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Tat-Seng Chua

Publications and source records attributed to Tat-Seng Chua.

At least 271 records · Page 15Linked to original sources

ALI-Agent: Assessing LLMs' Alignment with Human Values via Agent-based Evaluation

Large Language Models (LLMs) can elicit unintended and even harmful content when misaligned with human values, posing severe risks to users and society. To mitigate these risks, current evaluation benchmarks predominantly employ expert-designed contextual scenarios to assess how well LLMs align with human values. However, the labor-intensive nature of these benchmarks limits their test scope, hindering their ability to generalize to the extensive variety of open-world use cases and identify rare but crucial long-tail risks. Additionally, these static tests fail to adapt to the rapid evolution of LLMs, making it hard to evaluate timely alignment issues. To address these challenges, we propose ALI-Agent, an evaluation framework that leverages the autonomous abilities of LLM-powered agents to conduct in-depth and adaptive alignment assessments. ALI-Agent operates through two principal stages: Emulation and Refinement. During the Emulation stage, ALI-Agent automates the generation of realistic test scenarios. In the Refinement stage, it iteratively refines the scenarios to probe long-tail risks. Specifically, ALI-Agent incorporates a memory module to guide test scenario generation, a tool-using module to reduce human labor in tasks such as evaluating feedback from target LLMs, and an action module to refine tests. Extensive experiments across three aspects of human values--stereotypes, morality, and legality--demonstrate that ALI-Agent, as a general evaluation framework, effectively identifies model misalignment. Systematic analysis also validates that the generated test scenarios represent meaningful use cases, as well as integrate enhanced measures to probe long-tail risks. Our code is available at https://github.com/SophieZheng998/ALI-Agent.git

cs.AI↗

On Softmax Direct Preference Optimization for Recommendation

Recommender systems aim to predict personalized rankings based on user preference data. With the rise of Language Models (LMs), LM-based recommenders have been widely explored due to their extensive world knowledge and powerful reasoning abilities. Most of the LM-based recommenders convert historical interactions into language prompts, pairing with a positive item as the target response and fine-tuning LM with a language modeling loss. However, the current objective fails to fully leverage preference data and is not optimized for personalized ranking tasks, which hinders the performance of LM-based recommenders. Inspired by the current advancement of Direct Preference Optimization (DPO) in human preference alignment and the success of softmax loss in recommendations, we propose Softmax-DPO (S-DPO) to instill ranking information into the LM to help LM-based recommenders distinguish preferred items from negatives, rather than solely focusing on positives. Specifically, we incorporate multiple negatives in user preference data and devise an alternative version of DPO loss tailored for LM-based recommenders, which is extended from the traditional full-ranking Plackett-Luce (PL) model to partial rankings and connected to softmax sampling strategies. Theoretically, we bridge S-DPO with the softmax loss over negative sampling and find that it has an inherent benefit of mining hard negatives, which assures its exceptional capabilities in recommendation tasks. Empirically, extensive experiments conducted on three real-world datasets demonstrate the superiority of S-DPO to effectively model user preference and further boost recommendation performance while providing better rewards for preferred items. Our codes are available at https://github.com/chenyuxin1999/S-DPO.

cs.IR↗

Self-Calibrated Listwise Reranking with Large Language Models

Large language models (LLMs), with advanced linguistic capabilities, have been employed in reranking tasks through a sequence-to-sequence approach. In this paradigm, multiple passages are reranked in a listwise manner and a textual reranked permutation is generated. However, due to the limited context window of LLMs, this reranking paradigm requires a sliding window strategy to iteratively handle larger candidate sets. This not only increases computational costs but also restricts the LLM from fully capturing all the comparison information for all candidates. To address these challenges, we propose a novel self-calibrated listwise reranking method, which aims to leverage LLMs to produce global relevance scores for ranking. To achieve it, we first propose the relevance-aware listwise reranking framework, which incorporates explicit list-view relevance scores to improve reranking efficiency and enable global comparison across the entire candidate set. Second, to ensure the comparability of the computed scores, we propose self-calibrated training that uses point-view relevance assessments generated internally by the LLM itself to calibrate the list-view relevance assessments. Extensive experiments and comprehensive analysis on the BEIR benchmark and TREC Deep Learning Tracks demonstrate the effectiveness and efficiency of our proposed method.

cs.IR↗

Causality-Enhanced Behavior Sequence Modeling in LLMs for Personalized Recommendation

Recent advancements in recommender systems have focused on leveraging Large Language Models (LLMs) to improve user preference modeling, yielding promising outcomes. However, current LLM-based approaches struggle to fully leverage user behavior sequences, resulting in suboptimal preference modeling for personalized recommendations. In this study, we propose a novel Counterfactual Fine-Tuning (CFT) method to address this issue by explicitly emphasizing the role of behavior sequences when generating recommendations. Specifically, we employ counterfactual reasoning to identify the causal effects of behavior sequences on model output and introduce a task that directly fits the ground-truth labels based on these effects, achieving the goal of explicit emphasis. Additionally, we develop a token-level weighting mechanism to adjust the emphasis strength for different item tokens, reflecting the diminishing influence of behavior sequences from earlier to later tokens during predicting an item. Extensive experiments on real-world datasets demonstrate that CFT effectively improves behavior sequence modeling. Our codes are available at https://github.com/itsmeyjt/CFT.

cs.IR↗

Effective and Efficient Adversarial Detection for Vision-Language Models via A Single Vector

Visual Language Models (VLMs) are vulnerable to adversarial attacks, especially those from adversarial images, which is however under-explored in literature. To facilitate research on this critical safety problem, we first construct a new laRge-scale Adervsarial images dataset with Diverse hArmful Responses (RADAR), given that existing datasets are either small-scale or only contain limited types of harmful responses. With the new RADAR dataset, we further develop a novel and effective iN-time Embedding-based AdveRSarial Image DEtection (NEARSIDE) method, which exploits a single vector that distilled from the hidden states of VLMs, which we call the attacking direction, to achieve the detection of adversarial images against benign ones in the input. Extensive experiments with two victim VLMs, LLaVA and MiniGPT-4, well demonstrate the effectiveness, efficiency, and cross-model transferrability of our proposed method. Our code is available at https://github.com/mob-scu/RADAR-NEARSIDE

cs.CV↗

PSVMA+: Exploring Multi-granularity Semantic-visual Adaption for Generalized Zero-shot Learning

Generalized zero-shot learning (GZSL) endeavors to identify the unseen categories using knowledge from the seen domain, necessitating the intrinsic interactions between the visual features and attribute semantic features. However, GZSL suffers from insufficient visual-semantic correspondences due to the attribute diversity and instance diversity. Attribute diversity refers to varying semantic granularity in attribute descriptions, ranging from low-level (specific, directly observable) to high-level (abstract, highly generic) characteristics. This diversity challenges the collection of adequate visual cues for attributes under a uni-granularity. Additionally, diverse visual instances corresponding to the same sharing attributes introduce semantic ambiguity, leading to vague visual patterns. To tackle these problems, we propose a multi-granularity progressive semantic-visual mutual adaption (PSVMA+) network, where sufficient visual elements across granularity levels can be gathered to remedy the granularity inconsistency. PSVMA+ explores semantic-visual interactions at different granularity levels, enabling awareness of multi-granularity in both visual and semantic elements. At each granularity level, the dual semantic-visual transformer module (DSVTM) recasts the sharing attributes into instance-centric attributes and aggregates the semantic-related visual regions, thereby learning unambiguous visual features to accommodate various instances. Given the diverse contributions of different granularities, PSVMA+ employs selective cross-granularity learning to leverage knowledge from reliable granularities and adaptively fuses multi-granularity features for comprehensive representations. Experimental results demonstrate that PSVMA+ consistently outperforms state-of-the-art methods.

cs.CV↗

Vitron: A Unified Pixel-level Vision LLM for Understanding, Generating, Segmenting, Editing

Recent developments of vision large language models (LLMs) have seen remarkable progress, yet still encounter challenges towards multimodal generalists, such as coarse-grained instance-level understanding, lack of unified support for both images and videos, and insufficient coverage across various vision tasks. In this paper, we present VITRON, a universal pixel-level vision LLM designed for comprehensive understanding, generating, segmenting, and editing of both static images and dynamic videos. Building on top of an LLM backbone, VITRON incorporates encoders for images, videos, and pixel-level regional visuals within its frontend modules, while employing state-of-the-art visual specialists as its backend, via which VITRON supports a spectrum of vision end tasks, spanning visual comprehension to visual generation, from low level to high level. To ensure an effective and precise message passing from LLM to backend modules for function invocation, we propose a novel hybrid method by simultaneously integrating discrete textual instructions and continuous signal embeddings. Further, we design various pixel-level spatiotemporal vision-language alignment learning for VITRON to reach the best fine-grained visual capability. Finally, a cross-task synergy module is advised to learn to maximize the task-invariant fine-grained visual features, enhancing the synergy between different visual tasks. Demonstrated over 12 visual tasks and evaluated across 22 datasets, VITRON showcases its extensive capabilities in the four main vision task clusters. Overall, this work illuminates the great potential of developing a more unified multimodal generalist. Project homepage: https://vitron-llm.github.io/

cs.CV↗

Beyond Persuasion: Towards Conversational Recommender System with Credible Explanations

With the aid of large language models, current conversational recommender system (CRS) has gaining strong abilities to persuade users to accept recommended items. While these CRSs are highly persuasive, they can mislead users by incorporating incredible information in their explanations, ultimately damaging the long-term trust between users and the CRS. To address this, we propose a simple yet effective method, called PC-CRS, to enhance the credibility of CRS's explanations during persuasion. It guides the explanation generation through our proposed credibility-aware persuasive strategies and then gradually refines explanations via post-hoc self-reflection. Experimental results demonstrate the efficacy of PC-CRS in promoting persuasive and credible explanations. Further analysis reveals the reason behind current methods producing incredible explanations and the potential of credible explanations to improve recommendation accuracy.

cs.CL↗

Don't Just Say "I don't know"! Self-aligning Large Language Models for Responding to Unknown Questions with Explanations

Despite the remarkable abilities of Large Language Models (LLMs) to answer questions, they often display a considerable level of overconfidence even when the question does not have a definitive answer. To avoid providing hallucinated answers to these unknown questions, existing studies typically investigate approaches to refusing to answer these questions. In this work, we propose a novel and scalable self-alignment method to utilize the LLM itself to enhance its response-ability to different types of unknown questions, being capable of not only refusing to answer but also providing explanation to the unanswerability of unknown questions. Specifically, the Self-Align method first employ a two-stage class-aware self-augmentation approach to generate a large amount of unknown question-response data. Then we conduct disparity-driven self-curation to select qualified data for fine-tuning the LLM itself for aligning the responses to unknown questions as desired. Experimental results on two datasets across four types of unknown questions validate the superiority of the Self-Align method over existing baselines in terms of three types of task formulation.

cs.CL↗

Ask-before-Plan: Proactive Language Agents for Real-World Planning

The evolution of large language models (LLMs) has enhanced the planning capabilities of language agents in diverse real-world scenarios. Despite these advancements, the potential of LLM-powered agents to comprehend ambiguous user instructions for reasoning and decision-making is still under exploration. In this work, we introduce a new task, Proactive Agent Planning, which requires language agents to predict clarification needs based on user-agent conversation and agent-environment interaction, invoke external tools to collect valid information, and generate a plan to fulfill the user's demands. To study this practical problem, we establish a new benchmark dataset, Ask-before-Plan. To tackle the deficiency of LLMs in proactive planning, we propose a novel multi-agent framework, Clarification-Execution-Planning (\texttt{CEP}), which consists of three agents specialized in clarification, execution, and planning. We introduce the trajectory tuning scheme for the clarification agent and static execution agent, as well as the memory recollection mechanism for the dynamic execution agent. Extensive evaluations and comprehensive analyses conducted on the Ask-before-Plan dataset validate the effectiveness of our proposed framework.

cs.CL↗

MASKDROID: Robust Android Malware Detection with Masked Graph Representations

Android malware attacks have posed a severe threat to mobile users, necessitating a significant demand for the automated detection system. Among the various tools employed in malware detection, graph representations (e.g., function call graphs) have played a pivotal role in characterizing the behaviors of Android apps. However, though achieving impressive performance in malware detection, current state-of-the-art graph-based malware detectors are vulnerable to adversarial examples. These adversarial examples are meticulously crafted by introducing specific perturbations to normal malicious inputs. To defend against adversarial attacks, existing defensive mechanisms are typically supplementary additions to detectors and exhibit significant limitations, often relying on prior knowledge of adversarial examples and failing to defend against unseen types of attacks effectively. In this paper, we propose MASKDROID, a powerful detector with a strong discriminative ability to identify malware and remarkable robustness against adversarial attacks. Specifically, we introduce a masking mechanism into the Graph Neural Network (GNN) based framework, forcing MASKDROID to recover the whole input graph using a small portion (e.g., 20%) of randomly selected nodes.This strategy enables the model to understand the malicious semantics and learn more stable representations, enhancing its robustness against adversarial attacks. While capturing stable malicious semantics in the form of dependencies inside the graph structures, we further employ a contrastive module to encourage MASKDROID to learn more compact representations for both the benign and malicious classes to boost its discriminative power in detecting malware from benign apps and adversarial examples.

cs.CR↗

TAT-LLM: A Specialized Language Model for Discrete Reasoning over Tabular and Textual Data

In this work, we address question answering (QA) over a hybrid of tabular and textual data that are very common content on the Web (e.g. SEC filings), where discrete reasoning capabilities are often required. Recently, large language models (LLMs) like GPT-4 have demonstrated strong multi-step reasoning capabilities. We then consider harnessing the amazing power of LLMs to solve our task. We abstract a Step-wise Pipeline for tabular and textual QA, which consists of three key steps, including Extractor, Reasoner and Executor, and initially design an instruction to instantiate the pipeline and validate that GPT-4 outperforms all existing methods. However, utilizing an online LLM like GPT-4 holds various challenges in terms of cost, latency, and data security risk, which motivates us to specialize smaller LLMs in this task. We develop a TAT-LLM language model by fine-tuning LLaMA 2 with the training data generated automatically from existing expert-annotated datasets following the Step-wise Pipeline. The experimental results have verified that our TAT-LLM model can outperform all baseline models, including the previous best fine-tuned models and very large-scale LLMs like GPT-4 on FinQA, TAT-QA and TAT-DQA benchmarks.

cs.CL↗

Think Twice Before Trusting: Self-Detection for Large Language Models through Comprehensive Answer Reflection

Self-detection for Large Language Models (LLMs) seeks to evaluate the trustworthiness of the LLM's output by leveraging its own capabilities, thereby alleviating the issue of output hallucination. However, existing self-detection approaches only retrospectively evaluate answers generated by LLM, typically leading to the over-trust in incorrectly generated answers. To tackle this limitation, we propose a novel self-detection paradigm that considers the comprehensive answer space beyond LLM-generated answers. It thoroughly compares the trustworthiness of multiple candidate answers to mitigate the over-trust in LLM-generated incorrect answers. Building upon this paradigm, we introduce a two-step framework, which firstly instructs LLM to reflect and provide justifications for each candidate answer, and then aggregates the justifications for comprehensive target answer evaluation. This framework can be seamlessly integrated with existing approaches for superior self-detection. Extensive experiments on six datasets spanning three tasks demonstrate the effectiveness of the proposed framework.

cs.CL↗

A Study of Implicit Ranking Unfairness in Large Language Models

Recently, Large Language Models (LLMs) have demonstrated a superior ability to serve as ranking models. However, concerns have arisen as LLMs will exhibit discriminatory ranking behaviors based on users' sensitive attributes (\eg gender). Worse still, in this paper, we identify a subtler form of discrimination in LLMs, termed \textit{implicit ranking unfairness}, where LLMs exhibit discriminatory ranking patterns based solely on non-sensitive user profiles, such as user names. Such implicit unfairness is more widespread but less noticeable, threatening the ethical foundation. To comprehensively explore such unfairness, our analysis will focus on three research aspects: (1) We propose an evaluation method to investigate the severity of implicit ranking unfairness. (2) We uncover the reasons for causing such unfairness. (3) To mitigate such unfairness effectively, we utilize a pair-wise regression method to conduct fair-aware data augmentation for LLM fine-tuning. The experiment demonstrates that our method outperforms existing approaches in ranking fairness, achieving this with only a small reduction in accuracy. Lastly, we emphasize the need for the community to identify and mitigate the implicit unfairness, aiming to avert the potential deterioration in the reinforced human-LLMs ecosystem deterioration.

cs.IR↗

Strength Lies in Differences! Improving Strategy Planning for Non-collaborative Dialogues via Diversified User Simulation

We investigate non-collaborative dialogue agents, which are expected to engage in strategic conversations with diverse users, for securing a mutual agreement that leans favorably towards the system's objectives. This poses two main challenges for existing dialogue agents: 1) The inability to integrate user-specific characteristics into the strategic planning, and 2) The difficulty of training strategic planners that can be generalized to diverse users. To address these challenges, we propose Trip to enhance the capability in tailored strategic planning, incorporating a user-aware strategic planning module and a population-based training paradigm. Through experiments on benchmark non-collaborative dialogue tasks, we demonstrate the effectiveness of Trip in catering to diverse users.

cs.CL↗

ExpLLM: Towards Chain of Thought for Facial Expression Recognition

Facial expression recognition (FER) is a critical task in multimedia with significant implications across various domains. However, analyzing the causes of facial expressions is essential for accurately recognizing them. Current approaches, such as those based on facial action units (AUs), typically provide AU names and intensities but lack insight into the interactions and relationships between AUs and the overall expression. In this paper, we propose a novel method called ExpLLM, which leverages large language models to generate an accurate chain of thought (CoT) for facial expression recognition. Specifically, we have designed the CoT mechanism from three key perspectives: key observations, overall emotional interpretation, and conclusion. The key observations describe the AU's name, intensity, and associated emotions. The overall emotional interpretation provides an analysis based on multiple AUs and their interactions, identifying the dominant emotions and their relationships. Finally, the conclusion presents the final expression label derived from the preceding analysis. Furthermore, we also introduce the Exp-CoT Engine, designed to construct this expression CoT and generate instruction-description data for training our ExpLLM. Extensive experiments on the RAF-DB and AffectNet datasets demonstrate that ExpLLM outperforms current state-of-the-art FER methods. ExpLLM also surpasses the latest GPT-4o in expression CoT generation, particularly in recognizing micro-expressions where GPT-4o frequently fails.

cs.CV↗

MM-Forecast: A Multimodal Approach to Temporal Event Forecasting with Large Language Models

We study an emerging and intriguing problem of multimodal temporal event forecasting with large language models. Compared to using text or graph modalities, the investigation of utilizing images for temporal event forecasting has not been fully explored, especially in the era of large language models (LLMs). To bridge this gap, we are particularly interested in two key questions of: 1) why images will help in temporal event forecasting, and 2) how to integrate images into the LLM-based forecasting framework. To answer these research questions, we propose to identify two essential functions that images play in the scenario of temporal event forecasting, i.e., highlighting and complementary. Then, we develop a novel framework, named MM-Forecast. It employs an Image Function Identification module to recognize these functions as verbal descriptions using multimodal large language models (MLLMs), and subsequently incorporates these function descriptions into LLM-based forecasting models. To evaluate our approach, we construct a new multimodal dataset, MidEast-TE-mm, by extending an existing event dataset MidEast-TE-mini with images. Empirical studies demonstrate that our MM-Forecast can correctly identify the image functions, and further more, incorporating these verbal function descriptions significantly improves the forecasting performance. The dataset, code, and prompts are available at https://github.com/LuminosityX/MM-Forecast.

cs.MM↗

A Picture Is Worth a Graph: A Blueprint Debate Paradigm for Multimodal Reasoning

This paper presents a pilot study aimed at introducing multi-agent debate into multimodal reasoning. The study addresses two key challenges: the trivialization of opinions resulting from excessive summarization and the diversion of focus caused by distractor concepts introduced from images. These challenges stem from the inductive (bottom-up) nature of existing debating schemes. To address the issue, we propose a deductive (top-down) debating approach called Blueprint Debate on Graphs (BDoG). In BDoG, debates are confined to a blueprint graph to prevent opinion trivialization through world-level summarization. Moreover, by storing evidence in branches within the graph, BDoG mitigates distractions caused by frequent but irrelevant concepts. Extensive experiments validate that BDoG is able to achieve state-of-the-art results in ScienceQA and MMBench with significant improvements over previous methods. The source code can be accessed at https://github.com/thecharm/BDoG.

cs.AI↗