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Tuukka Ruotsalo

Publications and source records attributed to Tuukka Ruotsalo.

At least 19 recordsLinked to original sources

Don't Go Breaking My LLM: The Impact of Pruning Attention Layers on Explanation Faithfulness and Confidence Calibration

Pruning Large Language Models (LLMs) reduces memory and inference costs by removing parts of the network, producing smaller models that retain most of their accuracy. As attention layers are the most resource-intensive parts of LLMs, pruning them is a promising compression strategy. Prior work shows that up to 33% of attention layers can be pruned with minimal accuracy loss. Nevertheless, the impact of attention pruning on model interpretability, specifically faithfulness and confidence calibration, remains unstudied. To address this gap, we study how pruning attention layers affects explanation faithfulness and confidence calibration across five LLMs and eight datasets. While the pruned models often maintain high accuracy, we find that their faithfulness and calibration often degrade. Notably, faithfulness and calibration can fluctuate significantly, even when accuracy remains stable, highlighting a misalignment between model confidence, interpretability, and accuracy. Our findings suggest that layer pruning can affect LLMs' interpretability and reliability in ways not captured by accuracy and efficiency measures alone. We recommend including explainability and calibration metrics when evaluating pruned models.

cs.LG

Correcting Gradient-Based Circuit Localization via Interaction-Aware Backpropagation

Circuit localization methods aim to identify the subset of model components responsible for specific behaviors in large language models, enabling detailed mechanistic analysis. Most existing methods assume components act independently and estimate importance by perturbing each component in isolation. However, components in neural networks interact, and ignoring these interactions leads to systematic misestimation of component importance. We find that one particularly problematic interaction is attention self-repair, in which softmax redistribution causes gradients for influential attention scores to vanish as other positions with similar values compensate. We introduce Gradient Interaction Modifications (GIM), a technique that explicitly accounts for feature interactions during backpropagation. GIM achieves state-of-the-art performance on the circuit localization track of the Mechanistic Interpretability Benchmark and outperforms existing gradient-based methods on feature attribution across diverse tasks. By accounting for interaction effects and explaining why prior methods underestimate component importance, GIM enables more faithful mechanistic analysis of large language models. GIM is available as a Python package at https://github.com/corticph/gim.

cs.CL

Post-Training Denoising of User Profiles with LLMs in Collaborative Filtering Recommendation

Implicit feedback -- the main data source for training Recommender Systems (RSs) -- is inherently noisy and has been shown to negatively affect recommendation effectiveness. Denoising has been proposed as a method for removing noisy implicit feedback and improving recommendations. Prior work has focused on in-training denoising, however this requires additional data, changes to the model architecture and training procedure or fine-tuning, all of which can be costly and data hungry. In this work, we focus on post-training denoising. Different from in-training denoising, post-training denoising does not involve changing the architecture of the model nor its training procedure, and does not require additional data. Specifically, we present a method for post-training denoising user profiles using Large Language Models (LLMs) for Collaborative Filtering (CF) recommendations. Our approach prompts LLMs with (i) a user profile (user interactions), (ii) a candidate item, and (iii) its rank as given by the CF recommender, and asks the LLM to remove items from the user profile to improve the rank of the candidate item. Experiments with a state-of-the-art CF recommender and 4 open and closed source LLMs in 3 datasets show that our denoising yields improvements up to 13% in effectiveness over the original user profiles. Our code is available at https://github.com/edervishaj/denoising-user-profiles-LLM.

cs.IR

Measuring Individual User Fairness with User Similarity and Effectiveness Disparity

Individual user fairness is commonly understood as treating similar users similarly. In Recommender Systems (RSs), several evaluation measures exist for quantifying individual user fairness. These measures evaluate fairness via either: (i) the disparity in RS effectiveness scores regardless of user similarity, or (ii) the disparity in items recommended to similar users regardless of item relevance. Both disparity in recommendation effectiveness and user similarity are very important in fairness, yet no existing individual user fairness measure simultaneously accounts for both. In brief, current user fairness evaluation measures implement a largely incomplete definition of fairness. To fill this gap, we present Pairwise User unFairness (PUF), a novel evaluation measure of individual user fairness that considers both effectiveness disparity and user similarity. PUF is the only measure that can express this important distinction. We empirically validate that PUF does this consistently across 4 datasets and 7 rankers, and robustly when varying user similarity or effectiveness. In contrast, all other measures are either almost insensitive to effectiveness disparity or completely insensitive to user similarity. We contribute the first RS evaluation measure to reliably capture both user similarity and effectiveness in individual user fairness. Our code: https://github.com/theresiavr/PUF-individual-user-fairness-recsys.

cs.CY

Self-Calibrating BCIs: Ranking and Recovery of Mental Targets Without Labels

We consider the problem of recovering a mental target (e.g., an image of a face) that a participant has in mind from paired EEG (i.e., brain responses) and image (i.e., perceived faces) data collected during interactive sessions without access to labeled information. The problem has been previously explored with labeled data but not via self-calibration, where labeled data is unavailable. Here, we present the first framework and an algorithm, CURSOR, that learns to recover unknown mental targets without access to labeled data or pre-trained decoders. Our experiments on naturalistic images of faces demonstrate that CURSOR can (1) predict image similarity scores that correlate with human perceptual judgments without any label information, (2) use these scores to rank stimuli against an unknown mental target, and (3) generate new stimuli indistinguishable from the unknown mental target (validated via a user study, N=53).

cs.CV

BrainLLM: Generative Language Decoding from Brain Recordings

Generating human language through non-invasive brain-computer interfaces (BCIs) has the potential to unlock many applications, such as serving disabled patients and improving communication. Currently, however, generating language via BCIs has been previously successful only within a classification setup for selecting pre-generated sentence continuation candidates with the most likely cortical semantic representation. Inspired by recent research that revealed associations between the brain and the large computational language models, we propose a generative language BCI that utilizes the capacity of a large language model (LLM) jointly with a semantic brain decoder to directly generate language from functional magnetic resonance imaging (fMRI) input. The proposed model can generate coherent language sequences aligned with the semantic content of visual or auditory language stimuli perceived, without prior knowledge of any pre-generated candidates. We compare the language generated from the presented model with a random control, pre-generated language selection approach, and a standard LLM, which generates common coherent text solely based on the next word likelihood according to statistical language training data. The proposed model is found to generate language that is more aligned with semantic stimulus in response to which brain input is sampled. Our findings demonstrate the potential and feasibility of employing BCIs in direct language generation.

cs.CL

The Quest for Reliable Metrics of Responsible AI

The development of Artificial Intelligence (AI), including AI in Science (AIS), should be done following the principles of responsible AI. Progress in responsible AI is often quantified through evaluation metrics, yet there has been less work on assessing the robustness and reliability of the metrics themselves. We reflect on prior work that examines the robustness of fairness metrics for recommender systems as a type of AI application and summarise their key takeaways into a set of non-exhaustive guidelines for developing reliable metrics of responsible AI. Our guidelines apply to a broad spectrum of AI applications, including AIS.

cs.CY

Stairway to Fairness: Connecting Group and Individual Fairness

Fairness in recommender systems (RSs) is commonly categorised into group fairness and individual fairness. However, there is no established scientific understanding of the relationship between the two fairness types, as prior work on both types has used different evaluation measures or evaluation objectives for each fairness type, thereby not allowing for a proper comparison of the two. As a result, it is currently not known how increasing one type of fairness may affect the other. To fill this gap, we study the relationship of group and individual fairness through a comprehensive comparison of evaluation measures that can be used for both fairness types. Our experiments with 8 runs across 3 datasets show that recommendations that are highly fair for groups can be very unfair for individuals. Our finding is novel and useful for RS practitioners aiming to improve the fairness of their systems. Our code is available at: https://github.com/theresiavr/stairway-to-fairness.

cs.IR

Normalized AOPC: Fixing Misleading Faithfulness Metrics for Feature Attribution Explainability

Deep neural network predictions are notoriously difficult to interpret. Feature attribution methods aim to explain these predictions by identifying the contribution of each input feature. Faithfulness, often evaluated using the area over the perturbation curve (AOPC), reflects feature attributions' accuracy in describing the internal mechanisms of deep neural networks. However, many studies rely on AOPC to compare faithfulness across different models, which we show can lead to false conclusions about models' faithfulness. Specifically, we find that AOPC is sensitive to variations in the model, resulting in unreliable cross-model comparisons. Moreover, AOPC scores are difficult to interpret in isolation without knowing the model-specific lower and upper limits. To address these issues, we propose a normalization approach, Normalized AOPC (NAOPC), enabling consistent cross-model evaluations and more meaningful interpretation of individual scores. Our experiments demonstrate that this normalization can radically change AOPC results, questioning the conclusions of earlier studies and offering a more robust framework for assessing feature attribution faithfulness. Our code is available at https://github.com/JoakimEdin/naopc.

cs.LG

As easy as PIE: understanding when pruning causes language models to disagree

Language Model (LM) pruning compresses the model by removing weights, nodes, or other parts of its architecture. Typically, pruning focuses on the resulting efficiency gains at the cost of effectiveness. However, when looking at how individual data points are affected by pruning, it turns out that a particular subset of data points always bears most of the brunt (in terms of reduced accuracy) when pruning, but this effect goes unnoticed when reporting the mean accuracy of all data points. These data points are called PIEs and have been studied in image processing, but not in NLP. In a study of various NLP datasets, pruning methods, and levels of compression, we find that PIEs impact inference quality considerably, regardless of class frequency, and that BERT is more prone to this than BiLSTM. We also find that PIEs contain a high amount of data points that have the largest influence on how well the model generalises to unseen data. This means that when pruning, with seemingly moderate loss to accuracy across all data points, we in fact hurt tremendously those data points that matter the most. We trace what makes PIEs both hard and impactful to inference to their overall longer and more semantically complex text. These findings are novel and contribute to understanding how LMs are affected by pruning. The code is available at: https://github.com/pietrotrope/AsEasyAsPIE

cs.CL

Joint Evaluation of Fairness and Relevance in Recommender Systems with Pareto Frontier

Fairness and relevance are two important aspects of recommender systems (RSs). Typically, they are evaluated either (i) separately by individual measures of fairness and relevance, or (ii) jointly using a single measure that accounts for fairness with respect to relevance. However, approach (i) often does not provide a reliable joint estimate of the goodness of the models, as it has two different best models: one for fairness and another for relevance. Approach (ii) is also problematic because these measures tend to be ad-hoc and do not relate well to traditional relevance measures, like NDCG. Motivated by this, we present a new approach for jointly evaluating fairness and relevance in RSs: Distance to Pareto Frontier (DPFR). Given some user-item interaction data, we compute their Pareto frontier for a pair of existing relevance and fairness measures, and then use the distance from the frontier as a measure of the jointly achievable fairness and relevance. Our approach is modular and intuitive as it can be computed with existing measures. Experiments with 4 RS models, 3 re-ranking strategies, and 6 datasets show that existing metrics have inconsistent associations with our Pareto-optimal solution, making DPFR a more robust and theoretically well-founded joint measure for assessing fairness and relevance. Our code: https://github.com/theresiavr/DPFR-recsys-evaluation

cs.IR

Are Representation Disentanglement and Interpretability Linked in Recommendation Models? A Critical Review and Reproducibility Study

Unsupervised learning of disentangled representations has been closely tied to enhancing the representation intepretability of Recommender Systems (RSs). This has been achieved by making the representation of individual features more distinctly separated, so that it is easier to attribute the contribution of features to the model's predictions. However, such advantages in interpretability and feature attribution have mainly been explored qualitatively. Moreover, the effect of disentanglement on the model's recommendation performance has been largely overlooked. In this work, we reproduce the recommendation performance, representation disentanglement and representation interpretability of five well-known recommendation models on four RS datasets. We quantify disentanglement and investigate the link of disentanglement with recommendation effectiveness and representation interpretability. While several existing work in RSs have proposed disentangled representations as a gateway to improved effectiveness and interpretability, our findings show that disentanglement is not necessarily related to effectiveness but is closely related to representation interpretability. Our code and results are publicly available at https://github.com/edervishaj/disentanglement-interpretability-recsys.

cs.IR

An Unsupervised Approach to Achieve Supervised-Level Explainability in Healthcare Records

Electronic healthcare records are vital for patient safety as they document conditions, plans, and procedures in both free text and medical codes. Language models have significantly enhanced the processing of such records, streamlining workflows and reducing manual data entry, thereby saving healthcare providers significant resources. However, the black-box nature of these models often leaves healthcare professionals hesitant to trust them. State-of-the-art explainability methods increase model transparency but rely on human-annotated evidence spans, which are costly. In this study, we propose an approach to produce plausible and faithful explanations without needing such annotations. We demonstrate on the automated medical coding task that adversarial robustness training improves explanation plausibility and introduce AttInGrad, a new explanation method superior to previous ones. By combining both contributions in a fully unsupervised setup, we produce explanations of comparable quality, or better, to that of a supervised approach. We release our code and model weights.

cs.LG

Modeling User Preferences via Brain-Computer Interfacing

Present Brain-Computer Interfacing (BCI) technology allows inference and detection of cognitive and affective states, but fairly little has been done to study scenarios in which such information can facilitate new applications that rely on modeling human cognition. One state that can be quantified from various physiological signals is attention. Estimates of human attention can be used to reveal preferences and novel dimensions of user experience. Previous approaches have tackled these incredibly challenging tasks using a variety of behavioral signals, from dwell-time to click-through data, and computational models of visual correspondence to these behavioral signals. However, behavioral signals are only rough estimations of the real underlying attention and affective preferences of the users. Indeed, users may attend to some content simply because it is salient, but not because it is really interesting, or simply because it is outrageous. With this paper, we put forward a research agenda and example work using BCI to infer users' preferences, their attentional correlates towards visual content, and their associations with affective experience. Subsequently, we link these to relevant applications, such as information retrieval, personalized steering of generative models, and crowdsourcing population estimates of affective experiences.

cs.HC

Can We Trust Recommender System Fairness Evaluation? The Role of Fairness and Relevance

Relevance and fairness are two major objectives of recommender systems (RSs). Recent work proposes measures of RS fairness that are either independent from relevance (fairness-only) or conditioned on relevance (joint measures). While fairness-only measures have been studied extensively, we look into whether joint measures can be trusted. We collect all joint evaluation measures of RS relevance and fairness, and ask: How much do they agree with each other? To what extent do they agree with relevance/fairness measures? How sensitive are they to changes in rank position, or to increasingly fair and relevant recommendations? We empirically study for the first time the behaviour of these measures across 4 real-world datasets and 4 recommenders. We find that most of these measures: i) correlate weakly with one another and even contradict each other at times; ii) are less sensitive to rank position changes than relevance- and fairness-only measures, meaning that they are less granular than traditional RS measures; and iii) tend to compress scores at the low end of their range, meaning that they are not very expressive. We counter the above limitations with a set of guidelines on the appropriate usage of such measures, i.e., they should be used with caution due to their tendency to contradict each other and of having a very small empirical range.

cs.IR

Physiological Data: Challenges for Privacy and Ethics

Wearable devices that measure and record physiological signals are now becoming widely available to the general public with ever-increasing affordability and signal quality. The data from these devices introduce serious ethical challenges that remain largely unaddressed. Users do not always understand how these data can be leveraged to reveal private information about them and developers of these devices may not fully grasp how physiological data collected today could be used in the future for completely different purposes. We discuss the potential for wearable devices, initially designed to help users improve their well-being or enhance the experience of some digital application, to be appropriated in ways that extend far beyond their original intended purpose. We identify how the currently available technology can be misused, discuss how pairing physiological data with non-physiological data can radically expand the predictive capacity of physiological wearables, and explore the implications of these expanded capacities for a variety of stakeholders.

cs.CY

Query Augmentation by Decoding Semantics from Brain Signals

Query augmentation is a crucial technique for refining semantically imprecise queries. Traditionally, query augmentation relies on extracting information from initially retrieved, potentially relevant documents. If the quality of the initially retrieved documents is low, then the effectiveness of query augmentation would be limited as well. We propose Brain-Aug, which enhances a query by incorporating semantic information decoded from brain signals. BrainAug generates the continuation of the original query with a prompt constructed with brain signal information and a ranking-oriented inference approach. Experimental results on fMRI (functional magnetic resonance imaging) datasets show that Brain-Aug produces semantically more accurate queries, leading to improved document ranking performance. Such improvement brought by brain signals is particularly notable for ambiguous queries.

cs.CL

Contradicted by the Brain: Predicting Individual and Group Preferences via Brain-Computer Interfacing

We investigate inferring individual preferences and the contradiction of individual preferences with group preferences through direct measurement of the brain. We report an experiment where brain activity collected from 31 participants produced in response to viewing images is associated with their self-reported preferences. First, we show that brain responses present a graded response to preferences, and that brain responses alone can be used to train classifiers that reliably estimate preferences. Second, we show that brain responses reveal additional preference information that correlates with group preference, even when participants self-reported having no such preference. Our analysis of brain responses carries significant implications for researchers in general, as it suggests an individual's explicit preferences are not always aligned with the preferences inferred from their brain responses. These findings call into question the reliability of explicit and behavioral signals. They also imply that additional, multimodal sources of information may be necessary to infer reliable preference information.

cs.HC