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Thomas Berger

Publications and source records attributed to Thomas Berger.

At least 55 records · Page 3Linked to original sources

Machine Learning Approaches to Solar-Flare Forecasting: Is Complex Better?

Recently, there has been growing interest in the use of machine-learning methods for predicting solar flares. Initial efforts along these lines employed comparatively simple models, correlating features extracted from observations of sunspot active regions with known instances of flaring. Typically, these models have used physics-inspired features that have been carefully chosen by experts in order to capture the salient features of such magnetic field structures. Over time, the sophistication and complexity of the models involved has grown. However, there has been little evolution in the choice of feature sets, nor any systematic study of whether the additional model complexity is truly useful. Our goal is to address these issues. To that end, we compare the relative prediction performance of machine-learning-based, flare-forecasting models with varying degrees of complexity. We also revisit the feature set design, using topological data analysis to extract shape-based features from magnetic field images of the active regions. Using hyperparameter training for fair comparison of different machine-learning models across different feature sets, we show that simpler models with fewer free parameters \textit{generally perform better than more-complicated models}, ie., powerful machinery does not necessarily guarantee better prediction performance. Secondly, we find that \textit{abstract, shape-based features contain just as much useful information}, for the purposes of flare prediction, as the set of hand-crafted features developed by the solar-physics community over the years. Finally, we study the effects of dimensionality reduction, using principal component analysis, to show that streamlined feature sets, overall, perform just as well as the corresponding full-dimensional versions.

astro-ph.SR↗

Partial impulse observability of linear descriptor systems

A research paper in this journal vol. 61, no. 3, pp. 427-434, 2012, by M. Darouach, provides a functional observer design for linear descriptor systems under the partial impulse observability condition. The observer design is correct, but there was a flaw in the algebraic criterion characterizing partial impulse observability. In the present paper, we derive a novel characterization of partial impulse observability in terms of a simple rank condition involving the system coefficient matrices and an alternative characterization in terms of the Wong sequences.

math.OC↗

Decreasing False Alarm Rates in ML-based Solar Flare Prediction using SDO/HMI Data

A hybrid two-stage machine learning architecture that addresses the problem of excessive false positives (false alarms) in solar flare prediction systems is investigated. The first stage is a convolutional neural network (CNN) model based on the VGG-16 architecture that extracts features from a temporal stack of consecutive Solar Dynamics Observatory (SDO) Helioseismic and Magnetic Imager (HMI) magnetogram images to produce a flaring probability. The probability of flaring is added to a feature vector derived from the magnetograms to train an extremely randomized trees (ERT) model in the second stage to produce a binary deterministic prediction (flare/no flare) in a 12-hour forecast window. To tune the hyperparameters of the architecture a new evaluation metric is introduced, the "scaled True Skill Statistic". It specifically addresses the large discrepancy between the true positive rate and the false positive rate in the highly unbalanced solar flare event training datasets. Through hyperparameter tuning to maximize this new metric, our two-stage architecture drastically reduces false positives by $\approx$ $48\%$ without significantly affecting the true positives (reduction by $\approx$ $12\%$), when compared with predictions from the first stage CNN alone. This, in turn, improves various traditional binary classification metrics sensitive to false positives such as the precision, F1 and the Heidke Skill Score. The end result is a more robust 12-hour flare prediction system that could be combined with current operational flare forecasting methods. Additionally, using the ERT-based feature ranking mechanism, we show that the CNN output probability is highly ranked in terms of flare prediction relevance.

astro-ph.SR↗

Feedback control of the COVID-19 pandemic with guaranteed non-exceeding ICU capacity

In this paper we investigate feedback control techniques for the COVID-19 pandemic which are able to guarantee that the capacity of available intensive care unit beds is not exceeded. The control signal models the social distancing policies enacted by the local government. We propose a control design based on the bang-bang funnel controller which is robust with respect to uncertainties in the parameters of the epidemiological model and only requires measurements of the number of individuals who require medical attention. Therefore, it may serve as a first step towards a reliable decision making mechanism. Simulations illustrate the efficiency of the proposed controller.

math.OC↗

On an extension of a global implicit function theorem

We study the existence of global implicit functions for equations defined on open subsets of Banach spaces. The partial derivative with respect to the second variable is only required to have a left inverse instead of being invertible. Generalizing known results, we provide sufficient criteria which are easy to check. These conditions essentially rely on the existence of diffeomorphisms between the respective projections of the set of zeros and appropriate Banach spaces, as well as a corresponding growth bound. The projections further allow to consider cases where the global implicit function is not defined on all of the open subset corresponding to the first variable.

math.OC↗

Funnel control for a moving water tank

We study tracking control for a nonlinear moving water tank system modelled by the linearized Saint-Venant equations, where the output is given by the position of the tank and the control input is the force acting on it. For a given reference signal, the objective is that the tracking error evolves within a pre-specified performance funnel. Exploiting recent results in funnel control, this can be achieved by showing that inter alia the system's internal dynamics are bounded-input, bounded-output stable.

math.OC↗

Quasi feedback forms for differential-algebraic systems

We investigate feedback forms for linear time-invariant systems described by differential-algebraic equations. Feedback forms are representatives of certain equivalence classes. For example state space transformations, invertible transformations from the left, and proportional state feedback constitute an equivalence relation. The representative of such an equivalence class, which we call proportional feedback form for the above example, allows to read off relevant system theoretic properties. Our main contribution is to derive a quasi proportional feedback form. This form is advantageous since it provides some geometric insight and is simple to compute, but still allows to read off the relevant structural properties of the control system. We also derive a quasi proportional and derivative feedback form. Similar advantages hold.

math.OC↗

Measuring the magnetic origins of solar flares, CMEs and Space Weather

We take a broad look at the problem of identifying the magnetic solar causes of space weather. With the lackluster performance of extrapolations based upon magnetic field measurements in the photosphere, we identify a region in the near UV part of the spectrum as optimal for studying the development of magnetic free energy over active regions. Using data from SORCE, Hubble Space Telescope, and SKYLAB, along with 1D computations of the near-UV (NUV) spectrum and numerical experiments based on the MURaM radiation-MHD and HanleRT radiative transfer codes, we address multiple challenges. These challenges are best met through a combination of near UV lines of bright \ion{Mg}{2}, and lines of \ion{Fe}{2} and \ion{Fe}{1} (mostly within the $4s-4p$ transition array) which form in the chromosphere up to $2\times10^4$ K. Both Hanle and Zeeman effects can in principle be used to derive vector magnetic fields. However, for any given spectral line the $τ=1$ surfaces are generally geometrically corrugated owing to fine structure such as fibrils and spicules. By using multiple spectral lines spanning different optical depths, magnetic fields across nearly-horizontal surfaces can be inferred in regions of low plasma $β$, from which free energies, magnetic topology and other quantities can be derived. Based upon the recently-reported successful suborbital space measurements of magnetic fields with the CLASP2 instrument, we argue that a modest space-borne telescope will be able to make significant advances in the attempts to predict solar eruptions. Difficulties associated with blended lines are shown to be minor in an Appendix.

astro-ph.SR↗

Funnel control of the Fokker-Planck equation for a multi-dimensional Ornstein-Uhlenbeck process

In this paper the feasibility of funnel control techniques for the Fokker-Planck equation corresponding to a multi-dimensional Ornstein-Uhlenbeck process on an unbounded spatial domain is explored. First, using weighted Lebesgue and Sobolev spaces, an auxiliary operator is defined via a suitable sesquilinear form. This operator is then transformed to the desired Fokker-Planck operator. We show that any mild solution of the controlled Fokker-Planck equation (which is a probability density) has a covariance matrix that exponentially converges to a constant matrix. After a simple feedforward control approach is discussed, we show feasibility of funnel control in the presence of disturbances by exploiting semigroup theory. We emphasize that the closed-loop system is a nonlinear and time-varying PDE. The results are illustrated by some simulations.

math.OC↗

Output tracking for a non-minimum phase robotic manipulator

We exploit a recently developed funnel control methodology for linear non-minimum phase systems to design an output error feedback controller for a nonlinear robotic manipulator, which is not minimum phase. We illustrate the novel control design by a numerical case study, where we simulate end-effector output tracking of the robotic manipulator.

math.OC↗

Tracking control for underactuated non-minimum phase multibody systems

We consider tracking control for multibody systems which are modelled using holonomic and nonholonomic constraints. Furthermore, the systems may be underactuated and contain kinematic loops and are thus described by a set of differential-algebraic equations that cannot be reformulated as ordinary differential equations in general. We propose a control strategy which combines a feedforward controller based on the servo-constraints approach with a feedback controller based on a recent funnel control design. As an important tool for both approaches we present a new procedure to derive the internal dynamics of a multibody system. Furthermore, we present a feasible set of coordinates for the internal dynamics avoiding the effort involved with the computation of the Byrnes-Isidori form. The control design is demonstrated by a simulation for a nonlinear non-minimum phase multi-input, multi-output robotic manipulator with kinematic loop.

math.OC↗

Funnel control for the monodomain equations with the FitzHugh-Nagumo model

We consider a nonlinear reaction diffusion system of parabolic type known as the monodomain equations, which model the interaction of the electric current in a cell. Together with the FitzHugh-Nagumo model for the nonlinearity they represent defibrillation processes of the human heart. We study a fairly general type with co-located inputs and outputs describing both boundary and distributed control and observation. The control objective is output trajectory tracking with prescribed performance. To achieve this we employ the funnel controller, which is model-free and of low complexity. The controller introduces a nonlinear and time-varying term in the closed-loop system, for which we prove existence and uniqueness of solutions. Additionally, exploiting the parabolic nature of the problem, we obtain Hölder continuity of the state, inputs and outputs. We illustrate our results by a simulation of a standard test example for the termination of reentry waves.

math.OC↗

Funnel control of nonlinear systems

Tracking of reference signals is addressed in the context of a class of nonlinear controlled systems modelled by $r$-th order functional differential equations, encompassing inter alia systems with unknown "control direction" and dead-zone input effects. A control structure is developed which ensures that, for every member of the underlying system class and every admissible reference signal, the tracking error evolves in a prescribed funnel chosen to reflect transient and asymptotic accuracy objectives. Two fundamental properties underpin the system class: bounded-input bounded-output stable internal dynamics, and a high-gain property (an antecedent of which is the concept of sign-definite high-frequency gain in the context of linear systems).

math.OC↗

Shape-based Feature Engineering for Solar Flare Prediction

Solar flares are caused by magnetic eruptions in active regions (ARs) on the surface of the sun. These events can have significant impacts on human activity, many of which can be mitigated with enough advance warning from good forecasts. To date, machine learning-based flare-prediction methods have employed physics-based attributes of the AR images as features; more recently, there has been some work that uses features deduced automatically by deep learning methods (such as convolutional neural networks). We describe a suite of novel shape-based features extracted from magnetogram images of the Sun using the tools of computational topology and computational geometry. We evaluate these features in the context of a multi-layer perceptron (MLP) neural network and compare their performance against the traditional physics-based attributes. We show that these abstract shape-based features outperform the features chosen by the human experts, and that a combination of the two feature sets improves the forecasting capability even further.

astro-ph.SR↗

Linear relations and their singular chains

Singular chain spaces for linear relations in linear spaces play a fundamental role in the decomposition of linear relations in finite-dimensional spaces. In this paper singular chains and singular chain spaces are discussed in detail for not necessarily finite-dimensional linear spaces. This leads to an identity characterizing a singular chain space in terms of root spaces. The so-called proper eigenvalues of a linear relation play an important role in the finite-dimensional case.

math.FA↗

Is the Juice Worth the Squeeze? Machine Learning (ML) In and For Agent-Based Modelling (ABM)

In recent years, many scholars praised the seemingly endless possibilities of using machine learning (ML) techniques in and for agent-based simulation models (ABM). To get a more comprehensive understanding of these possibilities, we conduct a systematic literature review (SLR) and classify the literature on the application of ML in and for ABM according to a theoretically derived classification scheme. We do so to investigate how exactly machine learning has been utilized in and for agent-based models so far and to critically discuss the combination of these two promising methods. We find that, indeed, there is a broad range of possible applications of ML to support and complement ABMs in many different ways, already applied in many different disciplines. We see that, so far, ML is mainly used in ABM for two broad cases: First, the modelling of adaptive agents equipped with experience learning and, second, the analysis of outcomes produced by a given ABM. While these are the most frequent, there also exist a variety of many more interesting applications. This being the case, researchers should dive deeper into the analysis of when and how which kinds of ML techniques can support ABM, e.g. by conducting a more in-depth analysis and comparison of different use cases. Nonetheless, as the application of ML in and for ABM comes at certain costs, researchers should not use ML for ABMs just for the sake of doing it.

econ.TH↗

Calibrating GONG Magnetograms with End-to-end Instrument Simulation I: Background, the GONG Instrument, and End-to-end Simulation

This is the first of three papers describing an `absolute' calibration of the GONG magnetograph using an end-to-end simulation of its measurement process. The input to this simulation is a MURaM 3D MHD photospheric simulation and the output is the corresponding set of simulated data numbers which would be recorded by the GONG detectors. These simulated data numbers are then used to produce `synthetic magnetograms' which can be compared with the simulation inputs. This paper describes the GONG instrument, the MURaM datacube, our instrument simulator, and calculation of synthetic magnetograms, setting the stage for the subsequent two papers. These will first lay groundwork for calibration (and magnetogram comparison in general), then apply them to calibration of GONG using the simulation results.

astro-ph.SR↗

Calibrating GONG Magnetograms with End-to-end Instrument Simulation III: Comparison, Calibration, and Results

This is the last of three papers describing an `absolute' calibration of the GONG magnetograph using and end-to-end simulation of its measurement process. The simulation begins with a MURaM 3D MHD datacube and ends with a `synthetic magnetogram' of the corresponding magnetic field values as they would be observed by GONG. We determine a calibration by comparing the synthetic magnetic field measurements with the MURaM magnetic field values that produced them. The previous two papers have described the GONG measurement process (both instrument and data processing), our simulation of it, and the theory of magnetogram comparison and calibration. In this paper, we address some final points on calibration, combine all of this work into a set of calibration curves, and consider the results. We also review the results of the previous two papers for locality of reference. Our calibration indicates that GONG magnetograms underestimate weak flux by a factor of over 2 near disk center, but that factor decreases to about 1 as the line-of-sight approaches the limb. A preliminary investigation of the generalizability of these results suggests other instruments will be affected in a similar way. We also find that some differences in previous magnetograph comparisons are artifacts of instrumental resolution which do not reflect an intrinsic calibration difference, and the measurements are more similar than sometimes thought. These results are directly applicable to question of solar wind prediction model accuracies, particularly in the search for the cause of the common discrepancy between predicted solar wind magnetic flux at 1 AU and values measured in situ by current satellite missions.

astro-ph.SR↗