arXiv subjects

Tung Sum Thomas Kwok

Publications and source records attributed to Tung Sum Thomas Kwok.

18 recordsLinked to original sources

arXiv2026

From Table to Cell: Attention for Better Reasoning with TABALIGN

Multi-step LLM reasoning over structured tables fails because planning and execution share no explicit cell-grounding contract. Existing methods constrain the planner to a left-to-right factorization at odds with table permutation invariance, and score intermediate states by generated content alone, overlooking cell grounding. We conduct a pilot study showing that diffusion language models (DLMs) produce more human-aligned and permutation-stable cell attention on tables than autoregressive models, with a 40.2% median reduction in attention-AUROC variability under row reordering. Motivated by this, we propose TABALIGN, a planned table reasoning framework that operationalizes the contract. TABALIGN pairs a masked DLM planner, whose bidirectional denoising emits plan steps as binary cell masks, with TABATTN, a lightweight verifier trained on 1,600 human-verified attention standards to score each step by its attention overlap with the plan-designated mask. Across eight benchmarks covering table question answering and fact verification, TABALIGN improves average accuracy by 15.76 percentage points over the strongest open-source baseline at comparable 8B-class scale, with a matched-backbone ablation attributing 2.87 percentage points of this gain to the DLM planner over an AR planner on a fixed reasoner. Cleaner DLM plans also accelerate downstream reasoning execution by 44.64%.

cs.AI↗

arXiv2026

Hesitation Has a Geometry: Entropy-Trained Hyperbolic Probes for Sparse Activation Steering

When a large language model solves a mathematical problem, its reasoning is largely hierarchical, and the solution often branches at a few tokens where the next-token entropy is high. Such tree-like structure embeds in hyperbolic space with far lower distortion than in Euclidean space. Activation steering, however, usually edits the hidden states of a pretrained model by adding one fixed Euclidean vector at every token, even though most tokens of a solution are already determined by the context. We propose Hyperbolic Entropy Steering (HEST), which embeds the hidden states in the Poincaré ball with a lightweight probe whose only label is the model's own next-token entropy. Where this entropy exceeds a threshold, HEST moves the embedded state along the geodesic of steepest descent of a readout of the probe and maps the change back to the hidden state. For the Busemann readout of a learned ideal point, we prove that a step of fixed length lowers it by the same amount at every state. On three instruction-tuned models from the Qwen2.5-Math and Llama-3.1 families, HEST with the Busemann readout improves greedy accuracy on MATH-500 and GSM8K in five of six settings, by up to 1.8 points, whereas a contrastive steering vector added at every token lowers accuracy. With a Euclidean probe trained in the same way, this gain disappears on Qwen2.5-Math-1.5B-Instruct. The gains are largest on problems where the model hesitates often, and accuracy on the remaining problems is almost unchanged.

cs.LG↗

arXiv2026

Entropy Can Flow, or It Can Guide. Be Entropy. LEDFlow: Introducing Entropy-guided Generation Order into Uniform Discrete Flow

Uniform discrete flow permits repeated updates at every generation position. While continued revision supports correction of wrong tokens, it also exposes correct intermediate predictions to later errors. An experiment on Sudoku puzzles shows that 9.4% of generated cells are correct at an intermediate step but incorrect in the final output. We introduce generation order into uniform discrete flow through selective absorption, which fixes chosen predictions while preserving the uniform flow velocity at active positions. To prioritize reliable predictions for absorption, we propose Low-Entropy Discrete Flow (LEDFlow), a training-free sampler that adaptively orders absorption by local entropy. By decomposing absorption error into joint dependence and conditional prediction terms, we show that, under entropy-error regularity, selecting the lowest-entropy positions under a fixed absorption count minimizes an upper bound on the conditional term. We further analyze sensitivity of global lookahead, whose worst-case decision-error bound grows with lookahead window under an imperfect denoiser. Across reasoning benchmarks, LEDFlow attains 0.845 Nikoli Sudoku solve accuracy, with largest gains on strongly constrained tasks. On a text-to-image generation benchmark it attains the best overall score among decode-time samplers, and on multimodal understanding it improves over the default sampler on all six benchmarks, at an inference cost comparable to standard flow sampling.

cs.LG↗

arXiv2026

Let the Target Select for Itself: Data Selection via Target-Aligned Paths

Targeted data selection seeks training examples from a candidate pool that improve downstream task performance. While trajectory-based selectors effectively guide this process, existing approaches typically construct reference states by warming up on the candidate pool itself, thereby inheriting pool-dependent distributional biases. To address this coupling, we introduce Target-Aligned Candidate Selection (TACS), which constructs a short, capacity-constrained reference path using a compact target-validation proxy. Candidates are ranked by their normalized loss reduction along this trajectory, requiring only forward passes and allowing the path to be reused across distinct pools for a fixed model-target pair. Empirically, TACS achieves competitive downstream performance across controlled logistic, vision, and NLP benchmarks, while slashing selection compute by up to 69% and candidate storage to less than 10 MB in large-scale instruction tuning.

cs.LG↗

arXiv2026

FinInteract: Benchmarking Clarification and Intent Integration in Ambiguous Financial Question Answering

Large language model agents increasingly answer financial questions by searching regulatory filings. Such questions are often deceptively under-specified: Meta Platforms' "operating income" is $46.75B consolidated but $62.87B for the Family of Apps segment, and each reading is exactly verifiable against the filing. A capable agent should recognize the ambiguity and ask, rather than commit to a plausible but unintended reading. Existing financial benchmarks cannot measure this, because one gold answer per question cannot separate agents that resolve the ambiguity from those that guess the common reading, a blind spot we call the single-gold illusion. We release FinInteract, a bilingual (English/Chinese) benchmark of 173 instances that pairs each question with a default and an intended interpretation across a five-category ambiguity taxonomy, and grades whether an agent elicits the right clarification and then integrates it. Re-grading identical outputs against the default rather than the intended reading inflates GPT-4o's accuracy by 3.1 times, confirming the illusion. Beyond it, we find that models answer above 90% once the interpretation is supplied but at most 28.9% when they must elicit it themselves, that targeting is uneven across a taxonomy well powered for entity scope and metric definition and exploratory elsewhere, and that conditioning on the ambiguity category improves resolution at both inference and training time.

cs.AI↗

arXiv2026

FINSKILLOPS: A Self-Evolving Multi-Agent System for SEC Filing QA

Financial QA systems are typically improved before deployment through better retrieval, prompting, or agent coordination, leaving their reliability behavior fixed thereafter. In practice, new SEC-filing questions repeatedly expose heterogeneous errors in period, entity, evidence use, and calculation. Existing self-improvement methods can turn failures into new behaviors, but offer limited control over where a correction should apply or which previously correct answers it may break. We therefore frame post-deployment improvement as controlled behavioral maintenance: recurring failures should become scoped skill patches, and each patch should earn deployment with- out introducing regressions. We instantiate this view in FINSKILLOPS, a multi-agent system for SEC filing QA. FINSKILLOPS derives reusable skills from evidence-grounded, typed failure diagnoses and governs them through targeted validation, protected-case regression checks, negative controls, and versioned replacement or retirement. Across six financial QA benchmarks, a single frozen skill registry achieves the highest verdict-weighted correctness and reference consistency among the evaluated systems. Evolved skills raise correctness from 3.70 to 4.55 on our enhanced benchmark. In a separate 12-round operational study, only six of 33 proposed skills are promoted, while the monitoring non-correct rate falls from 20.0% to 12.5%. These results establish controlled skill scope, admission, and lifecycle management as the foundation for reliable self-improvement.

cs.AI↗

arXiv2026

MedFabric: Gold Evidence Hides the Difficulty of Word-Level Medical Fabrication Detection

Large language models fabricate in medicine, producing fluent statements that are factually wrong, so reliable fabrication detection is a prerequisite for clinical deployment. Reported progress on this task is inflated by two evaluation artifacts: an authorship-style shortcut, where human-written ground truths are paired with LLM-written hallucinations so detectors key on writing style rather than facts, and the provision of gold evidence at test time. A benchmark that tests factual reasoning must therefore remove the style shortcut, ground every fabrication in a real retrievable passage, and score detectors across the range of evidence quality faced in deployment. We build MedFabric to these requirements, a benchmark of 646 word-level medical fabrications, each paired with a ground truth that shares its LLM authorship and near-identical surface form (median ROUGE-L 0.95). On MedFabric the task is unsolved: expert clinicians reach only 53.3% macro F1 and no detector family clears about 60% without gold evidence. Our central finding is that detection is governed by evidence correctness rather than fabrication subtlety, since a strong LLM scores 91% with the gold passage but falls to 35%, below its own no-evidence baseline, under a wrong one, a pattern that holds on two benchmarks at two model scales. The failure is actionable: a retrieval-confidence gate that abstains on low-confidence evidence raises macro F1 from 61% to 74%, and we release MedFabric, all code, and every baseline.

cs.CL↗

arXiv2026

FinSAgent: Corpus-Aligned Multi-Agent RAG Framework for Evidence-Grounded SEC Filing Question Answering

Financial question answering over U.S. Securities and Exchange Commission (SEC) filings requires retrieving and synthesizing heterogeneous evidence dispersed across long, standardized, and highly redundant disclosures. Existing retrieval-augmented and multi-agent systems typically derive retrieval queries directly from the user's question and rank candidates by semantic similarity. Together, these choices create prior-corpus misalignment: a mismatch between model priors and the target filings' structure, terminology, and evidence standards. As a result, query generation misses corpus-specific evidence, while semantic reranking favors topically similar but evidentially invalid false-positive chunks. We propose FinSAgent, an evidence-grounded multi-agent framework that reframes SEC filing QA as corpus-aligned retrieval planning and corrects both ends with a single principle: inject corpus-side conditioning wherever model priors would otherwise dominate. FinSAgent combines (1) role-specialized agents anchored to the mandated 10-K item structure, (2) database-aware query decomposition that conditions each agent's sub-queries on a lightweight, summary-level view of the local corpus, and (3) multi-path retrieval with a learned feature-gated reranker that separates evidential validity from semantic similarity. Across five offline financial QA benchmarks, FinSAgent improves retrieval coverage and answer correctness over strong single-agent and multi-agent baselines; in a three-arm randomized online experiment with 1,000 anonymous user ratings, it also receives higher scores than baselines.

cs.IR↗

arXiv2026

REFLECT: Intervention-Supported Error Attribution for Silent Failures in LLM Agent Traces

Large language model (LLM) agents now solve complex tasks through long plan-and-execution traces, yet the ability to locate errors in a completed traces still lags far behind, especially in the \emph{silent failure} regime. Existing approaches predict suspect steps via classifiers or LLM judges, or recover correct answers via retry, but none feed the intervention outcome back to \emph{refine the attribution itself}. We propose \methodname, a method that closes this gap by diagnosing a candidate error step, testing it through controlled replay with a diagnosis-specific patch, and using the verified outcome flip as contrastive evidence to refine the final attribution. Across four localization benchmarks spanning multi-hop reasoning across domains, \methodname achieves the highest localization accuracy among same-auditor methods across all four benchmarks, with the largest gains on structured tool-use traces, while providing actionable localization even when ground-truth answers are unavailable.

cs.AI↗

arXiv2026

Enhancing Table Reasoning with Deterministic Table-State Rewards

Large Language Models (LLMs) struggle with multi-step reasoning over structured tables. The primary reason is the lack of explicit supervision for intermediate reasoning states. Existing learned reward models or executor-based verifiers are either unscalable or rely on answer-checking environments unavailable for many tabular tasks. This leaves no signal that is scalable and grounded in the query. To address this, we introduce TABROUGE, a training-free and deterministic state reward. By adapting the Longest Common Subsequence (LCS) metric from text summarization to evaluate tabular states, TABROUGE assesses the lexical coverage and structural integrity of intermediate tables against the query without requiring learned models or external executors. Built upon this metric, we propose RE-TAB, a plug-and-play, training-free framework. RE-TAB reframes table reasoning as deterministic control over intermediate states, utilizing TABROUGE for stepwise feedback and trajectory-level test-time scaling (TTS) signals. Across six backbones and three benchmarks, RE-TAB improves accuracy by an average of 26.7 pp over no-reward baselines. It also reduces TTS samples by up to 33%. Preliminary GRPO experiments further indicate TABROUGE's viability as a scalable post-training reward, increasing gains by 8.34 pp. We further analyze failure modes of TABROUGE, including paraphrase under-rewarding and echo-column hacking, and identify when structure-aware lexical rewards remain reliable.

cs.AI↗

arXiv2026

Co-Evolution of Policy and Internal Reward for Language Agents

Large language model (LLM) agents learn by interacting with environments, but long-horizon training remains fundamentally bottlenecked by sparse and delayed rewards. Existing methods typically address this challenge through post-hoc credit assignment or external reward models, which provide limited guidance at inference time and often separate reward improvement from policy improvement. We propose Self-Guide, a self-generated internal reward for language agents that supports both inference-time guidance and training-time supervision. Specifically, the agent uses Self-Guide as a short self-guidance signal to steer the next action during inference, and converts the same signal into step-level internal reward for denser policy optimization during training. This creates a co-evolving loop: better policy produces better guidance, and better guidance further improves policy as internal reward. Across three agent benchmarks, inference-time self-guidance already yields clear gains, while jointly evolving policy and internal reward with GRPO brings further improvements (8\%) over baselines trained solely with environment reward. Overall, our results suggest that language agents can improve not only by collecting more experience, but also by learning to generate and refine their own internal reward during acting and learning.

cs.LG↗

arXiv2026

TABQAWORLD: Optimizing Multimodal Reasoning for Multi-Turn Table Question Answering

Multimodal reasoning has emerged as a powerful framework for enhancing reasoning capabilities of reasoning models. While multi-turn table reasoning methods have improved reasoning accuracy through tool use and reward modeling, they rely on fixed text serialization for table state readouts. This introduces representation errors in table encoding that significantly accumulate over multiple turns. Such accumulation is alleviated by tabular grounding methods in the expense of inference compute and cost, rendering real world deployment impractical. To address this, we introduce TABQAWORLD, a table reasoning framework that jointly optimizes tabular action through representation and estimation. For representation, TABQAWORLD employs an action-conditioned multimodal selection policy, which dynamically switches between visual and textual representations to maximize table state readout reliability. For estimation, TABQAWORLD optimizes stepwise reasoning trajectory through table metadata including dimension, data types and key values, safely planning trajectory and compressing low-complexity actions to reduce conversation turns and latency. Designed as a training-free framework, empirical evaluations show that TABQAWORLD achieves state-of-the-art performance with 4.87% accuracy improvements over baselines, with 5.42% accuracy gain and 33.35% inference latency reduction over static settings, establishing a new standard for reliable and efficient table reasoning.

cs.AI↗

arXiv2025

$\text{R}^2\text{R}$: A Route-to-Rerank Post-Training Framework for Multi-Domain Decoder-Only Rerankers

Decoder-only rerankers are central to Retrieval-Augmented Generation (RAG). However, generalist models miss domain-specific nuances in high-stakes fields like finance and law, and naive fine-tuning causes surface-form overfitting and catastrophic forgetting. To address this challenge, we introduce R2R, a domain-aware framework that combines dynamic expert routing with a two-stage training strategy, Entity Abstraction for Generalization (EAG). EAG introduces a counter-shortcut mechanism by masking the most predictive surface cues, forcing the reranker to learn domain-invariant relevance patterns rather than memorizing dataset-specific entities. To efficiently activate domain experts, R2R employs a lightweight Latent Semantic Router that probes internal representations from the frozen backbone decoder to select the optimal LoRA expert per query. Extensive experiments across different reranker backbones and diverse domains (legal, medical, and financial) demonstrate that R2R consistently surpasses generalist and single-domain fine-tuned baselines. Our results confirm that R2R is a model-agnostic and modular approach to domain specialization with strong cross-domain robustness.

cs.CL↗

arXiv2025

VeritasFi: An Adaptable, Multi-tiered RAG Framework for Multi-modal Financial Question Answering

Retrieval-Augmented Generation (RAG) is becoming increasingly essential for Question Answering (QA) in the financial sector, where accurate and contextually grounded insights from complex public disclosures are crucial. However, existing financial RAG systems face two significant challenges: (1) they struggle to process heterogeneous data formats, such as text, tables, and figures; and (2) they encounter difficulties in balancing general-domain applicability with company-specific adaptation. To overcome these challenges, we present VeritasFi, an innovative hybrid RAG framework that incorporates a multi-modal preprocessing pipeline alongside a cutting-edge two-stage training strategy for its re-ranking component. VeritasFi enhances financial QA through three key innovations: (1) A multi-modal preprocessing pipeline that seamlessly transforms heterogeneous data into a coherent, machine-readable format. (2) A tripartite hybrid retrieval engine that operates in parallel, combining deep multi-path retrieval over a semantically indexed document corpus, real-time data acquisition through tool utilization, and an expert-curated memory bank for high-frequency questions, ensuring comprehensive scope, accuracy, and efficiency. (3) A two-stage training strategy for the document re-ranker, which initially constructs a general, domain-specific model using anonymized data, followed by rapid fine-tuning on company-specific data for targeted applications. By integrating our proposed designs, VeritasFi presents a groundbreaking framework that greatly enhances the adaptability and robustness of financial RAG systems, providing a scalable solution for both general-domain and company-specific QA tasks. Code accompanying this work is available at https://github.com/simplew4y/VeritasFi.git.

cs.IR↗

arXiv2025

FinSage: A Multi-aspect RAG System for Financial Filings Question Answering

Leveraging large language models in real-world settings often entails a need to utilize domain-specific data and tools in order to follow the complex regulations that need to be followed for acceptable use. Within financial sectors, modern enterprises increasingly rely on Retrieval-Augmented Generation (RAG) systems to address complex compliance requirements in financial document workflows. However, existing solutions struggle to account for the inherent heterogeneity of data (e.g., text, tables, diagrams) and evolving nature of regulatory standards used in financial filings, leading to compromised accuracy in critical information extraction. We propose the FinSage framework as a solution, utilizing a multi-aspect RAG framework tailored for regulatory compliance analysis in multi-modal financial documents. FinSage introduces three innovative components: (1) a multi-modal pre-processing pipeline that unifies diverse data formats and generates chunk-level metadata summaries, (2) a multi-path sparse-dense retrieval system augmented with query expansion (HyDE) and metadata-aware semantic search, and (3) a domain-specialized re-ranking module fine-tuned via Direct Preference Optimization (DPO) to prioritize compliance-critical content. Extensive experiments demonstrate that FinSage achieves an impressive recall of 92.51% on 75 expert-curated questions derived from surpasses the best baseline method on the FinanceBench question answering datasets by 24.06% in accuracy. Moreover, FinSage has been successfully deployed as financial question-answering agent in online meetings, where it has already served more than 1,200 people.

cs.IR↗

arXiv2025

Towards High Supervised Learning Utility Training Data Generation: Data Pruning and Column Reordering

Tabular data synthesis for supervised learning ('SL') model training is gaining popularity in industries such as healthcare, finance, and retail. Despite the progress made in tabular data generators, models trained with synthetic data often underperform compared to those trained with original data. This low SL utility of synthetic data stems from class imbalance exaggeration and SL data relationship overlooked by tabular generator. To address these challenges, we draw inspirations from techniques in emerging data-centric artificial intelligence and elucidate Pruning and ReOrdering ('PRRO'), a novel pipeline that integrates data-centric techniques into tabular data synthesis. PRRO incorporates data pruning to guide the table generator towards observations with high signal-to-noise ratio, ensuring that the class distribution of synthetic data closely matches that of the original data. Besides, PRRO employs a column reordering algorithm to align the data modeling structure of generators with that of SL models. These two modules enable PRRO to optimize SL utility of synthetic data. Empirical experiments on 22 public datasets show that synthetic data generated using PRRO enhances predictive performance compared to data generated without PRRO. Specifically, synthetic replacement of original data yields an average improvement of 26.74% and up to 871.46% improvement using PRRO, while synthetic appendant to original data results with PRRO-generated data results in an average improvement of 6.13% and up to 200.32%. Furthermore, experiments on six highly imbalanced datasets show that PRRO enables the generator to produce synthetic data with a class distribution that resembles the original data more closely, achieving a similarity improvement of 43%. Through PRRO, we foster a seamless integration of data synthesis to subsequent SL prediction, promoting quality and accessible data analysis.

cs.LG↗

arXiv2025

GReaTER: Generate Realistic Tabular data after data Enhancement and Reduction

Tabular data synthesis involves not only multi-table synthesis but also generating multi-modal data (e.g., strings and categories), which enables diverse knowledge synthesis. However, separating numerical and categorical data has limited the effectiveness of tabular data generation. The GReaT (Generate Realistic Tabular Data) framework uses Large Language Models (LLMs) to encode entire rows, eliminating the need to partition data types. Despite this, the framework's performance is constrained by two issues: (1) tabular data entries lack sufficient semantic meaning, limiting LLM's ability to leverage pre-trained knowledge for in-context learning, and (2) complex multi-table datasets struggle to establish effective relationships for collaboration. To address these, we propose GReaTER (Generate Realistic Tabular Data after data Enhancement and Reduction), which includes: (1) a data semantic enhancement system that improves LLM's understanding of tabular data through mapping, enabling better in-context learning, and (2) a cross-table connecting method to establish efficient relationships across complex tables. Experimental results show that GReaTER outperforms the GReaT framework.

cs.LG↗

arXiv2024

DEREC-SIMPRO: unlock Language Model benefits to advance Synthesis in Data Clean Room

Data collaboration via Data Clean Room offers value but raises privacy concerns, which can be addressed through synthetic data and multi-table synthesizers. Common multi-table synthesizers fail to perform when subjects occur repeatedly in both tables. This is an urgent yet unresolved problem, since having both tables with repeating subjects is common. To improve performance in this scenario, we present the DEREC 3-step pre-processing pipeline to generalize adaptability of multi-table synthesizers. We also introduce the SIMPRO 3-aspect evaluation metrics, which leverage conditional distribution and large-scale simultaneous hypothesis testing to provide comprehensive feedback on synthetic data fidelity at both column and table levels. Results show that using DEREC improves fidelity, and multi-table synthesizers outperform single-table counterparts in collaboration settings. Together, the DEREC-SIMPRO pipeline offers a robust solution for generalizing data collaboration, promoting a more efficient, data-driven society.

cs.DB↗