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Victoria R. Li

Publications and source records attributed to Victoria R. Li.

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ChatGPT Doesn't Trust Chargers Fans: Guardrail Sensitivity in Context

While the biases of language models in production are extensively documented, the biases of their guardrails have been neglected. This paper studies how contextual information about the user influences the likelihood of an LLM to refuse to execute a request. By generating user biographies that offer ideological and demographic information, we find a number of biases in guardrail sensitivity on GPT-3.5. Younger, female, and Asian-American personas are more likely to trigger a refusal guardrail when requesting censored or illegal information. Guardrails are also sycophantic, refusing to comply with requests for a political position the user is likely to disagree with. We find that certain identity groups and seemingly innocuous information, e.g., sports fandom, can elicit changes in guardrail sensitivity similar to direct statements of political ideology. For each demographic category and even for American football team fandom, we find that ChatGPT appears to infer a likely political ideology and modify guardrail behavior accordingly.

cs.CL

Does visualization help AI understand data?

Charts and graphs help people analyze data, but can they also be useful to AI systems? To investigate this question, we perform a series of experiments with two commercial vision-language models: GPT 4.1 and Claude 3.5. Across three representative analysis tasks, the two systems describe synthetic datasets more precisely and accurately when raw data is accompanied by a scatterplot, especially as datasets grow in complexity. Comparison with two baselines -- providing a blank chart and a chart with mismatched data -- shows that the improved performance is due to the content of the charts. Our results are initial evidence that AI systems, like humans, can benefit from visualization.

cs.AI

Can Interpretation Predict Behavior on Unseen Data?

Interpretability research often predicts model responses to targeted mechanistic interventions. But can we predict responses to unseen input data? We propose and demonstrate this alternate objective by using model internals to predict their out-of-distribution (OOD) behavior. We train hundreds of Transformers on simple synthetic tasks, where perfect in-distribution accuracy is compatible with multiple OOD generalization rules. We successfully use attention patterns -- observed only on in-distribution data -- to predict which rule each model follows on OOD data. Our experiments decouple the mechanistic faithfulness of our interpretation from its predictive value; ablations reveal such internal patterns can suppress rather than support the rule they predict, showing observational analysis can forecast behavior even when causal analysis fails to support a simple cause-effect link. Our findings are a proof-of-concept for a new interpretability objective: understanding model internals to predict behavior and assess reliability under distribution shift.

cs.LG