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Tsz-fung Andrew Lee

Publications and source records attributed to Tsz-fung Andrew Lee.

2 recordsLinked to original sources

ShadowPEFT: Shadow Network for Parameter-Efficient Fine-Tuning

Popular low-rank parameter-efficient fine-tuning (PEFT) methods represent adaptation as separate updates to selected backbone weights, without maintaining an explicit task-specific state that is updated and reused across depth. These updates also require the backbone at inference and therefore cannot operate as standalone predictors. We propose ShadowPEFT, which consolidates trainable adaptation into a modular shadow component centered on a compact shadow model and lightweight Transformer layer-specific coupling modules. A persistent shadow state refines the frozen backbone representations and is updated from them in an interactive manner. Because the shadow model is trained as a complete predictor, it can be detached for shadow-only inference without executing the base model and can be initialized from a pretrained model. Experiments on text and image generation and understanding benchmarks show that ShadowPEFT matches or outperforms LoRA and DoRA under comparable trainable-parameter budgets. Additional analyses on shadow pretraining, cross-dataset transfer, parameter scaling, inference latency, and system-level evaluation suggest that centralized layer-space adaptation is a competitive and flexible alternative to conventional low-rank PEFT.

cs.CL↗

ProRank: Prompt Warmup via Reinforcement Learning for Small Language Models Reranking

Reranking is fundamental to information retrieval and retrieval-augmented generation, with recent Large Language Models (LLMs) significantly advancing reranking quality. Most current works rely on large-scale LLMs (>7B parameters), presenting high computational costs. Small Language Models (SLMs) offer a promising alternative because of computational efficiency. However, our preliminary quantitative analysis reveals key limitations of SLMs: their representation space is narrow, leading to reduced expressiveness, and they struggle with understanding task prompts without fine-tuning. To address these issues, we introduce a novel two-stage training approach, ProRank, for SLM-based document reranking. We propose using reinforcement learning to improve the understanding of task prompts. Additionally, we introduce fine-grained score learning to enhance representation expressiveness and further improve document reranking quality. Extensive experiments suggest that ProRank consistently outperforms both the most advanced open-source and proprietary reranking models. Notably, our 0.5B ProRank even surpasses powerful LLM reranking models on the BEIR benchmark, establishing that properly trained SLMs can achieve superior document reranking performance while maintaining computational efficiency.

cs.IR↗