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Virginia Smith

Publications and source records attributed to Virginia Smith.

At least 19 recordsLinked to original sources

MOLE: Detecting Insider Threats in AI Agents

Model misalignment, prompt injection, or operator misuse could lead AI agents operating frontier-lab accounts to exfiltrate model weights, poison training data, or weaken release gates. Existing benchmarks do not test whether defenders can detect this activity among routine work under a limited review budget. We introduce MOLE, an open benchmark of 150 AI-operated accounts sharing 9 stateful services over 30 workdays, with 12 threats and 8 corpora from four models totaling roughly 20 billion tokens. Of 39 agent models, 72% complete most assigned harmful objectives and agent refusal does not predict completion. MOLE enables comparison of 40 monitors across corpus generators, observability levels, and threats; even the best evaluated monitor in our single-day audit-event comparison misses nearly half of completed harm. MOLE also enables monitor development: benchmark-guided search improves a mid-tier monitor by 49-64%, while selective use of a stronger monitor improves budget-AUC by 10% over applying it to every account-day at comparable modeled cost.

cs.LG

Epiphany-Aware KV Cache Eviction Without the Attention Matrix

As reasoning models emit chains of thought tens of thousands of tokens long, KV cache increasingly becomes a deployment bottleneck. Existing cache eviction methods rank tokens by attention weight, which is a noisy importance proxy in long reasoning traces, and prohibits the use of fused kernels in production inference by forcing the model to materialize the attention matrix. In this work, we instead score tokens with a metric we term the epiphany score: the change in the model's internal representation, read directly from the forward pass with no attention matrix and negligible extra state. Our resulting cache eviction method, EpiKV, requires no training, classifier, or custom kernel, and can be used directly in FlashAttention inference stacks unchanged -- scaling to a 16x longer feasible context than attention-based scoring. upper-mid layers negatively) and remove a positional trend with a causal rolling z-score. At a 4096-token cache EpiKV reaches 72% on MATH-500, matching the strongest attention-based baseline (ThinKV 71%, H2O 67%); a lag-normalized KV variant reaches 37% on AIME-2024 at 8192 tokens against the best of them (33%), at up to 2.8x the speed.

cs.LG

What Survives When You Compress a Recursive Reasoner for the Edge?

Recursive reasoning models can solve complex structured tasks with only a few million parameters by repeatedly updating a latent state. Deploying these models on edge hardware requires significant compression, but unlike conventional sequence models, quantization errors compound across recursive reasoning cycles rather than across output tokens. As a result, standard intuitions about compression fail to apply. In this work, we ask what survives when recursive reasoners are compressed. Across a full precision sweep, three tasks, and two recursive architectures, we find that aggressive compression preserves local prediction but destroys global reasoning: cell accuracy holds while puzzle-exact accuracy collapses to zero under naive INT4 pruning, distillation, and linear attention alike. Token-level objectives, including quantization-aware training, cannot repair it. The collapse is architectural -- it strikes MLP-mixing recursion but not attention on the same task -- and we reverse it with per-channel calibrated INT4 without retraining. We also introduce carry-trajectory fidelity, the cosine similarity to the full-precision reasoning path, as a label-free signal that predicts this damage and its recovery before a task evaluation. The combined result is a deployment recipe: flash-streamed embeddings remove a 99.4MB bottleneck, INT8 at one cycle matches full-depth accuracy at 6x fewer FLOPs (8MB SoC), and calibrated INT4 fits a 4MB microcontroller.

cs.LG

Personalization, Personas, and Forecasting in Value Alignment

LLM behavior may be conditioned by human identity in several ways: they may be asked to adapt to users, role-play populations, or forecast how people would answer value-laden questions. We test whether these framings are interchangeable using the World Values Survey (WVS). We evaluate GPT-5.4, Claude Sonnet 4.6, Gemini 2.5 Flash, and Qwen3-235B on 101 WVS-derived questions across 13 language-country slices, comparing a language-only baseline with user-country, persona-country, and third-person prompts. Across 21,008 model-response rows, prompt framing is a first-order determinant of cultural alignment: country cues often shift answers substantially, but not all shifts move toward matched human response distributions. Third-person forecasting yields the strongest directional alignment for three of the four hosted models, while personalization and role-play are weaker or less stable. Alignment gains concentrate on salient value dimensions such as religiosity, gender roles, and work-oriented material values, whereas institutional trust and democracy-related questions remain difficult. These results show that prompt framing is not a cosmetic choice in cultural value elicitation; it changes both model behavior and measured alignment.

cs.AI

Hidden in Plain Sight: Benchmarking Agent Safety Against Decomposition Attacks with DECOMPBENCH

LLM-based Agents are becoming increasingly capable and widely deployed, creating growing incentives for adversarial misuse in the real-world. A key emerging threat is Decomposition Attacks \cite{glukhov2024breach, jones2024adversaries} in which a harmful task is broken into simpler, benign subtasks that evade safety mechanisms when executed separately but cumulatively fulfill the malicious intent. Although recent benchmarks assess agent safety in multi-turn and multi-tool-use settings, they do not explicitly capture this form of decompositional misuse and may not represent realistic adversarial execution flows. To this end, we introduce DeCompBench, a benchmark designed specifically to evaluate agentic safety under decomposition attacks. DeCompBench is created with a decomposition-by-design principle using a graphical framework and enables harmful task decomposition into individually benign and executable subtasks with realistic workflows. Our experiments using a custom decomposer show that state-of-the-art agents exhibit high refusal rates on monolithic harmful tasks, but significantly lower refusal rates on their decomposed variants, while often inadvertently fulfilling the adversarial objectives. These findings underscore the need for safety evaluations against decomposition attacks and corresponding defenses. Our dataset is publicly available and can be found at https://huggingface.co/datasets/decompositionbench/DeCompBench.

cs.CR

Position: Preventing AI-Generated CSAM Necessitates New Approaches to AI Safety

Modern artificial intelligence (AI) systems present profound new risks to child safety. AI is increasingly being misused to create AI-generated child sexual abuse material, facilitate child sexual exploitation, and reduce barriers to harm. In this paper, we argue that protecting children from AI-facilitated sexual abuse requires new approaches to AI safety. Existing safety techniques assume data accessibility, transparency, and evaluation practices that are incompatible with the ethical and legal constraints surrounding child sexual abuse material. We examine how these constraints create new technical challenges, such as limitations on dataset auditing, red teaming, and fine-tuning prevention. In turn, we outline *15 open problems* in online child sexual exploitation and abuse across the AI development lifecycle, from dataset curation and model design to deployment and long-term maintenance. We propose targeted recommendations for researchers, developers, and policymakers to bridge the gap between theoretical AI safety and the realities of child protection. Our work aims to reframe preventing AI-facilitated child sexual abuse as a central, safety-critical dimension for AI research, motivating work that translates responsible AI principles into concrete safeguards against the exploitation of children.

cs.CY

Open-Weight LLM Fine-Tuning Defenses are Susceptible to Simple Attacks

Recent defenses for safeguarding open-weight large language models (LLMs) are intended to prevent adversarial usage. Underlying these defenses is an assumption that new harmful behavior is learned through fine-tuning rather than elicited by jailbreaking the model. Yet, pretrained LLMs already encode substantial harmful knowledge across many domains, which raises an important question: can an adversary jailbreak safeguarded models, to achieve harmful usage without fine-tuning at all? In this paper, we show that open-weight safeguards are susceptible to simpler strategies that, despite being well known, have not been systematically evaluated against these safeguards. Specifically, we evaluate two low-cost attacks--abliteration and prefilling--that do not rely on gradient-based optimization. Across three harmfulness evaluation benchmarks (BeaverTails, HarmBench, and AdvBench), these attacks increase attack success rates against safeguarded open-weight models from below 10\% to a range of 16%-96%. To mitigate this vulnerability, we introduce abliteration-resistant tuning (ART), which incorporates an abliteration-based objective into training. ART can be layered onto existing defenses and reduces the success rates of abliteration, prefilling, and their combination by 10%-20%. These findings indicate that the attack surface for open-weight models is broader than previously characterized, and that evaluations of safeguarding defenses should incorporate a more diverse set of attack strategies beyond adversarial fine-tuning.

cs.LG

Curriculum Learning for Safety Alignment

Direct Preference Optimisation (DPO) is widely used for safety alignment in large language models. However, prior work shows it is brittle and exhibits poor out-of-distribution (OOD) generalisation. In this paper, we investigate whether Curriculum Learning can improve the robustness of DPO-based safety alignment. We propose Staged-Competence, a curriculum-based framework that organises preference data by difficulty, employs competence-based sampling, and progressively updates the reference model during training. Averaged across three model families, Staged-Competence reduces OOD harmful response rates by 16% and jailbreak attack success rates by 20%, while preserving general capabilities with near-zero over-refusal. We further show that Staged-Competence (1) matches baseline safety with only 75% of the training data and (2) yields better separation between safe and unsafe responses. Staged-Competence is agnostic to the policy optimisation loss and can extend to other DPO variants and alignment domains. Our code and data are available at https://github.com/Sandeep5500/curriculum-learning-for-safety.

cs.LG

Beyond LoRA vs. Full Fine-Tuning: Gradient-Guided Optimizer Routing for LLM Adaptation

Recent literature on fine-tuning Large Language Models highlights a fundamental debate. While Full Fine-Tuning (FFT) provides the representational plasticity required for high-entropy knowledge injection, Low-Rank Adaptation (LoRA) can match or surpass FFT performance because many tasks only require updates in a low-rank space and benefit from LoRA's additional regularization. Through empirical evaluation across diverse tasks (SQL, Medical QA, and Counterfactual Knowledge) and varying language models (Gemma-3-1B, Qwen2.5-1.5B, and Qwen2.5-3B), we verify both trends and demonstrate that relying solely on either static architecture is structurally limited. To address this challenge, we propose a Mixture of LoRA and Full (MoLF) Fine-Tuning, a unified framework that enables continuous navigation between both training regimes. MoLF dynamically routes updates between FFT and LoRA at the optimizer level to ensure that exact gradient signals are available to both experts throughout training, yielding stable training dynamics. For memory-constrained environments, we also introduce MoLF-Efficient, which freezes base weights and only routes updates among a pair of LoRA experts of potentially varying rank. Our evaluations show that MoLF either improves on or stays within $1.5\%$ of the better of FFT and LoRA across all settings, while MoLF-Efficient outperforms prior adaptive LoRA approaches by up to $20\%$ on Fact and $9\%$ on Med and SQL. Our code is open-sourced at https://github.com/11785T23/molf.git.

cs.CL

Pando: Do Interpretability Methods Work When Models Won't Explain Themselves?

Mechanistic interpretability is often motivated for alignment auditing, where a model's verbal explanations can be absent, incomplete, or misleading. Yet many evaluations do not control whether black-box prompting alone can recover the target behavior, so apparent gains from white-box tools may reflect elicitation rather than internal signal; we call this the elicitation confounder. We introduce Pando, a model-organism benchmark that breaks this confound via an explanation axis: models are trained to produce either faithful explanations of the true rule, no explanation, or confident but unfaithful explanations of a disjoint distractor rule. Across 720 finetuned models implementing hidden decision-tree rules, agents predict held-out model decisions from $10$ labeled query-response pairs, optionally augmented with one interpretability tool output. When explanations are faithful, black-box elicitation matches or exceeds all white-box methods; when explanations are absent or misleading, gradient-based attribution improves accuracy by 3-5 percentage points, and relevance patching, RelP, gives the largest gains, while logit lens, sparse autoencoders, and circuit tracing provide no reliable benefit. Variance decomposition suggests gradients track decision computation, which fields causally drive the output, whereas other readouts are dominated by task representation, biases toward field identity and value. We release all models, code, and evaluation infrastructure.

cs.LG

DSPA: Dynamic SAE Steering for Data-Efficient Preference Alignment

Preference alignment is usually achieved by weight-updating training on preference data, which adds substantial alignment-stage compute and provides limited mechanistic visibility. We propose Dynamic SAE Steering for Preference Alignment (DSPA), an inference-time method that makes sparse autoencoder (SAE) steering prompt-conditional. From preference triples, DSPA computes a conditional-difference map linking prompt features to generation-control features; during decoding, it modifies only token-active latents, without base-model weight updates. Across Gemma-2-2B/9B and Qwen3-8B, DSPA improves MT-Bench and is competitive on AlpacaEval while preserving multiple-choice accuracy. Under restricted preference data, DSPA remains robust and can rival the two-stage RAHF-SCIT pipeline while requiring up to $4.47\times$ fewer alignment-stage FLOPs. Finally, we audit the SAE features DSPA modifies, finding that preference directions are dominated by discourse and stylistic signals, and provide theory clarifying the conditional-difference map estimate and when top-$k$ ablation is principled.

cs.LG

IsoCompute Playbook: Optimally Scaling Sampling Compute for LLM RL

While scaling laws guide compute allocation for LLM pre-training, analogous prescriptions for reinforcement learning (RL) post-training of large language models (LLMs) remain poorly understood. We study the compute-optimal allocation of sampling compute for on-policy RL methods in LLMs, framing scaling as a compute-constrained optimization over three resources: parallel rollouts per problem, number of problems per batch, and number of update steps. We find that the compute-optimal number of parallel rollouts per problem increases predictably with compute budget and then saturates. This trend holds across both easy and hard problems, though driven by different mechanisms: solution sharpening on easy problems and coverage expansion on hard problems. We further show that increasing the number of parallel rollouts mitigates interference across problems, while the number of problems per batch primarily affects training stability and can be chosen within a broad range. Validated across base models and data distributions, our results recast RL scaling laws as prescriptive allocation rules and provide practical guidance for compute-efficient LLM RL post-training.

cs.LG

Automated Concept Discovery for LLM-as-a-Judge Preference Analysis

Large Language Models (LLMs) are increasingly used as scalable evaluators of model outputs, but their preference judgments exhibit systematic biases and can diverge from human evaluations. Prior work on LLM-as-a-judge has largely focused on a small, predefined set of hypothesized biases, leaving open the problem of automatically discovering unknown drivers of LLM preferences. We address this gap by studying several embedding-level concept extraction methods for analyzing LLM judge behavior. We compare these methods in terms of interpretability and predictiveness, finding that sparse autoencoder-based approaches recover substantially more interpretable preference features than alternatives while remaining competitive in predicting LLM decisions. Using over 27k paired responses from multiple human preference datasets and judgments from three LLMs, we analyze LLM judgments and compare them to those of human annotators. Our method both validates existing results, such as the tendency for LLMs to prefer refusal of sensitive requests at higher rates than humans, and uncovers new trends across both general and domain-specific datasets, including biases toward responses that emphasize concreteness and empathy in approaching new situations, toward detail and formality in academic advice, and against legal guidance that promotes active steps like calling police and filing lawsuits. Our results show that automated concept discovery enables systematic analysis of LLM judge preferences without predefined bias taxonomies.

cs.CL

POPE: Learning to Reason on Hard Problems via Privileged On-Policy Exploration

Reinforcement learning (RL) has improved the reasoning abilities of large language models (LLMs), yet state-of-the-art methods still fail to learn on many training problems. On hard problems, on-policy RL rarely explores even a single correct rollout, yielding zero reward and no learning signal for driving improvement. We find that natural solutions to remedy this exploration problem from classical RL, such as entropy bonuses, more permissive clipping of the importance ratio, or direct optimization of pass@k objectives, do not resolve this issue and often destabilize optimization without improving solvability. A natural alternative is to leverage transfer from easier problems. However, we show that mixing easy and hard problems during RL training is counterproductive due to ray interference, where optimization focuses on already-solvable problems in a way that actively inhibits progress on harder ones. To address this challenge, we introduce Privileged On-Policy Exploration (POPE), an approach that leverages human- or other oracle solutions as privileged information to guide exploration on hard problems, unlike methods that use oracle solutions as training targets (e.g., off-policy RL methods or warmstarting from SFT). POPE augments hard problems with prefixes of oracle solutions, enabling RL to obtain non-zero rewards during guided rollouts. Crucially, the resulting behaviors transfer back to the original, unguided problems through a synergy between instruction-following and reasoning. Empirically, POPE expands the set of solvable problems and substantially improves performance on challenging reasoning benchmarks.

cs.LG

Research in Collaborative Learning Does Not Serve Cross-Silo Federated Learning in Practice

Cross-silo federated learning (FL) is a promising approach to enable cross-organization collaboration in machine learning model development without directly sharing private data. Despite growing organizational interest driven by data protection regulations such as GDPR and HIPAA, the adoption of cross-silo FL remains limited in practice. In this paper, we conduct an interview study to understand the practical challenges associated with cross-silo FL adoption. With interviews spanning a diverse set of stakeholders such as user organizations, software providers, and academic researchers, we uncover various barriers, from concerns about model performance to questions of incentives and trust between participating organizations. Our study shows that cross-silo FL faces a set of challenges that have yet to be well-captured by existing research in the area and are quite distinct from other forms of federated learning such as cross-device FL. We end with a discussion on future research directions that can help overcome these challenges.

cs.LG

RefusalBench: Generative Evaluation of Selective Refusal in Grounded Language Models

The ability of language models in RAG systems to selectively refuse to answer based on flawed context is critical for safety, yet remains a significant failure point. Our large-scale study reveals that even frontier models struggle in this setting, with refusal accuracy dropping below 50% on multi-document tasks, while exhibiting either dangerous overconfidence or overcaution. Static benchmarks fail to reliably evaluate this capability, as models exploit dataset-specific artifacts and memorize test instances. We introduce RefusalBench, a generative methodology that programmatically creates diagnostic test cases through controlled linguistic perturbation. Our framework employs 176 distinct perturbation strategies across six categories of informational uncertainty and three intensity levels. Evaluation of over 30 models uncovers systematic failure patterns: refusal comprises separable detection and categorization skills, and neither scale nor extended reasoning improves performance. We find that selective refusal is a trainable, alignment-sensitive capability, offering a clear path for improvement. We release two benchmarks -- RefusalBench-NQ (single document) and RefusalBench-GaRAGe (multi-document) -- and our complete generation framework to enable continued, dynamic evaluation of this critical capability.

cs.CL

Semantic Agreement Enables Efficient Open-Ended LLM Cascades

Cascade systems route computational requests to smaller models when possible and defer to larger models only when necessary, offering a promising approach to balance cost and quality in LLM deployment. However, they face a fundamental challenge in open-ended text generation: determining output reliability when generation quality lies on a continuous spectrum, often with multiple valid responses. To address this, we propose semantic agreement -- meaning-level consensus between ensemble outputs -- as a training-free signal for reliable deferral. We show that when diverse model outputs agree semantically, their consensus is a stronger reliability signal than token-level confidence. Evaluated from 500M to 70B-parameter models, we find that semantic cascades match or surpass target-model quality at 40% of the cost and reduce latency by up to 60%. Our method requires no model internals, works across black-box APIs, and remains robust to model updates, making it a practical baseline for real-world LLM deployment.

cs.CL

PARALLELPROMPT: Extracting Parallelism from Large Language Model Queries

LLM serving systems typically treat user prompts as monolithic inputs, optimizing inference through decoding tricks or inter-query batching. However, many real-world prompts contain latent semantic parallelism--decomposable structures where subtasks can be executed independently to reduce latency while preserving meaning. We introduce PARALLELPROMPT, the first benchmark for measuring intra-query parallelism in natural user prompts. Our dataset comprises over 37,000 real-world prompts from public LLM chat logs, each annotated with a structured schema capturing task templates, shared context, and iteration inputs. These schemas are extracted using LLM-assisted prompting with rule-based multilingual validation. To evaluate the benefits of decomposition, we provide an execution suite that benchmarks serial vs. parallel strategies, measuring latency, structural adherence, and semantic fidelity. Our results show that intra-query parallelism can be successfully parsed in over 75% of curated datasets, unlocking up to 5x speedups on tasks like translation, comprehension, and comparative analysis, with minimal quality degradation. By releasing this benchmark, curation pipeline, and evaluation suite, we provide the first standardized testbed for studying structure-aware execution in LLM serving pipelines.

cs.LG