arXiv subjects

Trung Le

Publications and source records attributed to Trung Le.

At least 37 records · Page 2Linked to original sources

arXiv2026

TokenRatio: Principled Token-Level Preference Optimization via Ratio Matching

Direct Preference Optimization (DPO) is a widely used RL-free method for aligning language models from pairwise preferences, but it models preferences over full sequences even though generation is driven by per-token decisions. Existing token-level extensions typically decompose a sequence-level Bradley-Terry objective across timesteps, leaving per-prefix (state-wise) optimality implicit. We study how to recover token-level preference optimality using only standard sequence-level pairwise comparisons. We introduce Token-level Bregman Preference Optimization (TBPO), which posits a token-level Bradley-Terry preference model over next-token actions conditioned on the prefix, and derive a Bregman-divergence density-ratio matching objective that generalizes the logistic/DPO loss while preserving the optimal policy induced by the token-level model and maintaining DPO-like simplicity. We introduce two instantiations: TBPO-Q, which explicitly learns a lightweight state baseline, and TBPO-A, which removes the baseline through advantage normalization. Across instruction following, helpfulness/harmlessness, and summarization benchmarks, TBPO improves alignment quality and training stability and increases output diversity relative to strong sequence-level and token-level baselines.

cs.CL↗

arXiv2026

FOGO: Forgetting-aware Orthogonalization Optimizer

We argue that forgetting is not confined to continual learning but is a general optimization phenomenon: during standard training, dominant mini-batch gradients suppress rare but useful update directions, causing short-term forgetting at every step. When such knowledge is never revisited, these losses compound into long-term forgetting-the classical failure mode of continual learning. We introduce FOGO, a scalable optimizer that continuously detects and resolves gradient interference across both regimes. FOGO spectrally orthogonalizes momentum updates to prevent dominant directions from monopolizing optimization, then stores representative past directions in a compact codebook memory built on random projection, where pairwise distances are provably preserved in low-dimensional space. At each step, conflicts between the current update and stored directions are resolved via lightweight orthogonal correction and lifted back through a proximal step, with minimal overhead and no data storage. Across class-imbalanced classification, continual visual learning under domain and class shifts, continual fine-tuning of LLaVA-7B, and GPT-2 pretraining, FOGO consistently improves convergence and knowledge retention, outperforming Adam and Muon.

cs.LG↗

arXiv2026

MIPIC: Matryoshka Representation Learning via Self-Distilled Intra-Relational and Progressive Information Chaining

Representation learning is fundamental to NLP, but building embeddings that work well at different computational budgets is challenging. Matryoshka Representation Learning (MRL) offers a flexible inference paradigm through nested embeddings; however, learning such structures requires explicit coordination of how information is arranged across embedding dimensionality and model depth. In this work, we propose MIPIC (Matryoshka Representation Learning via Self-Distilled Intra-Relational Alignment and Progressive Information Chaining), a unified training framework designed to produce structurally coherent and semantically compact Matryoshka representations. MIPIC promotes cross-dimensional structural consistency through Self-Distilled Intra-Relational Alignment (SIA), which aligns token-level geometric and attention-driven relations between full and truncated representations using top-k CKA self-distillation. Complementarily, it enables depth-wise semantic consolidation via Progressive Information Chaining (PIC), a scaffolded alignment strategy that incrementally transfers mature task semantics from deeper layers into earlier layers. Extensive experiments on STS, NLI, and classification benchmarks (spanning models from TinyBERT to BGEM3, Qwen3) demonstrate that MIPIC yields Matryoshka representations that are highly competitive across all capacities, with significant performance advantages observed under extreme low-dimensional.

cs.CL↗

arXiv2026

SRA: Span Representation Alignment for Large Language Model Distillation

Cross-Tokenizer Knowledge Distillation (CTKD) enables knowledge transfer between a large language model and a smaller student, even when they employ different tokenizers. While existing approaches mainly focus on token-level alignment strategies, which are often brittle and sensitive to discrepancies between tokenizers, we argue that the method of aggregating tokens into more robust representations before distillation is of equal importance. In this paper, we introduce \textbf{SRA} (\textbf{S}pan \textbf{R}epresentation \textbf{A}lignment for Large Language Model Distillation), a novel framework that reframes CTKD through the physical lens of Multi-Particle Dynamical Systems. SRA shifts the fundamental unit of alignment from tokens to robust, tokenizer-agnostic spans. We model each span as a cluster of particles and represent its state by its Center of Mass (CoM) - an attention-weighted average that captures rich semantic information. We leverage the concept of span centers of mass with attention-derived weighting to prioritize the most salient spans. In addition, we employ a geometric regularizer to preserve the structural integrity of the representation space and introduce aligned span logit distillation to enhance knowledge transfer across models. In challenging cross-architecture distillation experiments, SRA consistently and significantly outperforms state-of-the-art CTKD baselines, validating our physically-grounded approach.

cs.CL↗

arXiv2026

MTA: Multi-Granular Trajectory Alignment for Large Language Model Distillation

Knowledge distillation is a key technique for compressing large language models (LLMs), but most existing methods align representations at fixed layers or token-level outputs, ignoring how representations evolve across depth. As a result, the student is only weakly guided to capture the teacher's internal relational structure during distillation, which limits knowledge transfer. To address this limitation, we propose Multi-Granular Trajectory Alignment (MTA), a framework that aligns teacher and student representations along their layer-wise transformation trajectory. MTA adopts a layer-adaptive strategy: lower layers are aligned at the word level to preserve lexical information, while higher layers operate on phrase-level spans (e.g., noun and verb phrases) to capture compositional semantics. We instantiate this idea through a Dynamic Structural Alignment loss that matches the relative geometry among semantic units within each layer. This design is motivated by empirical findings that Transformer representations become increasingly abstract with depth, and is also consistent with linguistic views in which higher-level meaning emerges through the composition of lower-level lexical units. We further incorporate a Hidden Representation Alignment loss to directly align selected teacher-student layers. Experiments show that MTA consistently outperforms state-of-the-art baselines on standard benchmarks, with ablations confirming the contribution of each component.

cs.CL↗

arXiv2026

MemORAI: Memory Organization and Retrieval via Adaptive Graph Intelligence for LLM Conversational Agents

Large Language Models (LLMs) lack persistent memory for long-term personalized conversations. Existing graph-based memory systems suffer from information dilution, absent provenance tracking, and uniform retrieval that ignores query context. We introduce MemORAI (Memory Organization and Retrieval via Adaptive Graph Intelligence), a framework that integrates three innovations: selective memory filtering with dual-layer compression to retain user-persona-relevant content, a provenance-enriched multi-relational graph tracking factual origins at the turn level, and query-adaptive subgraph retrieval with Dynamic Weighted PageRank that applies query-conditioned edge weighting. Evaluated on LOCOMO and LongMemEval benchmarks, MemORAI achieves state-of-the-art performance in memory retrieval and personalized response generation, demonstrating that selective storage, enriched representation, and adaptive retrieval are essential for coherent, personalized LLM agents.

cs.CL↗

arXiv2026

LLM-XTM: Enhancing Cross-Lingual Topic Models with Large Language Models

Cross-lingual topic modeling aims to discover shared semantic structures across languages, yet existing models depend on sparse bilingual resources and often yield incoherent or weakly aligned topics. Recent LLM-based refinements improve interpretability but are costly, document-level, and prone to hallucination, with prior white-box approaches requiring inaccessible token probabilities. We propose LLM-XTM, a framework that integrates LLM-guided topic refinement with self-consistency uncertainty quantification, enabling black-box, stable, and scalable enhancement of cross-lingual topic models. Experiments on multilingual corpora show that LLM-XTM achieves superior topic coherence and alignment while reducing reliance on bilingual dictionaries and expensive LLM calls.

cs.CL↗

arXiv2026

Exemplar-Free Continual Learning for State Space Models

State-Space Models (SSMs) excel at capturing long-range dependencies with structured recurrence, making them well-suited for sequence modeling. However, their evolving internal states pose challenges in adapting them under Continual Learning (CL). This is particularly difficult in exemplar-free settings, where the absence of prior data leaves updates to the dynamic SSM states unconstrained, resulting in catastrophic forgetting. To address this, we propose Inf-SSM, a novel and simple geometry-aware regularization method that utilizes the geometry of the infinite-dimensional Grassmannian to constrain state evolution during CL. Unlike classical continual learning methods that constrain weight updates, Inf-SSM regularizes the infinite-horizon evolution of SSMs encoded in their extended observability subspace. We show that enforcing this regularization requires solving a matrix equation known as the Sylvester equation, which typically incurs $\mathcal{O}(n^3)$ complexity. We develop a $\mathcal{O}(n^2)$ solution by exploiting the structure and properties of SSMs. This leads to an efficient regularization mechanism that can be seamlessly integrated into existing CL methods. Comprehensive experiments on challenging benchmarks, including ImageNet-R and Caltech-256, demonstrate a significant reduction in forgetting while improving accuracy across sequential tasks.

cs.LG↗

arXiv2026

Sharpness-Guided Group Relative Policy Optimization via Probability Shaping

Reinforcement learning with verifiable rewards (RLVR) has become a practical route to improve large language model reasoning, and Group Relative Policy Optimization (GRPO) is a widely used optimizer in this setting. However, RLVR training is typically performed with limited control over generalization. We revisit GRPO through a robustness-based generalization view, where the generalization loss is upper bounded by a combination of the empirical loss and a sharpness surrogate measured by the gradient norm. Building on this perspective, we propose Sharpness-Guided GRPO (GRPO-SG), a simple token-weighted variant of GRPO that downweights tokens likely to cause overly large gradients, reducing sharp updates and stabilizing optimization, thereby improving generalization. Experiments across mathematical reasoning, logic puzzles and tool-augmented question answering show consistent improvements over GRPO, along with smoother gradient-norm trajectories, supporting GRPO-SG as a simple and effective generalization-oriented upgrade to GRPO for RLVR.

cs.LG↗

arXiv2026

A cross-species neural foundation model for end-to-end speech decoding

Speech brain-computer interfaces (BCIs) aim to restore communication for people with paralysis by translating neural activity into text. Most systems use cascaded frameworks that decode phonemes before assembling sentences with an n-gram language model (LM), preventing joint optimization of all stages simultaneously. Here, we introduce an end-to-end BraIn-to-Text (BIT) framework that translates neural activity into coherent sentences using a single differentiable neural network. Central to our approach is a cross-task, cross-species pretrained neural encoder, whose representations transfer to both attempted and imagined speech. In a cascaded setting with an n-gram LM, the pretrained encoder establishes a new state-of-the-art (SOTA) on the Brain-to-Text '24 and '25 benchmarks. Integrated end-to-end with audio large language models (LLMs) and trained with contrastive learning for cross-modal alignment, BIT reduces the word error rate (WER) of the prior end-to-end method from 24.69% to 10.22%. Notably, we find that small-scale audio LLMs markedly improve end-to-end decoding. Beyond record-setting performance, BIT aligns attempted and imagined speech embeddings to enable cross-task generalization. Altogether, our approach advances the integration of large, diverse neural datasets, paving the way for an end-to-end decoding framework that supports seamless, differentiable optimization.

cs.CL↗

arXiv2026

Spectral Flattening Is All Muon Needs: How Orthogonalization Controls Learning Rate and Convergence

Muon orthogonalizes the momentum buffer before each update, replacing its singular values with ones via Newton-Schulz iterations. This simple change lets Muon tolerate far larger learning rates and converge faster than other optimizers, but why? We show that the mechanism is spectral flattening, and develop two results around it. First, we prove that Muon's maximal stable step size scales with the average singular value of the gradient rather than the largest, which bottlenecks standard gradient descent. Second, we recast Muon as a preconditioned gradient method and show, under a Kronecker-factored curvature model, that it improves the effective convergence factor, with the improvement controlled by the spectrum of the gradient covariance. Extensive experiments validate both results: Muon remains stable at learning rates that cause SGD to diverge within the first few iterations, and reaches accuracy milestones several epochs earlier even at identical step sizes. Taken together, our results offer a principled, geometric explanation for Muon's empirical success.

cs.LG↗

arXiv2026

BSO: Safety Alignment Is Density Ratio Matching

Aligning language models for both helpfulness and safety typically requires complex pipelines-separate reward and cost models, online reinforcement learning, and primal-dual updates. Recent direct preference optimization approaches simplify training but incorporate safety through ad-hoc modifications such as multi-stage procedures or heuristic margin terms, lacking a principled derivation. We show that the likelihood ratio of the optimal safe policy admits a closed-form decomposition that reduces safety alignment to a density ratio matching problem. Minimizing Bregman divergences between the data and model ratios yields Bregman Safety Optimization (BSO), a family of single-stage loss functions, each induced by a convex generator, that provably recover the optimal safe policy. BSO is both general and simple: it requires no auxiliary models, introduces only one hyperparameter beyond standard preference optimization, and recovers existing safety-aware methods as special cases. Experiments across safety alignment benchmarks show that BSO consistently improves the safety-helpfulness trade-off.

cs.LG↗

arXiv2026

Diverse Image Priors for Black-box Data-free Knowledge Distillation

Knowledge distillation (KD) represents a vital mechanism to transfer expertise from complex teacher networks to efficient student models. However, in decentralized or secure AI ecosystems, privacy regulations and proprietary interests often restrict access to the teacher's interface and original datasets. These constraints define a challenging black-box data-free KD scenario where only top-1 predictions and no training data are available. While recent approaches utilize synthetic data, they still face limitations in data diversity and distillation signals. We propose Diverse Image Priors Knowledge Distillation (DIP-KD), a framework that addresses these challenges through a three-phase collaborative pipeline: (1) Synthesis of image priors to capture diverse visual patterns and semantics; (2) Contrast to enhance the collective distinction between synthetic samples via contrastive learning; and (3) Distillation via a novel primer student that enables soft-probability KD. Our evaluation across 12 benchmarks shows that DIP-KD achieves state-of-the-art performance, with ablations confirming data diversity as critical for knowledge acquisition in restricted AI environments.

cs.LG↗

arXiv2026

An Optimal Transport-driven Approach for Cultivating Latent Space in Online Incremental Learning

In online incremental learning, data continuously arrives with substantial distributional shifts, creating a significant challenge because previous samples have limited replay value when learning a new task. Prior research has typically relied on either a single adaptive centroid or multiple fixed centroids to represent each class in the latent space. However, such methods struggle when class data streams are inherently multimodal and require continual centroid updates. To overcome this, we introduce an online Mixture Model learning framework grounded in Optimal Transport theory (MMOT), where centroids evolve incrementally with new data. This approach offers two main advantages: (i) it provides a more precise characterization of complex data streams, and (ii) it enables improved class similarity estimation for unseen samples during inference through MMOT-derived centroids. Furthermore, to strengthen representation learning and mitigate catastrophic forgetting, we design a Dynamic Preservation strategy that regulates the latent space and maintains class separability over time. Experimental evaluations on benchmark datasets confirm the superior effectiveness of our proposed method.

cs.LG↗

arXiv2026

Unveiling m-Sharpness Through the Structure of Stochastic Gradient Noise

Sharpness-aware minimization (SAM) has emerged as a highly effective technique to improve model generalization, but its underlying principles are not fully understood. We investigate m-sharpness, where SAM performance improves monotonically as the micro-batch size for computing perturbations decreases, a phenomenon critical for distributed training yet lacking rigorous explanation. We leverage an extended Stochastic Differential Equation (SDE) framework and analyze stochastic gradient noise (SGN) to characterize the dynamics of SAM variants, including n-SAM and m-SAM. Our analysis reveals that stochastic perturbations induce an implicit variance-based sharpness regularization whose strength increases as m decreases. Motivated by this insight, we propose Reweighted SAM (RW-SAM), which employs sharpness-weighted sampling to mimic the generalization benefits of m-SAM while remaining parallelizable. Comprehensive experiments validate our theory and method.Code is available at https://github.com/RitianLuo/RW-SAM.

cs.LG↗

arXiv2026

Test-Time Instance-Specific Parameter Composition: A New Paradigm for Adaptive Generative Modeling

Existing generative models, such as diffusion and auto-regressive networks, are inherently static, relying on a fixed set of pretrained parameters to handle all inputs. In contrast, humans flexibly adapt their internal generative representations to each perceptual or imaginative context. Inspired by this capability, we introduce Composer, a new paradigm for adaptive generative modeling based on test-time instance-specific parameter composition. Composer generates input-conditioned parameter adaptations at inference time, which are injected into the pretrained model's weights, enabling per-input specialization without fine-tuning or retraining. Adaptation occurs once prior to multi-step generation, yielding higher-quality, context-aware outputs with minimal computational and memory overhead. Experiments show that Composer substantially improves performance across diverse generative models and use cases, including lightweight/quantized models and test-time scaling. By leveraging input-aware parameter composition, Composer establishes a new paradigm for designing generative models that dynamically adapt to each input, moving beyond static parameterization.

cs.CV↗

arXiv2026

Sharpness-Aware Minimization in Logit Space Efficiently Enhances Direct Preference Optimization

Direct Preference Optimization (DPO) has emerged as a popular algorithm for aligning pretrained large language models with human preferences, owing to its simplicity and training stability. However, DPO suffers from the recently identified squeezing effect (also known as likelihood displacement), where the probability of preferred responses decreases unintentionally during training. To understand and mitigate this phenomenon, we develop a theoretical framework that models the coordinate-wise dynamics in logit space. Our analysis reveals that negative-gradient updates cause residuals to expand rapidly along high-curvature directions, which underlies the squeezing effect, whereas Sharpness-Aware Minimization (SAM) can suppress this behavior through its curvature-regularization effect. Building on this insight, we investigate logits-SAM, a computationally efficient variant that perturbs only the output layer with negligible overhead. Extensive experiments on Pythia-2.8B, Mistral-7B, and Gemma-2B-IT across multiple datasets and benchmarks demonstrate that logits-SAM consistently improves the effectiveness of DPO and integrates seamlessly with other DPO variants. Code is available at https://github.com/RitianLuo/logits-sam-dpo.

cs.LG↗

arXiv2026

Antibody: Strengthening Defense Against Harmful Fine-Tuning for Large Language Models via Attenuating Harmful Gradient Influence

Fine-tuning-as-a-service introduces a threat to Large Language Models' safety when service providers fine-tune their models on poisoned user-submitted datasets, a process known as harmful fine-tuning attacks. In this work, we show that by regularizing the gradient contribution of harmful samples encountered during fine-tuning, we can effectively mitigate the impact of harmful fine-tuning attacks. To this end, we introduce Antibody, a defense strategy that first ensures robust safety alignment for the model before fine-tuning, and then applies a safety-preservation learning algorithm during fine-tuning. Specifically, in the alignment stage before fine-tuning, we propose optimizing the model to be in a flat loss region with respect to harmful samples, which makes the safety alignment more resilient to subsequent harmful fine-tuning. Then, in the fine-tuning stage, we design a fine-tuning algorithm that applies a weighting scheme to all samples in each training batch to inhibit the model from learning from harmful samples while encouraging learning from benign samples. Experimental results demonstrate that Antibody successfully mitigates harmful fine-tuning attacks while boosting fine-tuning performance on the user-submitted dataset.

cs.LG↗