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Vinay Kumar Sankarapu

Publications and source records attributed to Vinay Kumar Sankarapu.

31 records · Page 2Linked to original sources

Position: Behavioural Assurance Cannot Verify the Safety Claims Governance Now Demands

This position paper argues that behavioural assurance, even when carefully designed, is being asked to carry safety claims it cannot verify. AI governance frameworks enacted between 2019 and early 2026 require reviewable evidence of properties such as the absence of hidden objectives, resistance to loss-of-control precursors, and bounded catastrophic capability; current assurance methodologies (primarily behavioural evaluations and red-teaming) are epistemically limited to observable model outputs and cannot verify the latent representations or long-horizon agentic behaviours these frameworks presume to regulate. We formalize this structural mismatch as the audit gap, the divergence between required and achievable verification access, and introduce the concept of fragile assurance to describe cases where the evidential structure does not support the asserted safety claim. Through an analysis of a 21-instrument inventory, we identify an incentive gradient where geopolitical and industrial pressures systematically reward surface-level behavioral proxies over deep structural verification. Finally, we propose a technical pivot: bounding the weight of behavioral evidence in legal text and extending voluntary pre-deployment access with mechanistic-evidence classes, specifically linear probes, activation patching, and before/after-training comparisons.

cs.LG↗

Orion-Bix: Bi-Axial Attention for Tabular In-Context Learning

Tabular data drive most real-world machine learning applications, yet building general-purpose models for them remains difficult. Mixed numeric and categorical fields, weak feature structure, and limited labeled data make scaling and generalization challenging. To this end, we introduce Orion-Bix, a tabular foundation model that combines biaxial attention with meta-learned in-context reasoning for few-shot tabular learning. Its encoder alternates standard, grouped, hierarchical, and relational attention, fusing their outputs through multi-CLS summarization to capture both local and global dependencies efficiently. A label-aware ICL head adapts on the fly and scales to large label spaces via hierarchical decision routing. Meta-trained on synthetically generated, structurally diverse tables with causal priors, Orion-Bix learns transferable inductive biases across heterogeneous data. Delivered as a scikit-learn compatible foundation model, it outperforms gradient-boosting baselines and remains competitive with state-of-the-art tabular foundation models on public benchmarks, showing that biaxial attention with episodic meta-training enables robust, few-shot-ready tabular learning. The model is publicly available at https://github.com/Lexsi-Labs/Orion-BiX .

cs.LG↗

AlignTune: Modular Toolkit for Post-Training Alignment of Large Language Models

Post-training alignment is central to deploying large language models (LLMs), yet practical workflows remain split across backend-specific tools and ad-hoc glue code, making experiments hard to reproduce. We identify backend interference, reward fragmentation, and irreproducible pipelines as key obstacles in alignment research. We introduce AlignTune, a modular toolkit exposing a unified interface for supervised fine-tuning (SFT) and RLHF-style optimization with interchangeable TRL and Unsloth backends. AlignTune standardizes configuration, provides an extensible reward layer (rule-based and learned), and integrates evaluation over standard benchmarks and custom tasks. By isolating backend-specific logic behind a single factory boundary, AlignTune enables controlled comparisons and reproducible alignment experiments.

cs.CL↗

Beyond Uniform Credit: Causal Credit Assignment for Policy Optimization

Policy gradient methods for language model reasoning, such as GRPO and DAPO, assign uniform credit to all generated tokens - the filler phrase "Let me think" receives the same gradient update as the critical calculation "23 + 45 = 68." We propose counterfactual importance weighting: mask reasoning spans, measure the drop in answer probability, and upweight tokens accordingly during policy gradient updates. Our method requires no auxiliary models or external annotation, instead importance is estimated directly from the policy model's own probability shifts. Experiments on GSM8K across three models spanning the Qwen and Llama families demonstrate consistent improvements over uniform baselines and faster convergence to equivalent accuracy. Inverting the importance signal hurts performance, confirming we capture genuine causal structure rather than noise. Analysis shows the method correctly prioritizes calculation steps over scaffolding text. We view these findings as establishing counterfactual importance weighting as a foundation for further research rather than a complete solution.

cs.CL↗

Beyond KL Divergence: Policy Optimization with Flexible Bregman Divergences for LLM Reasoning

Policy optimization methods like Group Relative Policy Optimization (GRPO) and its variants have achieved strong results on mathematical reasoning and code generation tasks. Despite extensive exploration of reward processing strategies and training dynamics, all existing group-based methods exclusively use KL divergence for policy regularization, leaving the choice of divergence function unexplored. We introduce Group-Based Mirror Policy Optimization (GBMPO), a framework that extends group-based policy optimization to flexible Bregman divergences, including hand-designed alternatives (L2 in probability space) and learned neural mirror maps. On GSM8K mathematical reasoning, hand-designed ProbL2-GRPO achieves 86.7% accuracy, improving +5.5 points over the Dr. GRPO baseline. On MBPP code generation, neural mirror maps reach 60.1-60.8% pass@1, with random initialization already capturing most of the benefit. While evolutionary strategies meta-learning provides marginal accuracy improvements, its primary value lies in variance reduction ($\pm$0.2 versus $\pm$0.6) and efficiency gains (15% shorter responses on MBPP), suggesting that random initialization of neural mirror maps is sufficient for most practical applications. These results establish divergence choice as a critical, previously unexplored design dimension in group-based policy optimization for LLM reasoning.

cs.LG↗

Exploring Fine-Tuning for Tabular Foundation Models

Tabular Foundation Models (TFMs) have recently shown strong in-context learning capabilities on structured data, achieving zero-shot performance comparable to traditional machine learning methods. We find that zero-shot TFMs already achieve strong performance, while the benefits of fine-tuning are highly model and data-dependent. Meta-learning and PEFT provide moderate gains under specific conditions, whereas full supervised fine-tuning (SFT) often reduces accuracy or calibration quality. This work presents the first comprehensive study of fine-tuning in TFMs across benchmarks including TALENT, OpenML-CC18, and TabZilla. We compare Zero-Shot, Meta-Learning, Supervised (SFT), and parameter-efficient (PEFT) approaches, analyzing how dataset factors such as imbalance, size, and dimensionality affect outcomes. Our findings cover performance, calibration, and fairness, offering practical guidelines on when fine-tuning is most beneficial and its limitations.

cs.LG↗

TabTune: A Unified Library for Inference and Fine-Tuning Tabular Foundation Models

Tabular foundation models represent a growing paradigm in structured data learning, extending the benefits of large-scale pretraining to tabular domains. However, their adoption remains limited due to heterogeneous preprocessing pipelines, fragmented APIs, inconsistent fine-tuning procedures, and the absence of standardized evaluation for deployment-oriented metrics such as calibration and fairness. We present TabTune, a unified library that standardizes the complete workflow for tabular foundation models through a single interface. TabTune provides consistent access to seven state-of-the-art models supporting multiple adaptation strategies, including zero-shot inference, meta-learning, supervised fine-tuning (SFT), and parameter-efficient fine-tuning (PEFT). The framework automates model-aware preprocessing, manages architectural heterogeneity internally, and integrates evaluation modules for performance, calibration, and fairness. Designed for extensibility and reproducibility, TabTune enables consistent benchmarking of adaptation strategies of tabular foundation models.

cs.LG↗

Bridging the Gap in XAI-Why Reliable Metrics Matter for Explainability and Compliance

Reliable explainability is not only a technical goal but also a cornerstone of private AI governance. As AI models enter high-stakes sectors, private actors such as auditors, insurers, certification bodies, and procurement agencies require standardized evaluation metrics to assess trustworthiness. However, current XAI evaluation metrics remain fragmented and prone to manipulation, which undermines accountability and compliance. We argue that standardized metrics can function as governance primitives, embedding auditability and accountability within AI systems for effective private oversight. Building upon prior work in XAI benchmarking, we identify key limitations in ensuring faithfulness, tamper resistance, and regulatory alignment. Furthermore, interpretability can directly support model alignment by providing a verifiable means of ensuring behavioral integrity in General Purpose AI (GPAI) systems. This connection between interpretability and alignment positions XAI metrics as both technical and regulatory instruments that help prevent alignment faking, a growing concern among oversight bodies. We propose a Governance by Metrics paradigm that treats explainability evaluation as a central mechanism of private AI governance. Our framework introduces a hierarchical model linking transparency, tamper resistance, scalability, and legal alignment, extending evaluation from model introspection toward systemic accountability. Through conceptual synthesis and alignment with governance standards, we outline a roadmap for integrating explainability metrics into continuous AI assurance pipelines that serve both private oversight and regulatory needs.

cs.AI↗

Interpretability as Alignment: Making Internal Understanding a Design Principle

Frontier AI systems require governance mechanisms that can verify internal alignment, not just behavioral compliance. Private governance mechanisms audits, certification, insurance, and procurement are emerging to complement public regulation, but they require technical substrates that generate verifiable causal evidence about model behavior. This paper argues that mechanistic interpretability provides this substrate. We frame interpretability not as post-hoc explanation but as a design constraint embedding auditability, provenance, and bounded transparency within model architectures. Integrating causal abstraction theory and empirical benchmarks such as MIB and LoBOX, we outline how interpretability-first models can underpin private assurance pipelines and role-calibrated transparency frameworks. This reframing situates interpretability as infrastructure for private AI governance bridging the gap between technical reliability and institutional accountability.

cs.LG↗

Orion-MSP: Multi-Scale Sparse Attention for Tabular In-Context Learning

Tabular data remain the predominant format for real-world applications. Yet, developing effective neural models for tabular data remains challenging due to heterogeneous feature types and complex interactions occurring at multiple scales. Recent advances in tabular in-context learning (ICL), such as TabPFN and TabICL, have achieved state-of-the-art performance comparable to gradient-boosted trees (GBTs) without task-specific fine-tuning. However, current architectures exhibit key limitations: (1) single-scale feature processing that overlooks hierarchical dependencies, (2) dense attention with quadratic scaling in table width, and (3) strictly sequential component processing that prevents iterative representation refinement and cross-component communication. To address these challenges, we introduce Orion-MSP, a tabular ICL architecture featuring three key innovations: (1) multi-scale processing to capture hierarchical feature interactions; (2) block-sparse attention combining windowed, global, and random patterns for scalable efficiency and long-range connectivity; and (3) a Perceiver-style memory enabling safe bidirectional information flow across components. Across diverse benchmarks, Orion-MSP matches or surpasses state-of-the-art performance while scaling effectively to high-dimensional tables, establishing a new standard for efficient tabular in-context learning. The model is publicly available at https://github.com/Lexsi-Labs/Orion-MSP .

cs.AI↗

Interpretability-Aware Pruning for Efficient Medical Image Analysis

Deep learning has driven significant advances in medical image analysis, yet its adoption in clinical practice remains constrained by the large size and lack of transparency in modern models. Advances in interpretability techniques such as DL-Backtrace, Layer-wise Relevance Propagation, and Integrated Gradients make it possible to assess the contribution of individual components within neural networks trained on medical imaging tasks. In this work, we introduce an interpretability-guided pruning framework that reduces model complexity while preserving both predictive performance and transparency. By selectively retaining only the most relevant parts of each layer, our method enables targeted compression that maintains clinically meaningful representations. Experiments across multiple medical image classification benchmarks demonstrate that this approach achieves high compression rates with minimal loss in accuracy, paving the way for lightweight, interpretable models suited for real-world deployment in healthcare settings.

cs.CV↗

xai_evals : A Framework for Evaluating Post-Hoc Local Explanation Methods

The growing complexity of machine learning and deep learning models has led to an increased reliance on opaque "black box" systems, making it difficult to understand the rationale behind predictions. This lack of transparency is particularly challenging in high-stakes applications where interpretability is as important as accuracy. Post-hoc explanation methods are commonly used to interpret these models, but they are seldom rigorously evaluated, raising concerns about their reliability. The Python package xai_evals addresses this by providing a comprehensive framework for generating, benchmarking, and evaluating explanation methods across both tabular and image data modalities. It integrates popular techniques like SHAP, LIME, Grad-CAM, Integrated Gradients (IG), and Backtrace, while supporting evaluation metrics such as faithfulness, sensitivity, and robustness. xai_evals enhances the interpretability of machine learning models, fostering transparency and trust in AI systems. The library is open-sourced at https://pypi.org/project/xai-evals/ .

cs.LG↗

DLBacktrace: A Model Agnostic Explainability for any Deep Learning Models

The rapid growth of AI has led to more complex deep learning models, often operating as opaque "black boxes" with limited transparency in their decision-making. This lack of interpretability poses challenges, especially in high-stakes applications where understanding model output is crucial. This work highlights the importance of interpretability in fostering trust, accountability, and responsible deployment. To address these challenges, we introduce DLBacktrace, a novel, model-agnostic technique designed to provide clear insights into deep learning model decisions across a wide range of domains and architectures, including MLPs, CNNs, and Transformer-based LLM models. We present a comprehensive overview of DLBacktrace and benchmark its performance against established interpretability methods such as SHAP, LIME, and GradCAM. Our results demonstrate that DLBacktrace effectively enhances understanding of model behavior across diverse tasks. DLBacktrace is compatible with models developed in both PyTorch and TensorFlow, supporting architectures such as BERT, ResNet, U-Net, and custom DNNs for tabular data. The library is open-sourced and available at https://github.com/AryaXAI/DLBacktrace .

cs.LG↗