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Trinh Chau

Publications and source records attributed to Trinh Chau.

3 recordsLinked to original sources

Retrieved But Not Reliable: A Survey on Attacks, and Defenses in Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) enhances large language models by grounding outputs in external knowledge, improving factuality and reducing hallucinations. At the same time, the retrieval-augmented pipeline introduces new robustness and security risks, including corpus poisoning, backdoor attacks, privacy leakage, and fairness violations. Despite rapid progress in this area, existing surveys remain limited in their treatment of attacker objectives, threat models, and stage-specific defenses across the full RAG pipeline. This survey presents a unified and pipeline-aware overview of RAG robustness. We formalize threat models over the corpus, retriever, and generator, and organize attacks into three main objectives: accuracy, privacy, and fairness. We further review defenses from a pipeline-aware perspective, covering the retrieval, rerank, generation, and traceback stages. In addition, we summarize robustness benchmarks and explainability methods for more deeply evaluating and explaining RAG robustness.

cs.CR

How Robust Are LLMs to Vietnamese Dialects?

Large Language Models (LLMs) are typically evaluated on standard written Vietnamese, yet everyday communication frequently involves regional dialects that preserve meaning but differ in surface form. Existing Vietnamese dialect work largely addresses this issue through dialect-to-standard normalization instead of measuring how the model fails under Vietnamese dialectal inputs. To address this gap, we present the first systematic evaluation of LLM robustness to Vietnamese dialect variation across multiple tasks, quantifying performance degradation and failure patterns. We introduce VialectBench (Vietnamese Dialects Benchmarking), a controlled benchmark for testing whether model decisions remain stable across six Vietnamese dialect groups. VialectBench contains 400 Standard Vietnamese source instances and 2,400 human-written dialectal rewrites spanning emotion recognition (ER), natural language inference (NLI), question answering (QA), and multiple-choice question answering (MCQA). Dataset evaluation with a fixed reference language model shows that the dialectal rewrites induce a measurable model-relative likelihood shift while remaining nearly equal in length to their Standard counterparts. Across ten instruction-tuned models, dialectal inputs reduce average performance by 2.82%, and no evaluated model is fully dialect-invariant. All four tasks are affected, with QA showing the largest average degradation. Robustness also varies substantially across dialect groups: PNT3 and PNT2 cause the largest average performance drops, at 6.17% and 4.73%, respectively, whereas PNB slightly improves average performance by 0.42%. The Central dialect group (PNT1-PNT4) also yields the highest average harmful-flip rate across all models, at 6.54%. These findings show that strong performance on Standard Vietnamese does not guarantee reliable behavior under meaning-preserving regional variation.

cs.CL

URAG: A Benchmark for Uncertainty Quantification in Retrieval-Augmented Large Language Models

Retrieval-Augmented Generation (RAG) has emerged as a widely adopted approach for enhancing LLMs in scenarios that demand extensive factual knowledge. However, current RAG evaluations concentrate primarily on correctness, which may not fully capture the impact of retrieval on LLM uncertainty and reliability. To bridge this gap, we introduce URAG, a comprehensive benchmark designed to assess the uncertainty of RAG systems across various fields like healthcare, programming, science, math, and general text. By reformulating open-ended generation tasks into multiple-choice question answering, URAG allows for principled uncertainty quantification via conformal prediction. We apply the evaluation pipeline to 8 standard RAG methods, measuring their performance through both accuracy and prediction-set sizes based on LAC and APS metrics. Our analysis shows that (1) accuracy gains often coincide with reduced uncertainty, but this relationship breaks under retrieval noise; (2) simple modular RAG methods tend to offer better accuracy-uncertainty trade-offs than more complex reasoning pipelines; and (3) no single RAG approach is universally reliable across domains. We further show that (4) retrieval depth, parametric knowledge dependence, and exposure to confidence cues can amplify confident errors and hallucinations. Ultimately, URAG establishes a systematic benchmark for analyzing and enhancing the trustworthiness of retrieval-augmented systems. Our code is available on GitHub.

cs.CL