arXiv subjects

Thanh V. Pham

Publications and source records attributed to Thanh V. Pham.

At least 19 recordsLinked to original sources

arXiv2026

Secure RSMA-based Visible Light Networks under Spatial Correlation

This paper investigates the secrecy sum rate (SSR) of rate-splitting multiple access (RSMA)-based visible light communication (VLC) systems considering internal eavesdropping, where legitimate users may intercept private data intended for others. We formulate an optimization problem to maximize the SSR of the system, which is inherently non-convex due to the complex coupling of the objective function and constraints. To this end, two different approaches based on the convex-concave procedure (CCCP) and semidefinite relaxation (SDR) are leveraged to solve the non-convex parameterized problem. A central focus of this work is the investigation of channel similarity (CS), which serves as a metric for quantifying spatial correlation, and its impact on SSR performance. To mitigate the performance degradation caused by high spatial correlation, we propose a channel similarity reduction (CSR) clustering strategy that proactively minimizes CS to restore the system's degrees of freedom (DoF). Numerical results are provided to demonstrate the performance of the two proposed algorithms under various levels of CS. More importantly, the findings reveal that our proposed CSR-clustering strategy significantly outperforms existing baselines, effectively overcoming the secrecy performance ceiling caused by high spatial correlation.

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arXiv2026

Secrecy Sum Rate Maximization for OIRS-Aided Visible Light Communications with Confidential Messages

This paper investigates the secrecy sum-rate (SSR) performance of optical intelligent reflecting surface (OIRS)-assisted multi-user visible light communication (VLC) systems under line-of-sight (LoS) blockages. To mitigate physical obstructions and internal eavesdropping, a joint optimization problem is formulated to maximize the SSR through the co-design of the transmission precoder and OIRS units assignment. Due to the binary constraints and coupled variables, the problem is highly non-convex. To solve it efficiently, an alternating optimization (AO) framework integrating the concave-convex procedure (CCCP) and first-order Taylor approximations is developed. Simulation results demonstrate the convergence of the proposed algorithm and show that increasing the number of OIRS reflecting units yields significant SSR gains.

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arXiv2026

Efficient Numerical Modeling of Near-Field Diffraction in ORIS-Assisted Free-Space Optical Links

This paper investigates near-field propagation in optical reconfigurable intelligent surface (ORIS)-assisted free-space optical (FSO) communication systems. Unlike conventional far-field scenarios, near-field propagation involves complex diffraction effects that hinder tractable closed-form analysis. To address this issue, a numerical framework for evaluating the optical field distribution of ORIS-assisted FSO links is proposed. Specifically, two numerical approaches are considered: direct Riemann-sum evaluation and a fast Fourier transform (FFT)-based method. Although the Riemann sum approach provides accurate field estimation, it incurs extremely high computational complexity due to the fine spatial discretization of the ORIS surface required at optical wavelengths. To improve computational efficiency, the optical-field calculation is reformulated as a convolution in the spatial-frequency domain, enabling efficient FFT-based propagation analysis. Simulation results demonstrate that the proposed FFT-based method achieves accuracy comparable to that of the Riemann-sum approach while significantly reducing computational complexity.

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arXiv2025

Performance Analysis of NOMA-Assisted Optical OFDM ISAC Systems with Clipping Distortion

This paper studies the performance of optical orthogonal frequency-division multiplexing (OFDM)-based multi-user integrated sensing and communication (ISAC) systems employing non-orthogonal multiple access (NOMA). Due to their inherent high peak-to-average power ratio (PAPR), OFDM waveforms are clipped to fit the limited dynamic range of the optical transmitters (e.g., light-emitting diodes (LEDs)), resulting in clipping distortion. To alleviate the impact of the distortion, we propose a novel transmitter architecture where the clipping processes are performed before NOMA superposition coding. We then analyze the performance of the proposed optical ISAC systems considering the effects of power allocation and clipping distortion. For the communication subsystem, we analyze the effect of NOMA on the achievable sum rate and bit error rate (BER). For the sensing subsystem, the root mean square error (RMSE) and Cramér-Rao bound (CRB) of estimating the transmission distance accuracy are obtained. Simulation results reveal that allocating more power to the strong user yields a higher sum rate, lower BER, and better sensing performance, whereas a more balanced power allocation among users results in degraded BER and sensing performance.

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arXiv2025

High Performance Signal Design for Optical OFDM Systems using Variational Autoencoder

This letter proposes a design of low peak-to-average power ratio (PAPR), low symbol error rate (SER), and high data rate signal for optical orthogonal frequency division multiplexing (OFDM) systems. The proposed design leverages a variational autoencoder (VAE) incorporating gradual loss learning to jointly optimize the geometry and probability of the constellation's symbols. This not only enhances mutual information (MI) but also effectively reduces the PAPR while maintaining a low SER for reliable transmission. We evaluate the performance of the proposed VAE-based design by comparing the MI, SER, and PAPR against existing techniques. Simulation results demonstrate that the proposed method achieves a considerably lower PAPR while maintaining superior SER and MI performance for a wide range of SNRs.

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arXiv2025

Design of Adaptive Hybrid Downlink NOMA-TDMA for Visible Light Communications Networks

This paper proposes an adaptive hybrid non-orthogonal multiple access (NOMA)-time division multiple access (TDMA) scheme for multi-user visible light communication (VLC) networks, aiming to enhance users' sum-rate performance while maintaining low complexity. In the proposed scheme, users are divided into groups where each group is served in a different time slot using TDMA. Within each group, up to two users can be served simultaneously using NOMA. A central challenge lies in determining which users should be paired together for NOMA, as the effectiveness of successive interference cancellation (SIC) employed by NOMA depends on the difference between users' channel gains. To address this, for a pair of users, we determine the range of their channel gain ratio within which the pair benefits more from NOMA or TDMA. Identifying the lower and upper bounds of this range is formulated as two optimization problems which are solved efficiently using the Successive Convex Approximation (SCA) method. Simulation results demonstrate that the proposed scheme outperforms the conventional hybrid NOMA-TDMA method under different numbers of users and transmit LED powers.

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arXiv2025

Optimization of Probabilistic Constellation Shaping for Optical OFDM Systems with Clipping Distortion

Optical orthogonal frequency-division multiplexing (OFDM) and probabilistic constellation shaping (PCS) have emerged as powerful techniques to enhance the performance of optical wireless communications (OWC) systems. While PCS improves spectral efficiency and adaptability, we show that its integration with optical OFDM can inadvertently increase the peak-to-average power ratio (PAPR) of the signal, exacerbating clipping distortion due to signal clipping. This letter investigates the impact of PCS on the PAPR of direct current-biased optical OFDM (DCO-OFDM) waveforms and proposes an optimization of PCS that maximizes channel capacity, considering clipping distortion. The optimization problem is shown to be complex and non-convex. We thus present a suboptimal yet efficient solving approach based on projected gradient descent to solve the problem. Simulation results demonstrate the superiority of the proposed approach over the conventional uniform signaling, particularly under severe clipping distortion conditions.

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arXiv2025

Secrecy Capacity of Hybrid VLC-RF Systems with Light Energy Harvesting

This paper studies the performance of physical layer security (PLS) in a multi-user hybrid heterogeneous visible light communication (VLC) and radio frequency (RF) wireless communication system with simultaneous lightwave information and power transfer (SLIPT). In the considered system, VLC is used for downlink (DL) while RF is employed for uplink (UL) transmission. In addition, to support multiple users, time division multiple access (TDMA) is assumed for both DL and UL channels. In the DL, each user receives information during its allocated time slot of the TDMA frame and harvests energy from the received signal outside the time slot. The harvested energy is then used for transmitting the signal over the UL channel, which is subject to eavesdropping by an unauthorized user. Therefore, PLS is employed to protect the confidentiality of the UL information. Then, an optimization problem is formulated to solve the optimal DL and UL time slots that maximize the PLS performance given a target sum rate of the DL. We show that the problem can be cast as a difference of convex functions (DC) program, which can be solved efficiently using the DC algorithm (DCA).

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arXiv2025

Multi-user Visible Light Communications with Probabilistic Constellation Shaping and Precoding

This paper proposes a joint design of probabilistic constellation shaping (PCS) and precoding to enhance the sum-rate performance of multi-user visible light communications (VLC) broadcast channels subject to signal amplitude constraint. In the proposed design, the transmission probabilities of bipolar $M$-pulse amplitude modulation ($M$-PAM) symbols for each user and the transmit precoding matrix are jointly optimized to improve the sum-rate performance. The joint design problem is shown to be a complex multivariate non-convex problem due to the non-convexity of the objective function. To tackle the original non-convex optimization problem, the firefly algorithm (FA), a nature-inspired heuristic optimization approach, is employed to solve a local optima. The FA-based approach, however, suffers from high computational complexity. Thus, using zero-forcing (ZF) precoding, we propose a low-complexity design, which is solved using an alternating optimization approach. Additionally, considering the channel uncertainty, a robust design based on the concept of end-to-end learning with autoencoder (AE) is also presented. Simulation results reveal that the proposed joint design with PCS significantly improves the sum-rate performance compared to the conventional design with uniform signaling. For instance, the joint design achieves $\mathbf{17.5\%}$ and $\mathbf{19.2\%}$ higher sum-rate for 8-PAM and 16-PAM, respectively, at 60 dB peak amplitude-to-noise ratio. Some insights into the optimal symbol distributions of the two joint design approaches are also provided. Furthermore, our results show the advantage of the proposed robust design over the non-robust one under uncertain channel conditions.

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arXiv2024

Practical Design of Probabilistic Constellation Shaping for Physical Layer Security in Visible Light Communications

This paper studies a practical design of probabilistic constellation shaping (PCS) for physical layer security in visible light communications (VLC). In particular, we consider a wiretap VLC channel employing a probabilistically shaped $M$-ary pulse amplitude modulation (PAM) constellation. Considering the requirements for reliability of the legitimate user's channel, flickering-free transmission, and symmetric constellation distribution, the optimal constellation distributions to maximize modulation-constrained secrecy capacity or the bit error rate (BER) of eavesdropper's channel are investigated for both scenarios of known and unknown eavesdropper's channel state information (CSI). To formulate the constraint on the channel reliability, tractable closed-form expressions for the upper bound and approximate BER of $M$-ary PAM under an arbitrary symbol probability are derived. The design problem is shown to be non-convex due to the non-convex BER constraint. By proving that the upper bound BER is a concave function of the constellation distribution, a suboptimal solution based on the convex-concave procedure (CCCP) is presented. Our findings reveal that while the uniform signaling can only satisfy the BER constraint when the optical power is beyond a certain value, the proposed PCS design works in the entire region of the optical power. Some insights into the optimal constellation distribution with respect to the emitted optical power are also discussed.

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arXiv2024

Joint Design of Probabilistic Constellation Shaping and Precoding for Multi-user VLC Systems

This paper proposes a joint design of probabilistic constellation shaping (PCS) and precoding to enhance the sum-rate performance of multi-user visible light communications (VLC) broadcast channels subject to signal amplitude constraint. In the proposed design, the transmission probabilities of bipolar $M$-pulse amplitude modulation ($M$-PAM) symbols for each user and the transmit precoding matrix are jointly optimized to improve the sum-rate performance. The joint design problem is shown to be a complex non-convex problem due to the non-convexity of the objective function. To tackle the problem, the firefly algorithm (FA), a nature-inspired heuristic optimization approach, is employed to solve a local optima to the original non-convex optimization problem. The FA-based approach, however, suffers from high computational complexity. Therefore, we propose a low-complexity design based on zero-forcing (ZF) precoding, which is solved using an alternating optimization (AO) approach. Simulation results reveal that the proposed joint design with PCS significantly improves the sum-rate performance compared to the conventional design with uniform signaling. Some insights into the optimal symbol distributions of the two joint design approaches are also provided.

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arXiv2024

Q-learning-based Joint Design of Adaptive Modulation and Precoding for Physical Layer Security in Visible Light Communications

There has been an increasing interest in physical layer security (PLS), which, compared with conventional cryptography, offers a unique approach to guaranteeing information confidentiality against eavesdroppers. In this paper, we study a joint design of adaptive $M$-ary pulse amplitude modulation (PAM) and precoding, which aims to optimize wiretap visible-light channels' secrecy capacity and bit error rate (BER) performances. The proposed design is motivated by higher-order modulation, which results in better secrecy capacity at the expense of a higher BER. On the other hand, a proper precoding design, which can manipulate the received signal quality at the legitimate user and the eavesdropper, can also enhance secrecy performance and influence the BER. A reward function that considers the secrecy capacity and the BERs of the legitimate user's (Bob) and the eavesdropper's (Eve) channels is introduced and maximized. Due to the non-linearity and complexity of the reward function, it is challenging to solve the optical design using classical optimization techniques. Therefore, reinforcement learning-based designs using Q-learning and Deep Q-learning are proposed to maximize the reward function. Simulation results verify that compared with the baseline designs, the proposed joint designs achieve better reward values while maintaining the BER of Bob's channel (Eve's channel) well below (above) the pre-FEC (forward error correction) BER threshold.

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arXiv2024

Secrecy Performance Analysis of Space-to-Ground Optical Satellite Communications

Free-space optics (FSO)-based satellite communication systems have recently received considerable attention due to their enhanced capacity compared to their radio frequency (RF) counterparts. This paper analyzes the performance of physical layer security of space-to-ground intensity modulation/direct detection FSO satellite links under the effect of atmospheric loss, misalignment, cloud attenuation, and atmospheric turbulence-induced fading. Specifically, a wiretap channel consisting of a legitimate transmitter Alice (i.e., the satellite), a legitimate user Bob, and an eavesdropper Eve over turbulence channels modeled by the Fisher-Snedecor $\mathcal{F}$ distribution is considered. The secrecy performance in terms of the average secrecy capacity, secrecy outage probability, and strictly positive secrecy capacity are derived in closed-form. Simulation results reveal significant impacts of satellite altitude, zenith angle, and turbulence strength on the secrecy performance.

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arXiv2023

Energy-Efficient Precoding Designs for Multi-User Visible Light Communication Systems with Confidential Messages

This paper studies energy-efficient precoding designs for multi-user visible light communication (VLC) systems from the perspective of physical layer security where users' messages must be kept mutually confidential. For such systems, we first derive a lower bound on the achievable secrecy rate of each user. Next, the total power consumption for illumination and data transmission is thoroughly analyzed. We then tackle the problem of maximizing energy efficiency, given that each user's secrecy rate satisfies a certain threshold. The design problem is shown to be non-convex fractional programming, which renders finding the optimal solution computationally prohibitive. Our aim in this paper is, therefore, to find sub-optimal yet low complexity solutions. For this purpose, the traditional Dinkelbach algorithm is first employed to reformulate the original problem to a non-fractional parameterized one. Two different approaches based on the convex-concave procedure (CCCP) and Semidefinite Relaxation (SDR) are utilized to solve the non-convex parameterized problem. In addition, to further reduce the complexity, we investigate a design using the zero-forcing (ZF) technique. Numerical results are conducted to show the feasibility, convergence, and performance of the proposed algorithms depending on different parameters of the system.

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arXiv2023

Design of Energy-Efficient Artificial Noise for Physical Layer Security in Visible Light Communications

This paper studies the design of energy-efficient artificial noise (AN) schemes in the context of physical layer security in visible light communications (VLC). Two different transmission schemes termed $\textit{selective AN-aided single-input single-output (SISO)}$ and $\textit{AN-aided multiple-input single-output (MISO)}$ are examined and compared in terms of secrecy energy efficiency (SEE). In the former, the closest LED luminaire to the legitimate user (Bob) is the information-bearing signal's transmitter. At the same time, the rest of the luminaries act as jammers transmitting AN to degrade the channels of eavesdroppers (Eves). In the latter, the information-bearing signal and AN are combined and transmitted by all luminaries. When Eves' CSI is unknown, an indirect design to improve the SEE is formulated by maximizing Bob's channel's energy efficiency. A low-complexity design based on the zero-forcing criterion is also proposed. In the case of known Eves' CSI, we study the design that maximizes the minimum SEE among those corresponding to all eavesdroppers. At their respective optimal SEEs, simulation results reveal that when Eves' CSI is unknown, the selective AN-aided SISO transmission can archive twice better SEE as the AN-aided MISO does. In contrast, when Eves' CSI is known, the AN-aided MISO outperforms by 30%.

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arXiv2023

On the Design of Artificial Noise for Physical Layer Security in Visible Light Communication Channels with Clipping

Though visible light communication (VLC) systems are contained to a given room, improving their security is an important criterion in any practical deployment. In this paper, the design of artificial noise (AN) to enhance physical layer security in VLC systems is studied in the context of input signals with no explicit amplitude constraint (e.g., multicarrier systems). In such systems, clipping is needed to constrain the input signals within the limited linear ranges of the LEDs. However, this clipping process gives rise to non-linear clipping distortion, which must be incorporated into the AN design. To facilitate the solution of this problem, a sub-optimal design approach is presented using the Charnes-Cooper transformation and the convex-concave procedure (CCP). Then, a novel AN transmission scheme is proposed to reduce the impact of clipping distortion, thus improving the secrecy performance. The proposed scheme exploits the common structure of LED luminaries that they are often composed of several light-emitting chips. Capitalizing on this property, LED chips in each luminaire are divided into two groups driven by separate driver circuits. One group is used to transmit the information-bearing signal, while the other group transmits the AN. Numerical results show that the clipping distortion significantly reduces the secrecy level, and using AN is advantageous over the no-AN scheme in improving the secrecy performance. Moreover, the proposed AN transmission scheme is shown to achieve considerable secrecy improvements compared with the traditional transmission approaches (e.g., about 1 bit/s/Hz improvement in the achievable secrecy rate when the standard deviation of the LEDs' modulating current is 0.25 A and the signal-to-interference-plus-noise ratio of the eavesdropper's received signal is limited to $0$ dB).

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arXiv2022

Design of Artificial Noise for Physical Layer Security in Visible Light Systems with Clipping

Though visible light communication (VLC) systems are contained to a given room, ensuring their security amongst users in a room is essential. In this paper, the design of artificial noise (AN) to enhance physical layer security in VLC systems is studied in the context of input signals with no explicit amplitude constraint (such as multicarrier systems). In such systems, clipping is needed to constrain the input signals within the limited linear ranges of the LEDs. However, this clipping process gives rise to non-linear clipping distortion, which must be incorporated into the AN design. To facilitate the solution of this problem, a sub-optimal design approach is presented using the Charnes-Cooper transformation and the convex-concave procedure (CCP). Numerical results show that the clipping distortion significantly reduces the secrecy level, and using AN is advantageous over the no-AN scheme in improving the secrecy performance.

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arXiv2021

Energy-Efficient Precoding for Multi-User Visible Light Communication with Confidential Messages

In this paper, an energy-efficient precoding scheme is designed for multi-user visible light communication (VLC) systems in the context of physical layer security, where users' messages are kept mutually confidential. The design problem is shown to be non-convex fractional programming, therefore Dinkelbach algorithm and convex-concave procedure (CCCP) based on the first-order Taylor approximation are utilized to tackle the problem. Numerical results are performed to show the convergence behaviors and the performance of the proposed solution for different parameter settings.

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