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Ted C. Rogers

Publications and source records attributed to Ted C. Rogers.

17 recordsLinked to original sources

A self-governing, self-regulating system for assessing scientific predictive power

I propose a method for tracking and assessing scientific progress using a prediction consensus algorithm designed for the purpose. The protocol obviates the need for centralized referees to generate scientific questions, gather predictions, and assess the accuracy or success of those predictions. It relies instead on crowd wisdom and a system of checks and balances for all tasks. It is intended to take the form of a web-based, searchable database. I describe a prototype implementation that I call Ex Quaerum. The main purpose of the present document is to motivate the project, to explain its underlying philosophy, to explain the details of the consensus protocol on which it is based, to describe plans for its future development, and ultimately to attract additional collaborators.

physics.soc-ph

Positivity and renormalization of parton densities

There have been recent debates about whether $\overline{\text{MS}}$ parton densities exactly obey positivity bounds (including the Soffer bound), and whether the bounds should be applied as a constraint on global fits to parton densities and on nonperturbative calculations. A recent paper (JHEP ${\bf \text{11}}$ (2020) 129) appears to provide a proof of positivity in contradiction with earlier work by other authors. We examine their derivation and find that its primary failure is in the apparently uncontroversial statement that bare pdfs are always positive. We show that under the conditions used in the derivation, that statement fails. We provide some elementary calculations in a model QFT that show how this situation can generically arise in reality. In addition, we observe that the methods used in the derivation are in common with much, but not all, other work where factorization is derived. Our examination pinpoints considerable difficulties with these methods that render them either wrong or highly problematic. The issue of positivity highlights that these methods can lead to wrong results of phenomenological importance. From our analysis we identify the restricted situations in which positivity can be violated.

hep-ph

Origin of single transverse-spin asymmetries in high-energy collisions

In this paper we perform the first simultaneous QCD global analysis of data from semi-inclusive deep inelastic scattering, Drell-Yan, $e^+e^-$ annihilation into hadron pairs, and proton-proton collisions. Consequently, we are able to extract a universal set of non-perturbative functions that describes the observed asymmetries in these reactions. The outcome of our analysis indicates single transverse-spin asymmetries in high-energy collisions have a common origin. Furthermore, we achieve the first phenomenological agreement with lattice QCD on the up and down quark tensor charges.

hep-ph

Intrinsic Transverse Momentum and Evolution in Weighted Spin Asymmetries

The transverse momentum dependent (TMD) and collinear higher twist theoretical factorization frameworks are the most frequently used approaches to describing spin dependent hard cross sections weighted by and integrated over transverse momentum. Of particular interest is the contribution from small transverse momentum associated with the target bound state. In phenomenological applications, this contribution is often investigated using transverse momentum weighted integrals that sharply regulate the large transverse momentum contribution, for example with Gaussian parametrizations. Since the result is a kind of hybrid of TMD and collinear (inclusive) treatments, it is important to establish if and how the formalisms are related in applications to weighted integral observables. The suppression of a large transverse momentum tail, for example, can potentially affect the type of evolution that is applicable. We find that a naive version of a widely used identity relating the $k_T^2$-weighted and integrated Sivers TMD function to a renormalized twist-3 function has strongly ambiguous ultraviolet contributions, and that corrections to it are not necessarily perturbatively suppressed. We discuss the implications for applications, arguing in particular that the relevant evolution for transverse momentum weighted and integrated cross sections with sharp effective large transverse momentum cutoffs is of the TMD form rather than the standard renormalization group evolution of collinear correlation functions.

hep-ph

Graphical Structure of Hadronization and Factorization in Hard Collisions

Models of hadronization of hard jets in QCD are often presented in terms of Feynman-graph structures that can be thought of as effective field theory approximations to dynamical non-perturbative physics in QCD. Such models can be formulated as a kind of multiperipheral model. We obtain general constraints on such models in order for them to be self-consistent, and we relate the constraints to the space-time structure of hadronization. We show that appropriate models can be considered as implementing string-like hadronization. When the models are put in a multiperipheral form, the effective vertices and/or lines must be momentum non-conserving: they take 4-momentum from the external string-like field.

hep-ph

Connecting Different TMD Factorization Formalisms in QCD

In the original Collins-Soper-Sterman (CSS) presentation of the results of transverse-momentum-dependent (TMD) factorization for the Drell-Yan process, results for perturbative coefficients can be obtained from calculations for collinear factorization. Here we show how to use these results, plus known results for the quark form factor, to obtain coefficients for TMD factorization in more recent formulations, e.g., that due to Collins, and apply them to known results at order $α_s^2$ and $α_s^3$. We also show that the "non-perturbative" functions as obtained from fits to data are equal in the two schemes. We compile the higher-order perturbative inputs needed for the updated CSS scheme by appealing to results obtained in a variety of different formalisms. In addition, we derive the connection between both versions of the CSS formalism and several formalisms based in soft-collinear effective theory (SCET). Our work uses some important new results for factorization for the quark form factor, which we derive.

hep-ph

TMD Evolution at Moderate Hard Scales

We summarize some of our recent work on non-perturbative transverse momentum dependent (TMD) evolution, emphasizing aspects that are necessary for dealing with moderately low scale processes like semi-inclusive deep inelastic scattering.

hep-ph

TMD factorization and evolution at large $b_T$

In using transverse-momentum-dependent (TMD) parton densities and fragmentation functions, important non-perturbative information is at large transverse position $b_T$. This concerns both the TMD functions and their evolution. Fits to high energy data tend to predict too rapid evolution when extrapolated to low energies where larger values of $b_T$ dominate. I summarize a new analysis of the issues. It results in a proposal for much weaker $b_T$ dependence at large $b_T$ for the evolution kernel, while preserving the accuracy of the existing fits. The results are particularly important for using transverse-spin-dependent functions like the Sivers function.

hep-ph

Extra Spin Asymmetries From the Breakdown of TMD-Factorization in Hadron-Hadron Collisions

We demonstrate that partonic correlations that would traditionally be identified as subleading on the basis of a generalized TMD-factorization conjecture can become leading-power because of TMD-factorization breaking that arises in hadron-hadron collisions with large transverse momentum back-to-back hadrons produced in the final state. General forms of TMD-factorization fail for such processes because of a previously noted incompatibility between the requirements for TMD-factorization and the Ward identities of non-Abelian gauge theories. We first review the basic steps for factorizing the gluon distribution and then show that a conflict between TMD-factorization and the non-Abelian Ward identity arises already at the level of a single extra soft or collinear gluon when the partonic subprocess involves a TMD gluon distribution. Next we show that the resulting TMD-factorization violating effects produce leading-power final state spin asymmetries that would be classified as subleading in a generalized TMD-factorization framework. We argue that similar extra TMD-factorization breaking effects may be necessary to explain a range of open phenomenological QCD puzzles. The potential to observe extra transverse spin or azimuthal asymmetries in future experiments is highlighted as their discovery may indicate an influence from novel and unexpected large distance parton correlations.

hep-ph

Calculation of TMD Evolution for Transverse Single Spin Asymmetry Measurements

The Sivers transverse single spin asymmetry (TSSA) is calculated and compared at different scales using the TMD evolution equations applied to previously existing extractions. We apply the Collins-Soper-Sterman (CSS) formalism, using the version recently developed by Collins. Our calculations rely on the universality properties of TMD-functions that follow from the TMD-factorization theorem. Accordingly, the non-perturbative input is fixed by earlier experimental measurements, including both polarized semi-inclusive deep inelastic scattering (SIDIS) and unpolarized Drell-Yan (DY) scattering. It is shown that recent COMPASS measurements are consistent with the suppression prescribed by TMD evolution.

hep-ph

The QCD Evolution of the Sivers Function

We extend the Collins-Soper-Sterman (CSS) formalism to apply it to the spin-dependence governed by the Sivers function. We use it to give a correct numerical QCD evolution of existing fixed-scale fits of the Sivers function. With the aid of approximations useful for the non-perturbative region, we present the results as parametrizations of a Gaussian form in transverse momentum space, rather than in the Fourier conjugate transverse coordinate space normally used in the CSS formalism. They are specifically valid at small transverse momentum. Since evolution has been applied, our results can be used to make predictions for Drell-Yan and semi-inclusive deep inelastic scattering at energies different from those where the original fits were made. Our evolved functions are of a form that they can be used in the same parton model factorization formulas as used in the original fits, but now with a predicted scale dependence in the fit parameters. We also present a method by which our evolved functions can be corrected to allow for twist-3 contributions at large parton transverse momentum.

hep-ph

Universality and Evolution of TMDs

In this talk, we summarize how QCD evolution can be exploited to improve the treatment of transverse momentum dependent (TMD) parton distribution and fragmentation functions. The methods allow existing non-perturbative fits to be turned into fully evolved TMDs that are consistent with a complete TMD-factorization formalism over the full range of kT. We argue that evolution is essential to the predictive power of calculations that utilize TMD parton distribution and fragmentation functions, especially TMD observables that are sensitive to transverse spin.

hep-ph

TMD Parton Distribution and Fragmentation Functions with QCD Evolution

We assess the current phenomenological status of transverse momentum dependent (TMD) parton distribution functions (PDFs) and fragmentation functions (FFs) and study the effect of consistently including perturbative QCD (pQCD) evolution. Our goal is to initiate the process of establishing reliable, QCD-evolved parametrizations for the TMD PDFs and TMD FFs that can be used both to test TMD-factorization and to search for evidence of the breakdown of TMD-factorization that is expected for certain processes. In this article, we focus on spin-independent processes because they provide the simplest illustration of the basic steps and can already be used in direct tests of TMD-factorization. Our calculations are based on the Collins-Soper-Sterman (CSS) formalism, supplemented by recent theoretical developments which have clarified the precise definitions of the TMD PDFs and TMD FFs needed for a valid TMD-factorization theorem. Starting with these definitions, we numerically generate evolved TMD PDFs and TMD FFs using as input existing parametrizations for the collinear PDFs, collinear FFs, non-perturbative factors in the CSS factorization formalism, and recent fixed-scale fits. We confirm that evolution has important consequences, both qualitatively and quantitatively, and argue that it should be included in future phenomenological studies of TMD functions. Our analysis is also suggestive of extensions to processes that involve spin-dependent functions such as the Boer-Mulders, Sivers, or Collins functions, which we intend to pursue in future publications. At our website we have made available the tables and calculations needed to obtain the TMD parametrizations presented herein.

hep-ph

No Generalized TMD-Factorization in the Hadro-Production of High Transverse Momentum Hadrons

It has by now been established that standard QCD factorization using transverse momentum dependent parton distribution functions fails in hadro-production of nearly back-to-back hadrons with high transverse momentum. The essential problem is that gauge invariant transverse momentum dependent parton distribution functions cannot be defined with process-independent Wilson line operators, thus implying a breakdown of universality. This has led naturally to proposals that a correct approach is to instead use a type of "generalized" transverse momentum dependent factorization in which the basic factorized structure is assumed to remain valid, but with transverse momentum dependent parton distribution functions that contain non-standard, process dependent Wilson line structures. In other words, to recover a factorization formula, it has become common to assume that it is sufficient to simply modify the Wilson lines in the parton correlation functions for each separate hadron. In this paper, we will illustrate by direct counter-example that this is not possible in a non-Abelian gauge theory. Since a proof of generalized transverse momentum dependent factorization should apply generally to any hard hadro-production process, a single counter-example suffices to show that a general proof does not exist. Therefore, to make the counter-argument clear and explicit, we illustrate with a specific calculation for a double spin asymmetry in a spectator model with a non-Abelian gauge field. The observed breakdown of generalized transverse momentum dependent factorization challenges the notion that the role of parton transverse momentum in such processes can be described using separate correlation functions for each external hadron.

hep-ph

Next-to-Leading Order Hard Scattering Using Fully Unintegrated Parton Distribution Functions

We calculate the next-to-leading order fully unintegrated hard scattering coefficient for unpolarized gluon-induced deep inelastic scattering using the logical framework of parton correlation functions developed in previous work. In our approach, exact four-momentum conservation is maintained throughout the calculation. Hence, all non-perturbative functions, like parton distribution functions, depend on all components of parton four-momentum. In contrast to the usual collinear factorization approach where the hard scattering coefficient involves generalized functions (such as Dirac $δ$-functions), the fully unintegrated hard scattering coefficient is an ordinary function. Gluon-induced deep inelastic scattering provides a simple illustration of the application of the fully unintegrated factorization formalism with a non-trivial hard scattering coefficient, applied to a phenomenologically interesting case. Furthermore, the gluon-induced process allows for a parameterization of the fully unintegrated gluon distribution function.

hep-ph