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Tiejin Chen

Publications and source records attributed to Tiejin Chen.

25 records · Page 2Linked to original sources

LLM Uncertainty Quantification through Directional Entailment Graph and Claim Level Response Augmentation

The Large language models (LLMs) have showcased superior capabilities in sophisticated tasks across various domains, stemming from basic question-answer (QA), they are nowadays used as decision assistants or explainers for unfamiliar content. However, they are not always correct due to the data sparsity in specific domain corpus, or the model's hallucination problems. Given this, how much should we trust the responses from LLMs? This paper presents a novel way to evaluate the uncertainty that captures the directional instability, by constructing a directional graph from entailment probabilities, and we innovatively conduct Random Walk Laplacian given the asymmetric property of a constructed directed graph, then the uncertainty is aggregated by the derived eigenvalues from the Laplacian process. We also provide a way to incorporate the existing work's semantics uncertainty with our proposed layer. Besides, this paper identifies the vagueness issues in the raw response set and proposes an augmentation approach to mitigate such a problem, we conducted extensive empirical experiments and demonstrated the superiority of our proposed solutions.

cs.CL↗

Performance Upper Bound of Grover-Mixer Quantum Alternating Operator Ansatz

The Quantum Alternating Operator Ansatz (QAOA) represents a branch of quantum algorithms for solving combinatorial optimization problems. A specific variant, the Grover-Mixer Quantum Alternating Operator Ansatz (GM-QAOA), ensures uniform amplitude across states that share equivalent objective values. This property makes the algorithm independent of the problem structure, focusing instead on the distribution of objective values within the problem. In this work, we prove the probability upper bound for measuring a computational basis state from a GM-QAOA circuit with a given depth, which is a critical factor in QAOA cost. Using this, we derive the upper bounds for the probability of sampling an optimal solution, and for the approximation ratio of maximum optimization problems, both dependent on the objective value distribution. Through numerical analysis, we link the distribution to the problem size and build the regression models that relate the problem size, QAOA depth, and performance upper bound. Our results suggest that the GM-QAOA provides a quadratic enhancement in sampling probability and requires circuit depth that scales exponentially with problem size to maintain consistent performance.

quant-ph↗

Privacy-preserving Fine-tuning of Large Language Models through Flatness

The privacy concerns associated with the use of Large Language Models (LLMs) have grown recently with the development of LLMs such as ChatGPT. Differential Privacy (DP) techniques are explored in existing work to mitigate their privacy risks at the cost of generalization degradation. Our paper reveals that the flatness of DP-trained models' loss landscape plays an essential role in the trade-off between their privacy and generalization. We further propose a holistic framework to enforce appropriate weight flatness, which substantially improves model generalization with competitive privacy preservation. It innovates from three coarse-to-grained levels, including perturbation-aware min-max optimization on model weights within a layer, flatness-guided sparse prefix-tuning on weights across layers, and weight knowledge distillation between DP \& non-DP weights copies. Comprehensive experiments of both black-box and white-box scenarios are conducted to demonstrate the effectiveness of our proposal in enhancing generalization and maintaining DP characteristics. For instance, on text classification dataset QNLI, DP-Flat achieves similar performance with non-private full fine-tuning but with DP guarantee under privacy budget $ε=3$, and even better performance given higher privacy budgets. Codes are provided in the supplement.

cs.AI↗

When eBPF Meets Machine Learning: On-the-fly OS Kernel Compartmentalization

Compartmentalization effectively prevents initial corruption from turning into a successful attack. This paper presents O2C, a pioneering system designed to enforce OS kernel compartmentalization on the fly. It not only provides immediate remediation for sudden threats but also maintains consistent system availability through the enforcement process. O2C is empowered by the newest advancements of the eBPF ecosystem which allows to instrument eBPF programs that perform enforcement actions into the kernel at runtime. O2C takes the lead in embedding a machine learning model into eBPF programs, addressing unique challenges in on-the-fly compartmentalization. Our comprehensive evaluation shows that O2C effectively confines damage within the compartment. Further, we validate that decision tree is optimally suited for O2C owing to its advantages in processing tabular data, its explainable nature, and its compliance with the eBPF ecosystem. Last but not least, O2C is lightweight, showing negligible overhead and excellent sacalability system-wide.

cs.OS↗

Uncertainty Regularized Evidential Regression

The Evidential Regression Network (ERN) represents a novel approach that integrates deep learning with Dempster-Shafer's theory to predict a target and quantify the associated uncertainty. Guided by the underlying theory, specific activation functions must be employed to enforce non-negative values, which is a constraint that compromises model performance by limiting its ability to learn from all samples. This paper provides a theoretical analysis of this limitation and introduces an improvement to overcome it. Initially, we define the region where the models can't effectively learn from the samples. Following this, we thoroughly analyze the ERN and investigate this constraint. Leveraging the insights from our analysis, we address the limitation by introducing a novel regularization term that empowers the ERN to learn from the whole training set. Our extensive experiments substantiate our theoretical findings and demonstrate the effectiveness of the proposed solution.

cs.LG↗

Federated Learning with Projected Trajectory Regularization

Federated learning enables joint training of machine learning models from distributed clients without sharing their local data. One key challenge in federated learning is to handle non-identically distributed data across the clients, which leads to deteriorated model training performances. Prior works in this line of research mainly focus on utilizing last-step global model parameters/gradients or the linear combinations of the past model parameters/gradients, which do not fully exploit the potential of global information from the model training trajectory. In this paper, we propose a novel federated learning framework with projected trajectory regularization (FedPTR) for tackling the data heterogeneity issue, which proposes a unique way to better extract the essential global information from the model training trajectory. Specifically, FedPTR allows local clients or the server to optimize an auxiliary (synthetic) dataset that mimics the learning dynamics of the recent model update and utilizes it to project the next-step model trajectory for local training regularization. We conduct rigorous theoretical analysis for our proposed framework under nonconvex stochastic settings to verify its fast convergence under heterogeneous data distributions. Experiments on various benchmark datasets and non-i.i.d. settings validate the effectiveness of our proposed framework.

cs.LG↗

Learning Sparsity and Randomness for Data-driven Low Rank Approximation

Learning-based low rank approximation algorithms can significantly improve the performance of randomized low rank approximation with sketch matrix. With the learned value and fixed non-zero positions for sketch matrices from learning-based algorithms, these matrices can reduce the test error of low rank approximation significantly. However, there is still no good method to learn non-zero positions as well as overcome the out-of-distribution performance loss. In this work, we introduce two new methods Learning Sparsity and Learning Randomness which try to learn a better sparsity patterns and add randomness to the value of sketch matrix. These two methods can be applied with any learning-based algorithms which use sketch matrix directly. Our experiments show that these two methods can improve the performance of previous learning-based algorithm for both test error and out-of-distribution test error without adding too much complexity.

cs.LG↗