arXiv subjects

Thomas W. Grimm

Publications and source records attributed to Thomas W. Grimm.

At least 91 records · Page 5Linked to original sources

arXiv2012

F-theory fluxes, Chirality and Chern-Simons theories

We study the charged chiral matter spectrum of four-dimensional F-theory compactifications on elliptically fibered Calabi-Yau fourfolds by using the dual M-theory description. A chiral spectrum can be induced by M-theory four-form flux on the fully resolved Calabi-Yau fourfold. In M-theory this flux yields three-dimensional Chern-Simons couplings in the Coulomb branch of the gauge theory. In the F-theory compactification on an additional circle these couplings are only generated by one-loop corrections with charged fermions running in the loop. This identification allows us to infer the net number of chiral matter fields of the four-dimensional effective theory. The chirality formulas can be evaluated by using the intersection numbers and the cones of effective curves of the resolved fourfolds. We argue that a study of the effective curves also allows to follow the resolution process at each co-dimension. To write simple chirality formulas we suggest to use the effective curves involved in the resolution process to determine the matter surfaces and to connect with the group theory at co-dimension two in the base. We exemplify our methods on examples with SU(5) and SU(5)xU(1) gauge group.

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arXiv2012

Fluxes and Warping for Gauge Couplings in F-theory

We compute flux-dependent corrections in the four-dimensional F-theory effective action using the M-theory dual description. In M-theory the 7-brane fluxes are encoded by four-form flux and modify the background geometry and Kaluza-Klein reduction ansatz. In particular, the flux sources a warp factor which also depends on the torus directions of the compactification fourfold. This dependence is crucial in the derivation of the four-dimensional action, although the torus fiber is auxiliary in F-theory. In M-theory the 7-branes are described by an infinite array of Taub-NUT spaces. We use the explicit metric on this geometry to derive the locally corrected warp factor and M-theory three-from as closed expressions. We focus on contributions to the 7-brane gauge coupling function from this M-theory back-reaction and show that terms quadratic in the internal seven-brane flux are induced. The real part of the gauge coupling function is modified by the M-theory warp factor while the imaginary part is corrected due to a modified M-theory three-form potential. The obtained contributions match the known weak string coupling result, but also yield additional terms suppressed at weak coupling. This shows that the completion of the M-theory reduction opens the way to compute various corrections in a genuine F-theory setting away from the weak string coupling limit.

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arXiv2011

Gravitational Instantons and Fluxes from M/F-theory on Calabi-Yau fourfolds

We compactify four-dimensional N=1 gauged supergravity theories on a circle including fluxes for shift-symmetric scalars. Four-dimensional Taub-NUT gravitational instantons universally correct the three-dimensional superpotential in the absence of fluxes. In the presence of fluxes these Taub-NUT instanton contributions are no longer gauge-invariant. Invariance can be restored by gauge instantons on top of Taub-NUT instantons. We establish the embedding of this scenario into M-theory. Circle fluxes and gaugings arise from a restricted class of M-theory four-form fluxes on a resolved Calabi-Yau fourfold. The M5-brane on the base of the elliptic fourfold dualizes into the universal Taub-NUT instanton. In the presence of fluxes this M5-brane is anomalous. We argue that anomaly free contributions arise from involved M5-brane geometries dual to gauge-instantons on top of Taub-NUT instantons. Adding a four-dimensional superpotential to the gravitational instanton corrections leads to three-dimensional Anti-de Sitter vacua at stabilized compactification radius. We comment on the possibility to uplift these M-theory vacua, and to tunnel to four-dimensional F-theory vacua.

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arXiv2011

Massive Abelian Gauge Symmetries and Fluxes in F-theory

F-theory compactified on a Calabi-Yau fourfold naturally describes non-Abelian gauge symmetries through the singularity structure of the elliptic fibration. In contrast Abelian symmetries are more difficult to study because of their inherently global nature. We argue that in general F-theory compactifications there are massive Abelian symmetries, such as the uplift of the Abelian part of the U(N) gauge group on D7-branes, that arise from non-Kahler resolutions of the dual M-theory setup. The four-dimensional F-theory vacuum with vanishing expectation values for the gauge fields corresponds to the Calabi-Yau limit. We propose that fluxes that are turned on along these U(1)s are uplifted to non-harmonic four-form fluxes. We derive the effective four-dimensional gauged supergravity resulting from F-theory compactifications in the presence of the Abelian gauge factors including the effects of possible fluxes on the gauging, tadpoles and matter spectrum.

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arXiv2011

The N=1 effective actions of D-branes in Type IIA and IIB orientifolds

We discuss the four-dimensional N=1 effective actions of single space-time filling Dp-branes in general Type IIA and Type IIB Calabi-Yau orientifold compactifications. The effective actions depend on an infinite number of normal deformations and gauge connection modes. For D6-branes the N=1 Kaehler potential, the gauge-coupling function, the superpotential and the D-terms are determined as functions of these fields. They can be expressed as integrals over chains which end on the D-brane cycle and a reference cycle. The infinite deformation space will reduce to a finite-dimensional moduli space of special Lagrangian submanifolds upon imposing F- and D-term supersymmetry conditions. We show that the Type IIA moduli space geometry is captured by three real functionals encoding the deformations of special Lagrangian submanifolds, holomorphic three-forms and Kaehler two-forms of Calabi-Yau manifolds. These elegantly combine in the N=1 Kaehler potential, which reduces after applying mirror symmetry to the results previously determined for space-time filling D3-, D5- and D7-branes. We also propose general chain integral expressions for the Kaehler potentials of Type IIB D-branes.

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arXiv2011

On Fluxed Instantons and Moduli Stabilisation in IIB Orientifolds and F-theory

We study the superpotential induced by Euclidean D3-brane instantons carrying instanton flux, with special emphasis on its significance for the stabilisation of Kahler moduli and Neveu-Schwarz axions in Type IIB orientifolds. Quite generally, once a chiral observable sector is included in the compactification, arising on intersecting D7-branes with world-volume flux, resulting charged instanton zero modes prevent a class of instantons from participating in moduli stabilisation. We show that instanton flux on Euclidean D3-branes can remove these extra zero modes and helps in reinstating full moduli stabilisation within a geometric regime. We comment also on the F-theoretic description of this effect of alleviating the general tension between moduli stabilisation and chirality. In addition we propose an alternative solution to this problem based on dressing the instantons with charged matter fields which is unique to F-theory and cannot be realised in the weak coupling limit.

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arXiv2011

Five-Brane Superpotentials, Blow-Up Geometries and SU(3) Structure Manifolds

We investigate the dynamics of space-time filling five-branes wrapped on curves in heterotic and orientifold Calabi-Yau compactifications. We first study the leading N=1 scalar potential on the infinite deformation space of the brane-curve around a supersymmetric configuration. The higher order potential is also determined by a brane superpotential which we compute for a subset of light deformations. We argue that these deformations map to new complex structure deformations of a non-Calabi-Yau manifold which is obtained by blowing up the brane-curve into a four-cycle and by replacing the brane by background fluxes. This translates the original brane-bulk system into a unifying geometrical formulation. Using this blow-up geometry we compute the complete set of open-closed Picard-Fuchs differential equations and identify the brane superpotential at special points in the field space for five-branes in toric Calabi-Yau hypersurfaces. This has an interpretation in open mirror symmetry and enables us to list compact disk instanton invariants. As a first step towards promoting the blow-up geometry to a supersymmetric heterotic background we propose a non-Kaehler SU(3) structure and an identification of the three-form flux.

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arXiv2010

The N=1 effective action of F-theory compactifications

The four-dimensional N=1 effective action of F-theory compactified on a Calabi-Yau fourfold is studied by lifting a three-dimensional M-theory compactification. The lift is performed by using T-duality realized via a Legendre transform on the level of the effective action, and the application of vector-scalar duality in three dimensions. The leading order Kahler potential and gauge-kinetic coupling functions are determined. In these compactifications two sources of gauge theories are present. Space-time filling non-Abelian seven-branes arise at the singularities of the elliptic fibration of the fourfold. Their couplings are included by resolving the singular fourfold. Generically a U(1)^r gauge theory arises from the R-R bulk sector if the base of the elliptically fibered Calabi-Yau fourfold supports 2r harmonic three-forms. The gauge coupling functions depend holomorphically on the complex structure moduli of the fourfold, comprising closed and open string degrees of freedom. The four-dimensional electro-magnetic duality is studied in the three-dimensional effective theory obtained after M-theory compactification. A discussion of matter couplings transforming in the adjoint of the seven-brane gauge group is included.

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arXiv2010

Five-Brane Superpotentials and Heterotic/F-theory Duality

Under heterotic/F-theory duality it was argued that a wide class of heterotic five-branes is mapped into the geometry of an F-theory compactification manifold. In four-dimensional compactifications this identifies a five-brane wrapped on a curve in the base of an elliptically fibered Calabi-Yau threefold with a specific F-theory Calabi-Yau fourfold containing the blow-up of the five-brane curve. We argue that this duality can be reformulated by first constructing a non-Calabi-Yau heterotic threefold by blowing up the curve of the five-brane into a divisor with five-brane flux. Employing heterotic/F-theory duality this leads us to the construction of a Calabi-Yau fourfold and four-form flux. Moreover, we obtain an explicit map between the five-brane superpotential and an F-theory flux superpotential. The map of the open-closed deformation problem of a five-brane in a compact Calabi-Yau threefold into a deformation problem of complex structures on a dual Calabi-Yau fourfold with four-form flux provides a powerful tool to explicitly compute the five-brane superpotential.

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arXiv2010

On Abelian Gauge Symmetries and Proton Decay in Global F-theory GUTs

The existence of abelian gauge symmetries in four-dimensional F-theory compactifications depends on the global geometry of the internal Calabi-Yau fourfold and has important phenomenological consequences. We study conceptual and phenomenological aspects of such U(1) symmetries along the Coulomb and the Higgs branch. As one application we examine abelian gauge factors arising after a certain global restriction of the Tate model that goes beyond a local spectral cover analysis. In SU(5) GUT models this mechanism enforces a global U(1)_X symmetry that prevents dimension-4 proton decay and allows for an identification of candidate right-handed neutrinos. We invoke a detailed account of the singularities of Calabi-Yau fourfolds and their mirror duals starting from an underlying E_8 and E_7 x U(1) enhanced Tate model. The global resolutions and deformations of these singularities can be used as the appropriate framework to analyse F-theory GUT models.

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arXiv2010

Computing Brane and Flux Superpotentials in F-theory Compactifications

In four-dimensional F-theory compactifications with N=1 supersymmetry the fields describing the dynamics of space-time filling 7-branes are part of the complex structure moduli space of the internal Calabi-Yau fourfold. We explicitly compute the flux superpotential in F-theory depending on all complex structure moduli, including the 7-brane deformations and the field corresponding to the dilaton-axion. Since fluxes on the 7-branes induce 5-brane charge, a local limit allows to effectively match the F-theory results to a D5-brane in a non-compact Calabi-Yau threefold with threeform fluxes. We analyze the classical and instanton contributions to the F-theory superpotential using mirror symmetry for Calabi-Yau fourfolds. The F-theory compactifications under consideration also admit heterotic dual descriptions and we discuss the identification of the moduli in this non-perturbative duality.

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arXiv2009

F-Theory GUT Vacua on Compact Calabi-Yau Fourfolds

We present compact three-generation F-theory GUT models meeting in particular the constraints of D3-tadpole cancellation and D-term supersymmetry. To this end we explicitly construct elliptically fibered Calabi-Yau fourfolds as complete intersections in a toric ambient space. Toric methods enable us to control the singular geometry of the SU(5) GUT model. The GUT brane wraps a non-generic del Pezzo surface admitting GUT symmetry breaking via hypercharge flux. It is contractible to a curve and we demonstrate the existence of a consistent decoupling limit. We compute the Euler characteristic of the singular Calabi-Yau fourfold to show that our three-generation flux solutions obtained via the spectral cover construction are consistent with D3-tadpole cancellation.

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arXiv2009

Global F-theory GUTs

We construct global F-theory GUT models on del Pezzo surfaces in compact Calabi-Yau fourfolds realized as complete intersections of two hypersurface constraints. The intersections of the GUT brane and the flavour branes as well as the gauge flux are described by the spectral cover construction. We consider a split S[U(4) x U(1)_X] spectral cover, which allows for the phenomenologically relevant Yukawa couplings and GUT breaking to the MSSM via hypercharge flux while preventing dimension-4 proton decay. General expressions for the massless spectrum, consistency conditions and a new method for the computation of curvature-induced tadpoles are presented. We also provide a geometric toolkit for further model searches in the framework of toric geometry. Finally, an explicit global model with three chiral generations and all required Yukawa couplings is defined on a Calabi-Yau fourfold which is fibered over the del Pezzo transition of the Fano threefold P^4[4].

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arXiv2009

F-theory uplifts and GUTs

We study the F-theory uplift of Type IIB orientifold models on compact Calabi-Yau threefolds containing divisors which are del Pezzo surfaces. We consider two examples defined via del Pezzo transitions of the quintic. The first model has an orientifold projection leading to two disjoint O7-planes and the second involution acts via an exchange of two del Pezzo surfaces. The two uplifted fourfolds are generically singular with minimal gauge enhancements over a divisor and, respectively, a curve in the non-Fano base. We study possible further degenerations of the elliptic fiber leading to F-theory GUT models based on subgroups of E8.

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arXiv2009

GUTs in Type IIB Orientifold Compactifications

We systematically analyse globally consistent SU(5) GUT models on intersecting D7-branes in genuine Calabi-Yau orientifolds with O3- and O7-planes. Beyond the well-known tadpole and K-theory cancellation conditions there exist a number of additional subtle but quite restrictive constraints. For the realisation of SU(5) GUTs with gauge symmetry breaking via U(1)_Y flux we present two classes of suitable Calabi-Yau manifolds defined via del Pezzo transitions of the elliptically fibred hypersurface P_{1,1,1,6,9}[18] and of the Quintic P_{1,1,1,1,1}[5], respectively. To define an orientifold projection we classify all involutions on del Pezzo surfaces. We work out the model building prospects of these geometries and present five globally consistent string GUT models in detail, including a 3-generation SU(5) model with no exotics whatsoever. We also realise other phenomenological features such as the 10 10 5 Yukawa coupling and comment on the possibility of moduli stabilisation, where we find an entire new set of so-called swiss-cheese type Calabi-Yau manifolds. It is expected that both the general constrained structure and the concrete models lift to F-theory vacua on compact Calabi-Yau fourfolds.

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arXiv2009

The D5-brane effective action and superpotential in N=1 compactifications

The four-dimensional effective action for D5-branes in generic compact Calabi-Yau orientifolds is computed by performing a Kaluza-Klein reduction. The N=1 Kaehler potential, the superpotential, the gauge-kinetic coupling function and the D-terms are derived in terms of the geometric data of the internal space and of the two-cycle wrapped by the D5-brane. In particular, we obtain the D5-brane and flux superpotential by integrating out four-dimensional three-forms which couple via the Chern-Simons action. Also the infinitesimal complex structure deformations of the two-cycle induced by the deformations of the ambient space contribute to the F-terms. The superpotential can be expressed in terms of relative periods depending on both the open and closed moduli. To analyze this dependence we blow up along the two-cycle and obtain a rigid divisor in an auxiliary compact threefold with negative first Chern class. The variation of the mixed Hodge structure on this blown-up geometry is equivalent to the original deformation problem and can be analyzed by Picard-Fuchs equations. We exemplify the blow-up procedure for a non-compact Calabi-Yau threefold given by the canonical bundle over del Pezzo surfaces.

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arXiv2008

U(1) Mediation of Flux Supersymmetry Breaking

We study the mediation of supersymmetry breaking triggered by background fluxes in Type II string compactifications with N=1 supersymmetry. The mediation arises due to an U(1) vector multiplet coupling to both a hidden supersymmetry breaking flux sector and a visible D-brane sector. The required internal manifolds can be constructed by non-Kaehler resolutions of singular Calabi-Yau manifolds. The effective action encoding the U(1) coupling is then determined in terms of the global topological properties of the internal space. We investigate suitable local geometries for the hidden and visible sector in detail. This includes a systematic study of orientifold symmetries of del Pezzo surfaces realized in compact geometries after geometric transition. We construct compact examples admitting the key properties to realize flux supersymmetry breaking and U(1) mediation. Their toric realization allows us to analyze the geometry of curve classes and confirm the topological connection between the hidden and visible sector.

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arXiv2008

Axion Inflation in Type II String Theory

Inflationary models driven by a large number of axion fields are discussed in the context of type IIB compactifications with N=1 supersymmetry. The inflatons arise as the scalar modes of the R-R two-forms evaluated on vanishing two-cycles in the compact geometry. The vanishing cycles are resolved by small two-volumes or NS-NS B-fields which sit together with the inflatons in the same supermultiplets. String world-sheets wrapping the vanishing cycles correct the metric of the R-R inflatons. They can help to generate kinetic terms close to the Planck scale and a mass hierarchy between the axions and their non-axionic partners during inflation. At small string coupling, D-brane corrections are subleading in the metric of the R-R inflatons. However, an axion potential can be generated by D1 instantons or gaugino condensates on D5 branes. Models with sufficiently large number of axions admit regions of chaotic inflation which can stretch over the whole axion field range for potentials from gaugino condensates. These models could allow for a possibly detectable amount of gravitational waves with tensor to scalar ratio as high as r<0.14.

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