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Tianren Peng

Publications and source records attributed to Tianren Peng.

4 recordsLinked to original sources

Unified Optimization of Source Weights and Transfer Quantities in Multi-Source Transfer Learning: An Asymptotic Framework

In multi-source transfer learning, a key challenge lies in how to appropriately differentiate and utilize heterogeneous source tasks. However, existing multi-source methods typically focus on optimizing either the source weights or the amount of transferred samples, largely neglecting their joint consideration. In this work, we propose a theoretical framework, Unified Optimization of Weights and Quantities (UOWQ), that jointly determines the optimal source weights and transfer quantities for each source task. Specifically, the framework formulates multi-source transfer learning as a parameter estimation problem based on an asymptotic analysis of a Kullback--Leibler divergence--based generalization error measure, leading to two main theoretical findings: 1) using all available source samples is always optimal when the weights are properly adjusted; 2) the optimal source weights are characterized by a principled optimization problem whose structure explicitly incorporates the Fisher information, parameter discrepancy, parameter dimensionality, and transfer quantities. Building on the theoretical results, we further propose a practical algorithm for multi-source transfer learning, and extend it to multi-task learning settings where each task simultaneously serves as both a source and a target. Extensive experiments on real-world benchmarks, including DomainNet and Office-Home, demonstrate that UOWQ consistently outperforms strong baselines. The results validate both the theoretical predictions and the practical effectiveness of our framework.

cs.LG

A High-Dimensional Statistical Method for Optimizing Transfer Quantities in Multi-Source Transfer Learning

Multi-source transfer learning provides an effective solution to data scarcity in real-world supervised learning scenarios by leveraging multiple source tasks. In this field, existing works typically use all available samples from sources in training, which constrains their training efficiency and may lead to suboptimal results. To address this, we propose a theoretical framework that answers the question: what is the optimal quantity of source samples needed from each source task to jointly train the target model? Specifically, we introduce a generalization error measure based on K-L divergence, and minimize it based on high-dimensional statistical analysis to determine the optimal transfer quantity for each source task. Additionally, we develop an architecture-agnostic and data-efficient algorithm OTQMS to implement our theoretical results for target model training in multi-source transfer learning. Experimental studies on diverse architectures and two real-world benchmark datasets show that our proposed algorithm significantly outperforms state-of-the-art approaches in both accuracy and data efficiency. The code and supplementary materials are available in https://github.com/zqy0126/OTQMS.

cs.LG

LoRA-DA: Data-Aware Initialization for Low-Rank Adaptation via Asymptotic Analysis

LoRA has become a widely adopted method for PEFT, and its initialization methods have attracted increasing attention. However, existing methods have notable limitations: many methods do not incorporate target-domain data, while gradient-based methods exploit data only at a shallow level by relying on one-step gradient decomposition. In this paper, we establish a theoretical framework for data-aware LoRA initialization. Starting from minimizing the expectation of the parameter discrepancy between the fine-tuned and target models, we derive an optimization problem with two components: a bias term, which is related to the parameter distance between the fine-tuned and target models, and is approximated using a Fisher-gradient formulation to preserve anisotropy; and a variance term, which accounts for the uncertainty introduced by sampling stochasticity through the Fisher information. Solving this problem yields an optimal initialization strategy for LoRA, based on which we develop an efficient algorithm, LoRA-DA. Empirical results across multiple benchmarks demonstrate that LoRA-DA consistently improves final accuracy over existing initialization methods. Additional studies show faster, more stable convergence, robustness across ranks, and only a small initialization overhead for LoRA-DA. The source code is available at https://github.com/zqy0126/LoRA-DA.

cs.LG

On Theoretical Interpretations of Concept-Based In-Context Learning

In-Context Learning (ICL) has emerged as an important new paradigm in natural language processing and large language model (LLM) applications. However, the theoretical understanding of the ICL mechanism remains limited. This paper aims to investigate this issue by studying a particular ICL approach, called concept-based ICL (CB-ICL). In particular, we propose theoretical analyses on applying CB-ICL to ICL tasks, which explains why and when the CB-ICL performs well for predicting query labels in prompts with only a few demonstrations. In addition, the proposed theory quantifies the knowledge that can be leveraged by the LLMs to the prompt tasks, and leads to a similarity measure between the prompt demonstrations and the query input, which provides important insights and guidance for model pre-training and prompt engineering in ICL. Moreover, the impact of the prompt demonstration size and the dimension of the LLM embeddings in ICL are also explored based on the proposed theory. Finally, several real-data experiments are conducted to validate the practical usefulness of CB-ICL and the corresponding theory.

cs.IT