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Tsung-Hui Chang

Publications and source records attributed to Tsung-Hui Chang.

At least 109 records · Page 6Linked to original sources

Multicell Coordinated Beamforming with Rate Outage Constraint--Part I: Complexity Analysis

This paper studies the coordinated beamforming (CoBF) design in the multiple-input single-output interference channel, assuming only channel distribution information given a priori at the transmitters. The CoBF design is formulated as an optimization problem that maximizes a predefined system utility, e.g., the weighted sum rate or the weighted max-min-fairness (MMF) rate, subject to constraints on the individual probability of rate outage and power budget. While the problem is non-convex and appears difficult to handle due to the intricate outage probability constraints, so far it is still unknown if this outage constrained problem is computationally tractable. To answer this, we conduct computational complexity analysis of the outage constrained CoBF problem. Specifically, we show that the outage constrained CoBF problem with the weighted sum rate utility is intrinsically difficult, i.e., NP-hard. Moreover, the outage constrained CoBF problem with the weighted MMF rate utility is also NP-hard except the case when all the transmitters are equipped with single antenna. The presented analysis results confirm that efficient approximation methods are indispensable to the outage constrained CoBF problem.

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A Block Successive Upper Bound Minimization Method of Multipliers for Linearly Constrained Convex Optimization

Consider the problem of minimizing the sum of a smooth convex function and a separable nonsmooth convex function subject to linear coupling constraints. Problems of this form arise in many contemporary applications including signal processing, wireless networking and smart grid provisioning. Motivated by the huge size of these applications, we propose a new class of first order primal-dual algorithms called the block successive upper-bound minimization method of multipliers (BSUM-M) to solve this family of problems. The BSUM-M updates the primal variable blocks successively by minimizing locally tight upper-bounds of the augmented Lagrangian of the original problem, followed by a gradient type update for the dual variable in closed form. We show that under certain regularity conditions, and when the primal block variables are updated in either a deterministic or a random fashion, the BSUM-M converges to the set of optimal solutions. Moreover, in the absence of linear constraints, we show that the BSUM-M, which reduces to the block successive upper-bound minimization (BSUM) method, is capable of linear convergence without strong convexity.

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Distributed Constrained Optimization by Consensus-Based Primal-Dual Perturbation Method

Various distributed optimization methods have been developed for solving problems which have simple local constraint sets and whose objective function is the sum of local cost functions of distributed agents in a network. Motivated by emerging applications in smart grid and distributed sparse regression, this paper studies distributed optimization methods for solving general problems which have a coupled global cost function and have inequality constraints. We consider a network scenario where each agent has no global knowledge and can access only its local mapping and constraint functions. To solve this problem in a distributed manner, we propose a consensus-based distributed primal-dual perturbation (PDP) algorithm. In the algorithm, agents employ the average consensus technique to estimate the global cost and constraint functions via exchanging messages with neighbors, and meanwhile use a local primal-dual perturbed subgradient method to approach a global optimum. The proposed PDP method not only can handle smooth inequality constraints but also non-smooth constraints such as some sparsity promoting constraints arising in sparse optimization. We prove that the proposed PDP algorithm converges to an optimal primal-dual solution of the original problem, under standard problem and network assumptions. Numerical results illustrating the performance of the proposed algorithm for a distributed demand response control problem in smart grid are also presented.

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A Framework for Phasor Measurement Placement in Hybrid State Estimation via Gauss-Newton

In this paper, we study the placement of Phasor Measurement Units (PMU) for enhancing hybrid state estimation via the traditional Gauss-Newton method, which uses measurements from both PMU devices and Supervisory Control and Data Acquisition (SCADA) systems. To compare the impact of PMU placements, we introduce a useful metric which accounts for three important requirements in power system state estimation: {\it convergence}, {\it observability} and {\it performance} (COP). Our COP metric can be used to evaluate the estimation performance and numerical stability of the state estimator, which is later used to optimize the PMU locations. In particular, we cast the optimal placement problem in a unified formulation as a semi-definite program (SDP) with integer variables and constraints that guarantee observability in case of measurements loss. Last but not least, we propose a relaxation scheme of the original integer-constrained SDP with randomization techniques, which closely approximates the optimum deployment. Simulations of the IEEE-30 and 118 systems corroborate our analysis, showing that the proposed scheme improves the convergence of the state estimator, while maintaining optimal asymptotic performance.

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Wireless Information and Energy Transfer in Multi-Antenna Interference Channel

This paper considers the transmitter design for wireless information and energy transfer (WIET) in a multiple-input single-output (MISO) interference channel (IFC). The design problem is to maximize the system throughput (i.e., the weighted sum rate) subject to individual energy harvesting constraints and power constraints. Different from the conventional IFCs without energy harvesting, the cross-link signals in the considered scenario play two opposite roles in information detection (ID) and energy harvesting (EH). It is observed that the ideal scheme, where the receivers can simultaneously perform ID and EH from the received signal, may not always achieve the best tradeoff between information transfer and energy harvesting, but simple practical schemes based on time splitting may perform better. We therefore propose two practical time splitting schemes, namely time division mode switching (TDMS) and time division multiple access (TDMA), in addition to a power splitting (PS) scheme which separates the received signal into two parts for ID and EH, respectively. In the two-user scenario, we show that beamforming is optimal to all the schemes. Moreover, the design problems associated with the TDMS and TDMA schemes admit semi-analytical solutions. In the general K-user scenario, a successive convex approximation method is proposed to handle the WIET problems associated with the ideal scheme and the PS scheme, which are known to be NP-hard in general. The K-user TDMS and TDMA schemes are shown efficiently solvable as convex problems. Simulation results show that stronger cross-link channel powers actually improve the information sum rate under energy harvesting constraints. Moreover, none of the schemes under consideration can dominate another in terms of the sum rate performance.

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Power Allocation and Time-Domain Artificial Noise Design for Wiretap OFDM with Discrete Inputs

Optimal power allocation for orthogonal frequency division multiplexing (OFDM) wiretap channels with Gaussian channel inputs has already been studied in some previous works from an information theoretical viewpoint. However, these results are not sufficient for practical system design. One reason is that discrete channel inputs, such as quadrature amplitude modulation (QAM) signals, instead of Gaussian channel inputs, are deployed in current practical wireless systems to maintain moderate peak transmission power and receiver complexity. In this paper, we investigate the power allocation and artificial noise design for OFDM wiretap channels with discrete channel inputs. We first prove that the secrecy rate function for discrete channel inputs is nonconcave with respect to the transmission power. To resolve the corresponding nonconvex secrecy rate maximization problem, we develop a low-complexity power allocation algorithm, which yields a duality gap diminishing in the order of O(1/\sqrt{N}), where N is the number of subcarriers of OFDM. We then show that independent frequency-domain artificial noise cannot improve the secrecy rate of single-antenna wiretap channels. Towards this end, we propose a novel time-domain artificial noise design which exploits temporal degrees of freedom provided by the cyclic prefix of OFDM systems {to jam the eavesdropper and boost the secrecy rate even with a single antenna at the transmitter}. Numerical results are provided to illustrate the performance of the proposed design schemes.

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Real-Time Power Balancing via Decentralized Coordinated Home Energy Scheduling

It is anticipated that an uncoordinated operation of individual home energy management (HEM) systems in a neighborhood would have a rebound effect on the aggregate demand profile. To address this issue, this paper proposes a coordinated home energy management (CoHEM) architecture in which distributed HEM units collaborate with each other in order to keep the demand and supply balanced in their neighborhood. Assuming the energy requests by customers are random in time, we formulate the proposed CoHEM design as a multi-stage stochastic optimization problem. We propose novel models to describe the deferrable appliance load (e.g., Plug-in (Hybrid) Electric Vehicles (PHEV)), and apply approximation and decomposition techniques to handle the considered design problem in a decentralized fashion. The developed decentralized CoHEM algorithm allow the customers to locally compute their scheduling solutions using domestic user information and with message exchange between their neighbors only. Extensive simulation results demonstrate that the proposed CoHEM architecture can effectively improve real-time power balancing. Extensions to joint power procurement and real-time CoHEM scheduling are also presented.

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Simultaneous Information and Energy Transfer: A Two-User MISO Interference Channel Case

This paper considers the sum rate maximization problem of a two-user multiple-input single-output interference channel with receivers that can scavenge energy from the radio signals transmitted by the transmitters. We first study the optimal transmission strategy for an ideal scenario where the two receivers can simultaneously decode the information signal and harvest energy. Then, considering the limitations of the current circuit technology, we propose two practical schemes based on TDMA, where, at each time slot, the receiver either operates in the energy harvesting mode or in the information detection mode. Optimal transmission strategies for the two practical schemes are respectively investigated. Simulation results show that the three schemes exhibit interesting tradeoff between achievable sum rate and energy harvesting requirement, and do not dominate each other in terms of maximum achievable sum rate.

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Two-Way Training for Discriminatory Channel Estimation in Wireless MIMO Systems

This work examines the use of two-way training to efficiently discriminate the channel estimation performances at a legitimate receiver (LR) and an unauthorized receiver (UR) in a multiple-input multiple-output (MIMO) wireless system. This work improves upon the original discriminatory channel estimation (DCE) scheme proposed by Chang et al where multiple stages of feedback and retraining were used. While most studies on physical layer secrecy are under the information-theoretic framework and focus directly on the data transmission phase, studies on DCE focus on the training phase and aim to provide a practical signal processing technique to discriminate between the channel estimation performances at LR and UR. A key feature of DCE designs is the insertion of artificial noise (AN) in the training signal to degrade the channel estimation performance at UR. To do so, AN must be placed in a carefully chosen subspace based on the transmitter's knowledge of LR's channel in order to minimize its effect on LR. In this paper, we adopt the idea of two-way training that allows both the transmitter and LR to send training signals to facilitate channel estimation at both ends. Both reciprocal and non-reciprocal channels are considered and a two-way DCE scheme is proposed for each scenario. {For mathematical tractability, we assume that all terminals employ the linear minimum mean square error criterion for channel estimation. Based on the mean square error (MSE) of the channel estimates at all terminals,} we formulate and solve an optimization problem where the optimal power allocation between the training signal and AN is found by minimizing the MSE of LR's channel estimate subject to a constraint on the MSE achievable at UR. Numerical results show that the proposed DCE schemes can effectively discriminate between the channel estimation and hence the data detection performances at LR and UR.

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Optimal Real-time Spectrum Sharing between Cooperative Relay and Ad-hoc Networks

Optimization based spectrum sharing strategies have been widely studied. However, these strategies usually require a great amount of real-time computation and significant signaling delay, and thus are hard to be fulfilled in practical scenarios. This paper investigates optimal real-time spectrum sharing between a cooperative relay network (CRN) and a nearby ad-hoc network. Specifically, we optimize the spectrum access and resource allocation strategies of the CRN so that the average traffic collision time between the two networks can be minimized while maintaining a required throughput for the CRN. The development is first for a frame-level setting, and then is extended to an ergodic setting. For the latter setting, we propose an appealing optimal real-time spectrum sharing strategy via Lagrangian dual optimization. The proposed method only involves a small amount of real-time computation and negligible control delay, and thus is suitable for practical implementations. Simulation results are presented to demonstrate the efficiency of the proposed strategies.

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Coordinated Beamforming for Multiuser MISO Interference Channel under Rate Outage Constraints

This paper studies the coordinated beamforming design problem for the multiple-input single-output (MISO) interference channel, assuming only channel distribution information (CDI) at the transmitters. Under a given requirement on the rate outage probability for receivers, we aim to maximize the system utility (e.g., the weighted sum rate, weighted geometric mean rate, and the weighed harmonic mean rate) subject to the rate outage constraints and individual power constraints. The outage constraints, however, lead to a complicated, nonconvex structure for the considered beamforming design problem and make the optimization problem difficult to handle. {Although} this nonconvex optimization problem can be solved in an exhaustive search manner, this brute-force approach is only feasible when the number of transmitter-receiver pairs is small. For a system with a large number of transmitter-receiver pairs, computationally efficient alternatives are necessary. The focus of this paper is hence on the design of such efficient approximation methods. In particular, by employing semidefinite relaxation (SDR) and first-order approximation techniques, we propose an efficient successive convex approximation (SCA) algorithm that provides high-quality approximate beamforming solutions via solving a sequence of convex approximation problems. The solution thus obtained is further shown to be a stationary point for the SDR of the original outage constrained beamforming design problem. {Furthermore}, we propose a distributed SCA algorithm where each transmitter optimizes its own beamformer using local CDI and information obtained from limited message exchange with the other transmitters. Our simulation results demonstrate that the proposed SCA algorithm and its distributed counterpart indeed converge, and near-optimal performance can be achieved for all the considered system utilities.

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Coordinated Home Energy Management for Real-Time Power Balancing

This paper proposes a coordinated home energy management system (HEMS) architecture where the distributed residential units cooperate with each other to achieve real-time power balancing. The economic benefits for the retailer and incentives for the customers to participate in the proposed coordinated HEMS program are given. We formulate the coordinated HEMS design problem as a dynamic programming (DP) and use approximate DP approaches to efficiently handle the design problem. A distributed implementation algorithm based on the convex optimization based dual decomposition technique is also presented. Our focus in the current paper is on the deferrable appliances, such as Plug-in (Hybrid) Electric Vehicles (PHEV), in view of their higher impact on the grid stability. Simulation results shows that the proposed coordinated HEMS architecture can efficiently improve the real-time power balancing.

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Worst-Case Robust Multiuser Transmit Beamforming Using Semidefinite Relaxation: Duality and Implications

This paper studies a downlink multiuser transmit beamforming design under spherical channel uncertainties, using a worst-case robust formulation. This robust design problem is nonconvex. Recently, a convex approximation formulation based on semidefinite relaxation (SDR) has been proposed to handle the problem. Curiously, simulation results have consistently indicated that SDR can attain the global optimum of the robust design problem. This paper intends to provide some theoretical insights into this important empirical finding. Our main result is a dual representation of the SDR formulation, which reveals an interesting linkage to a different robust design problem, and the possibility of SDR optimality.

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Outage Constrained Robust Transmit Optimization for Multiuser MISO Downlinks: Tractable Approximations by Conic Optimization

In this paper we consider a probabilistic signal-to-interference and-noise ratio (SINR) constrained problem for transmit beamforming design in the presence of imperfect channel state information (CSI), under a multiuser multiple-input single-output (MISO) downlink scenario. In particular, we deal with outage-based quality-of-service constraints, where the probability of each user's SINR not satisfying a service requirement must not fall below a given outage probability specification. The study of solution approaches to the probabilistic SINR constrained problem is important because CSI errors are often present in practical systems and they may cause substantial SINR outages if not handled properly. However, a major technical challenge is how to process the probabilistic SINR constraints. To tackle this, we propose a novel relaxation- restriction (RAR) approach, which consists of two key ingredients-semidefinite relaxation (SDR), and analytic tools for conservatively approximating probabilistic constraints. The underlying goal is to establish approximate probabilistic SINR constrained formulations in the form of convex conic optimization problems, so that they can be readily implemented by available solvers. Using either an intuitive worst-case argument or specialized probabilistic results, we develop various conservative approximation schemes for processing probabilistic constraints with quadratic uncertainties. Consequently, we obtain several RAR alternatives for handling the probabilistic SINR constrained problem. Our techniques apply to both complex Gaussian CSI errors and i.i.d. bounded CSI errors with unknown distribution. Moreover, results obtained from our extensive simulations show that the proposed RAR methods significantly improve upon existing ones, both in terms of solution quality and computational complexity.

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Distributed Robust Multi-Cell Coordinated Beamforming with Imperfect CSI: An ADMM Approach

Multi-cell coordinated beamforming (MCBF), where multiple base stations (BSs) collaborate with each other in the beamforming design for mitigating the inter-cell interference, has been a subject drawing great attention recently. Most MCBF designs assume perfect channel state information (CSI) of mobile stations (MSs); however CSI errors are inevitable at the BSs in practice. Assuming elliptically bounded CSI errors, this paper studies the robust MCBF design problem that minimizes the weighted sum power of BSs subject to worst-case signal-to-interference-plus-noise ratio (SINR) constraints on the MSs. Our goal is to devise a distributed optimization method that can obtain the worst-case robust beamforming solutions in a decentralized fashion, with only local CSI used at each BS and little backhaul signaling for message exchange between BSs. However, the considered problem is difficult to handle even in the centralized form. We first propose an efficient approximation method in the centralized form, based on the semidefinite relaxation (SDR) technique. To obtain the robust beamforming solution in a decentralized fashion, we further propose a distributed robust MCBF algorithm, using a distributed convex optimization technique known as alternating direction method of multipliers (ADMM). We analytically show the convergence of the proposed distributed robust MCBF algorithm to the optimal centralized solution and its better bandwidth efficiency in backhaul signaling over the existing dual decomposition based algorithms. Simulation results are presented to examine the effectiveness of the proposed SDR method and the distributed robust MCBF algorithm.

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Worst-Case SINR Constrained Robust Coordinated Beamforming for Multicell Wireless Systems

Multicell coordinated beamforming (MCBF) has been recognized as a promising approach to enhancing the system throughput and spectrum efficiency of wireless cellular systems. In contrast to the conventional single-cell beamforming (SBF) design, MCBF jointly optimizes the beamforming vectors of cooperative base stations (BSs) (via a central processing unit(CPU)) in order to mitigate the intercell interference. While most of the existing designs assume that the CPU has the perfect knowledge of the channel state information (CSI) of mobile stations (MSs), this paper takes into account the inevitable CSI errors at the CPU, and study the robust MCBF design problem. Specifically, we consider the worst-case robust design formulation that minimizes the weighted sum transmission power of BSs subject to worst-case signal-to-interference-plus-noise ratio (SINR) constraints on MSs. The associated optimization problem is challenging because it involves infinitely many nonconvex SINR constraints. In this paper, we show that the worst-case SINR constraints can be reformulated as linear matrix inequalities, and the approximation method known as semidefinite relation can be used to efficiently handle the worst-case robust MCBF problem. Simulation results show that the proposed robustMCBF design can provide guaranteed SINR performance for the MSs and outperforms the robust SBF design.

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Probabilistic Sinr Constrained Robust Transmit Beamforming: A Bernstein-Type Inequality Based Conservative Approach

Recently, robust transmit beamforming has drawn considerable attention because it can provide guaranteed receiver performance in the presence of channel state information (CSI) errors. Assuming complex Gaussian distributed CSI errors, this paper investigates the robust beamforming design problem that minimizes the transmission power subject to probabilistic signal-to-interference-plus-noise ratio (SINR) constraints. The probabilistic SINR constraints in general have no closed-form expression and are difficult to handle. Based on a Bernstein-type inequality of complex Gaussian random variables, we propose a conservative formulation to the robust beamforming design problem. The semidefinite relaxation technique can be applied to efficiently handle the proposed conservative formulation. Simulation results show that, in comparison with the existing methods, the proposed method is more power efficient and is able to support higher target SINR values for receivers.

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A convex approximation approach to Weighted Sum Rate Maximization of Multiuser MISO Interference Channel under outage constraints

This paper considers weighted sum rate maximization of multiuser multiple-input single-output interference channel (MISO-IFC) under outage constraints. The outage-constrained weighted sum rate maximization problem is a nonconvex optimization problem and is difficult to solve. While it is possible to optimally deal with this problem in an exhaustive search manner by finding all the Pareto-optimal rate tuples in the (discretized) outage-constrained achievable rate region, this approach, however, suffers from a prohibitive computational complexity and is feasible only when the number of transmitter-receive pairs is small. In this paper, we propose a convex optimization based approximation method for efficiently handling the outage-constrained weighted sum rate maximization problem. The proposed approximation method consists of solving a sequence of convex optimization problems, and thus can be efficiently implemented by interior-point methods. Simulation results show that the proposed method can yield near-optimal solutions.

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