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Tongyang Xu

Publications and source records attributed to Tongyang Xu.

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Safety-Aware Forward Detection in Networked ISAC for Low-Altitude UAV Flight

Networked integrated sensing and communication (ISAC) exploits cooperation among multiple ground base stations (GBSs) to support safe uncrewed aerial vehicle (UAV) flight in low-altitude wireless networks (LAWNs). Existing studies mainly focus on communication enhancement or target parameter estimation, while the detection reliability of non-cooperative targets in the UAV forward region remains insufficiently investigated. To address this issue, this paper proposes a safety-aware forward detection design in networked ISAC, where multiple GBSs jointly support UAV downlink communication, state estimation, and non-cooperative target detection within the forward region of interest (ROI). First, the forward ROI is determined by the UAV position, velocity, and safe braking distance, and is voxelized to characterize target-existence states. Then, the Cram\'er-Rao lower bound (CRLB) for UAV state estimation and the forward-ROI miss-detection probability are derived, and their scaling laws are characterized: In detail, the UAV state-estimation CRLB approximately decreases as $\ln^{-2}J$ with the number of cooperative GBSs $J$, while the forward-ROI miss-detection probability follows an exponential-form scaling law as $\lambda_{t}D_{f}\ln^{-2}J$. Furthermore, a safety-aware resource optimization problem is formulated to jointly configure the sensing pilot ratio, transmit power, and beam direction, balancing UAV state-estimation performance and forward detection reliability under the communication-rate constraint. Simulation results show that, compared with the baseline scheme without forward detection, the proposed design reduces the average miss-detection probability and the corresponding sensing-induced collision risk by $17.05\%$, while introducing only limited state-estimation performance degradation, reflected by a $14.82\%$ increase in the average CRLB.

cs.IT

Closed-Loop Integrated Sensing, Communication, and Control for Efficient Drone Flight

Low-altitude wireless networks (LAWN) require drones to follow specific trajectories controlled by ground base stations (GBSs). However, given complex low-altitude channel conditions and limited spectrum and power resources, sensing errors and wireless link unreliability cannot be ignored, leading to trajectory deviations that threaten flight safety. To address this issue, this paper proposes an integrated sensing-communication-control (ISCC) closed-loop trajectory tracking approach, aiming to reveal the coupling mechanisms among communication, sensing, and control during drone flight. In detail, we incorporate sensing errors in trajectory state estimation, packet losses in control command transmission, and finite blocklength transmission effects into the closed-loop dynamics. First, through theoretical analysis, we identify the dominant role of the time-frequency resources allocated to control in ensuring system stability and derive a lower bound on the resources required to guarantee stable operation. Second, to minimize tracking error, we formulate a time-frequency resource allocation optimization problem for the sensing, communication, and control components, subject to constraints on communication rate and closed-loop stability. Accordingly, a solution algorithm based on successive convex approximation is proposed. Third, simulation results indicate that once stability is ensured, system performance is primarily determined by sensing accuracy, with the trajectory tracking error exhibiting an approximately linear dependence on the position error bound. Finally, it is shown that the proposed ISCC scheme avoids trajectory divergence under FBL transmission compared with ISCC designs ignoring control packet loss, and could achieve decimeter-level average tracking accuracy, reducing the error to only 17.37% of that observed in the baseline global navigation satellite system scheme.

cs.PF

Rethinking Next-Generation Signal Waveform: Integration of Orthogonality and Non-Orthogonality

As 6G communications advance, the demand for new services and capabilities, as defined by the international telecommunication union (ITU), is increasing. A crucial aspect of 6G advancement lies in the development of signal waveforms that can meet these demands while maintaining compatibility with existing standards. This paper explores sustainable physical layer waveform options, focusing on a balanced approach that integrates non-orthogonality with orthogonality to achieve both backward compatibility and forward innovation. Specifically, we investigate two key signal formats: single-carrier orthogonal frequency division multiplexing (SC-OFDM) (1D,2D) and single-carrier non-orthogonal frequency shaping (SC-NOFS)(1D,2D). Both can use 1D frequency and 2D time-frequency precoding, offering enhanced frequency and time diversity, simplified processing, and resilience to delay-Doppler effects. SC-NOFS(2D) further introduces advantages such as improved spectral efficiency and reduced latency, making it a strong candidate for future 6G applications. The comparative analysis highlights that SC-NOFS(2D) provides a broader range of capabilities, particularly those requiring high data rate, high mobility, low-latency communication, sustainability, and interoperability, positioning it as a versatile solution for next-generation 6G communication.

eess.SP

Faster-than-Nyquist Signaling for Next-Generation Wireless: Principles, Applications, and Challenges

Future wireless networks are expected to deliver ultra-high throughput for supporting emerging applications. In such scenarios, conventional Nyquist signaling may falter. As a remedy, faster-than-Nyquist (FTN) signaling facilitates the transmission of more symbols than Nyquist signaling without expanding the time-frequency resources. We provide an accessible and structured introduction to FTN signaling, covering its core principles, theoretical foundations, unique advantages, open facets, and its road map. Specifically, we present promising coded FTN results and highlight its compelling advantages in integrated sensing and communications (ISAC), an increasingly critical function in future networks. We conclude with a discussion of open research challenges and promising directions.

cs.IT

Non-Orthogonal AFDM: A Promising Spectrum-Efficient Waveform for 6G High-Mobility Communications

This paper proposes a spectrum-efficient nonorthogonal affine frequency division multiplexing (AFDM) waveform for reliable high-mobility communications in the upcoming sixth-generation (6G) mobile systems. Our core idea is to introduce a compression factor to enable controllable subcarrier overlapping in chirp-based AFDM modulation. To mitigate intercarrier interference (ICI), we introduce linear precoding at the transmitter and an iterative detection scheme at the receiver. Simulation results demonstrate that these techniques can effectively reduce interference and maintain robust bit error rate (BER) performance even under aggressive compression factors and high-mobility channel conditions. The proposed non-orthogonal AFDM waveform offers a promising solution for next-generation wireless networks, balancing spectrum efficiency and Doppler resilience in highly dynamic environments.

eess.SP

Zero-Power Backscatter Sensing and Communication Proof-of-Concept

In this paper, we present an experimental setup to evaluate the performance of a radio frequency identification (RFID)-based integrated sensing and communication (ISAC) system. We focus on both the communication and sensing capabilities of the system. Our experiments evaluate the system's performance in various channel fading scenarios and with different substrate materials, including wood, plastic, wall, and glass. Additionally, we utilize radio tomographic imaging (RTI) to detect human motion by analyzing received signal strength indicator (RSSI) data. Our results demonstrate the impact of different materials and environments on RSSI and highlight the potential of RFID-based systems for effective sensing and communication in diverse applications.

eess.SP

Net-Zero Integrated Sensing and Communication in Backscatter Systems

Future wireless networks targeted for improving spectral and energy efficiency, are expected to simultaneously provide sensing functionality and support low-power communications. This paper proposes a novel net-zero integrated sensing and communication (ISAC) model for backscatter systems, including an access point (AP), a net-zero device, and a user receiver. We fully utilize the backscatter mechanism for sensing and communication without additional power consumption and signal processing in the hardware device, which reduces the system complexity and makes it feasible for practical applications. To further optimize the system performance, we design a novel signal frame structure for the ISAC model that effectively mitigates communication interference at the transmitter, tag, and receiver. Additionally, we employ distributed antennas for sensing which can be placed flexibly to capture a wider range of signals from diverse angles and distances, thereby improving the accuracy of sensing. We derive theoretical expressions for the symbol error rate (SER) and tag's location detection probability, and provide a detailed analysis of how the system parameters, such as transmit power and tag's reflection coefficient, affect the system performance.

eess.SP

OFDM-Standard Compatible SC-NOFS Waveforms for Low-Latency and Jitter-Tolerance Industrial IoT Communications

Traditional communications focus on regular and orthogonal signal waveforms for simplified signal processing and improved spectral efficiency. In contrast, the next-generation communications would aim for irregular and non-orthogonal signal waveforms to introduce new capabilities. This work proposes a spectrally efficient irregular Sinc (irSinc) shaping technique, revisiting the traditional Sinc back to 1924, with the aim of enhancing performance in industrial Internet of things (IIoT). In time-critical IIoT applications, low-latency and time-jitter tolerance are two critical factors that significantly impact the performance and reliability. Recognizing the inevitability of latency and jitter in practice, this work aims to propose a waveform technique to mitigate these effects via reducing latency and enhancing the system robustness under time jitter effects. The utilization of irSinc yields a signal with increased spectral efficiency without sacrificing error performance. Integrating the irSinc in a two-stage framework, a single-carrier non-orthogonal frequency shaping (SC-NOFS) waveform is developed, showcasing perfect compatibility with 5G standards, enabling the direct integration of irSinc in existing industrial IoT setups. Through 5G standard signal configuration, our signal achieves faster data transmission within the same spectral bandwidth. Hardware experiments validate an 18% saving in timing resources, leading to either reduced latency or enhanced jitter tolerance.

eess.SP

A Low-Cost Multi-Band Waveform Security Framework in Resource-Constrained Communications

Traditional physical layer secure beamforming is achieved via precoding before signal transmission using channel state information (CSI). However, imperfect CSI will compromise the performance with imperfect beamforming and potential information leakage. In addition, multiple RF chains and antennas are needed to support the narrow beam generation, which complicates hardware implementation and is not suitable for resource-constrained Internet-of-Things (IoT) devices. Moreover, with the advancement of hardware and artificial intelligence (AI), low-cost and intelligent eavesdropping to wireless communications is becoming increasingly detrimental. In this paper, we propose a multi-carrier based multi-band waveform-defined security (WDS) framework, independent from CSI and RF chains, to defend against AI eavesdropping. Ideally, the continuous variations of sub-band structures lead to an infinite number of spectral features, which can potentially prevent brute-force eavesdropping. Sub-band spectral pattern information is efficiently constructed at legitimate users via a proposed chaotic sequence generator. A novel security metric, termed signal classification accuracy (SCA), is used to evaluate the security robustness under AI eavesdropping. Communication error probability and complexity are also investigated to show the reliability and practical capability of the proposed framework. Finally, compared to traditional secure beamforming techniques, the proposed multi-band WDS framework reduces power consumption by up to six times.

eess.SP

Index Modulation Pattern Design for Non-Orthogonal Multicarrier Signal Waveforms

Spectral efficiency improvement is a key focus in most wireless communication systems and achieved by various means such as using large antenna arrays and/or advanced modulation schemes and signal formats. This work proposes to further improve spectral efficiency through combining non-orthogonal spectrally efficient frequency division multiplexing (SEFDM) systems with index modulation (IM), which can efficiently make use of the indices of activated subcarriers as communication information. Recent research has verified that IM may be used with SEFDM to alleviate inter-carrier interference (ICI) and improve error performance. This work proposes new SEFDM signal formats based on novel activation pattern designs, which limit the locations of activated subcarriers and enable a variable number of activated subcarriers in each SEFDM subblock. SEFDM-IM system designs are developed by jointly considering activation patterns, modulation schemes and signal waveform formats, with a set of solutions evaluated under different spectral efficiency scenarios. Detailed modelling of coded systems and simulation studies reveal that the proposed designs not only lead to better bit error rate (BER) but also lower peak-to-average power ratio (PAPR) and reduced computational complexity relative to other reported index-modulated systems.

eess.SP

An Experimental Proof of Concept for Integrated Sensing and Communications Waveform Design

The integration of sensing and communication (ISAC) functionalities have recently gained significant research interest as a hardware-, power-, spectrum- and cost- efficient solution. This experimental work focuses on a dual-functional radar sensing and communication framework where a single radiation waveform, either omnidirectional or directional, can realize both radar sensing and communication functions. We study a trade-off approach that can balance the performance of communications and radar sensing. We design an orthogonal frequency division multiplexing (OFDM) based multi-user multiple input multiple output (MIMO) software-defined radio (SDR) testbed to validate the dual-functional model. We carry out over-the-air experiments to investigate the optimal trade-off factor to balance the performance for both functions. On the radar performance, we measure the output beampatterns of our transmission to examine their similarity to simulation based beampatterns. On the communication side, we obtain bit error rate (BER) results from the testbed to show the communication performance using the dual-functional waveform. Our experiment reveals that the dual-functional approach can achieve comparable BER performance with pure communication-based solutions while maintaining fine radar beampatterns simultaneously.

eess.SP

Waveform-Defined Security: A Low-Cost Framework for Secure Communications

Communication security could be enhanced at physical layer but at the cost of complex algorithms and redundant hardware, which would render traditional physical layer security (PLS) techniques unsuitable for use with resource-constrained communication systems. This work investigates a waveform-defined security (WDS) framework, which differs fundamentally from traditional PLS techniques used in today's systems. The framework is not dependent on channel conditions such as signal power advantage and channel state information (CSI). Therefore, the framework is more reliable than channel dependent beamforming and artificial noise (AN) techniques. In addition, the framework is more than just increasing the cost of eavesdropping. By intentionally tuning waveform patterns to weaken signal feature diversity and enhance feature similarity, eavesdroppers will not be able to identify correctly signal formats. The wrong classification of signal formats would result in subsequent detection errors even when an eavesdropper uses brute-force detection techniques. To get a robust WDS framework, three impact factors, namely training data feature, oversampling factor and bandwidth compression factor (BCF) offset, are investigated. An optimal WDS waveform pattern is obtained at the end after a joint study of the three factors. To ensure a valid eavesdropping model, artificial intelligence (AI) dependent signal classifiers are designed followed by optimal performance achievable signal detectors. To show the compatibility in available communication systems, the WDS framework is successfully integrated in IEEE 802.11a with nearly no adding computational complexity. Finally, a low-cost software-defined radio (SDR) experiment is designed to verify the feasibility of the WDS framework in resource-constrained communications.

eess.SP

Waveform-Defined Privacy: A Signal Solution to Protect Wireless Sensing

Wireless signals are commonly used for communications. Emerging applications are giving new functions to wireless signals, in which wireless sensing is the most attractive one. Channel state information (CSI) is not only the parameter for channel equalization in communications but also the indicator for wireless sensing. However, due to the broadcast nature of wireless signals, eavesdroppers can easily capture legitimate user signals and violate user privacy by measuring CSI. Moreover, the advancement of hardware simplifies illegal eavesdropping since smart devices can track over-the-air signals through walls. Therefore, this work considers a waveform-defined privacy (WDP) solution that can hide CSI phase information and therefore protect user privacy. Besides, the proposed waveform solution achieves better performance due to the use of a unique modulation mechanism. Additionally, by tuning a waveform parameter, the waveform can also enhance communication security.

eess.SP

Wavelet Classification for Over-the-Air Non-Orthogonal Waveforms

Non-cooperative communications using non-orthogonal multicarrier signals are challenging since self-created inter carrier interference (ICI) exists, which would prevent successful signal classification. Deep learning (DL) can deal with the classification task without domain-knowledge at the cost of training complexity since neural network hyperparameters have to be extensively tuned. Previous work showed that a tremendously trained convolutional neural network (CNN) classifier can efficiently identify feature-diversity dominant signals while it failed when feature-similarity dominates. Therefore, a pre-processing strategy, which can amplify signal feature diversity is of great importance. This work applies single-level wavelet transform to manually extract time-frequency features from non-orthogonal signals. Composite statistical features are investigated and the wavelet enabled two-dimensional time-frequency feature grid is further simplified into a one-dimensional feature vector via proper statistical transform. The dimensionality reduced features are fed to an error-correcting output codes (ECOC) model, consisting of multiple binary support vector machine (SVM) learners, for multiclass signal classification. Low-cost experiments reveal 100% classification accuracy for feature-diversity dominant signals and 90% for feature-similarity dominant signals, which is nearly 28% accuracy improvement when compared with the CNN classification results.

eess.SP

Non-Orthogonal Waveforms in Secure Communications

This work investigates the possibility of using non-orthogonal multi-carrier waveforms to defend against eavesdropping attacks. The sophisticated detection required for non-orthogonal signals provides a natural defence mechanism in secure communications. However, brute-force tactics such as maximum likelihood detection would break the defence by attempting all possible solutions. Thus, a waveform scaling strategy is proposed to scale up the number of non-orthogonally packed sub-carriers, which complicates signal detections and prevents eavesdropping. In addition, a waveform tuning strategy is proposed to intentionally tune waveform parameters to enhance feature similarity. Therefore, eavesdroppers would be confused to misidentify signals resulting in subsequent detection failures.

eess.SP

Design and Prototyping of Hybrid Analogue Digital Multiuser MIMO Beamforming for Non-Orthogonal Signals

To enable user diversity and multiplexing gains, a fully digital precoding multiple input multiple output (MIMO) architecture is typically applied. However, a large number of radio frequency (RF) chains make the system unrealistic to low-cost communications. Therefore, a practical three-stage hybrid analogue-digital precoding architecture, occupying fewer RF chains, is proposed aiming for a non-orthogonal IoT signal in low-cost multiuser MIMO systems. The non-orthogonal waveform can flexibly save spectral resources for massive devices connections or improve data rate without consuming extra spectral resources. The hybrid precoding is divided into three stages including analogue-domain, digital-domain and waveform-domain. A codebook based beam selection simplifies the analogue-domain beamforming via phase-only tuning. Digital-domain precoding can fine-tune the codebook shaped beam and resolve multiuser interference in terms of both signal amplitude and phase. In the end, the waveform-domain precoding manages the self-created inter carrier interference (ICI) of the non-orthogonal signal. This work designs over-the-air signal transmission experiments for fully digital and hybrid precoding systems on software defined radio (SDR) devices. Results reveal that waveform precoding accuracy can be enhanced by hybrid precoding. Compared to a transmitter with the same RF chain resources, hybrid precoding significantly outperforms fully digital precoding by up to 15.6 dB error vector magnitude (EVM) gain. A fully digital system with the same number of antennas clearly requires more RF chains and therefore is low power-, space- and cost- efficient. Therefore, the proposed three-stage hybrid precoding is a quite suitable solution to non-orthogonal IoT applications.

eess.SP

Deep Learning for Over-the-Air Non-Orthogonal Signal Classification

Non-cooperative communications, where a receiver can automatically distinguish and classify transmitted signal formats prior to detection, are desirable for low-cost and low-latency systems. This work focuses on the deep learning enabled blind classification of multi-carrier signals covering their orthogonal and non-orthogonal varieties. We define two signal groups, in which Type-I includes signals with large feature diversity while Type-II has strong feature similarity. We evaluate time-domain and frequency-domain convolutional neural network (CNN) models in simulation with wireless channel/hardware impairments. Simulation results reveal that the time-domain neural network training is more efficient than its frequency-domain counterpart in terms of classification accuracy and computational complexity. In addition, the time-domain CNN models can classify Type-I signals with high accuracy but reduced performance in Type-II signals because of their high signal feature similarity. Experimental systems are designed and tested, using software defined radio (SDR) devices, operated for different signal formats to form full wireless communication links with line-of-sight and non-line-of-sight scenarios. Testing, using four different time-domain CNN models, showed the pre-trained CNN models to have limited efficiency and utility due to the mismatch between the analytical/simulation and practical/real-world environments. Transfer learning, which is an approach to fine-tune learnt signal features, is applied based on measured over-the-air time-domain signal samples. Experimental results indicate that transfer learning based CNN can efficiently distinguish different signal formats in both line-of-sight and non-line-of-sight scenarios with great accuracy improvement relative to the non-transfer-learning approaches.

eess.SP