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The-Hai Nguyen

Publications and source records attributed to The-Hai Nguyen.

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Beyond Forgetting: Machine Unlearning Elicits Controllable Side Behaviors and Capabilities

We consider Representation Misdirection (RM), a class of large language model (LLM) unlearning methods that achieve forgetting by redirecting the forget-representations, that is, latent representations of forget-samples, toward a target vector. Despite being important, the roles of the target vector used in RM, however, remain underexplored. Here, we approach and revisit RM through the lens of the Linear Representation Hypothesis. Specifically, if one can identify a one-dimensional representation corresponding to a high-level concept, the Linear Representation Hypothesis enables linear operations on this concept vector within the forget-representation space. Under this view, we hypothesize that, beyond forgetting, machine unlearning via RM elicits controllable emergent side behaviors and stronger side capabilities corresponding to the high-level concept. Our hypothesis is empirically validated across a wide range of tasks, including behavioral control (e.g., controlling unlearned models' truthfulness, sentiment, refusal, and language) and capability enhancement (e.g., improving unlearned models' in-context learning (ICL) capability). Our findings reveal that this phenomenon could be either a hidden risk if misused or a mechanism that can be harnessed for developing unlearned models that require stronger capabilities and controllable behaviors.

cs.LG

RegMean++: Enhancing Effectiveness and Generalization of Regression Mean for Model Merging

Regression Mean (RegMean), an approach that formulates model merging as a linear regression problem, aims to find the optimal weights for each linear layer in the merged model by minimizing the discrepancy in predictions between the merged and candidate models. RegMean provides a precise closed-form solution for the merging problem; therefore, it offers explainability and computational efficiency. However, RegMean merges each linear layer independently, overlooking how the features and information in earlier layers propagate through deeper layers and influence the final predictions of the merged model. Here, we introduce RegMean++, a simple yet effective alternative to RegMean, that explicitly incorporates both intra-layer and cross-layer dependencies between merged models' layers into RegMean's objective. By accounting for these dependencies, RegMean++ better captures the behaviors of the merged model. Extensive experiments demonstrate that RegMean++ consistently outperforms RegMean across diverse settings, including in-domain (ID) and out-of-domain (OOD) generalization, sequential merging, large-scale tasks, and robustness under several types of distribution shifts. Furthermore, RegMean++ achieves competitive performance across diverse settings compared to various advanced model merging methods.

cs.LG