arXiv subjects

Tho Le-Ngoc

Publications and source records attributed to Tho Le-Ngoc.

At least 19 recordsLinked to original sources

arXiv2026

Self-Interference-Aware AS-Assisted Tri-Hybrid Beamforming for Full-Duplex Massive MIMO

This paper proposes a tri-hybrid beamforming (tri-HBF) scheme with antenna-selection (AS)-based reconfigurable sub-arrays for full-duplex (FD) massive multiple-input multiple-output (mMIMO) systems. A sub-connected HBF architecture is adopted, where AS is performed in a group-wise manner to avoid excessive switch-network and routing complexity. An alternating optimization (AO) algorithm is developed to jointly optimize the i) active antenna subsets considering a self-interference (SI)-aware utility, ii) analog beamformers through projected gradient ascent (PGA), iii) digital precoders/combiners via SI-aware regularized zero-forcing (RZF) and minimum mean-square error (MMSE) updates, and iv) DL/UL power allocation by successive convex approximation (SCA). To capture realistic electromagnetic coupling in FD mMIMO operation, experimental SI channels based on an 8x8 Tx-8x8 Rx FD array prototype are incorporated into the study. The proposed AS-aided tri-HBF optimization scheme exhibits robust convergence across various base station configurations and effectively balances desired-signal enhancement, SI mitigation, and multi-user interference suppression in FD mMIMO operation. Illustrative results show that selective activation can outperform full-array activation, achieving a 21.3% higher average sum-rate and a more consistent performance across user realizations, with power-efficiency benefits by reducing the active paths. A comprehensive study is conducted to characterize how the number of activated antennas affects the achievable rate, user-channel coherence, and SI suppression gain. Compared with various selection baselines, it achieves a 45.1% improvement in average sum-rate, with average DL and UL rate gains of 36.9% and 82.9%, respectively. In addition, beam-level isolation better than 63 dB is achieved, further confirming the effectiveness of the proposed SI-aware design.

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arXiv2026

Sub-array Selection Optimization for Joint Self-Interference and Multi-User Interference Suppression in FD mMIMO

This paper proposes a beamforming optimization scheme with joint antenna sub-array selection (SAS) and angular perturbation-based nulling (APN) for full-duplex (FD) massive multiple-input multiple-output (mMIMO) systems, to simultaneously suppress self-interference (SI) and multi-user interference (MUI). A comprehensive over-the-air SI channel measurement campaign, conducted with an 8x8Tx-8x8Rx FD array prototype, reveals significant variations across sub-arrays at different spatial locations, as well as reconfigurable characteristics of the SI channel under diverse Tx and Rx sub-array configurations. To exploit the selective SI channels, a particle swarm optimization (PSO)-based algorithm is developed to jointly determine optimal sub-array indices and perturbed steering angles, thereby effectively nullifying potential interference. Selecting sub-arrays with inherently lower SI channels notably enhances the beam-level isolation, while the added selection flexibility among comparable SI channels ensures more uniform SI suppression across diverse DL/UL locations and significantly improves worst-case isolation. Experimental evaluation based on the measured SI channel demonstrates that the proposed SAS technique achieves residual Tx-Rx beam-level SI suppression improvements of 29.2 dB and 26.6 dB for the sample 1x2 and 1x4 sub-arrays, respectively. A worst-case improvement greater than 30.7 dB is observed. Overall, the joint SAS and APN optimization scheme achieves average beam-level isolation of 85.2 dB and 83.3 dB with the 1x2 and 1x4 sub-arrays, respectively. With the application of a baseband precoder, all tested sub-array configurations achieve average MUI suppression better than -181.3 dB. These results confirm the potential of the proposed optimization algorithm to successfully reduce interference to the noise floor, thereby guaranteeing reliable FD mMIMO operation.

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arXiv2026

Distance-Domain Degrees of Freedom in Near-Field Region

Extremely large aperture arrays operating in the near-field regime unlock additional spatial resources, which can be exploited to simultaneously serve multiple users even when they share the same angular direction. This work investigates the distance-domain degrees of freedom (DoF), defined as the DoF when a user varies only its distance to the base station and not the angle. To obtain the distance-domain DoF, we investigate a line-of-sight (LoS) channel between a base station (source) and observation region representing users. The base station is modeled as a large two-dimensional transmit (Tx) array with an arbitrary shape. The observation region is modeled as an arbitrarily long linear receive (Rx) array, where elements are collinearly aligned but located at varying distances from the Tx array. We assume that both the Tx and Rx arrays have continuous apertures with an infinite number of elements and infinitesimal spacing, which establishes an upper bound for the distance-domain DoF in the case of a finite number of elements. First, we analyze an ideal case where the Tx array is a single piece and the Rx array is on the broadside of the Tx array. By reformulating the channel as an integral operator with a Hermitian convolution kernel, we derive a closed-form expression for the distance-domain DoF via the Fourier transform. Our analysis shows that the distance-domain DoF is predominantly determined by the extreme boundaries of both the Tx and Rx arrays rather than their detailed interior structure. We further extend the framework to non-broadside configurations by employing a projection method that converts the problem to an equivalent broadside case. Finally, we extend the analytical framework to modular arrays and show the distance-domain DoF gain over a single-piece array under a fixed total physical length.

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arXiv2025

Joint Positioning, Beamforming, and Power Allocation in Full-Duplex MIMO with Position-Reconfigurable Antenna Arrays

We consider a multi-user (MU) full-duplex (FD) multiple-input multiple-output (MIMO) communication system, in which the base station transceiver is equipped with transmit and receive position reconfigurable antennas (PRAs) to mitigate both MU-interference (MUI) and self-interference (SI) while enhancing the desired signal quality. We first formulate a joint design of beamforming, transmit power allocation, and antenna placement to maximize the weighted sum-rate of the considered PRA-based MU-FD-MIMO system under the constraints on reconfigurable region size, minimum antenna spacing, and transmit power. To address this highly non-convex problem, we then propose an alternating optimization (AO) framework that decomposes the original problem into subproblems and solves them iteratively. In particular, fractional programming techniques are used to separate the optimization variables from the logarithmic and ratio terms, while the block successive upper bound minimization method handles the non-convexity of PRA placement. Simulation results confirm a significant performance gain when integrating PRAs into the MU-FD-MIMO system and demonstrate the advantage of the proposed optimization framework.

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arXiv2025

A Deep Neural Network Codebook Approach for Near-Field Nulling Control Beam Focusing

This paper proposes a deep neural network (DNN) codebook approach for multi-user interference (MUI) mitigation in extremely large multiple-input multiple-output (XL-MIMO) systems operating in the near-field region. Unlike existing DNN-based nulling control beamforming (NCBF) methods that face scalability and complexity challenges, the proposed framework partitions the Fresnel region using correlation-based sampling and assigns a lightweight fully connected DNN model to each subsection. Each model is trained on beamforming weights generated using the linearly constrained minimum variance (LCMV) method, enabling accurate prediction of nulling control beam-focusing weights that simultaneously optimize the desired signal strength and suppress potential interference for both collinear and non-collinear user configurations. Simulation results show that the trained models achieve average phase and magnitude prediction errors of 0.085 radians and 0.52 dB, respectively, across 75 sample subsections. Full-wave simulations in Ansys HFSS further demonstrate that the proposed DNN codebook achieves interference suppression better than 31.64 dB, with a performance gap within 2 dB of the LCMV method, thereby validating its effectiveness in mitigating MUI while reducing computational complexity.

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arXiv2025

DNN-Based Nulling Control Beam Focusing for Near-Field Multi-User Interference Mitigation

This paper proposes a deep learning-based framework for near-field nulling control beam focusing (NCBF) in extra-large MIMO (XL-MIMO) systems to mitigate multi-user interference (MUI). A dual-estimator architecture comprising two fully connected deep neural networks (FCDNNs) is developed to separately predict the phase and magnitude components of NCBF weights, using locations of both desired and interfering users. The models are trained on a large dataset generated via a Linearly Constrained Minimum Variance (LCMV) beamforming algorithm to accommodate diverse user configurations, including both collinear and non-collinear scenarios. Illustrative results demonstrate that the proposed DNN models achieve high prediction accuracy, with test errors of only 0.067 radians for phase estimation and 0.206 dB for magnitude estimation. Full-wave simulations incorporating realistic element radiation patterns and inter-element coupling confirm the close agreement between the beam patterns produced by the DNN-predicted and LCMV-based NCBF schemes under practical deployment conditions. An average MUI suppression of 36.7 dB is achieved, with interference mitigation exceeding 17.5 dB across all tested cases. The proposed approach enables scalable and real-time beam focusing with effective interference suppression, offering a promising solution for future near-field multi-user wireless communications.

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arXiv2025

DFRC Systems Co-existing in Licensed Spectrum: Cognitive Beamforming Designs

This paper introduces a dual-function radar-communication (DFRC) system with cognitive radio capability to tackle the spectral scarcity problem in wireless communications. Particularly, a cognitive DFRC system operates on a spectrum owned by a primary system to simultaneously perform data communication and target tracking with the condition that its interference to the primary users (PUs) is below a certain threshold. To achieve this, an optimization problem is formulated to jointly design the beamforming vectors for both the radar and communication functions in such a way that the mean square error (MSE) of the beam pattern between the designed and desired waveforms is minimized. The optimization problem has the following three constraints: i) the signal-to-interference-plus-noise ratio (SINR) at each data communication user is above a predetermined level; ii) the per-antenna transmit power is maintained at a given level; iii) the interference imposed on each PU is below a certain threshold. Both the semidefinite relaxation and nature-inspired firefly algorithms are proposed in order to search for the optimal solutions to the optimization problem. The simulation results indicate that our proposed algorithms can enable the DFRC system to protect the PUs while simultaneously performing its communication and radar functions.

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arXiv2025

Angular-Based Hybrid Beamforming for Wideband THz Massive MIMO Systems: Mitigating Beam Split by Leveraging Angular Spread

Beam split is a critical challenge in wideband THz massive MIMO systems, arising from frequency-dependent beam misalignment that degrades communication performance, particularly in scenarios with narrow beamwidths and large arrays. This work proposes an angular-based hybrid beamforming framework that leverages angular spread to mitigate the beam split effect. Instead of relying on precise angular spread modeling, we utilize coarse angular information to guide the design of subcarrier-specific beams, effectively reducing misalignment across subcarriers. By broadening the effective beamwidth through angular spread, the proposed method enhances user coverage and alleviates beam split without requiring complex time-delay units or hardware-intensive solutions. Simulation results demonstrate that the proposed approach achieves significant improvements in spectral efficiency and beamforming accuracy while maintaining low computational and hardware complexity. This work provides a practical and efficient solution for addressing beam split in next-generation wideband THz communication systems.

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arXiv2024

Spider RIS: Mobilizing Intelligent Surfaces for Enhanced Wireless Communications

In this study, we introduce Spider RIS technology, which offers an innovative solution to the challenges encountered in movable antennas (MAs) and unmanned aerial vehicle (UAV)-enabled communication systems. By combining the dynamic adaptation capability of MAs and the flexible location advantages of UAVs, this technology offers a dynamic and movable RIS, which can flexibly optimize physical locations within the two-dimensional movement platform. Spider RIS aims to enhance the communication efficiency and reliability of wireless networks, particularly in obstructive environments, by elevating the signal quality and achievable rate. The motivation of Spider RIS is based on the ability to fully exploit the spatial variability of wireless channels and maximize channel capacity even with a limited number of reflecting elements by overcoming the limitations of traditional fixed RIS and energy-intensive UAV systems. Considering the geometry-based millimeter wave channel model, we present the design of a three-stage angular-based hybrid beamforming system empowered by Spider RIS: First, analog beamformers are designed using angular information, followed by the generation of digital precoder/combiner based on the effective channel observed from baseband stage. Subsequently, the joint dynamic positioning with phase shift design of the Spider RIS is optimized using particle swarm optimization, maximizing the achievable rate of the systems.

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arXiv2024

UAV-Assisted Enhanced Coverage and Capacity in Dynamic MU-mMIMO IoT Systems: A Deep Reinforcement Learning Approach

This study focuses on a multi-user massive multiple-input multiple-output (MU-mMIMO) system by incorporating an unmanned aerial vehicle (UAV) as a decode-and-forward (DF) relay between the base station (BS) and multiple Internet-of-Things (IoT) devices. Our primary objective is to maximize the overall achievable rate (AR) by introducing a novel framework that integrates joint hybrid beamforming (HBF) and UAV localization in dynamic MU-mMIMO IoT systems. Particularly, HBF stages for BS and UAV are designed by leveraging slow time-varying angular information, whereas a deep reinforcement learning (RL) algorithm, namely deep deterministic policy gradient (DDPG) with continuous action space, is developed to train the UAV for its deployment. By using a customized reward function, the RL agent learns an optimal UAV deployment policy capable of adapting to both static and dynamic environments. The illustrative results show that the proposed DDPG-based UAV deployment (DDPG-UD) can achieve approximately 99.5% of the sum-rate capacity achieved by particle swarm optimization (PSO)-based UAV deployment (PSO-UD), while requiring a significantly reduced runtime at approximately 68.50% of that needed by PSO-UD, offering an efficient solution in dynamic MU-mMIMO environments.

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arXiv2024

Multiple UAV-Assisted Cooperative DF Relaying in Multi-User Massive MIMO IoT Systems

This work considers a multi-user massive multiple-input multiple-output (MU-mMIMO) Internet-of-Things (IoT) system, where multiple unmanned aerial vehicles (UAVs) operating as decode-and-forward (DF) relays connect the base station (BS) to a large number of IoT devices. To maximize the total achievable rate, we propose a novel joint optimization problem of hybrid beamforming (HBF), multiple UAV relay positioning, and power allocation (PA) to multiple IoT users. The study adopts a geometry-based millimeter-wave (mmWave) channel model for both links and utilizes sequential optimization based on K-means UAV-user association. The radio frequency (RF) stages are designed based on the slow time-varying angular information, while the baseband (BB) stages are designed utilizing the reduced-dimension effective channel matrices. The illustrative results show that multiple UAV-assisted cooperative relaying systems outperform a single UAV system in practical user distributions. Moreover, compared to fixed positions and equal PA of UAVs and BS, the joint optimization of UAV location and PA substantially enhances the total achievable rate.

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arXiv2024

Adaptive Modulus RF Beamforming for Enhanced Self-Interference Suppression in Full-Duplex Massive MIMO Systems

This study employs a uniform rectangular array (URA) sub-connected hybrid beamforming (SC-HBF) architecture to provide a novel self-interference (SI) suppression scheme in a full-duplex (FD) massive multiple-input multiple-output (mMIMO) system. Our primary objective is to mitigate the strong SI through the design of RF beamforming stages for uplink and downlink transmissions that utilize the spatial degrees of freedom provided due to the use of large array structures. We propose a non-constant modulus RF beamforming (NCM-BF-SIS) scheme that incorporates the gain controllers for both transmit (Tx) and receive (Rx) RF beamforming stages and optimizes the uplink and downlink beam directions jointly with gain controller coefficients. To solve this challenging non-convex optimization problem, we propose a swarm intelligence-based algorithmic solution that finds the optimal beam perturbations while also adjusting the Tx/Rx gain controllers to alleviate SI subject to the directivity degradation constraints for the beams. The data-driven analysis based on the measured SI channel in an anechoic chamber shows that the proposed NCM-BF-SIS scheme can suppress SI by around 80 dB in FD mMIMO systems.

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arXiv2023

Deep Learning Meets Swarm Intelligence for UAV-Assisted IoT Coverage in Massive MIMO

This study considers a UAV-assisted multi-user massive multiple-input multiple-output (MU-mMIMO) systems, where a decode-and-forward (DF) relay in the form of an unmanned aerial vehicle (UAV) facilitates the transmission of multiple data streams from a base station (BS) to multiple Internet-of-Things (IoT) users. A joint optimization problem of hybrid beamforming (HBF), UAV relay positioning, and power allocation (PA) to multiple IoT users to maximize the total achievable rate (AR) is investigated. The study adopts a geometry-based millimeter-wave (mmWave) channel model for both links and proposes three different swarm intelligence (SI)-based algorithmic solutions to optimize: 1) UAV location with equal PA; 2) PA with fixed UAV location; and 3) joint PA with UAV deployment. The radio frequency (RF) stages are designed to reduce the number of RF chains based on the slow time-varying angular information, while the baseband (BB) stages are designed using the reduced-dimension effective channel matrices. Then, a novel deep learning (DL)-based low-complexity joint hybrid beamforming, UAV location and power allocation optimization scheme (J-HBF-DLLPA) is proposed via fully-connected deep neural network (DNN), consisting of an offline training phase, and an online prediction of UAV location and optimal power values for maximizing the AR. The illustrative results show that the proposed algorithmic solutions can attain higher capacity and reduce average delay for delay-constrained transmissions in a UAV-assisted MU-mMIMO IoT systems. Additionally, the proposed J-HBF-DLLPA can closely approach the optimal capacity while significantly reducing the runtime by 99%, which makes the DL-based solution a promising implementation for real-time online applications in UAV-assisted MU-mMIMO IoT systems.

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arXiv2023

Sub-Array Selection in Full-Duplex Massive MIMO for Enhanced Self-Interference Suppression

This study considers a novel full-duplex (FD) massive multiple-input multiple-output (mMIMO) system using hybrid beamforming (HBF) architecture, which allows for simultaneous uplink (UL) and downlink (DL) transmission over the same frequency band. Particularly, our objective is to mitigate the strong self-interference (SI) solely on the design of UL and DL RF beamforming stages jointly with sub-array selection (SAS) for transmit (Tx) and receive (Rx) sub-arrays at base station (BS). Based on the measured SI channel in an anechoic chamber, we propose a min-SI beamforming scheme with SAS, which applies perturbations to the beam directivity to enhance SI suppression in UL and DL beam directions. To solve this challenging nonconvex optimization problem, we propose a swarm intelligence-based algorithmic solution to find the optimal perturbations as well as the Tx and Rx sub-arrays to minimize SI subject to the directivity degradation constraints for the UL and DL beams. The results show that the proposed min-SI BF scheme can achieve SI suppression as high as 78 dB in FD mMIMO systems.

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arXiv2023

Cluster Index Modulation for Reconfigurable Intelligent Surface-Assisted mmWave Massive MIMO

In this paper, we propose a transmission mechanism for a reconfigurable intelligent surface (RIS)-assisted millimeter wave (mmWave) system based on cluster index modulation (CIM), named best-gain optimized cluster selection CIM (BGCS-CIM). The proposed BGCS-CIM scheme considers effective cluster power gain and spatial diversity gain obtained by the additional paths within the indexed cluster to construct an efficient codebook. We also integrate the proposed scheme into a practical system model to create a virtual path between transmitter and receiver where the direct link has been blocked. Thanks to the designed whitening filter, a closed-form expression for the upper bound on the average bit error rate (ABER) is derived and used to validate the simulation results. It has been shown that the proposed BGCS-CIM scheme outperforms the existing benchmarks thanks to its higher effective cluster gain, spatial diversity of indexed clusters, and lower inter-cluster interference.

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arXiv2023

Antenna Array Structures for Enhanced Cluster Index Modulation

This paper investigates the effect of various antenna array structures, i.e., uniform linear array (ULA), uniform rectangular array (URA), uniform circular array (UCA), and concentric circular array (CCA), on cluster index modulation (CIM) enabled massive multiple-input multiple-output (mMIMO) millimeter-wave (mmWave) communications systems. As the CIM technique indexes spatial clusters to convey additional information bits, the different radiation characteristics caused by different array structures can significantly affect system performance. By analyzing the effects of array characteristics such as radiation pattern, array directivity, half-power beam width (HPBW), and radiation side lobes on bit error rate (BER) performance, we reveal that URA achieves better error performance than its counterparts in a CIM-enabled mmWave system. We demonstrate that narrower beams alone cannot guarantee better BER performance in a CIM-based system. Instead, other radiation characteristics, especially radiation side lobes, can significantly influence system performance by entailing extra interference in the non-intended directions. Illustrative results show that URA owes its superiority to its lower side lobes. We also propose an algorithm to implement fixed phase shifters (FPS) as a hardware-efficient (HE) analog network structure (beamformer/combiner) to reduce cost and energy consumption in mmWave systems and investigate the effect of a non-ideal analog network on the BER performance for different array structures. It is demonstrated that HE systems with a few FPSs can achieve similar BER performance compared to the optimum (OP) analog network structure.

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arXiv2023

Platoon Leader Selection, User Association and Resource Allocation on a C-V2X based highway: A Reinforcement Learning Approach

We consider the problem of dynamic platoon leader selection, user association, channel assignment, and power allocation on a cellular vehicle-to-everything (C-V2X) based highway, where multiple vehicle-to-vehicle (V2V) and vehicle-to-infrastructure (V2I) links share the frequency resources. There are multiple roadside units (RSUs) on a highway, and vehicles can form platoons, which has been identified as an advanced use case to increase road efficiency. The traditional optimization methods, requiring global channel information at a central controller, are not viable for high-mobility vehicular networks. To deal with this challenge, we propose a distributed multi-agent reinforcement learning (MARL) for resource allocation (RA). Each platoon leader, acting as an agent, can collaborate with other agents for joint sub-band selection and power allocation for its V2V links, and joint user association and power control for its V2I links. Moreover, each platoon can dynamically select the vehicle most suitable to be the platoon leader. We aim to maximize the V2V and V2I packet delivery probability in the desired latency using the deep Q-learning algorithm. Simulation results indicate that our proposed MARL outperforms the centralized hill-climbing algorithm, and platoon leader selection helps to improve both V2V and V2I performance.

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arXiv2022

Energy-Efficient Massive MIMO for Federated Learning: Transmission Designs and Resource Allocations

This work proposes novel synchronous, asynchronous, and session-based designs for energy-efficient massive multiple-input multiple-output networks to support federated learning (FL). The synchronous design relies on strict synchronization among users when executing each FL communication round, while the asynchronous design allows more flexibility for users to save energy by using lower computing frequencies. The session-based design splits the downlink and uplink phases in each FL communication round into separate sessions. In this design, we assign users such that one of the participating users in each session finishes its transmission and does not join the next session. As such, more power and degrees of freedom will be allocated to unfinished users, leading to higher rates, lower transmission times, and hence, a higher energy efficiency. In all three designs, we use zero-forcing processing for both uplink and downlink, and develop algorithms that optimize user assignment, time allocation, power, and computing frequencies to minimize the energy consumption at the base station and users, while guaranteeing a predefined maximum execution time of one FL communication round.

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