arXiv subjects

Taoyang Wu

Publications and source records attributed to Taoyang Wu.

At least 19 recordsLinked to original sources

arXiv2026

A characterization of terminal planar networks by forbidden structures

The class of terminal planar networks was recently introduced from a biological perspective in relation to the visualization of phylogenetic networks, and its connection to upward planar networks has been established. We provide a Kuratowski-type theorem that characterizes terminal planar networks by a finite set of forbidden structures, defined via six families of 0/1-labeled graphs. Another characterization based on planarity of supergraphs yields linear-time algorithms for testing terminal planarity and for computing such planar drawings. We describe an application that is potentially relevant in broader, non-phylogenetic settings. We also discuss a connection of our main result to an open problem on the forbidden structures of single-source upward planar networks.

math.CO↗

arXiv2026

Asymptotic Enumeration of Subclasses of Level-$2$ Phylogenetic Networks

This paper studies the enumeration of seven subclasses of level-$2$ phylogenetic networks under various planarity and structural constraints, including terminal planar, tree-child, and galled networks. We derive their exponential generating functions, recurrence relations, and asymptotic formulas. Specifically, we show that the number of networks of size $n$ in each class follows: \[ N_n \sim c \cdot n^{n-1} \cdot γ^n, \] where $c$ is a class-specific constant and $γ$ is the corresponding growth rate. Our results reveal that being terminal planar can significantly reduce the growth rate of general level-2 networks, but has only a minor effect on the growth rates of tree-child and galled level-2 networks. Notably, the growth rate of 3.83 for level-$2$ terminal planar galled tree-child networks is remarkably close to the rate of 2.94 for level-$1$ networks.

math.CO↗

arXiv2022

SPRINT: A fast, new software tool for reconstructing the evolutionary past of polyploid datasets

Polyploidization is an important evolutionary process which affects organisms ranging from plants to fish and fungi. The signal left behind by it is in the form of a species' ploidy level (number of complete chromosome sets found in a cell) which is inherently non-treelike. Currently available tools for reconstructing the evolutionary past of a polyploid dataset generally start with a multi-labelled tree obtained for a dataset of interest and then derive a (phylogenetic) network from that tree in some way that reflects that past by interpreting the networks's vertices of indegree at least two as polyploidization events. Since obtaining such a tree can be computationally expensive it is paramount to have alternative approaches available that allow one to shed light into the reticulate evolutionary past of a polyploid dataset. SPRINT aims to reconstruct the evolutionary past of a polyploid dataset in terms of a binary network which realises the dataset's ploidy profile (vector of ploidy levels of the dataset's taxa) and requires the fewest number of polyploidization events. It does this by representing the ploidy level of a species x in terms of the number of directed paths from the root of the network to the leaf of the network labelled by x. SPRINT is distributed on GitHub: https://github.com/lmaher1/SPRINT.

q-bio.PE↗

arXiv2022

Planar Rooted Phylogenetic Networks

A rooted phylogenetic network is a directed acyclic graph with a single root, whose sinks correspond to a set of species. As such networks are useful for representing the evolution of species that have undergone reticulate evolution, there has been great interest in developing the theory behind and algorithms for constructing them. However, unlike evolutionary trees, these networks can be highly non-planar, which can make them difficult to visualise and interpret. Here we investigate properties of planar rooted phylogenetic networks and algorithms for deciding whether or not rooted networks have certain special planarity properties. In particular, we introduce three natural subclasses of planar rooted phylogenetic networks and show that they form a hierarchy. In addition, for the well-known level-k networks, we show that level-1, -2, -3 networks are always outer, terminal, and upward planar, respectively, and that level-4 networks are not necessarily planar. Finally, we show that a regular network is terminal planar if and only if it is pyramidal. Our results make use of the highly developed field of planar digraphs, and we believe that the link between phylogenetic networks and planar graphs should prove useful in future for developing new approaches to both construct and visualise phylogenetic networks.

q-bio.PE↗

arXiv2022

Posets and spaces of $k$-noncrossing RNA Structures

RNA molecules are single-stranded analogues of DNA that can fold into various structures which influence their biological function within the cell. RNA structures can be modelled combinatorially in terms of a certain type of graph called an RNA diagram. In this paper we introduce a new poset of RNA diagrams $\mathcal{B}^r_{f,k}$, $r\ge 0$, $k \ge 1$ and $f \ge 3$, which we call the Penner-Waterman poset, and, using results from the theory of multitriangulations, we show that this is a pure poset of rank $k(2f-2k+1)+r-f-1$, whose geometric realization is the join of a simplicial sphere of dimension $k(f-2k)-1$ and an $\left((f+1)(k-1)-1\right)$-simplex in case $r=0$. As a corollary for the special case $k=1$, we obtain a result due to Penner and Waterman concerning the topology of the space of RNA secondary structures. These results could eventually lead to new ways to investigate landscapes of RNA $k$-noncrossing structures.

math.CO↗

arXiv2021

Distributions of cherries and pitchforks for the Ford model

We study two fringe subtree counting statistics, the number of cherries and that of pitchforks for Ford's $α$ model, a one-parameter family of random phylogenetic tree models that includes the uniform and the Yule models, two tree models commonly used in phylogenetics. Based on a nonuniform version of the extended Pólya urn models in which negative entries are permitted for their replacement matrices, we obtain the strong law of large numbers and the central limit theorem for the joint distribution of these two count statistics for the Ford model. Furthermore, we derive a recursive formula for computing the exact joint distribution of these two statistics. This leads to exact formulas for their means and higher order asymptotic expansions of their second moments, which allows us to identify a critical parameter value for the correlation between these two statistics. That is, when $n$ is sufficiently large, they are negatively correlated for $0\le α\le 1/2$ and positively correlated for $1/2<α<1$.

math.PR↗

arXiv2021

Encoding and ordering X-cactuses

Phylogenetic networks are a generalization of evolutionary or phylogenetic trees that are commonly used to represent the evolution of species which cross with one another. A special type of phylogenetic network is an {\em $X$-cactus}, which is essentially a cactus graph in which all vertices with degree less than three are labelled by at least one element from a set $X$ of species. In this paper, we present a way to {\em encode} $X$-cactuses in terms of certain collections of partitions of $X$ that naturally arise from $X$-cactuses. Using this encoding, we also introduce a partial order on the set of $X$-cactuses (up to isomorphism), and derive some structural properties of the resulting partially ordered set. This includes an analysis of some properties of its least upper and greatest lower bounds. Our results not only extend some fundamental properties of phylogenetic trees to $X$-cactuses, but also provides a new approach to solving topical problems in phylogenetic network theory such as deriving consensus networks.

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arXiv2021

On asymptotic joint distributions of cherries and pitchforks for random phylogenetic trees

Tree shape statistics provide valuable quantitative insights into evolutionary mechanisms underpinning phylogenetic trees, a commonly used graph representation of evolution systems ranging from viruses to species. By developing limit theorems for a version of extended Pólya urn models in which negative entries are permitted for their replacement matrices, we present strong laws of large numbers and central limit theorems for asymptotic joint distributions of two subtree counting statistics, the number of cherries and that of pitchforks, for random phylogenetic trees generated by two widely used null tree models: the proportional to distinguishable arrangements (PDA) and the Yule-Harding-Kingman (YHK) models. Our results indicate that the limiting behaviour of these two statistics, when appropriately scaled, are independent of the initial trees used in the tree generating process.

math.PR↗

arXiv2020

On cherry and pitchfork distributions of random rooted and unrooted phylogenetic trees

Tree shape statistics are important for investigating evolutionary mechanisms mediating phylogenetic trees. As a step towards bridging shape statistics between rooted and unrooted trees, we present a comparison study on two subtree statistics known as numbers of cherries and pitchforks for the proportional to distinguishable arrangements (PDA) and the Yule-Harding-Kingman (YHK) models. Based on recursive formulas on the joint distribution of the number of cherries and that of pitchforks, it is shown that cherry distributions are log-concave for both rooted and unrooted trees under these two models. Furthermore, the mean number of cherries and that of pitchforks for unrooted trees converge respectively to those for rooted trees under the YHK model while there exists a limiting gap of 1/4 for the PDA model. Finally, the total variation distances between the cherry distributions of rooted and those of unrooted trees converge for both models. Our results indicate that caution is required for conducting statistical analysis for tree shapes involving both rooted and unrooted trees.

math.PR↗

arXiv2018

Treewidth of display graphs: bounds, brambles and applications

Phylogenetic trees and networks are leaf-labelled graphs used to model evolution. Display graphs are created by identifying common leaf labels in two or more phylogenetic trees or networks. The treewidth of such graphs is bounded as a function of many common dissimilarity measures between phylogenetic trees and this has been leveraged in fixed parameter tractability results. Here we further elucidate the properties of display graphs and their interaction with treewidth. We show that it is NP-hard to recognize display graphs, but that display graphs of bounded treewidth can be recognized in linear time. Next we show that if a phylogenetic network displays (i.e. topologically embeds) a phylogenetic tree, the treewidth of their display graph is bounded by a function of the treewidth of the original network (and also by various other parameters). In fact, using a bramble argument we show that this treewidth bound is sharp up to an additive term of 1. We leverage this bound to give an FPT algorithm, parameterized by treewidth, for determining whether a network displays a tree, which is an intensively-studied problem in the field. We conclude with a discussion on the future use of display graphs and treewidth in phylogenetics.

cs.DS↗

arXiv2017

Quarnet inference rules for level-1 networks

An important problem in phylogenetics is the construction of phylogenetic trees. One way to approach this problem, known as the supertree method, involves inferring a phylogenetic tree with leaves consisting of a set $X$ of species from a collection of trees, each having leaf-set some subset of $X$. In the 1980's characterizations, certain inference rules were given for when a collection of 4-leaved trees, one for each 4-element subset of $X$, can all be simultaneously displayed by a single supertree with leaf-set $X$. Recently, it has become of interest to extend such results to phylogenetic networks. These are a generalization of phylogenetic trees which can be used to represent reticulate evolution (where species can come together to form a new species). It has been shown that a certain type of phylogenetic network, called a level-1 network, can essentially be constructed from 4-leaved trees. However, the problem of providing appropriate inference rules for such networks remains unresolved. Here we show that by considering 4-leaved networks, called quarnets, as opposed to 4-leaved trees, it is possible to provide such rules. In particular, we show that these rules can be used to characterize when a collection of quarnets, one for each 4-element subset of $X$, can all be simultaneously displayed by a level-1 network with leaf-set $X$. The rules are an intriguing mixture of tree inference rules, and an inference rule for building up a cyclic ordering of $X$ from orderings on subsets of $X$ of size 4. This opens up several new directions of research for inferring phylogenetic networks from smaller ones, which could yield new algorithms for solving the supernetwork problem in phylogenetics.

q-bio.PE↗

arXiv2017

UPGMA and the normalized equidistant minimum evolution problem

UPGMA (Unweighted Pair Group Method with Arithmetic Mean) is a widely used clustering method. Here we show that UPGMA is a greedy heuristic for the normalized equidistant minimum evolution (NEME) problem, that is, finding a rooted tree that minimizes the minimum evolution score relative to the dissimilarity matrix among all rooted trees with the same leaf-set in which all leaves have the same distance to the root. We prove that the NEME problem is NP-hard. In addition, we present some heuristic and approximation algorithms for solving the NEME problem, including a polynomial time algorithm that yields a binary, rooted tree whose NEME score is within O(log^2 n) of the optimum. We expect that these results to eventually provide further insights into the behavior of the UPGMA algorithm.

q-bio.PE↗

arXiv2017

Treewidth distance on phylogenetic trees

In this article we study the treewidth of the \emph{display graph}, an auxiliary graph structure obtained from the fusion of phylogenetic (i.e., evolutionary) trees at their leaves. Earlier work has shown that the treewidth of the display graph is bounded if the trees are in some formal sense topologically similar. Here we further expand upon this relationship. We analyse a number of reduction rules which are commonly used in the phylogenetics literature to obtain fixed parameter tractable algorithms. In some cases (the \emph{subtree} reduction) the reduction rules behave similarly with respect to treewidth, while others (the \emph{cluster} reduction) behave very differently, and the behaviour of the \emph{chain reduction} is particularly intriguing because of its link with graph separators and forbidden minors. We also show that the gap between treewidth and Tree Bisection and Reconnect (TBR) distance can be infinitely large, and that unlike, for example, planar graphs the treewidth of the display graph can be as much as linear in its number of vertices. On a slightly different note we show that if a display graph is formed from the fusion of a phylogenetic network and a tree, rather than from two trees, the treewidth of the display graph is bounded whenever the tree can be topologically embedded ("displayed") within the network. This opens the door to the formulation of the display problem in Monadic Second Order Logic (MSOL). A number of other auxiliary results are given. We conclude with a discussion and list a number of open problems.

cs.DM↗

arXiv2017

A cubic-time algorithm for computing the trinet distance between level-1 networks

In evolutionary biology, phylogenetic networks are constructed to represent the evolution of species in which reticulate events are thought to have occurred, such as recombination and hybridization. It is therefore useful to have efficiently computable metrics with which to systematically compare such networks. Through developing an optimal algorithm to enumerate all trinets displayed by a level-1 network (a type of network that is slightly more general than an evolutionary tree), here we propose a cubic-time algorithm to compute the trinet distance between two level-1 networks. Employing simulations, we also present a comparison between the trinet metric and the so-called Robinson-Foulds phylogenetic network metric restricted to level-1 networks. The algorithms described in this paper have been implemented in JAVA and are freely available at https://www.uea.ac.uk/computing/TriLoNet.

q-bio.PE↗

arXiv2017

Bounds for phylogenetic network space metrics

Phylogenetic networks are a generalization of phylogenetic trees that allow for representation of reticulate evolution. Recently, a space of unrooted phylogenetic networks was introduced, where such a network is a connected graph in which every vertex has degree 1 or 3 and whose leaf-set is a fixed set $X$ of taxa. This space, denoted $\mathcal{N}(X)$, is defined in terms of two operations on networks -- the nearest neighbor interchange and triangle operations -- which can be used to transform any network with leaf set $X$ into any other network with that leaf set. In particular, it gives rise to a metric $d$ on $\mathcal N(X)$ which is given by the smallest number of operations required to transform one network in $\mathcal N(X)$ into another in $\mathcal N(X)$. The metric generalizes the well-known NNI-metric on phylogenetic trees which has been intensively studied in the literature. In this paper, we derive a bound for the metric $d$ as well as a related metric $d_{N\!N\!I}$ which arises when restricting $d$ to the subset of $\mathcal{N}(X)$ consisting of all networks with $2(|X|-1+i)$ vertices, $i \ge 1$. We also introduce two new metrics on networks -- the SPR and TBR metrics -- which generalize the metrics on phylogenetic trees with the same name and give bounds for these new metrics. We expect our results to eventually have applications to the development and understanding of network search algorithms.

q-bio.PE↗

arXiv2017

Binets: fundamental building blocks for phylogenetic networks

Phylogenetic networks are a generalization of evolutionary trees that are used by biologists to represent the evolution of organisms which have undergone reticulate evolution. Essentially, a phylogenetic network is a directed acyclic graph having a unique root in which the leaves are labelled by a given set of species. Recently, some approaches have been developed to construct phylogenetic networks from collections of networks on 2- and 3-leaved networks, which are known as binets and trinets, respectively. Here we study in more depth properties of collections of binets, one of the simplest possible types of networks into which a phylogenetic network can be decomposed. More specifically, we show that if a collection of level-1 binets is compatible with some binary network, then it is also compatible with a binary level-1 network. Our proofs are based on useful structural results concerning lowest stable ancestors in networks. In addition, we show that, although the binets do not determine the topology of the network, they do determine the number of reticulations in the network, which is one of its most important parameters. We also consider algorithmic questions concerning binets. We show that deciding whether an arbitrary set of binets is compatible with some network is at least as hard as the well-known Graph Isomorphism problem. However, if we restrict to level-1 binets, it is possible to decide in polynomial time whether there exists a binary network that displays all the binets. We also show that to find a network that displays a maximum number of the binets is NP-hard, but that there exists a simple polynomial-time 1/3-approximation algorithm for this problem. It is hoped that these results will eventually assist in the development of new methods for constructing phylogenetic networks from collections of smaller networks.

q-bio.PE↗

arXiv2016

Reduction rules for the maximum parsimony distance on phylogenetic trees

In phylogenetics, distances are often used to measure the incongruence between a pair of phylogenetic trees that are reconstructed by different methods or using different regions of genome. Motivated by the maximum parsimony principle in tree inference, we recently introduced the maximum parsimony (MP) distance, which enjoys various attractive properties due to its connection with several other well-known tree distances, such as TBR and SPR. Here we show that computing the MP distance between two trees, a NP-hard problem in general, is fixed parameter tractable in terms of the TBR distance between the tree pair. Our approach is based on two reduction rules--the chain reduction and the subtree reduction--that are widely used in computing TBR and SPR distances. More precisely, we show that reducing chains to length 4 (but not shorter) preserves the MP distance. In addition, we describe a generalization of the subtree reduction which allows the pendant subtrees to be rooted in different places, and show that this still preserves the MP distance. On a slightly different note we also show that Monadic Second Order Logic (MSOL), posited over an auxiliary graph structure known as the display graph (obtained by merging the two trees at their leaves), can be used to obtain an alternative proof that computation of MP distance is fixed parameter tractable in terms of TBR-distance. We conclude with an extended discussion in which we focus on similarities and differences between MP distance and TBR distance and present a number of open problems. One particularly intriguing question, emerging from the MSOL formulation, is whether two trees with bounded MP distance induce display graphs of bounded treewidth.

q-bio.PE↗

arXiv2016

Transforming phylogenetic networks: Moving beyond tree space

Phylogenetic networks are a generalization of phylogenetic trees that are used to represent reticulate evolution. Unrooted phylogenetic networks form a special class of such networks, which naturally generalize unrooted phylogenetic trees. In this paper we define two operations on unrooted phylogenetic networks, one of which is a generalization of the well-known nearest-neighbor interchange (NNI) operation on phylogenetic trees. We show that any unrooted phylogenetic network can be transformed into any other such network using only these operations. This generalizes the well-known fact that any phylogenetic tree can be transformed into any other such tree using only NNI operations. It also allows us to define a generalization of tree space and to define some new metrics on unrooted phylogenetic networks. To prove our main results, we employ some fascinating new connections between phylogenetic networks and cubic graphs that we have recently discovered. Our results should be useful in developing new strategies to search for optimal phylogenetic networks, a topic that has recently generated some interest in the literature, as well as for providing new ways to compare networks.

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