognition task shows that it is very effective comparing to other existing methods. It is easy to set up and could help generate a very large synthesized dataset.

cs.CV↗

arXiv2017

A Framework and Comparative Analysis of Control Plane Security of SDN and Conventional Networks

Software defined networking implements the network control plane in an external entity, rather than in each individual device as in conventional networks. This architectural difference implies a different design for control functions necessary for essential network properties, e.g., loop prevention and link redundancy. We explore how such differences redefine the security weaknesses in the SDN control plane and provide a framework for comparative analysis which focuses on essential network properties required by typical production networks. This enables analysis of how these properties are delivered by the control planes of SDN and conventional networks, and to compare security risks and mitigations. Despite the architectural difference, we find similar, but not identical, exposures in control plane security if both network paradigms provide the same network properties and are analyzed under the same threat model. However, defenses vary; SDN cannot depend on edge based filtering to protect its control plane, while this is arguably the primary defense in conventional networks. Our concrete security analysis suggests that a distributed SDN architecture that supports fault tolerance and consistency checks is important for SDN control plane security. Our analysis methodology may be of independent interest for future security analysis of SDN and conventional networks.

cs.NI↗

arXiv2017

Motif Iteration Model for Network Representation

Social media mining has become one of the most popular research areas in Big Data with the explosion of social networking information from Facebook, Twitter, LinkedIn, Weibo and so on. Understanding and representing the structure of a social network is a key in social media mining. In this paper, we propose the Motif Iteration Model (MIM) to represent the structure of a social network. As the name suggested, the new model is based on iteration of basic network motifs. In order to better show the properties of the model, a heuristic and greedy algorithm called Vertex Reordering and Arranging (VRA) is proposed by studying the adjacency matrix of the three-vertex undirected network motifs. The algorithm is for mapping from the adjacency matrix of a network to a binary image, it shows a new perspective of network structure visualization. In summary, this model provides a useful approach towards building link between images and networks and offers a new way of representing the structure of a social network.

cs.SI↗

arXiv2017

Logical Parsing from Natural Language Based on a Neural Translation Model

Semantic parsing has emerged as a significant and powerful paradigm for natural language interface and question answering systems. Traditional methods of building a semantic parser rely on high-quality lexicons, hand-crafted grammars and linguistic features which are limited by applied domain or representation. In this paper, we propose a general approach to learn from denotations based on Seq2Seq model augmented with attention mechanism. We encode input sequence into vectors and use dynamic programming to infer candidate logical forms. We utilize the fact that similar utterances should have similar logical forms to help reduce the searching space. Under our learning policy, the Seq2Seq model can learn mappings gradually with noises. Curriculum learning is adopted to make the learning smoother. We test our method on the arithmetic domain which shows our model can successfully infer the correct logical forms and learn the word meanings, compositionality and operation orders simultaneously.

cs.CL↗

arXiv2017

Stock Volatility Prediction Using Recurrent Neural Networks with Sentiment Analysis

In this paper, we propose a model to analyze sentiment of online stock forum and use the information to predict the stock volatility in the Chinese market. We have labeled the sentiment of the online financial posts and make the dataset public available for research. By generating a sentimental dictionary based on financial terms, we develop a model to compute the sentimental score of each online post related to a particular stock. Such sentimental information is represented by two sentiment indicators, which are fused to market data for stock volatility prediction by using the Recurrent Neural Networks (RNNs). Empirical study shows that, comparing to using RNN only, the model performs significantly better with sentimental indicators.

cs.SI↗

arXiv2015

Stable Matching with Incomplete Information in Structured Networks

In this paper, we investigate stable matching in structured networks. Consider case of matching in social networks where candidates are not fully connected. A candidate on one side of the market gets acquaintance with which one on the heterogeneous side depends on the structured network. We explore four well-used structures of networks and define the social circle by the distance between each candidate. When matching within social circle, we have equilibrium distinguishes from each other since each social network's topology differs. Equilibrium changes with the change on topology of each network and it always converges to the same stable outcome as complete information algorithm if there is no block to reach anyone in agent's social circle.

cs.GT↗

arXiv2012

Temperature and strain characterization of regenerated gratings

Both temperature and strain characterization of seed and regenerated gratings with and without post-annealing is reported. The high temperature regeneration has significant impact to thermal characterization and mechanical strength of gratings whilst the post annealing has little effect. The observed difference is evidence of viscoelastic changes in glass structure.

cond-mat.mtrl-sci↗