arXiv subjects

Tianyu Cao

Publications and source records attributed to Tianyu Cao.

At least 19 recordsLinked to original sources

arXiv2026

Source coherence orchestrates nonlinear random wave revivals

We demonstrate that the Talbot length of periodic wave packets, long believed to be solely determined by their periodicity, is strongly affected by the source coherence in the nonlinear propagation regime. We reveal that reducing the source coherence -- and consequently the speckle size of a periodic field -- shortens the Talbot length and significantly improves the quality of the recurrent Talbot images, despite a fixed source periodicity. This effect arises from coherence-mediated nonlinear mode coupling, which alters a phase synchronization condition undergirding the wave packet revivals. Our findings expose a hidden role of coherence in governing Talbot revivals of random waves in the nonlinear regime, crucially informing the understanding and application of the Talbot effect in realistic media.

physics.optics↗

arXiv2026

Towards Reliable LLM Evaluation: Correcting the Winner's Curse in Adaptive Benchmarking

Adaptive prompt and program search makes LLM evaluation selection-sensitive. Once benchmark items are reused inside tuning, the observed winner's score need not estimate the fresh-data performance of the full tune-then-deploy procedure. We study inference for this procedure-level target under explicit tuning budgets. We propose SIREN, a selection-aware repeated-split reporting protocol that freezes the post-search shortlist, separates splitwise selection from held-out evaluation, and uses an item-level Gaussian multiplier bootstrap for uncertainty quantification. In a fixed-shortlist regime with smooth stabilized selection, the estimator admits a first-order item-level representation, and the bootstrap yields valid simultaneous inference on a finite budget grid. This supports confidence intervals for procedure-performance curves and pre-specified equal-budget and cross-budget comparisons. Controlled simulations and MMLU-Pro tuning experiments show that winner-based reporting can be optimistic and can change deployment conclusions, while SIREN remains close to the finite-sample reporting target.

stat.ML↗

arXiv2026

Mitigating Lost in Multi-turn Conversation via Curriculum RL with Verifiable Accuracy and Abstention Rewards

Large Language Models demonstrate strong capabilities in single-turn instruction following but suffer from Lost-in-Conversation (LiC), a degradation in performance as information is revealed progressively in multi-turn settings. Motivated by the current progress on Reinforcement Learning with Verifiable Rewards (RLVR), we propose Curriculum Reinforcement Learning with Verifiable Accuracy and Abstention Rewards (RLAAR), a framework that encourages models not only to generate correct answers, but also to judge the solvability of questions in the multi-turn conversation setting. Our approach employs a competence-gated curriculum that incrementally increases dialogue difficulty (in terms of instruction shards), stabilizing training while promoting reliability. Using multi-turn, on-policy rollouts and a mixed-reward system, RLAAR teaches models to balance problem-solving with informed abstention, reducing premature answering behaviors that cause LiC. Evaluated on LiC benchmarks, RLAAR significantly mitigates LiC performance decay (62.6% to 75.1%) and improves calibrated abstention rates (33.5% to 73.4%). Together, these results provide a practical recipe for building multi-turn reliable and trustworthy LLMs.

cs.CL↗

arXiv2026

DiT-Flow: Speech Enhancement Robust to Multiple Distortions based on Flow Matching in Latent Space and Diffusion Transformers

Recent advances in generative models, such as diffusion and flow matching, have shown strong performance in audio tasks. However, speech enhancement (SE) models are typically trained on limited datasets and evaluated under narrow conditions, limiting real-world applicability. To address this, we propose DiT-Flow, a flow matching-based SE framework built on the latent Diffusion Transformer (DiT) backbone and trained for robustness across diverse distortions, including noise, reverberation, and compression. DiT-Flow operates on compact variational auto-encoders (VAEs)-derived latent features. We validated our approach on StillSonicSet, a synthetic yet acoustically realistic dataset composed of LibriSpeech, FSD50K, FMA, and 90 Matterport3D scenes. Experiments show that DiT-Flow consistently outperforms state-of-the-art generative SE models, demonstrating the effectiveness of flow matching in multi-condition speech enhancement. Despite ongoing efforts to expand synthetic data realism, a persistent bottleneck in SE is the inevitable mismatch between training and deployment conditions. By integrating LoRA with the MoE framework, we achieve both parameter-efficient and high-performance training for DiT-Flow robust to multiple distortions with using 4.9% percentage of the total parameters to obtain a better performance on five unseen distortions.

eess.AS↗

arXiv2026

Sensitivity Analysis for False Discovery Rate Estimation with Published p-Values

There is recent interest in estimating the false discovery rate (FDR) with published p-values. However, there is little formal research that addresses the manner and extent to which the presumed selection, or publication, bias model impacts the bias and variance of FDR estimators. This manuscript provides general and closed-form expressions for the bias and variance of an established FDR estimator when the publication bias model (p<0.05) may or may not be correct. Expressions reveal that FDR estimates could be conservative or liberal, depending on how well a $p<0.05$ publication rule approximates the true selection mechanism. Analysis of a well-studied large-scale replication project in psychology, where selection model parameters are estimable, suggests that bias expressions are accurate in practice. Another well-studied collection of p-values mined from medical journal abstracts is used to illustrate how provided closed-form expressions may facilitate a simple sensitivity analysis when the goal is FDR estimation using selected p-values with unknown selection mechanism.

stat.ME↗

arXiv2026

Out of Style: RAG's Fragility to Linguistic Variation

Despite the impressive performance of Retrieval-augmented Generation (RAG) systems across various NLP benchmarks, their robustness in handling real-world user-LLM interaction queries remains largely underexplored. This presents a critical gap for practical deployment, where user queries exhibit greater linguistic variations and can trigger cascading errors across interdependent RAG components. In this work, we systematically analyze how varying four linguistic dimensions (formality, readability, politeness, and grammatical correctness) impact RAG performance. We evaluate two retrieval models and nine LLMs, ranging from 3 to 72 billion parameters, across four information-seeking Question Answering (QA) datasets. Our results reveal that linguistic reformulations significantly impact both retrieval and generation stages, leading to a relative performance drop of up to 40.41% in Recall@5 scores for less formal queries and 38.86% in answer match scores for queries containing grammatical errors. Notably, RAG systems exhibit greater sensitivity to such variations compared to LLM-only generations, highlighting their vulnerability to error propagation due to linguistic shifts. These findings highlight the need for improved robustness techniques to enhance reliability in diverse user interactions. Code is available at https://github.com/Springcty/RAG-fragility-to-linguistic-variation.

cs.CL↗

arXiv2025

RARE: Retrieval-Aware Robustness Evaluation for Retrieval-Augmented Generation Systems

Retrieval-Augmented Generation (RAG) enhances recency and factuality in answers. However, existing evaluations rarely test how well these systems cope with real-world noise, conflicting between internal and external retrieved contexts, or fast-changing facts. We introduce Retrieval-Aware Robustness Evaluation (RARE), a unified framework and large-scale benchmark that jointly stress-tests query and document perturbations over dynamic, time-sensitive corpora. One of the central features of RARE is a knowledge-graph-driven synthesis pipeline (RARE-Get) that automatically extracts single and multi-hop relations from the customized corpus and generates multi-level question sets without manual intervention. Leveraging this pipeline, we construct a dataset (RARE-Set) spanning 527 expert-level time-sensitive finance, economics, and policy documents and 48295 questions whose distribution evolves as the underlying sources change. To quantify resilience, we formalize retrieval-conditioned robustness metrics (RARE-Met) that capture a model's ability to remain correct or recover when queries, documents, or real-world retrieval results are systematically altered. Our findings reveal that RAG systems are unexpectedly sensitive to perturbations. Moreover, they consistently demonstrate lower robustness on multi-hop queries compared to single-hop queries across all domains.

cs.CL↗

arXiv2025

ReFESS-QI: Reference-Free Evaluation For Speech Separation With Joint Quality And Intelligibility Scoring

Source separation is a crucial pre-processing step for various speech processing tasks, such as automatic speech recognition (ASR). Traditionally, the evaluation metrics for speech separation rely on the matched reference audios and corresponding transcriptions to assess audio quality and intelligibility. However, they cannot be used to evaluate real-world mixtures for which no reference exists. This paper introduces a text-free reference-free evaluation framework based on self-supervised learning (SSL) representations. The proposed framework utilize the mixture and separated tracks to predict jointly audio quality, through the Scale Invariant Signal to Noise Ratio (SI-SNR) metric, and speech intelligibility through the Word Error Rate (WER) metric. We conducted experiments on the WHAMR! dataset, which shows a WER estimation with a mean absolute error (MAE) of 17% and a Pearson correlation coefficient (PCC) of 0.77; and SI-SNR estimation with an MAE of 1.38 and PCC of 0.95. We further demonstrate the robustness of our estimator by using various SSL representations.

eess.AS↗

arXiv2025

Exploring Reasoning-Infused Text Embedding with Large Language Models for Zero-Shot Dense Retrieval

Transformer-based models such as BERT and E5 have significantly advanced text embedding by capturing rich contextual representations. However, many complex real-world queries require sophisticated reasoning to retrieve relevant documents beyond surface-level lexical matching, where encoder-only retrievers often fall short. Decoder-only large language models (LLMs), known for their strong reasoning capabilities, offer a promising alternative. Despite this potential, existing LLM-based embedding methods primarily focus on contextual representation and do not fully exploit the reasoning strength of LLMs. To bridge this gap, we propose Reasoning-Infused Text Embedding (RITE), a simple but effective approach that integrates logical reasoning into the text embedding process using generative LLMs. RITE builds upon existing language model embedding techniques by generating intermediate reasoning texts in the token space before computing embeddings, thereby enriching representations with inferential depth. Experimental results on BRIGHT, a reasoning-intensive retrieval benchmark, demonstrate that RITE significantly enhances zero-shot retrieval performance across diverse domains, underscoring the effectiveness of incorporating reasoning into the embedding process.

cs.CL↗

arXiv2025

Con4m: Context-aware Consistency Learning Framework for Segmented Time Series Classification

Time Series Classification (TSC) encompasses two settings: classifying entire sequences or classifying segmented subsequences. The raw time series for segmented TSC usually contain Multiple classes with Varying Duration of each class (MVD). Therefore, the characteristics of MVD pose unique challenges for segmented TSC, yet have been largely overlooked by existing works. Specifically, there exists a natural temporal dependency between consecutive instances (segments) to be classified within MVD. However, mainstream TSC models rely on the assumption of independent and identically distributed (i.i.d.), focusing on independently modeling each segment. Additionally, annotators with varying expertise may provide inconsistent boundary labels, leading to unstable performance of noise-free TSC models. To address these challenges, we first formally demonstrate that valuable contextual information enhances the discriminative power of classification instances. Leveraging the contextual priors of MVD at both the data and label levels, we propose a novel consistency learning framework Con4m, which effectively utilizes contextual information more conducive to discriminating consecutive segments in segmented TSC tasks, while harmonizing inconsistent boundary labels for training. Extensive experiments across multiple datasets validate the effectiveness of Con4m in handling segmented TSC tasks on MVD. The source code is available at https://github.com/MrNobodyCali/Con4m.

cs.AI↗

arXiv2025

DCatalyst: A Unified Accelerated Framework for Decentralized Optimization

We study decentralized optimization over a network of agents, modeled as graphs, with no central server. The goal is to minimize $f+r$, where $f$ represents a (strongly) convex function averaging the local agents' losses, and $r$ is a convex, extended-value function. We introduce DCatalyst, a unified black-box framework that integrates Nesterov acceleration into decentralized optimization algorithms. %, enhancing their performance. At its core, DCatalyst operates as an \textit{inexact}, \textit{momentum-accelerated} proximal method (forming the outer loop) that seamlessly incorporates any selected decentralized algorithm (as the inner loop). We demonstrate that DCatalyst achieves optimal communication and computational complexity (up to log-factors) across various decentralized algorithms and problem instances. Notably, it extends acceleration capabilities to problem classes previously lacking accelerated solution methods, thereby broadening the effectiveness of decentralized methods. On the technical side, our framework introduce the {\it inexact estimating sequences}--a novel extension of the well-known Nesterov's estimating sequences, tailored for the minimization of composite losses in decentralized settings. This method adeptly handles consensus errors and inexact solutions of agents' subproblems, challenges not addressed by existing models.

math.OC↗

arXiv2024

Enhancing Convergence of Decentralized Gradient Tracking under the KL Property

We study decentralized multiagent optimization over networks, modeled as undirected graphs. The optimization problem consists of minimizing a nonconvex smooth function plus a convex extended-value function, which enforces constraints or extra structure on the solution (e.g., sparsity, low-rank). We further assume that the objective function satisfies the Kurdyka-Łojasiewicz (KL) property, with given exponent $θ\in [0,1)$. The KL property is satisfied by several (nonconvex) functions of practical interest, e.g., arising from machine learning applications; in the centralized setting, it permits to achieve strong convergence guarantees. Here we establish convergence of the same type for the notorious decentralized gradient-tracking-based algorithm SONATA. Specifically, $\textbf{(i)}$ when $θ\in (0,1/2]$, the sequence generated by SONATA converges to a stationary solution of the problem at R-linear rate;$ \textbf{(ii)} $when $θ\in (1/2,1)$, sublinear rate is certified; and finally $\textbf{(iii)}$ when $θ=0$, the iterates will either converge in a finite number of steps or converges at R-linear rate. This matches the convergence behavior of centralized proximal-gradient algorithms except when $θ=0$. Numerical results validate our theoretical findings.

math.OC↗

arXiv2024

Shopping MMLU: A Massive Multi-Task Online Shopping Benchmark for Large Language Models

Online shopping is a complex multi-task, few-shot learning problem with a wide and evolving range of entities, relations, and tasks. However, existing models and benchmarks are commonly tailored to specific tasks, falling short of capturing the full complexity of online shopping. Large Language Models (LLMs), with their multi-task and few-shot learning abilities, have the potential to profoundly transform online shopping by alleviating task-specific engineering efforts and by providing users with interactive conversations. Despite the potential, LLMs face unique challenges in online shopping, such as domain-specific concepts, implicit knowledge, and heterogeneous user behaviors. Motivated by the potential and challenges, we propose Shopping MMLU, a diverse multi-task online shopping benchmark derived from real-world Amazon data. Shopping MMLU consists of 57 tasks covering 4 major shopping skills: concept understanding, knowledge reasoning, user behavior alignment, and multi-linguality, and can thus comprehensively evaluate the abilities of LLMs as general shop assistants. With Shopping MMLU, we benchmark over 20 existing LLMs and uncover valuable insights about practices and prospects of building versatile LLM-based shop assistants. Shopping MMLU can be publicly accessed at https://github.com/KL4805/ShoppingMMLU. In addition, with Shopping MMLU, we host a competition in KDD Cup 2024 with over 500 participating teams. The winning solutions and the associated workshop can be accessed at our website https://amazon-kddcup24.github.io/.

cs.LG↗

arXiv2024

Characterizing Multimodal Long-form Summarization: A Case Study on Financial Reports

As large language models (LLMs) expand the power of natural language processing to handle long inputs, rigorous and systematic analyses are necessary to understand their abilities and behavior. A salient application is summarization, due to its ubiquity and controversy (e.g., researchers have declared the death of summarization). In this paper, we use financial report summarization as a case study because financial reports are not only long but also use numbers and tables extensively. We propose a computational framework for characterizing multimodal long-form summarization and investigate the behavior of Claude 2.0/2.1, GPT-4/3.5, and Cohere. We find that GPT-3.5 and Cohere fail to perform this summarization task meaningfully. For Claude 2 and GPT-4, we analyze the extractiveness of the summary and identify a position bias in LLMs. This position bias disappears after shuffling the input for Claude, which suggests that Claude seems to recognize important information. We also conduct a comprehensive investigation on the use of numeric data in LLM-generated summaries and offer a taxonomy of numeric hallucination. We employ prompt engineering to improve GPT-4's use of numbers with limited success. Overall, our analyses highlight the strong capability of Claude 2 in handling long multimodal inputs compared to GPT-4. The generated summaries and evaluation code are available at https://github.com/ChicagoHAI/characterizing-multimodal-long-form-summarization.

cs.CL↗

arXiv2023

Enhancing User Intent Capture in Session-Based Recommendation with Attribute Patterns

The goal of session-based recommendation in E-commerce is to predict the next item that an anonymous user will purchase based on the browsing and purchase history. However, constructing global or local transition graphs to supplement session data can lead to noisy correlations and user intent vanishing. In this work, we propose the Frequent Attribute Pattern Augmented Transformer (FAPAT) that characterizes user intents by building attribute transition graphs and matching attribute patterns. Specifically, the frequent and compact attribute patterns are served as memory to augment session representations, followed by a gate and a transformer block to fuse the whole session information. Through extensive experiments on two public benchmarks and 100 million industrial data in three domains, we demonstrate that FAPAT consistently outperforms state-of-the-art methods by an average of 4.5% across various evaluation metrics (Hits, NDCG, MRR). Besides evaluating the next-item prediction, we estimate the models' capabilities to capture user intents via predicting items' attributes and period-item recommendations.

cs.IR↗

arXiv2023

FolkScope: Intention Knowledge Graph Construction for E-commerce Commonsense Discovery

Understanding users' intentions in e-commerce platforms requires commonsense knowledge. In this paper, we present FolkScope, an intention knowledge graph construction framework to reveal the structure of humans' minds about purchasing items. As commonsense knowledge is usually ineffable and not expressed explicitly, it is challenging to perform information extraction. Thus, we propose a new approach that leverages the generation power of large language models~(LLMs) and human-in-the-loop annotation to semi-automatically construct the knowledge graph. LLMs first generate intention assertions via e-commerce-specific prompts to explain shopping behaviors, where the intention can be an open reason or a predicate falling into one of 18 categories aligning with ConceptNet, e.g., IsA, MadeOf, UsedFor, etc. Then we annotate plausibility and typicality labels of sampled intentions as training data in order to populate human judgments to all automatic generations. Last, to structurize the assertions, we propose pattern mining and conceptualization to form more condensed and abstract knowledge. Extensive evaluations and studies demonstrate that our constructed knowledge graph can well model e-commerce knowledge and have many potential applications.

cs.CL↗

arXiv2023

Mutually-paced Knowledge Distillation for Cross-lingual Temporal Knowledge Graph Reasoning

This paper investigates cross-lingual temporal knowledge graph reasoning problem, which aims to facilitate reasoning on Temporal Knowledge Graphs (TKGs) in low-resource languages by transfering knowledge from TKGs in high-resource ones. The cross-lingual distillation ability across TKGs becomes increasingly crucial, in light of the unsatisfying performance of existing reasoning methods on those severely incomplete TKGs, especially in low-resource languages. However, it poses tremendous challenges in two aspects. First, the cross-lingual alignments, which serve as bridges for knowledge transfer, are usually too scarce to transfer sufficient knowledge between two TKGs. Second, temporal knowledge discrepancy of the aligned entities, especially when alignments are unreliable, can mislead the knowledge distillation process. We correspondingly propose a mutually-paced knowledge distillation model MP-KD, where a teacher network trained on a source TKG can guide the training of a student network on target TKGs with an alignment module. Concretely, to deal with the scarcity issue, MP-KD generates pseudo alignments between TKGs based on the temporal information extracted by our representation module. To maximize the efficacy of knowledge transfer and control the noise caused by the temporal knowledge discrepancy, we enhance MP-KD with a temporal cross-lingual attention mechanism to dynamically estimate the alignment strength. The two procedures are mutually paced along with model training. Extensive experiments on twelve cross-lingual TKG transfer tasks in the EventKG benchmark demonstrate the effectiveness of the proposed MP-KD method.

cs.LG↗

arXiv2022

Short Text Pre-training with Extended Token Classification for E-commerce Query Understanding

E-commerce query understanding is the process of inferring the shopping intent of customers by extracting semantic meaning from their search queries. The recent progress of pre-trained masked language models (MLM) in natural language processing is extremely attractive for developing effective query understanding models. Specifically, MLM learns contextual text embedding via recovering the masked tokens in the sentences. Such a pre-training process relies on the sufficient contextual information. It is, however, less effective for search queries, which are usually short text. When applying masking to short search queries, most contextual information is lost and the intent of the search queries may be changed. To mitigate the above issues for MLM pre-training on search queries, we propose a novel pre-training task specifically designed for short text, called Extended Token Classification (ETC). Instead of masking the input text, our approach extends the input by inserting tokens via a generator network, and trains a discriminator to identify which tokens are inserted in the extended input. We conduct experiments in an E-commerce store to demonstrate the effectiveness of ETC.

cs.CL↗