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Thomas Zwick

Publications and source records attributed to Thomas Zwick.

At least 19 recordsLinked to original sources

Secure OFDM Waveform Design for ISAC: Artificial Phase-Doppler Shifts Against Passive Sensing

This paper proposes a novel low probability of intercept (LPI) waveform design approach for orthogonal frequency-division multiplexing (OFDM)-based integrated sensing and communication systems by introducing artificial phase and Doppler shifts. These controlled impairments, unknown to eavesdroppers, effectively disrupt passive radar processing and intercept attempts. At legitimate receivers, they can be fully compensated, so that standard OFDM communication and sensing performance are preserved. To support the effectiveness of the proposed LPI waveform design for OFDM-based ISAC, measurement results with 1 GHz bandwidth at 27 GHz are presented considering different impairment introduction approaches, all with no impact on cooperative system performance, and compensation capabilities at the eavesdropper.

eess.SP

Optimization-Based Behavioral Modeling of Mixers for Frequency Comb OFDM Radar Processing

This paper presents an optimization-based behavioral model for mixers driven by multi-tone local oscillator (LO) signals, considered specifically for frequency comb orthogonal frequency-division multiplexing radar applications. Unlike traditional models, the proposed approach is designed and tested for multi-tone LO excitations. The model uses polynomial nonlinearities for both intermediate frequency and LO ports, supported by spectrum-domain fitting that selectively emphasizes strong intermodulation products. In addition, a polynomial block is introduced to capture input power-dependent phase nonlinearity. The approach is validated using circuit-level simulations and supported by measurements. Radar processing results show the model replicates distortive effects in simulations. The proposed model enables rapid system-level performance estimations and waveform optimization, replacing computationally expensive circuit-level simulations.

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Breaking the CP Limit: Robust Long-Range OFDM Sensing via Interference Cleaning

In orthogonal frequency-division multiplexing-based radar and integrated sensing and communication systems, the sensing range is traditionally limited by the round-trip time corresponding to the cyclic prefix duration. Targets whose echoes arrive after this duration induce intersymbol interference (ISI) and associated intercarrier interference (ICI), which significantly degrade detection performance, elevate the interference-noise floor in the radar image, and reduce the useful signal power due to window mismatch. Existing methods face a trade-off between recovering useful signal and suppressing interference, particularly in multi-target scenarios. This paper proposes two frameworks to resolve this dilemma, offering a flexible trade-off between computational cost and target detection performance. First, a signal model is derived, demonstrating that ISI and ICI-oriented interference often dominates thermal noise in high-dynamic-range scenarios. To combat the ISI and ICI-based interference-noise floor increase, joint-interference cancellation with coherent compensation is proposed. This approach is an efficient evolution of the successive-interference cancellation algorithm, utilizing high-precision chirp Z-transform estimation and frequency-domain coherent compensation to recover weak distant targets. For scenarios requiring maximum precision, the full reconstruction-based sliding window scheme is presented, which shifts the receive window to capture optimal signal energy while performing full-signal reconstruction for all detected targets. Numerical results show that both methods outperform state-of-the-art benchmarks.

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Bistatic ISAC: Practical Challenges and Solutions

This article presents and discusses challenges and solutions for practical issues in bistatic integrated sensing and communication (ISAC) in 6G networks. Considering orthogonal frequency-division multiplexing as the adopted waveform, a discussion on system design aiming to achieve both a desired sensing key performance indicators and limit the impact of hardware impairments is presented. In addition, signal processing techniques to enable over-the-air synchronization and generation of periodograms with range, Doppler shift, and angular information are discussed. Simulation results are then presented for a cellular-based ISAC scenario considering system parameterization compliant to current 5G and, finally, a discussion on open challenges for future deployments is presented.

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Analysis of Sensing in OFDM-based ISAC under the Influence of Sampling Jitter

To enable integrated sensing and communication (ISAC) in cellular networks, a wide range of additional requirements and challenges are either imposed or become more critical. One such impairment is sampling jitter (SJ), which arises due to imperfections in the sampling instants of the clocks of digital-to-analog converters (DACs) and analog-to-digital converters (ADCs). While SJ is already well studied for communication systems based on orthogonal frequency-division multiplexing (OFDM), which is expected to be the waveform of choice for most sixth-generation (6G) scenarios where ISAC could be possible, the implications of SJ on the OFDM-based radar sensing must still be thoroughly analyzed. Considering that phase-locked loop (PLL)-based oscillators are used to derive sampling clocks, which leads to colored SJ, i.e., SJ with non-flat power spectral density, this article analyzes the resulting distortion of the adopted digital constellation modulation and sensing performance in OFDM-based ISAC for both baseband (BB) and bandpass (BP) sampling strategies and different oversampling factors. For BB sampling, it is seen that SJ induces intercarrier interference (ICI), while for BP sampling, it causes carrier phase error and more severe ICI due to a phase noise-like effect at the digital intermediate frequency. Obtained results for a single-input single-output OFDM-based ISAC system with various OFDM signal parameterizations demonstrate that SJ-induced degradation becomes non-negligible for both BB and BP sampling only for root mean square (RMS) SJ values above 10^-11 s at both DAC and ADC, which corresponds to 0.5*10^-2 times the considered critical sampling period without oversampling. Based on the achieved results, it can be concluded that state-of-the-art hardware enables sufficient communication and sensing robustness against SJ, as RMS SJ values in the femtosecond range can be achieved.

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Multi-RIS Deployment Optimization for mmWave ISAC Systems in Real-World Environments

Reconfigurable intelligent surface-assisted integrated sensing and communication (RIS-ISAC) presents a promising system architecture to leverage the wide bandwidth available at millimeter-wave (mmWave) frequencies, while mitigating severe signal propagation losses and reducing infrastructure costs. To enhance ISAC functionalities in the future air-ground integrated network applications, RIS deployment must be carefully designed and evaluated, which forms the core motivation of this paper. To ensure practical relevance, a multi-RIS-ISAC system is established, with its signal model at mmWave frequencies demonstrated using ray-launching calibrated to real-world environments. On this basis, an energy-efficiency-driven optimization problem is formulated to minimize the multi-RIS size-to-coverage sum ratio, comprehensively considering real-world RIS deployment constraints, positions, orientations, as well as ISAC beamforming strategies at both the base station and the RISs. To solve the resulting non-convex mixed-integer problem, a simplified reformulation based on equivalent gain scaling method is introduced. A two-step iterative algorithm is then proposed, in which the deployment parameters are determined under fixed RIS positions in the first step, and the RIS position set is updated in the second step to progressively approach the optimum solution. Simulation results based on realistic parameter benchmarks present that the optimized RISs deployment significantly enhances communication coverage and sensing accuracy with the minimum RIS sizes, outperforming existing approaches.

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Interference Analysis and Successive Interference Cancellation for Multistatic OFDM-based ISAC Systems

Multistatic integrated sensing and communications (ISAC) systems, which use distributed transmitters and receivers, offer enhanced spatial coverage and sensing accuracy compared to stand-alone ISAC configurations. However, these systems face challenges due to interference between co-existing ISAC nodes, especially during simultaneous operation. In this paper, we analyze the impact of this mutual interference arising from the co-existence in a multistatic ISAC scenario, where a mono- and a bistatic ISAC system share the same spectral resources. We first classify differenct types of interference in the power domain. Then, we discuss how the interference can affect both sensing and communications in terms of bit error rate (BER), error vector magnitude (EVM), and radar image under varied transmit power and RCS configurations through simulations. Along with interfernce analysis, we propose a low-complexity successive interference cancellation method that adaptively cancels either the monostatic reflection or the bistatic line-of-sight signal based on a monostatic radar image signal-to-interference-plus-noise ratio (SINR). The proposed framework is evaluated with both simulations and proof-of-concept measurements using an ISAC testbed with a radar echo generator for object emulation. The results have shown that the proposed method reduces BER and improves EVM as well as radar image SINR across a wide range of SINR conditions. These results demonstrate that accurate component-wise cancellation can be achieved with low computational overhead, making the method suitable for practical applications.

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System Concept and Demonstration of Bistatic MIMO-OFDM-based ISAC

In future sixth-generation (6G) mobile networks, radar sensing is expected to be offered as an additional service to its original purpose of communication. Merging these two functions results in integrated sensing and communication (ISAC) systems. In this context, bistatic ISAC appears as a possibility to exploit the distributed nature of cellular networks while avoiding highly demanding hardware requirements such as full-duplex operation. Recent studies have introduced strategies to perform required synchronization and data exchange between nodes for bistatic ISAC operation, based on orthogonal frequency-division multiplexing (OFDM), however, only for single-input single-output architectures. In this article, a system concept for a bistatic multiple-input multiple-output (MIMO)-OFDM-based ISAC system with beamforming at both transmitter and receiver is proposed, and a distribution synchronization concept to ensure coherence among the different receive channels for direction-of-arrival estimation is presented. After a discussion on the ISAC processing chain, including relevant aspects for practical deployments such as transmitter digital pre-distortion and receiver calibration, a 4x8 MIMO measurement setup at 27.5 GHz and results are presented to validate the proposed system and distribution synchronization concepts.

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Joint BS Deployment and Power Optimization for Minimum EMF Exposure with RL in Real-World Based Urban Scenario

Base station (BS) deployment remains a critical task with successive wireless communication generations and increasing data rates demands, while the electromagnetic field (EMF) exposure is often underrated, yielding potential health implications. Therefore, this paper proposes a workflow that adjusts BS deployment and radiated power in a 3D urban scenario to jointly consider EMF exposure and coverage. To achieve this ambition, firstly, a novel least-time shoot-and-bounce ray (SBR) ray-launching (RL) tool is developed to improve computational efficiency, and simultaneously enhance diffraction modeling} for accurate EMF exposure calculation, validated with real-world measurements. To efficiently extend the computation across the target urban area, the adaptive grid refinement (AGR) algorithm is designed based on the spatial stability of the effective channel while accounting for BS beamforming, enabling global estimation of EMF exposure and signal coverage. Subsequently, to better represent real-world communication network behaviors, the actual maximum transmit power, intercell interference, and channel state information imperfection are incorporated on the BS side, while mobility over the EMF exposure averaging interval is captured on the user equipment side. Upon the aforementioned aspects, the coverage-guaranteed EMF exposure minimization problem is formulated in a realistic and accurate manner, and solved by a geometry-aware algorithm adapted to deterministic channel models, yielding the optimal BS deployment and power configuration. In comparison to a baseline that relies on an empirical channel model, the proposed workflow delivers more reliable estimation of EMF exposure and provides practical guidance for BS construction and operations.

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Optical Arbitrary Waveform Generation (OAWG) Using Actively Phase-Stabilized Spectral Stitching

The conventional way of generating optical waveforms relies on the in-phase and quadrature (IQ) modulation of a continuous wave (CW) laser tone. In this case, the bandwidth of the resulting optical waveform is limited by the underlying electronic components, in particular by the digital-to-analog converters (DACs) generating the drive signals for the IQ modulator. This bandwidth bottleneck can be overcome by using a concept known as optical arbitrary waveform generation (OAWG), where multiple IQ modulators and DACs are operated in parallel to first synthesize individual spectral slices, which are subsequently combined to form a single ultra-broadband arbitrary optical waveform. However, targeted synthesis of arbitrary optical waveforms from multiple spectral slices has so far been hampered by difficulties to maintain the correct optical phase relationship between the slices. In this paper, we propose and demonstrate spectrally sliced OAWG with active phase stabilization, which permits targeted synthesis of truly arbitrary optical waveforms. We demonstrate the viability of the scheme by synthesizing optical waveforms with record-high bandwidths of up to 325 GHz from four individually generated optical tributaries. In a proof-of-concept experiment, we use the OAWG system to generate 32QAM data signals at symbol rates of up to 320 GBd, which we transmit over 87 km of single-mode fiber and receive by a two-channel non-sliced optical arbitrary waveform measurement (OAWM) system, achieving excellent signal quality. We believe that our scheme can unlock the full potential of OAWG and disrupt a wide range of applications in high-speed optical communications, photonic-electronic digital-to-analog conversion, as well as advanced test and measurement in science and industry.

physics.optics

On the Sensing Performance of OFDM-based ISAC under the Influence of Oscillator Phase Noise

Integrated sensing and communication (ISAC) is a novel capability expected for sixth generation (6G) cellular networks. To that end, several challenges must be addressed to enable both mono- and bistatic sensing in existing deployments. A common impairment in both architectures is oscillator phase noise (PN), which not only degrades communication performance, but also severely impairs radar sensing. To enable a broader understanding of orthogonal-frequency division multiplexing (OFDM)-based sensing impaired by PN, this article presents an analysis of sensing peformance in OFDM-based ISAC for different waveform parameter choices and settings in both mono- and bistatic architectures. In this context, the distortion of the adopted digital constellation modulation is analyzed and the resulting PN-induced effects in range-Doppler radar images are investigated both without and with PN compensation. These effects include peak power loss of target reflections and higher sidelobe levels, especially in the Doppler shift direction. In the conducted analysis, these effects are measured by the peak power loss ratio, peak-to-sidelobe level ratio, and integrated sidelobe level ratio parameters, the two latter being evaluated in both range and Doppler shift directions. In addition, the signal-to-interference ratio is analyzed to allow not only quantifying the distortion of a target reflection, but also measuring the interference floor level in a radar image. The achieved results allow to quantify not only the PN-induced impairments to a single target, but also how the induced degradation may impair the sensing performance of OFDM-based ISAC systems in multi-target scenarios.

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Pilot-Based SFO Estimation for Bistatic Integrated Sensing and Communication

Enabling bistatic radar sensing within the context of integrated sensing and communication (ISAC) for future sixth generation mobile networks demands strict synchronization accuracy, which is particularly challenging to be achieved with over-the-air synchronization. Existing algorithms handle time and frequency offsets adequately, but provide insufficiently accurate sampling frequency offset (SFO) estimates that result in degradation of obtained radar images in the form of signal-to-noise ratio loss and migration of range and Doppler shift. This article introduces an SFO estimation algorithm named tilt inference of time offset (TITO) for orthogonal frequency-division multiplexing (OFDM)-based ISAC. Using available pilot subcarriers, TITO obtains channel impulse response estimates and extracts information on the SFO-induced delay migration to a dominant reference path with constant range, Doppler shift, and angle between transmit and receive ISAC nodes. TITO then adaptively selects the delay estimates that are only negligibly impaired by SFO-induced intersymbol interference, ultimately employing them to estimate the SFO. Assuming a scenario without a direct line-of-sight (LoS) between the aforementioned transmitting and receiving ISAC nodes, a system concept with a relay reflective intelligent surface (RIS) is used to create the aforementioned reference path is proposed. Besides a mathematical derivation of accuracy bounds, simulation and measurements at 26.2 GHz are presented to demonstrate TITO's superiority over existing methods in terms of SFO estimation accuracy and robustness.

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Bridging Simulation and Measurements through Ray-Launching Analysis: A Study in a Complex Urban Scenario Environment

With the rapid increase in mobile subscribers, there is a drive towards achieving higher data rates, prompting the use of higher frequencies in future wireless communication technologies. Wave propagation channel modeling for these frequencies must be considered in conjunction with measurement results. This paper presents a ray-launching (RL)-based simulation in a complex urban scenario characterized by an undulating terrain with a high density of trees. The simulation results tend to closely match the reported measurements when more details are considered. This underscores the benefits of using the RL method, which provides detailed space-time and angle-delay results.

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Bistatic OFDM-based ISAC with Over-the-Air Synchronization: System Concept and Performance Analysis

Integrated sensing and communication (ISAC) has been defined as one goal for 6G mobile communication systems. In this context, this article introduces a bistatic ISAC system based on orthogonal frequency-division multiplexing (OFDM). While the bistatic architecture brings advantages such as not demanding full duplex operation with respect to the monostatic one, the need for synchronizing transmitter and receiver is imposed. In this context, this article introuces a bistatic ISAC signal processing framework where an incoming OFDM-based ISAC signal undergoes over-the-air synchronization based on preamble symbols and pilots. Afterwards, bistatic radar processing is performed using either only pilot subcarriers or the full OFDM frame. The latter approach requires estimation of the originally transmitted frame based on communication processing and therefore error-free communication, which can be achieved via appropriate channel coding. The performance and limitations of the introduced system based on both aforementioned approaches are assessed via an analysis of the impact of residual synchronization mismatches and data decoding failures on both communication and radar performances. Finally, the performed analyses are validated by proof-of-concept measurement results.

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Freeform terahertz structures fabricated by multi-photon lithography and metal coating

Direct-write multi-photon laser lithography (MPL) combines highest resolution on the nanoscale with essentially unlimited 3D design freedom. Over the previous years, the groundbreaking potential of this technique has been demonstrated in various application fields, including micromechanics, material sciences, microfluidics, life sciences as well as photonics, where in-situ printed optical coupling elements offer new perspectives for package-level system integration. However, millimeter-wave (mmW) and terahertz (THz) devices could not yet leverage the unique strengths of MPL, even though the underlying devices and structures could also greatly benefit from 3D freeform microfabrication. One of the key challenges in this context is the fact that functional mmW and THz structures require materials with high electrical conductivity and low dielectric losses, which are not amenable to structuring by multi-photon polymerization. In this work, we introduce and experimentally demonstrate a novel approach that allows to leverage MPL for fabricating high-performance mmW and THz structures with hitherto unachieved functionalities. Our concept exploits in-situ printed polymer templates that are selectively coated through highly directive metal deposition techniques in combination with precisely aligned 3D-printed shadowing structures. The resulting metal-coated freeform structures offer high surface quality in combination with low dielectric losses and conductivities comparable to bulk material values, while lending themselves to fabrication on planar mmW/THz circuits. We experimentally show the viability of our concept by demonstrating a series of functional THz structures such as THz interconnects, probe tips, and suspended antennas. We believe that our approach offers disruptive potential in the field of mmW and THz technology and may unlock an entirely new realm of laser-based 3D manufacturing.

physics.optics

Bistatic OFDM-based Joint Radar-Communication: Synchronization, Data Communication and Sensing

This article introduces a bistatic joint radar-communication (RadCom) system based on orthogonal frequency-division multiplexing (OFDM). In this context, the adopted OFDM frame structure is described and system model encompassing time, frequency, and sampling synchronization mismatches between the transmitter and receiver of the bistatic system is outlined. Next, the signal processing approaches for synchronization and communication are discussed, and radar sensing processing approaches using either only pilots or a reconstructed OFDM frame based on the estimated receive communication data are presented. Finally, proof-of-concept measurement results are presented to validate the investigated system and a trade-off between frame size and the performance of the aforementioned processing steps is observed.

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Enabling Joint Radar-Communication Operation in Shift Register-Based PMCW Radars

This article introduces adaptations to the conventional frame structure in binary phase-modulated continuous wave (PMCW) radars with sequence generation via linear-feedbck shift registers and additional processing steps to enable joint radar-communication (RadCom) operation. In this context, a preamble structure based on pseudorandom binary sequences (PRBSs) that is compatible with existing synchronization algorithms is outlined, and the allocation of pilot PRBS blocks is discussed. Finally, results from proof-of-concept measurements are presented to illustrate the effects of the choice of system and signal parameters and validate the investigated PMCW-based RadCom system and synchronization strategy.

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Slice-Less Optical Arbitrary Waveform Measurement (OAWM) in a Bandwidth of More than 600 GHz Using Soliton Microcombs

We propose and demonstrate a novel scheme for optical arbitrary waveform measurement (OAWM) that exploits chip-scale Kerr soliton combs as highly scalable multiwavelength local oscillators (LO) for ultra-broadband full-field waveform acquisition. In contrast to earlier concepts, our approach does not require any optical slicing filters and thus lends itself to efficient implementation on state-of-the-art high-index-contrast integration platforms such as silicon photonics. The scheme allows to measure truly arbitrary waveforms with high accuracy, based on a dedicated system model which is calibrated by means of a femtosecond laser with known pulse shape. We demonstrated the viability of the approach in a proof-of-concept experiment by capturing an optical waveform that contains multiple 16 QAM and 64 QAM wavelength-division multiplexed (WDM) data signals with symbol rates of up to 80 GBd, reaching overall line rates of up to 1.92 Tbit/s within an optical acquisition bandwidth of 610 GHz. To the best of our knowledge, this is the highest bandwidth that has so far been demonstrated in an OAWM experiment.

physics.optics