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Thanh Nguyen-Tang

Publications and source records attributed to Thanh Nguyen-Tang.

At least 19 recordsLinked to original sources

Exact Unlearning in Reinforcement Learning

We formulate the problem of \emph{exact unlearning} in reinforcement learning, where the goal is to design an efficient framework that enables the removal of any user's data upon deletion request, i.e., the online learner's output after unlearning is \emph{indistinguishable} from what would have been produced had the deleted user never interacted with the learner. For any $ρ>0$, we show that there exists a reinforcement learning (RL) algorithm that is $ρ$-TV-stable and supports an exact unlearning procedure whose expected computational cost is only a $ρ\sqrt{\ln T}$ fraction of the computational cost of retraining from scratch. We construct such a $ρ$-TV-stable RL algorithm for tabular Markov decision processes (MDPs), which achieves a regret bound of $\mathcal{O}(H^2 \sqrt{SAT} + H^3 S^2 A + {H^{2.5} S^2 A}/ρ)$, where $S, A, H$, and $T$ denote the number of states, the number of actions, the episode horizon, and the number of episodes, respectively. We also establish a lower bound of $Ω(H\sqrt{\!SAT}\! +\! {SAH}/ρ)$ for $ρ$-TV-stable RL algorithms, showing that our algorithm is nearly minimax optimal.

cs.LG

Federated Domain Generalization with Latent Space Inversion

Federated domain generalization (FedDG) addresses distribution shifts among clients in a federated learning framework. FedDG methods aggregate the parameters of locally trained client models to form a global model that generalizes to unseen clients while preserving data privacy. While improving the generalization capability of the global model, many existing approaches in FedDG jeopardize privacy by sharing statistics of client data between themselves. Our solution addresses this problem by contributing new ways to perform local client training and model aggregation. To improve local client training, we enforce (domain) invariance across local models with the help of a novel technique, \textbf{latent space inversion}, which enables better client privacy. When clients are not \emph{i.i.d}, aggregating their local models may discard certain local adaptations. To overcome this, we propose an \textbf{important weight} aggregation strategy to prioritize parameters that significantly influence predictions of local models during aggregation. Our extensive experiments show that our approach achieves superior results over state-of-the-art methods with less communication overhead.

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Curvature-Aware Safety Restoration In LLMs Fine-Tuning

Fine-tuning Large Language Models (LLMs) for downstream tasks often compromises safety alignment, even when using parameter-efficient methods like LoRA. In this work, we uncover a notable property: fine-tuned models preserve the geometric structure of their loss landscapes concerning harmful content, regardless of the fine-tuning method employed. This suggests that safety behaviors are not erased but shifted to less influential regions of the parameter space. Building on this insight, we propose a curvature-aware alignment restoration method that leverages influence functions and second-order optimization to selectively increase loss on harmful inputs while preserving task performance. By navigating the shared geometry between base and fine-tuned models, our method discourages unsafe outputs while preserving task-relevant performance, avoiding full reversion and enabling precise, low-impact updates. Extensive evaluations across multiple model families and adversarial settings show that our approach efficiently reduces harmful responses while maintaining or even improving utility and few-shot learning performance.

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MultiMed-ST: Large-scale Many-to-many Multilingual Medical Speech Translation

Multilingual speech translation (ST) and machine translation (MT) in the medical domain enhances patient care by enabling efficient communication across language barriers, alleviating specialized workforce shortages, and facilitating improved diagnosis and treatment, particularly during pandemics. In this work, we present the first systematic study on medical ST, to our best knowledge, by releasing MultiMed-ST, a large-scale ST dataset for the medical domain, spanning all translation directions in five languages: Vietnamese, English, German, French, and Simplified/Traditional Chinese, together with the models. With 290,000 samples, this is the largest medical MT dataset and the largest many-to-many multilingual ST among all domains. Secondly, we present the most comprehensive ST analysis in the field's history, to our best knowledge, including: empirical baselines, bilingual-multilingual comparative study, end-to-end vs. cascaded comparative study, task-specific vs. multi-task sequence-to-sequence comparative study, code-switch analysis, and quantitative-qualitative error analysis. All code, data, and models are available online: https://github.com/leduckhai/MultiMed-ST

cs.CL

S-Chain: Structured Visual Chain-of-Thought For Medicine

Faithful reasoning in medical vision-language models (VLMs) requires not only accurate predictions but also transparent alignment between textual rationales and visual evidence. While Chain-of-Thought (CoT) prompting has shown promise in medical visual question answering (VQA), no large-scale expert-level dataset has captured stepwise reasoning with precise visual grounding. We introduce S-Chain, the first large-scale dataset of 12,000 expert-annotated medical images with bounding boxes and structured visual CoT (SV-CoT), explicitly linking visual regions to reasoning steps. The dataset further supports 16 languages, totaling over 700k VQA pairs for broad multilingual applicability. Using S-Chain, we benchmark state-of-the-art medical VLMs (ExGra-Med, LLaVA-Med) and general-purpose VLMs (Qwen2.5-VL, InternVL2.5), showing that SV-CoT supervision significantly improves interpretability, grounding fidelity, and robustness. Beyond benchmarking, we study its synergy with retrieval-augmented generation, revealing how domain knowledge and visual grounding interact during autoregressive reasoning. Finally, we propose a new mechanism that strengthens the alignment between visual evidence and reasoning, improving both reliability and efficiency. S-Chain establishes a new benchmark for grounded medical reasoning and paves the way toward more trustworthy and explainable medical VLMs.

cs.LG

Online Optimization for Offline Safe Reinforcement Learning

We study the problem of Offline Safe Reinforcement Learning (OSRL), where the goal is to learn a reward-maximizing policy from fixed data under a cumulative cost constraint. We propose a novel OSRL approach that frames the problem as a minimax objective and solves it by combining offline RL with online optimization algorithms. We prove the approximate optimality of this approach when integrated with an approximate offline RL oracle and no-regret online optimization. We also present a practical approximation that can be combined with any offline RL algorithm, eliminating the need for offline policy evaluation. Empirical results on the DSRL benchmark demonstrate that our method reliably enforces safety constraints under stringent cost budgets, while achieving high rewards. The code is available at https://github.com/yassineCh/O3SRL.

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How Transformers Learn In-Context Recall Tasks? Optimality, Training Dynamics and Generalization

We study the approximation capabilities, convergence speeds and on-convergence behaviors of transformers trained on in-context recall tasks -- which requires to recognize the \emph{positional} association between a pair of tokens from in-context examples. Existing theoretical results only focus on the in-context reasoning behavior of transformers after being trained for the \emph{one} gradient descent step. It remains unclear what is the on-convergence behavior of transformers being trained by gradient descent and how fast the convergence rate is. In addition, the generalization of transformers in one-step in-context reasoning has not been formally investigated. This work addresses these gaps. We first show that a class of transformers with either linear, ReLU or softmax attentions, is provably Bayes-optimal for an in-context recall task. When being trained with gradient descent, we show via a finite-sample analysis that the expected loss converges at linear rate to the Bayes risks. Moreover, we show that the trained transformers exhibit out-of-distribution (OOD) generalization, i.e., generalizing to samples outside of the population distribution. Our theoretical findings are further supported by extensive empirical validations, showing that \emph{without} proper parameterization, models with larger expressive power surprisingly \emph{fail} to generalize OOD after being trained by gradient descent.

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Audio-3DVG: Unified Audio -- Point Cloud Fusion for 3D Visual Grounding

3D Visual Grounding (3DVG) involves localizing target objects in 3D point clouds based on natural language. While prior work has made strides using textual descriptions, leveraging spoken language-known as Audio-based 3D Visual Grounding-remains underexplored and challenging. Motivated by advances in automatic speech recognition (ASR) and speech representation learning, we propose Audio-3DVG, a simple yet effective framework that integrates audio and spatial information for enhanced grounding. Rather than treating speech as a monolithic input, we decompose the task into two complementary components. First, we introduce (i) Object Mention Detection, a multi-label classification task that explicitly identifies which objects are referred to in the audio, enabling more structured audio-scene reasoning. Second, we propose an (ii) Audio-Guided Attention module that models the interactions between target candidates and mentioned objects, enhancing discrimination in cluttered 3D environments. To support benchmarking, we (iii) synthesize audio descriptions for standard 3DVG datasets, including ScanRefer, Sr3D, and Nr3D. Experimental results demonstrate that Audio-3DVG not only achieves new state-of-the-art performance in audio-based grounding, but also competes with text-based methods, highlight the promise of integrating spoken language into 3D vision tasks.

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MultiMed: Multilingual Medical Speech Recognition via Attention Encoder Decoder

Multilingual automatic speech recognition (ASR) in the medical domain serves as a foundational task for various downstream applications such as speech translation, spoken language understanding, and voice-activated assistants. This technology improves patient care by enabling efficient communication across language barriers, alleviating specialized workforce shortages, and facilitating improved diagnosis and treatment, particularly during pandemics. In this work, we introduce MultiMed, the first multilingual medical ASR dataset, along with the first collection of small-to-large end-to-end medical ASR models, spanning five languages: Vietnamese, English, German, French, and Mandarin Chinese. To our best knowledge, MultiMed stands as the world's largest medical ASR dataset across all major benchmarks: total duration, number of recording conditions, number of accents, and number of speaking roles. Furthermore, we present the first multilinguality study for medical ASR, which includes reproducible empirical baselines, a monolinguality-multilinguality analysis, Attention Encoder Decoder (AED) vs Hybrid comparative study and a linguistic analysis. We present practical ASR end-to-end training schemes optimized for a fixed number of trainable parameters that are common in industry settings. All code, data, and models are available online: https://github.com/leduckhai/MultiMed/tree/master/MultiMed.

cs.CL

Neural ODE Transformers: Analyzing Internal Dynamics and Adaptive Fine-tuning

Recent advancements in large language models (LLMs) based on transformer architectures have sparked significant interest in understanding their inner workings. In this paper, we introduce a novel approach to modeling transformer architectures using highly flexible non-autonomous neural ordinary differential equations (ODEs). Our proposed model parameterizes all weights of attention and feed-forward blocks through neural networks, expressing these weights as functions of a continuous layer index. Through spectral analysis of the model's dynamics, we uncover an increase in eigenvalue magnitude that challenges the weight-sharing assumption prevalent in existing theoretical studies. We also leverage the Lyapunov exponent to examine token-level sensitivity, enhancing model interpretability. Our neural ODE transformer demonstrates performance comparable to or better than vanilla transformers across various configurations and datasets, while offering flexible fine-tuning capabilities that can adapt to different architectural constraints.

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On The Statistical Complexity of Offline Decision-Making

We study the statistical complexity of offline decision-making with function approximation, establishing (near) minimax-optimal rates for stochastic contextual bandits and Markov decision processes. The performance limits are captured by the pseudo-dimension of the (value) function class and a new characterization of the behavior policy that \emph{strictly} subsumes all the previous notions of data coverage in the offline decision-making literature. In addition, we seek to understand the benefits of using offline data in online decision-making and show nearly minimax-optimal rates in a wide range of regimes.

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Learning in Markov Games with Adaptive Adversaries: Policy Regret, Fundamental Barriers, and Efficient Algorithms

We study learning in a dynamically evolving environment modeled as a Markov game between a learner and a strategic opponent that can adapt to the learner's strategies. While most existing works in Markov games focus on external regret as the learning objective, external regret becomes inadequate when the adversaries are adaptive. In this work, we focus on \emph{policy regret} -- a counterfactual notion that aims to compete with the return that would have been attained if the learner had followed the best fixed sequence of policy, in hindsight. We show that if the opponent has unbounded memory or if it is non-stationary, then sample-efficient learning is not possible. For memory-bounded and stationary, we show that learning is still statistically hard if the set of feasible strategies for the learner is exponentially large. To guarantee learnability, we introduce a new notion of \emph{consistent} adaptive adversaries, wherein, the adversary responds similarly to similar strategies of the learner. We provide algorithms that achieve $\sqrt{T}$ policy regret against memory-bounded, stationary, and consistent adversaries.

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Offline Multitask Representation Learning for Reinforcement Learning

We study offline multitask representation learning in reinforcement learning (RL), where a learner is provided with an offline dataset from different tasks that share a common representation and is asked to learn the shared representation. We theoretically investigate offline multitask low-rank RL, and propose a new algorithm called MORL for offline multitask representation learning. Furthermore, we examine downstream RL in reward-free, offline and online scenarios, where a new task is introduced to the agent that shares the same representation as the upstream offline tasks. Our theoretical results demonstrate the benefits of using the learned representation from the upstream offline task instead of directly learning the representation of the low-rank model.

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Wicked Oddities: Selectively Poisoning for Effective Clean-Label Backdoor Attacks

Deep neural networks are vulnerable to backdoor attacks, a type of adversarial attack that poisons the training data to manipulate the behavior of models trained on such data. Clean-label attacks are a more stealthy form of backdoor attacks that can perform the attack without changing the labels of poisoned data. Early works on clean-label attacks added triggers to a random subset of the training set, ignoring the fact that samples contribute unequally to the attack's success. This results in high poisoning rates and low attack success rates. To alleviate the problem, several supervised learning-based sample selection strategies have been proposed. However, these methods assume access to the entire labeled training set and require training, which is expensive and may not always be practical. This work studies a new and more practical (but also more challenging) threat model where the attacker only provides data for the target class (e.g., in face recognition systems) and has no knowledge of the victim model or any other classes in the training set. We study different strategies for selectively poisoning a small set of training samples in the target class to boost the attack success rate in this setting. Our threat model poses a serious threat in training machine learning models with third-party datasets, since the attack can be performed effectively with limited information. Experiments on benchmark datasets illustrate the effectiveness of our strategies in improving clean-label backdoor attacks.

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On Sample-Efficient Offline Reinforcement Learning: Data Diversity, Posterior Sampling, and Beyond

We seek to understand what facilitates sample-efficient learning from historical datasets for sequential decision-making, a problem that is popularly known as offline reinforcement learning (RL). Further, we are interested in algorithms that enjoy sample efficiency while leveraging (value) function approximation. In this paper, we address these fundamental questions by (i) proposing a notion of data diversity that subsumes the previous notions of coverage measures in offline RL and (ii) using this notion to {unify} three distinct classes of offline RL algorithms based on version spaces (VS), regularized optimization (RO), and posterior sampling (PS). We establish that VS-based, RO-based, and PS-based algorithms, under standard assumptions, achieve \emph{comparable} sample efficiency, which recovers the state-of-the-art sub-optimality bounds for finite and linear model classes with the standard assumptions. This result is surprising, given that the prior work suggested an unfavorable sample complexity of the RO-based algorithm compared to the VS-based algorithm, whereas posterior sampling is rarely considered in offline RL due to its explorative nature. Notably, our proposed model-free PS-based algorithm for offline RL is {novel}, with sub-optimality bounds that are {frequentist} (i.e., worst-case) in nature.

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SigFormer: Signature Transformers for Deep Hedging

Deep hedging is a promising direction in quantitative finance, incorporating models and techniques from deep learning research. While giving excellent hedging strategies, models inherently requires careful treatment in designing architectures for neural networks. To mitigate such difficulties, we introduce SigFormer, a novel deep learning model that combines the power of path signatures and transformers to handle sequential data, particularly in cases with irregularities. Path signatures effectively capture complex data patterns, while transformers provide superior sequential attention. Our proposed model is empirically compared to existing methods on synthetic data, showcasing faster learning and enhanced robustness, especially in the presence of irregular underlying price data. Additionally, we validate our model performance through a real-world backtest on hedging the SP 500 index, demonstrating positive outcomes.

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A Cosine Similarity-based Method for Out-of-Distribution Detection

The ability to detect OOD data is a crucial aspect of practical machine learning applications. In this work, we show that cosine similarity between the test feature and the typical ID feature is a good indicator of OOD data. We propose Class Typical Matching (CTM), a post hoc OOD detection algorithm that uses a cosine similarity scoring function. Extensive experiments on multiple benchmarks show that CTM outperforms existing post hoc OOD detection methods.

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VIPeR: Provably Efficient Algorithm for Offline RL with Neural Function Approximation

We propose a novel algorithm for offline reinforcement learning called Value Iteration with Perturbed Rewards (VIPeR), which amalgamates the pessimism principle with random perturbations of the value function. Most current offline RL algorithms explicitly construct statistical confidence regions to obtain pessimism via lower confidence bounds (LCB), which cannot easily scale to complex problems where a neural network is used to estimate the value functions. Instead, VIPeR implicitly obtains pessimism by simply perturbing the offline data multiple times with carefully-designed i.i.d. Gaussian noises to learn an ensemble of estimated state-action {value functions} and acting greedily with respect to the minimum of the ensemble. The estimated state-action values are obtained by fitting a parametric model (e.g., neural networks) to the perturbed datasets using gradient descent. As a result, VIPeR only needs $\mathcal{O}(1)$ time complexity for action selection, while LCB-based algorithms require at least $Ω(K^2)$, where $K$ is the total number of trajectories in the offline data. We also propose a novel data-splitting technique that helps remove a factor involving the log of the covering number in our bound. We prove that VIPeR yields a provable uncertainty quantifier with overparameterized neural networks and enjoys a bound on sub-optimality of $\tilde{\mathcal{O}}( { κH^{5/2} \tilde{d} }/{\sqrt{K}})$, where $\tilde{d}$ is the effective dimension, $H$ is the horizon length and $κ$ measures the distributional shift. We corroborate the statistical and computational efficiency of VIPeR with an empirical evaluation on a wide set of synthetic and real-world datasets. To the best of our knowledge, VIPeR is the first algorithm for offline RL that is provably efficient for general Markov decision processes (MDPs) with neural network function approximation.

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