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Tianxing He

Publications and source records attributed to Tianxing He.

At least 37 records · Page 2Linked to original sources

SATA: A Paradigm for LLM Jailbreak via Simple Assistive Task Linkage

Large language models (LLMs) have made significant advancements across various tasks, but their safety alignment remain a major concern. Exploring jailbreak prompts can expose LLMs' vulnerabilities and guide efforts to secure them. Existing methods primarily design sophisticated instructions for the LLM to follow, or rely on multiple iterations, which could hinder the performance and efficiency of jailbreaks. In this work, we propose a novel jailbreak paradigm, Simple Assistive Task Linkage (SATA), which can effectively circumvent LLM safeguards and elicit harmful responses. Specifically, SATA first masks harmful keywords within a malicious query to generate a relatively benign query containing one or multiple [MASK] special tokens. It then employs a simple assistive task such as a masked language model task or an element lookup by position task to encode the semantics of the masked keywords. Finally, SATA links the assistive task with the masked query to jointly perform the jailbreak. Extensive experiments show that SATA achieves state-of-the-art performance and outperforms baselines by a large margin. Specifically, on AdvBench dataset, with mask language model (MLM) assistive task, SATA achieves an overall attack success rate (ASR) of 85% and harmful score (HS) of 4.57, and with element lookup by position (ELP) assistive task, SATA attains an overall ASR of 76% and HS of 4.43.

cs.CR↗

SC-LoRA: Balancing Efficient Fine-tuning and Knowledge Preservation via Subspace-Constrained LoRA

Parameter-Efficient Fine-Tuning (PEFT) methods, particularly Low-Rank Adaptation (LoRA), are indispensable for efficiently customizing Large Language Models (LLMs). However, vanilla LoRA suffers from slow convergence speed and knowledge forgetting problems. Recent studies have leveraged the power of designed LoRA initialization, to enhance the fine-tuning efficiency, or to preserve knowledge in the pre-trained LLM. However, none of these works can address the two cases at the same time. To this end, we introduce Subspace-Constrained LoRA (SC-LoRA), a novel LoRA initialization framework engineered to navigate the trade-off between efficient fine-tuning and knowledge preservation. We achieve this by constraining the output of trainable LoRA adapters in a low-rank subspace, where the context information of fine-tuning data is most preserved while the context information of preserved knowledge is least retained, in a balanced way. Such constraint enables the trainable weights to primarily focus on the main features of fine-tuning data while avoiding damaging the preserved knowledge features. We provide theoretical analysis on our method, and conduct extensive experiments including safety preservation and world knowledge preservation, on various downstream tasks. In our experiments, SC-LoRA succeeds in delivering superior fine-tuning performance while markedly diminishing knowledge forgetting, surpassing contemporary LoRA initialization methods.

cs.LG↗

A Visualized Framework for Event Cooperation with Generative Agents

Large Language Models (LLMs) have revolutionized the simulation of agent societies, enabling autonomous planning, memory formation, and social interactions. However, existing frameworks often overlook systematic evaluations for event organization and lack visualized integration with physically grounded environments, limiting agents' ability to navigate spaces and interact with items realistically. We develop MiniAgentPro, a visualization platform featuring an intuitive map editor for customizing environments and a simulation player with smooth animations. Based on this tool, we introduce a comprehensive test set comprising eight diverse event scenarios with basic and hard variants to assess agents' ability. Evaluations using GPT-4o demonstrate strong performance in basic settings but highlight coordination challenges in hard variants.

cs.AI↗

Towards Black-Box Membership Inference Attack for Diffusion Models

Given the rising popularity of AI-generated art and the associated copyright concerns, identifying whether an artwork was used to train a diffusion model is an important research topic. The work approaches this problem from the membership inference attack (MIA) perspective. We first identify the limitation of applying existing MIA methods for proprietary diffusion models: the required access of internal U-nets. To address the above problem, we introduce a novel membership inference attack method that uses only the image-to-image variation API and operates without access to the model's internal U-net. Our method is based on the intuition that the model can more easily obtain an unbiased noise prediction estimate for images from the training set. By applying the API multiple times to the target image, averaging the outputs, and comparing the result to the original image, our approach can classify whether a sample was part of the training set. We validate our method using DDIM and Stable Diffusion setups and further extend both our approach and existing algorithms to the Diffusion Transformer architecture. Our experimental results consistently outperform previous methods.

cs.CR↗

LLMs vs. Chinese Anime Enthusiasts: A Comparative Study on Emotionally Supportive Role-Playing

Large Language Models (LLMs) have demonstrated impressive capabilities in role-playing conversations and providing emotional support as separate research directions. However, there remains a significant research gap in combining these capabilities to enable emotionally supportive interactions with virtual characters. To address this research gap, we focus on anime characters as a case study because of their well-defined personalities and large fan bases. This choice enables us to effectively evaluate how well LLMs can provide emotional support while maintaining specific character traits. We introduce ChatAnime, the first Emotionally Supportive Role-Playing (ESRP) dataset. We first thoughtfully select 20 top-tier characters from popular anime communities and design 60 emotion-centric real-world scenario questions. Then, we execute a nationwide selection process to identify 40 Chinese anime enthusiasts with profound knowledge of specific characters and extensive experience in role-playing. Next, we systematically collect two rounds of dialogue data from 10 LLMs and these 40 Chinese anime enthusiasts. To evaluate the ESRP performance of LLMs, we design a user experience-oriented evaluation system featuring 9 fine-grained metrics across three dimensions: basic dialogue, role-playing and emotional support, along with an overall metric for response diversity. In total, the dataset comprises 2,400 human-written and 24,000 LLM-generated answers, supported by over 132,000 human annotations. Experimental results show that top-performing LLMs surpass human fans in role-playing and emotional support, while humans still lead in response diversity. We hope this work can provide valuable resources and insights for future research on optimizing LLMs in ESRP. Our datasets are available at https://github.com/LanlanQiu/ChatAnime.

cs.CL↗

Can A Society of Generative Agents Simulate Human Behavior and Inform Public Health Policy? A Case Study on Vaccine Hesitancy

Can we simulate a sandbox society with generative agents to model human behavior, thereby reducing the over-reliance on real human trials for assessing public policies? In this work, we investigate the feasibility of simulating health-related decision-making, using vaccine hesitancy, defined as the delay in acceptance or refusal of vaccines despite the availability of vaccination services (MacDonald, 2015), as a case study. To this end, we introduce the VacSim framework with 100 generative agents powered by Large Language Models (LLMs). VacSim simulates vaccine policy outcomes with the following steps: 1) instantiate a population of agents with demographics based on census data; 2) connect the agents via a social network and model vaccine attitudes as a function of social dynamics and disease-related information; 3) design and evaluate various public health interventions aimed at mitigating vaccine hesitancy. To align with real-world results, we also introduce simulation warmup and attitude modulation to adjust agents' attitudes. We propose a series of evaluations to assess the reliability of various LLM simulations. Experiments indicate that models like Llama and Qwen can simulate aspects of human behavior but also highlight real-world alignment challenges, such as inconsistent responses with demographic profiles. This early exploration of LLM-driven simulations is not meant to serve as definitive policy guidance; instead, it serves as a call for action to examine social simulation for policy development.

cs.MA↗

Jailbreak Large Vision-Language Models Through Multi-Modal Linkage

With the significant advancement of Large Vision-Language Models (VLMs), concerns about their potential misuse and abuse have grown rapidly. Previous studies have highlighted VLMs' vulnerability to jailbreak attacks, where carefully crafted inputs can lead the model to produce content that violates ethical and legal standards. However, existing methods struggle against state-of-the-art VLMs like GPT-4o, due to the over-exposure of harmful content and lack of stealthy malicious guidance. In this work, we propose a novel jailbreak attack framework: Multi-Modal Linkage (MML) Attack. Drawing inspiration from cryptography, MML utilizes an encryption-decryption process across text and image modalities to mitigate over-exposure of malicious information. To align the model's output with malicious intent covertly, MML employs a technique called "evil alignment", framing the attack within a video game production scenario. Comprehensive experiments demonstrate MML's effectiveness. Specifically, MML jailbreaks GPT-4o with attack success rates of 97.80% on SafeBench, 98.81% on MM-SafeBench and 99.07% on HADES-Dataset. Our code is available at https://github.com/wangyu-ovo/MML.

cs.CV↗

Demonstrations of Integrity Attacks in Multi-Agent Systems

Large Language Models (LLMs) have demonstrated remarkable capabilities in natural language understanding, code generation, and complex planning. Simultaneously, Multi-Agent Systems (MAS) have garnered attention for their potential to enable cooperation among distributed agents. However, from a multi-party perspective, MAS could be vulnerable to malicious agents that exploit the system to serve self-interests without disrupting its core functionality. This work explores integrity attacks where malicious agents employ subtle prompt manipulation to bias MAS operations and gain various benefits. Four types of attacks are examined: \textit{Scapegoater}, who misleads the system monitor to underestimate other agents' contributions; \textit{Boaster}, who misleads the system monitor to overestimate their own performance; \textit{Self-Dealer}, who manipulates other agents to adopt certain tools; and \textit{Free-Rider}, who hands off its own task to others. We demonstrate that strategically crafted prompts can introduce systematic biases in MAS behavior and executable instructions, enabling malicious agents to effectively mislead evaluation systems and manipulate collaborative agents. Furthermore, our attacks can bypass advanced LLM-based monitors, such as GPT-4o-mini and o3-mini, highlighting the limitations of current detection mechanisms. Our findings underscore the critical need for MAS architectures with robust security protocols and content validation mechanisms, alongside monitoring systems capable of comprehensive risk scenario assessment.

cs.CL↗

Learning Syntax Without Planting Trees: Understanding Hierarchical Generalization in Transformers

Transformers trained on natural language data have been shown to learn its hierarchical structure and generalize to sentences with unseen syntactic structures without explicitly encoding any structural bias. In this work, we investigate sources of inductive bias in transformer models and their training that could cause such generalization behavior to emerge. We extensively experiment with transformer models trained on multiple synthetic datasets and with different training objectives and show that while other objectives e.g. sequence-to-sequence modeling, prefix language modeling, often failed to lead to hierarchical generalization, models trained with the language modeling objective consistently learned to generalize hierarchically. We then conduct pruning experiments to study how transformers trained with the language modeling objective encode hierarchical structure. When pruned, we find joint existence of subnetworks within the model with different generalization behaviors (subnetworks corresponding to hierarchical structure and linear order). Finally, we take a Bayesian perspective to further uncover transformers' preference for hierarchical generalization: We establish a correlation between whether transformers generalize hierarchically on a dataset and whether the simplest explanation of that dataset is provided by a hierarchical grammar compared to regular grammars exhibiting linear generalization.

cs.CL↗

Style-Compress: An LLM-Based Prompt Compression Framework Considering Task-Specific Styles

Prompt compression condenses contexts while maintaining their informativeness for different usage scenarios. It not only shortens the inference time and reduces computational costs during the usage of large language models, but also lowers expenses when using closed-source models. In a preliminary study, we discover that when instructing language models to compress prompts, different compression styles (e.g., extractive or abstractive) impact performance of compressed prompts on downstream tasks. Building on this insight, we propose Style-Compress, a lightweight framework that adapts a smaller language model to compress prompts for a larger model on a new task without additional training. Our approach iteratively generates and selects effective compressed prompts as task-specific demonstrations through style variation and in-context learning, enabling smaller models to act as efficient compressors with task-specific examples. Style-Compress outperforms two baseline compression models in four tasks: original prompt reconstruction, text summarization, multi-hop QA, and CoT reasoning. In addition, with only 10 samples and 100 queries for adaptation, prompts compressed by Style-Compress achieve performance on par with or better than original prompts at a compression ratio of 0.25 or 0.5.

cs.CL↗

Resolving Knowledge Conflicts in Large Language Models

Large language models (LLMs) often encounter knowledge conflicts, scenarios where discrepancy arises between the internal parametric knowledge of LLMs and non-parametric information provided in the prompt context. In this work we ask what are the desiderata for LLMs when a knowledge conflict arises and whether existing LLMs fulfill them. We posit that LLMs should 1) identify knowledge conflicts, 2) pinpoint conflicting information segments, and 3) provide distinct answers or viewpoints in conflicting scenarios. To this end, we introduce an evaluation framework for simulating contextual knowledge conflicts and quantitatively evaluating to what extent LLMs achieve these goals. It includes diverse and complex situations of knowledge conflict, knowledge from diverse entities and domains, two synthetic conflict creation methods, and settings with progressively increasing difficulty to reflect realistic knowledge conflicts. Extensive experiments with the framework reveal that while LLMs perform well in identifying the existence of knowledge conflicts, they struggle to determine the specific conflicting knowledge and produce a response with distinct answers amidst conflicting information. To address these challenges, we propose new instruction-based approaches that augment LLMs to better achieve the three goals. Further analysis shows that abilities to tackle knowledge conflicts are greatly impacted by factors such as knowledge domain, while generating robust responses to knowledge conflict scenarios remains an open research question.

cs.CL↗

Can LLM Graph Reasoning Generalize beyond Pattern Memorization?

Large language models (LLMs) demonstrate great potential for problems with implicit graphical structures, while recent works seek to enhance the graph reasoning capabilities of LLMs through specialized instruction tuning. The resulting 'graph LLMs' are evaluated with in-distribution settings only, thus it remains underexplored whether LLMs are learning generalizable graph reasoning skills or merely memorizing patterns in the synthetic training data. To this end, we propose the NLGift benchmark, an evaluation suite of LLM graph reasoning generalization: whether LLMs could go beyond semantic, numeric, structural, reasoning patterns in the synthetic training data and improve utility on real-world graph-based tasks. Extensive experiments with two LLMs across four graph reasoning tasks demonstrate that while generalization on simple patterns (semantic, numeric) is somewhat satisfactory, LLMs struggle to generalize across reasoning and real-world patterns, casting doubt on the benefit of synthetic graph tuning for real-world tasks with underlying network structures. We explore three strategies to improve LLM graph reasoning generalization, and we find that while post-training alignment is most promising for real-world tasks, empowering LLM graph reasoning to go beyond pattern memorization remains an open research question.

cs.CL↗

Knowledge Crosswords: Geometric Knowledge Reasoning with Large Language Models

We propose Knowledge Crosswords, a geometric knowledge reasoning benchmark consisting of incomplete knowledge networks bounded by structured factual constraints, where LLMs are tasked with inferring the missing facts to meet all constraints. The novel setting of geometric knowledge reasoning necessitates new LM abilities beyond existing atomic/linear multi-hop QA, such as backtracking, verifying facts and constraints, reasoning with uncertainty, and more. Knowledge Crosswords contains 2,101 individual problems, covering diverse knowledge domains, and is further divided into three difficulty levels. We conduct extensive experiments to evaluate existing LLMs and approaches on Knowledge Crosswords. Results demonstrate that baseline approaches struggle with larger knowledge networks and semantically-equivalent entity distractors. In light of their limitations, we propose two new approaches, Staged Prompting and Verify-All, to augment LLMs' abilities for error-aware backtracking and constraint verification. Our Verify-All significantly outperforms prior methods and is more robust towards problems in the hard subset. Further analysis shows that geometric knowledge reasoning poses new challenges to LLMs' knowledge abilities, particularly in robustness towards varying option orders, complex structural constraints in knowledge networks, "none of the above" scenarios, and more.

cs.CL↗

k-SemStamp: A Clustering-Based Semantic Watermark for Detection of Machine-Generated Text

Recent watermarked generation algorithms inject detectable signatures during language generation to facilitate post-hoc detection. While token-level watermarks are vulnerable to paraphrase attacks, SemStamp (Hou et al., 2023) applies watermark on the semantic representation of sentences and demonstrates promising robustness. SemStamp employs locality-sensitive hashing (LSH) to partition the semantic space with arbitrary hyperplanes, which results in a suboptimal tradeoff between robustness and speed. We propose k-SemStamp, a simple yet effective enhancement of SemStamp, utilizing k-means clustering as an alternative of LSH to partition the embedding space with awareness of inherent semantic structure. Experimental results indicate that k-SemStamp saliently improves its robustness and sampling efficiency while preserving the generation quality, advancing a more effective tool for machine-generated text detection.

cs.CL↗

SemStamp: A Semantic Watermark with Paraphrastic Robustness for Text Generation

Existing watermarking algorithms are vulnerable to paraphrase attacks because of their token-level design. To address this issue, we propose SemStamp, a robust sentence-level semantic watermarking algorithm based on locality-sensitive hashing (LSH), which partitions the semantic space of sentences. The algorithm encodes and LSH-hashes a candidate sentence generated by an LLM, and conducts sentence-level rejection sampling until the sampled sentence falls in watermarked partitions in the semantic embedding space. A margin-based constraint is used to enhance its robustness. To show the advantages of our algorithm, we propose a "bigram" paraphrase attack using the paraphrase that has the fewest bigram overlaps with the original sentence. This attack is shown to be effective against the existing token-level watermarking method. Experimental results show that our novel semantic watermark algorithm is not only more robust than the previous state-of-the-art method on both common and bigram paraphrase attacks, but also is better at preserving the quality of generation.

cs.CL↗

LatticeGen: A Cooperative Framework which Hides Generated Text in a Lattice for Privacy-Aware Generation on Cloud

In the current user-server interaction paradigm of prompted generation with large language models (LLM) on cloud, the server fully controls the generation process, which leaves zero options for users who want to keep the generated text to themselves. We propose LatticeGen, a cooperative framework in which the server still handles most of the computation while the user controls the sampling operation. The key idea is that the true generated sequence is mixed with noise tokens by the user and hidden in a noised lattice. Considering potential attacks from a hypothetically malicious server and how the user can defend against it, we propose the repeated beam-search attack and the mixing noise scheme. In our experiments we apply LatticeGen to protect both prompt and generation. It is shown that while the noised lattice degrades generation quality, LatticeGen successfully protects the true generation to a remarkable degree under strong attacks (more than 50% of the semantic remains hidden as measured by BERTScore).

cs.CL↗

KGQuiz: Evaluating the Generalization of Encoded Knowledge in Large Language Models

Large language models (LLMs) demonstrate remarkable performance on knowledge-intensive tasks, suggesting that real-world knowledge is encoded in their model parameters. However, besides explorations on a few probing tasks in limited knowledge domains, it is not well understood how to evaluate LLMs' knowledge systematically and how well their knowledge abilities generalize, across a spectrum of knowledge domains and progressively complex task formats. To this end, we propose KGQuiz, a knowledge-intensive benchmark to comprehensively investigate the knowledge generalization abilities of LLMs. KGQuiz is a scalable framework constructed from triplet-based knowledge, which covers three knowledge domains and consists of five tasks with increasing complexity: true-or-false, multiple-choice QA, blank filling, factual editing, and open-ended knowledge generation. To gain a better understanding of LLMs' knowledge abilities and their generalization, we evaluate 10 open-source and black-box LLMs on the KGQuiz benchmark across the five knowledge-intensive tasks and knowledge domains. Extensive experiments demonstrate that LLMs achieve impressive performance in straightforward knowledge QA tasks, while settings and contexts requiring more complex reasoning or employing domain-specific facts still present significant challenges. We envision KGQuiz as a testbed to analyze such nuanced variations in performance across domains and task formats, and ultimately to understand, evaluate, and improve LLMs' knowledge abilities across a wide spectrum of knowledge domains and tasks.

cs.CL↗

Knowledge Card: Filling LLMs' Knowledge Gaps with Plug-in Specialized Language Models

By design, large language models (LLMs) are static general-purpose models, expensive to retrain or update frequently. As they are increasingly adopted for knowledge-intensive tasks, it becomes evident that these design choices lead to failures to generate factual, relevant, and up-to-date knowledge. To this end, we propose Knowledge Card, a modular framework to plug in new factual and relevant knowledge into general-purpose LLMs. We first introduce knowledge cards -- specialized language models trained on corpora from specific domains and sources. Knowledge cards serve as parametric repositories that are selected at inference time to generate background knowledge for the base LLM. We then propose three content selectors to dynamically select and retain information in documents generated by knowledge cards, specifically controlling for relevance, brevity, and factuality of outputs. Finally, we propose two complementary integration approaches to augment the base LLM with the (relevant, factual) knowledge curated from the specialized LMs. Through extensive experiments, we demonstrate that Knowledge Card achieves state-of-the-art performance on six benchmark datasets. Ultimately, Knowledge Card framework enables dynamic synthesis and updates of knowledge from diverse domains. Its modularity will ensure that relevant knowledge can be continuously updated through the collective efforts of the research community.

cs.CL↗