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Tyler Cody

Publications and source records attributed to Tyler Cody.

At least 19 recordsLinked to original sources

Data Value in the Age of Scaling: Understanding LLM Scaling Dynamics Under Real-Synthetic Data Mixtures

The rapid progress of large language models (LLMs) is fueled by the growing reliance on datasets that blend real and synthetic data. While synthetic data offers scalability and cost-efficiency, it often introduces systematic distributional discrepancies, particularly underrepresenting long-tail knowledge due to truncation effects from data generation mechanisms like top-p sampling, temperature scaling, and finite sampling. These discrepancies pose fundamental challenges in characterizing and evaluating the utility of mixed real-synthetic datasets. In this paper, we identify a three-phase scaling behavior characterized by two breakpoints that reflect transitions in model behavior across learning head and tail knowledge. We further derive an LLM generalization bound designed for real and synthetic mixtures, revealing several key factors that govern their generalization performance. Building on our theoretical findings, we propose an effective yet efficient data valuation method that scales to large-scale datasets. Comprehensive experiments across four tasks, including image classification, sentiment classification, instruction following, and complex reasoning, demonstrate that our method surpasses state-of-the-art baselines in data valuation with significantly low computational cost.

cs.LG

From Capabilities to Performance: Evaluating Key Functional Properties of LLM Architectures in Penetration Testing

Large language models (LLMs) are increasingly used to automate or augment penetration testing, but their effectiveness and reliability across attack phases remain unclear. We present a comprehensive evaluation of multiple LLM-based agents, from single-agent to modular designs, across realistic penetration testing scenarios, measuring empirical performance and recurring failure patterns. We also isolate the impact of five core functional capabilities via targeted augmentations: Global Context Memory (GCM), Inter-Agent Messaging (IAM), Context-Conditioned Invocation (CCI), Adaptive Planning (AP), and Real-Time Monitoring (RTM). These interventions support, respectively: (i) context coherence and retention, (ii) inter-component coordination and state management, (iii) tool use accuracy and selective execution, (iv) multi-step strategic planning, error detection, and recovery, and (v) real-time dynamic responsiveness. Our results show that while some architectures natively exhibit subsets of these properties, targeted augmentations substantially improve modular agent performance, especially in complex, multi-step, and real-time penetration testing tasks.

cs.AI

GENUINE: Graph Enhanced Multi-level Uncertainty Estimation for Large Language Models

Uncertainty estimation is essential for enhancing the reliability of Large Language Models (LLMs), particularly in high-stakes applications. Existing methods often overlook semantic dependencies, relying on token-level probability measures that fail to capture structural relationships within the generated text. We propose GENUINE: Graph ENhanced mUlti-level uncertaINty Estimation for Large Language Models, a structure-aware framework that leverages dependency parse trees and hierarchical graph pooling to refine uncertainty quantification. By incorporating supervised learning, GENUINE effectively models semantic and structural relationships, improving confidence assessments. Extensive experiments across NLP tasks show that GENUINE achieves up to 29% higher AUROC than semantic entropy-based approaches and reduces calibration errors by over 15%, demonstrating the effectiveness of graph-based uncertainty modeling. The code is available at https://github.com/ODYSSEYWT/GUQ.

cs.CL

Exploring Core and Periphery Precepts in Biological and Artificial Intelligence: An Outcome-Based Perspective

Engineering methodologies predominantly revolve around established principles of decomposition and recomposition. These principles involve partitioning inputs and outputs at the component level, ensuring that the properties of individual components are preserved upon composition. However, this view does not transfer well to intelligent systems, particularly when addressing the scaling of intelligence as a system property. Our prior research contends that the engineering of general intelligence necessitates a fresh set of overarching systems principles. As a result, we introduced the "core and periphery" principles, a novel conceptual framework rooted in abstract systems theory and the Law of Requisite Variety. In this paper, we assert that these abstract concepts hold practical significance. Through empirical evidence, we illustrate their applicability to both biological and artificial intelligence systems, bridging abstract theory with real-world implementations. Then, we expand on our previous theoretical framework by mathematically defining core-dominant vs periphery-dominant systems.

cs.AI

LENSLLM: Unveiling Fine-Tuning Dynamics for LLM Selection

The proliferation of open-sourced Large Language Models (LLMs) and diverse downstream tasks necessitates efficient model selection, given the impracticality of fine-tuning all candidates due to computational constraints. Despite the recent advances in LLM selection, a fundamental research question largely remains nascent: how can we model the dynamic behaviors of LLMs during fine-tuning, thereby enhancing our understanding of their generalization performance across diverse downstream tasks? In this work, we propose a novel theoretical framework that provides a proper lens to assess the generalization capabilities of LLMs, thereby enabling accurate and efficient LLM selection for downstream applications. In particular, we first derive a PAC-Bayesian Generalization Bound that unveils fine-tuning dynamics of LLMs and then introduce LENSLLM, a Neural Tangent Kernel (NTK)-based Rectified Scaling Model that enables accurate performance predictions across diverse tasks while maintaining computational efficiency. Extensive empirical results on 3 large-scale benchmarks demonstrate that our model achieves up to 91.1% accuracy and reduces up to 88.5% computational cost in LLM selection, outperforming 5 state-of-the-art methods. We open-source our proposed LENSLLM model and corresponding results at LensLLM.io.

cs.LG

On Extending the Automatic Test Markup Language (ATML) for Machine Learning

This paper addresses the urgent need for messaging standards in the operational test and evaluation (T&E) of machine learning (ML) applications, particularly in edge ML applications embedded in systems like robots, satellites, and unmanned vehicles. It examines the suitability of the IEEE Standard 1671 (IEEE Std 1671), known as the Automatic Test Markup Language (ATML), an XML-based standard originally developed for electronic systems, for ML application testing. The paper explores extending IEEE Std 1671 to encompass the unique challenges of ML applications, including the use of datasets and dependencies on software. Through modeling various tests such as adversarial robustness and drift detection, this paper offers a framework adaptable to specific applications, suggesting that minor modifications to ATML might suffice to address the novelties of ML. This paper differentiates ATML's focus on testing from other ML standards like Predictive Model Markup Language (PMML) or Open Neural Network Exchange (ONNX), which concentrate on ML model specification. We conclude that ATML is a promising tool for effective, near real-time operational T&E of ML applications, an essential aspect of AI lifecycle management, safety, and governance.

cs.SE

A Systems Theoretic Approach to Online Machine Learning

The machine learning formulation of online learning is incomplete from a systems theoretic perspective. Typically, machine learning research emphasizes domains and tasks, and a problem solving worldview. It focuses on algorithm parameters, features, and samples, and neglects the perspective offered by considering system structure and system behavior or dynamics. Online learning is an active field of research and has been widely explored in terms of statistical theory and computational algorithms, however, in general, the literature still lacks formal system theoretical frameworks for modeling online learning systems and resolving systems-related concept drift issues. Furthermore, while the machine learning formulation serves to classify methods and literature, the systems theoretic formulation presented herein serves to provide a framework for the top-down design of online learning systems, including a novel definition of online learning and the identification of key design parameters. The framework is formulated in terms of input-output systems and is further divided into system structure and system behavior. Concept drift is a critical challenge faced in online learning, and this work formally approaches it as part of the system behavior characteristics. Healthcare provider fraud detection using machine learning is used as a case study throughout the paper to ground the discussion in a real-world online learning challenge.

cs.LG

Discovering Command and Control (C2) Channels on Tor and Public Networks Using Reinforcement Learning

Command and control (C2) channels are an essential component of many types of cyber attacks, as they enable attackers to remotely control their malware-infected machines and execute harmful actions, such as propagating malicious code across networks, exfiltrating confidential data, or initiating distributed denial of service (DDoS) attacks. Identifying these C2 channels is therefore crucial in helping to mitigate and prevent cyber attacks. However, identifying C2 channels typically involves a manual process, requiring deep knowledge and expertise in cyber operations. In this paper, we propose a reinforcement learning (RL) based approach to automatically emulate C2 attack campaigns using both the normal (public) and the Tor networks. In addition, payload size and network firewalls are configured to simulate real-world attack scenarios. Results on a typical network configuration show that the RL agent can automatically discover resilient C2 attack paths utilizing both Tor-based and conventional communication channels, while also bypassing network firewalls.

cs.CR

Discovering Command and Control Channels Using Reinforcement Learning

Command and control (C2) paths for issuing commands to malware are sometimes the only indicators of its existence within networks. Identifying potential C2 channels is often a manually driven process that involves a deep understanding of cyber tradecraft. Efforts to improve discovery of these channels through using a reinforcement learning (RL) based approach that learns to automatically carry out C2 attack campaigns on large networks, where multiple defense layers are in place serves to drive efficiency for network operators. In this paper, we model C2 traffic flow as a three-stage process and formulate it as a Markov decision process (MDP) with the objective to maximize the number of valuable hosts whose data is exfiltrated. The approach also specifically models payload and defense mechanisms such as firewalls which is a novel contribution. The attack paths learned by the RL agent can in turn help the blue team identify high-priority vulnerabilities and develop improved defense strategies. The method is evaluated on a large network with more than a thousand hosts and the results demonstrate that the agent can effectively learn attack paths while avoiding firewalls.

cs.CR

Improving Intrusion Detection with Domain-Invariant Representation Learning in Latent Space

Zero-day anomaly detection is critical in industrial applications where novel, unforeseen threats can compromise system integrity and safety. Traditional detection systems often fail to identify these unseen anomalies due to their reliance on in-distribution data. Domain generalization addresses this gap by leveraging knowledge from multiple known domains to detect out-of-distribution events. In this work, we introduce a multi-task representation learning technique that fuses information across related domains into a unified latent space. By jointly optimizing classification, reconstruction, and mutual information regularization losses, our method learns a minimal(bottleneck), domain-invariant representation that discards spurious correlations. This latent space decorrelation enhances generalization, enabling the detection of anomalies in unseen domains. Our experimental results demonstrate significant improvements in zero-day or novel anomaly detection across diverse anomaly detection datasets.

cs.CR

A Systems-Theoretical Formalization of Closed Systems

There is a lack of formalism for some key foundational concepts in systems engineering. One of the most recently acknowledged deficits is the inadequacy of systems engineering practices for engineering intelligent systems. In our previous works, we proposed that closed systems precepts could be used to accomplish a required paradigm shift for the systems engineering of intelligent systems. However, to enable such a shift, formal foundations for closed systems precepts that expand the theory of systems engineering are needed. The concept of closure is a critical concept in the formalism underlying closed systems precepts. In this paper, we provide formal, systems- and information-theoretic definitions of closure to identify and distinguish different types of closed systems. Then, we assert a mathematical framework to evaluate the subjective formation of the boundaries and constraints of such systems. Finally, we argue that engineering an intelligent system can benefit from appropriate closed and open systems paradigms on multiple levels of abstraction of the system. In the main, this framework will provide the necessary fundamentals to aid in systems engineering of intelligent systems.

cs.AI

Test & Evaluation Best Practices for Machine Learning-Enabled Systems

Machine learning (ML) - based software systems are rapidly gaining adoption across various domains, making it increasingly essential to ensure they perform as intended. This report presents best practices for the Test and Evaluation (T&E) of ML-enabled software systems across its lifecycle. We categorize the lifecycle of ML-enabled software systems into three stages: component, integration and deployment, and post-deployment. At the component level, the primary objective is to test and evaluate the ML model as a standalone component. Next, in the integration and deployment stage, the goal is to evaluate an integrated ML-enabled system consisting of both ML and non-ML components. Finally, once the ML-enabled software system is deployed and operationalized, the T&E objective is to ensure the system performs as intended. Maintenance activities for ML-enabled software systems span the lifecycle and involve maintaining various assets of ML-enabled software systems. Given its unique characteristics, the T&E of ML-enabled software systems is challenging. While significant research has been reported on T&E at the component level, limited work is reported on T&E in the remaining two stages. Furthermore, in many cases, there is a lack of systematic T&E strategies throughout the ML-enabled system's lifecycle. This leads practitioners to resort to ad-hoc T&E practices, which can undermine user confidence in the reliability of ML-enabled software systems. New systematic testing approaches, adequacy measurements, and metrics are required to address the T&E challenges across all stages of the ML-enabled system lifecycle.

cs.SE

Enhancing Exfiltration Path Analysis Using Reinforcement Learning

Building on previous work using reinforcement learning (RL) focused on identification of exfiltration paths, this work expands the methodology to include protocol and payload considerations. The former approach to exfiltration path discovery, where reward and state are associated specifically with the determination of optimal paths, are presented with these additional realistic characteristics to account for nuances in adversarial behavior. The paths generated are enhanced by including communication payload and protocol into the Markov decision process (MDP) in order to more realistically emulate attributes of network based exfiltration events. The proposed method will help emulate complex adversarial considerations such as the size of a payload being exported over time or the protocol on which it occurs, as is the case where threat actors steal data over long periods of time using system native ports or protocols to avoid detection. As such, practitioners will be able to improve identification of expected adversary behavior under various payload and protocol assumptions more comprehensively.

cs.CR

EvoluNet: Advancing Dynamic Non-IID Transfer Learning on Graphs

Non-IID transfer learning on graphs is crucial in many high-stakes domains. The majority of existing works assume stationary distribution for both source and target domains. However, real-world graphs are intrinsically dynamic, presenting challenges in terms of domain evolution and dynamic discrepancy between source and target domains. To bridge the gap, we shift the problem to the dynamic setting and pose the question: given the label-rich source graphs and the label-scarce target graphs both observed in previous T timestamps, how can we effectively characterize the evolving domain discrepancy and optimize the generalization performance of the target domain at the incoming T+1 timestamp? To answer it, we propose a generalization bound for dynamic non-IID transfer learning on graphs, which implies the generalization performance is dominated by domain evolution and domain discrepancy between source and target graphs. Inspired by the theoretical results, we introduce a novel generic framework named EvoluNet. It leverages a transformer-based temporal encoding module to model temporal information of the evolving domains and then uses a dynamic domain unification module to efficiently learn domain-invariant representations across the source and target domains. Finally, EvoluNet outperforms the state-of-the-art models by up to 12.1%, demonstrating its effectiveness in transferring knowledge from dynamic source graphs to dynamic target graphs.

cs.LG

Active Learning with Combinatorial Coverage

Active learning is a practical field of machine learning that automates the process of selecting which data to label. Current methods are effective in reducing the burden of data labeling but are heavily model-reliant. This has led to the inability of sampled data to be transferred to new models as well as issues with sampling bias. Both issues are of crucial concern in machine learning deployment. We propose active learning methods utilizing combinatorial coverage to overcome these issues. The proposed methods are data-centric, as opposed to model-centric, and through our experiments we show that the inclusion of coverage in active learning leads to sampling data that tends to be the best in transferring to better performing models and has a competitive sampling bias compared to benchmark methods.

cs.LG

Metric Learning Improves the Ability of Combinatorial Coverage Metrics to Anticipate Classification Error

Machine learning models are increasingly used in practice. However, many machine learning methods are sensitive to test or operational data that is dissimilar to training data. Out-of-distribution (OOD) data is known to increase the probability of error and research into metrics that identify what dissimilarities in data affect model performance is on-going. Recently, combinatorial coverage metrics have been explored in the literature as an alternative to distribution-based metrics. Results show that coverage metrics can correlate with classification error. However, other results show that the utility of coverage metrics is highly dataset-dependent. In this paper, we show that this dataset-dependence can be alleviated with metric learning, a machine learning technique for learning latent spaces where data from different classes is further apart. In a study of 6 open-source datasets, we find that metric learning increased the difference between set-difference coverage metrics (SDCCMs) calculated on correctly and incorrectly classified data, thereby demonstrating that metric learning improves the ability of SDCCMs to anticipate classification error. Paired t-tests validate the statistical significance of our findings. Overall, we conclude that metric learning improves the ability of coverage metrics to anticipate classifier error and identify when OOD data is likely to degrade model performance.

cs.LG

Exposing Surveillance Detection Routes via Reinforcement Learning, Attack Graphs, and Cyber Terrain

Reinforcement learning (RL) operating on attack graphs leveraging cyber terrain principles are used to develop reward and state associated with determination of surveillance detection routes (SDR). This work extends previous efforts on developing RL methods for path analysis within enterprise networks. This work focuses on building SDR where the routes focus on exploring the network services while trying to evade risk. RL is utilized to support the development of these routes by building a reward mechanism that would help in realization of these paths. The RL algorithm is modified to have a novel warm-up phase which decides in the initial exploration which areas of the network are safe to explore based on the rewards and penalty scale factor.

cs.LG

Core and Periphery as Closed-System Precepts for Engineering General Intelligence

Engineering methods are centered around traditional notions of decomposition and recomposition that rely on partitioning the inputs and outputs of components to allow for component-level properties to hold after their composition. In artificial intelligence (AI), however, systems are often expected to influence their environments, and, by way of their environments, to influence themselves. Thus, it is unclear if an AI system's inputs will be independent of its outputs, and, therefore, if AI systems can be treated as traditional components. This paper posits that engineering general intelligence requires new general systems precepts, termed the core and periphery, and explores their theoretical uses. The new precepts are elaborated using abstract systems theory and the Law of Requisite Variety. By using the presented material, engineers can better understand the general character of regulating the outcomes of AI to achieve stakeholder needs and how the general systems nature of embodiment challenges traditional engineering practice.

cs.AI