arXiv subjects

Vito Walter Anelli

Publications and source records attributed to Vito Walter Anelli.

At least 37 records · Page 2Linked to original sources

arXiv2023

Counterfactual Reasoning for Bias Evaluation and Detection in a Fairness under Unawareness setting

Current AI regulations require discarding sensitive features (e.g., gender, race, religion) in the algorithm's decision-making process to prevent unfair outcomes. However, even without sensitive features in the training set, algorithms can persist in discrimination. Indeed, when sensitive features are omitted (fairness under unawareness), they could be inferred through non-linear relations with the so called proxy features. In this work, we propose a way to reveal the potential hidden bias of a machine learning model that can persist even when sensitive features are discarded. This study shows that it is possible to unveil whether the black-box predictor is still biased by exploiting counterfactual reasoning. In detail, when the predictor provides a negative classification outcome, our approach first builds counterfactual examples for a discriminated user category to obtain a positive outcome. Then, the same counterfactual samples feed an external classifier (that targets a sensitive feature) that reveals whether the modifications to the user characteristics needed for a positive outcome moved the individual to the non-discriminated group. When this occurs, it could be a warning sign for discriminatory behavior in the decision process. Furthermore, we leverage the deviation of counterfactuals from the original sample to determine which features are proxies of specific sensitive information. Our experiments show that, even if the model is trained without sensitive features, it often suffers discriminatory biases.

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arXiv2023

Post-hoc Selection of Pareto-Optimal Solutions in Search and Recommendation

Information Retrieval (IR) and Recommender Systems (RS) tasks are moving from computing a ranking of final results based on a single metric to multi-objective problems. Solving these problems leads to a set of Pareto-optimal solutions, known as Pareto frontier, in which no objective can be further improved without hurting the others. In principle, all the points on the Pareto frontier are potential candidates to represent the best model selected with respect to the combination of two, or more, metrics. To our knowledge, there are no well-recognized strategies to decide which point should be selected on the frontier. In this paper, we propose a novel, post-hoc, theoretically-justified technique, named "Population Distance from Utopia" (PDU), to identify and select the one-best Pareto-optimal solution from the frontier. In detail, PDU analyzes the distribution of the points by investigating how far each point is from its utopia point (the ideal performance for the objectives). The possibility of considering fine-grained utopia points allows PDU to select solutions tailored to individual user preferences, a novel feature we call "calibration". We compare PDU against existing state-of-the-art strategies through extensive experiments on tasks from both IR and RS. Experimental results show that PDU and combined with calibration notably impact the solution selection. Furthermore, the results show that the proposed framework selects a solution in a principled way, irrespective of its position on the frontier, thus overcoming the limits of other strategies.

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arXiv2023

Counterfactual Fair Opportunity: Measuring Decision Model Fairness with Counterfactual Reasoning

The increasing application of Artificial Intelligence and Machine Learning models poses potential risks of unfair behavior and, in light of recent regulations, has attracted the attention of the research community. Several researchers focused on seeking new fairness definitions or developing approaches to identify biased predictions. However, none try to exploit the counterfactual space to this aim. In that direction, the methodology proposed in this work aims to unveil unfair model behaviors using counterfactual reasoning in the case of fairness under unawareness setting. A counterfactual version of equal opportunity named counterfactual fair opportunity is defined and two novel metrics that analyze the sensitive information of counterfactual samples are introduced. Experimental results on three different datasets show the efficacy of our methodologies and our metrics, disclosing the unfair behavior of classic machine learning and debiasing models.

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arXiv2022

Top-N Recommendation Algorithms: A Quest for the State-of-the-Art

Research on recommender systems algorithms, like other areas of applied machine learning, is largely dominated by efforts to improve the state-of-the-art, typically in terms of accuracy measures. Several recent research works however indicate that the reported improvements over the years sometimes "don't add up", and that methods that were published several years ago often outperform the latest models when evaluated independently. Different factors contribute to this phenomenon, including that some researchers probably often only fine-tune their own models but not the baselines. In this paper, we report the outcomes of an in-depth, systematic, and reproducible comparison of ten collaborative filtering algorithms - covering both traditional and neural models - on several common performance measures on three datasets which are frequently used for evaluation in the recent literature. Our results show that there is no consistent winner across datasets and metrics for the examined top-n recommendation task. Moreover, we find that for none of the accuracy measurements any of the considered neural models led to the best performance. Regarding the performance ranking of algorithms across the measurements, we found that linear models, nearest-neighbor methods, and traditional matrix factorization consistently perform well for the evaluated modest-sized, but commonly-used datasets. Our work shall therefore serve as a guideline for researchers regarding existing baselines to consider in future performance comparisons. Moreover, by providing a set of fine-tuned baseline models for different datasets, we hope that our work helps to establish a common understanding of the state-of-the-art for top-n recommendation tasks.

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arXiv2021

Adherence and Constancy in LIME-RS Explanations for Recommendation

Explainable Recommendation has attracted a lot of attention due to a renewed interest in explainable artificial intelligence. In particular, post-hoc approaches have proved to be the most easily applicable ones to increasingly complex recommendation models, which are then treated as black-boxes. The most recent literature has shown that for post-hoc explanations based on local surrogate models, there are problems related to the robustness of the approach itself. This consideration becomes even more relevant in human-related tasks like recommendation. The explanation also has the arduous task of enhancing increasingly relevant aspects of user experience such as transparency or trustworthiness. This paper aims to show how the characteristics of a classical post-hoc model based on surrogates is strongly model-dependent and does not prove to be accountable for the explanations generated.

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arXiv2021

The 2021 RecSys Challenge Dataset: Fairness is not optional

After the success the RecSys 2020 Challenge, we are describing a novel and bigger dataset that was released in conjunction with the ACM RecSys Challenge 2021. This year's dataset is not only bigger (~ 1B data points, a 5 fold increase), but for the first time it take into consideration fairness aspects of the challenge. Unlike many static datsets, a lot of effort went into making sure that the dataset was synced with the Twitter platform: if a user deleted their content, the same content would be promptly removed from the dataset too. In this paper, we introduce the dataset and challenge, highlighting some of the issues that arise when creating recommender systems at Twitter scale.

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arXiv2021

Understanding the Effects of Adversarial Personalized Ranking Optimization Method on Recommendation Quality

Recommender systems (RSs) employ user-item feedback, e.g., ratings, to match customers to personalized lists of products. Approaches to top-k recommendation mainly rely on Learning-To-Rank algorithms and, among them, the most widely adopted is Bayesian Personalized Ranking (BPR), which bases on a pair-wise optimization approach. Recently, BPR has been found vulnerable against adversarial perturbations of its model parameters. Adversarial Personalized Ranking (APR) mitigates this issue by robustifying BPR via an adversarial training procedure. The empirical improvements of APR's accuracy performance on BPR have led to its wide use in several recommender models. However, a key overlooked aspect has been the beyond-accuracy performance of APR, i.e., novelty, coverage, and amplification of popularity bias, considering that recent results suggest that BPR, the building block of APR, is sensitive to the intensification of biases and reduction of recommendation novelty. In this work, we model the learning characteristics of the BPR and APR optimization frameworks to give mathematical evidence that, when the feedback data have a tailed distribution, APR amplifies the popularity bias more than BPR due to an unbalanced number of received positive updates from short-head items. Using matrix factorization (MF), we empirically validate the theoretical results by performing preliminary experiments on two public datasets to compare BPR-MF and APR-MF performance on accuracy and beyond-accuracy metrics. The experimental results consistently show the degradation of novelty and coverage measures and a worrying amplification of bias.

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arXiv2021

Sparse Feature Factorization for Recommender Systems with Knowledge Graphs

Deep Learning and factorization-based collaborative filtering recommendation models have undoubtedly dominated the scene of recommender systems in recent years. However, despite their outstanding performance, these methods require a training time proportional to the size of the embeddings and it further increases when also side information is considered for the computation of the recommendation list. In fact, in these cases we have that with a large number of high-quality features, the resulting models are more complex and difficult to train. This paper addresses this problem by presenting KGFlex: a sparse factorization approach that grants an even greater degree of expressiveness. To achieve this result, KGFlex analyzes the historical data to understand the dimensions the user decisions depend on (e.g., movie direction, musical genre, nationality of book writer). KGFlex represents each item feature as an embedding and it models user-item interactions as a factorized entropy-driven combination of the item attributes relevant to the user. KGFlex facilitates the training process by letting users update only those relevant features on which they base their decisions. In other words, the user-item prediction is mediated by the user's personal view that considers only relevant features. An extensive experimental evaluation shows the approach's effectiveness, considering the recommendation results' accuracy, diversity, and induced bias. The public implementation of KGFlex is available at https://split.to/kgflex.

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arXiv2021

Elliot: a Comprehensive and Rigorous Framework for Reproducible Recommender Systems Evaluation

Recommender Systems have shown to be an effective way to alleviate the over-choice problem and provide accurate and tailored recommendations. However, the impressive number of proposed recommendation algorithms, splitting strategies, evaluation protocols, metrics, and tasks, has made rigorous experimental evaluation particularly challenging. Puzzled and frustrated by the continuous recreation of appropriate evaluation benchmarks, experimental pipelines, hyperparameter optimization, and evaluation procedures, we have developed an exhaustive framework to address such needs. Elliot is a comprehensive recommendation framework that aims to run and reproduce an entire experimental pipeline by processing a simple configuration file. The framework loads, filters, and splits the data considering a vast set of strategies (13 splitting methods and 8 filtering approaches, from temporal training-test splitting to nested K-folds Cross-Validation). Elliot optimizes hyperparameters (51 strategies) for several recommendation algorithms (50), selects the best models, compares them with the baselines providing intra-model statistics, computes metrics (36) spanning from accuracy to beyond-accuracy, bias, and fairness, and conducts statistical analysis (Wilcoxon and Paired t-test). The aim is to provide the researchers with a tool to ease (and make them reproducible) all the experimental evaluation phases, from data reading to results collection. Elliot is available on GitHub (https://github.com/sisinflab/elliot).

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arXiv2021

Reenvisioning Collaborative Filtering vs Matrix Factorization

Collaborative filtering models based on matrix factorization and learned similarities using Artificial Neural Networks (ANNs) have gained significant attention in recent years. This is, in part, because ANNs have demonstrated good results in a wide variety of recommendation tasks. The introduction of ANNs within the recommendation ecosystem has been recently questioned, raising several comparisons in terms of efficiency and effectiveness. One aspect most of these comparisons have in common is their focus on accuracy, neglecting other evaluation dimensions important for the recommendation, such as novelty, diversity, or accounting for biases. We replicate experiments from three papers that compare Neural Collaborative Filtering (NCF) and Matrix Factorization (MF), to extend the analysis to other evaluation dimensions. Our contribution shows that the experiments are entirely reproducible, and we extend the study including other accuracy metrics and two statistical hypothesis tests. We investigated the Diversity and Novelty of the recommendations, showing that MF provides a better accuracy also on the long tail, although NCF provides a better item coverage and more diversified recommendations. We discuss the bias effect generated by the tested methods. They show a relatively small bias, but other recommendation baselines, with competitive accuracy performance, consistently show to be less affected by this issue. This is the first work, to the best of our knowledge, where several evaluation dimensions have been explored for an array of SOTA algorithms covering recent adaptations of ANNs and MF. Hence, we show the potential these techniques may have on beyond-accuracy evaluation while analyzing the effect on reproducibility these complementary dimensions may spark. Available at github.com/sisinflab/Reenvisioning-the-comparison-between-Neural-Collaborative-Filtering-and-Matrix-Factorization

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arXiv2021

FedeRank: User Controlled Feedback with Federated Recommender Systems

Recommender systems have shown to be a successful representative of how data availability can ease our everyday digital life. However, data privacy is one of the most prominent concerns in the digital era. After several data breaches and privacy scandals, the users are now worried about sharing their data. In the last decade, Federated Learning has emerged as a new privacy-preserving distributed machine learning paradigm. It works by processing data on the user device without collecting data in a central repository. We present FedeRank (https://split.to/federank), a federated recommendation algorithm. The system learns a personal factorization model onto every device. The training of the model is a synchronous process between the central server and the federated clients. FedeRank takes care of computing recommendations in a distributed fashion and allows users to control the portion of data they want to share. By comparing with state-of-the-art algorithms, extensive experiments show the effectiveness of FedeRank in terms of recommendation accuracy, even with a small portion of shared user data. Further analysis of the recommendation lists' diversity and novelty guarantees the suitability of the algorithm in real production environments.

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arXiv2020

How to Put Users in Control of their Data in Federated Top-N Recommendation with Learning to Rank

Recommendation services are extensively adopted in several user-centered applications as a tool to alleviate the information overload problem and help users in orienteering in a vast space of possible choices. In such scenarios, data ownership is a crucial concern since users may not be willing to share their sensitive preferences (e.g., visited locations) with a central server. Unfortunately, data harvesting and collection is at the basis of modern, state-of-the-art approaches to recommendation. To address this issue, we present FPL, an architecture in which users collaborate in training a central factorization model while controlling the amount of sensitive data leaving their devices. The proposed approach implements pair-wise learning-to-rank optimization by following the Federated Learning principles, originally conceived to mitigate the privacy risks of traditional machine learning. The public implementation is available at https://split.to/sisinflab-fpl.

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arXiv2020

Multi-Step Adversarial Perturbations on Recommender Systems Embeddings

Recommender systems (RSs) have attained exceptional performance in learning users' preferences and helping them in finding the most suitable products. Recent advances in adversarial machine learning (AML) in the computer vision domain have raised interests in the security of state-of-the-art model-based recommenders. Recently, worrying deterioration of recommendation accuracy has been acknowledged on several state-of-the-art model-based recommenders (e.g., BPR-MF) when machine-learned adversarial perturbations contaminate model parameters. However, while the single-step fast gradient sign method (FGSM) is the most explored perturbation strategy, multi-step (iterative) perturbation strategies, that demonstrated higher efficacy in the computer vision domain, have been highly under-researched in recommendation tasks. In this work, inspired by the basic iterative method (BIM) and the projected gradient descent (PGD) strategies proposed in the CV domain, we adapt the multi-step strategies for the item recommendation task to study the possible weaknesses of embedding-based recommender models under minimal adversarial perturbations. Letting the magnitude of the perturbation be fixed, we illustrate the highest efficacy of the multi-step perturbation compared to the single-step one with extensive empirical evaluation on two widely adopted recommender datasets. Furthermore, we study the impact of structural dataset characteristics, i.e., sparsity, density, and size, on the performance degradation issued by presented perturbations to support RS designer in interpreting recommendation performance variation due to minimal variations of model parameters. Our implementation and datasets are available at https://anonymous.4open.science/r/9f27f909-93d5-4016-b01c-8976b8c14bc5/.

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arXiv2020

An Empirical Study of DNNs Robustification Inefficacy in Protecting Visual Recommenders

Visual-based recommender systems (VRSs) enhance recommendation performance by integrating users' feedback with the visual features of product images extracted from a deep neural network (DNN). Recently, human-imperceptible images perturbations, defined \textit{adversarial attacks}, have been demonstrated to alter the VRSs recommendation performance, e.g., pushing/nuking category of products. However, since adversarial training techniques have proven to successfully robustify DNNs in preserving classification accuracy, to the best of our knowledge, two important questions have not been investigated yet: 1) How well can these defensive mechanisms protect the VRSs performance? 2) What are the reasons behind ineffective/effective defenses? To answer these questions, we define a set of defense and attack settings, as well as recommender models, to empirically investigate the efficacy of defensive mechanisms. The results indicate alarming risks in protecting a VRS through the DNN robustification. Our experiments shed light on the importance of visual features in very effective attack scenarios. Given the financial impact of VRSs on many companies, we believe this work might rise the need to investigate how to successfully protect visual-based recommenders. Source code and data are available at https://anonymous.4open.science/r/868f87ca-c8a4-41ba-9af9-20c41de33029/.

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arXiv2020

Prioritized Multi-Criteria Federated Learning

In Machine Learning scenarios, privacy is a crucial concern when models have to be trained with private data coming from users of a service, such as a recommender system, a location-based mobile service, a mobile phone text messaging service providing next word prediction, or a face image classification system. The main issue is that, often, data are collected, transferred, and processed by third parties. These transactions violate new regulations, such as GDPR. Furthermore, users usually are not willing to share private data such as their visited locations, the text messages they wrote, or the photo they took with a third party. On the other hand, users appreciate services that work based on their behaviors and preferences. In order to address these issues, Federated Learning (FL) has been recently proposed as a means to build ML models based on private datasets distributed over a large number of clients, while preventing data leakage. A federation of users is asked to train a same global model on their private data, while a central coordinating server receives locally computed updates by clients and aggregate them to obtain a better global model, without the need to use clients' actual data. In this work, we extend the FL approach by pushing forward the state-of-the-art approaches in the aggregation step of FL, which we deem crucial for building a high-quality global model. Specifically, we propose an approach that takes into account a suite of client-specific criteria that constitute the basis for assigning a score to each client based on a priority of criteria defined by the service provider. Extensive experiments on two publicly available datasets indicate the merits of the proposed approach compared to standard FL baseline.

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arXiv2019

How to make latent factors interpretable by feeding Factorization machines with knowledge graphs

Model-based approaches to recommendation can recommend items with a very high level of accuracy. Unfortunately, even when the model embeds content-based information, if we move to a latent space we miss references to the actual semantics of recommended items. Consequently, this makes non-trivial the interpretation of a recommendation process. In this paper, we show how to initialize latent factors in Factorization Machines by using semantic features coming from a knowledge graph in order to train an interpretable model. With our model, semantic features are injected into the learning process to retain the original informativeness of the items available in the dataset. The accuracy and effectiveness of the trained model have been tested using two well-known recommender systems datasets. By relying on the information encoded in the original knowledge graph, we have also evaluated the semantic accuracy and robustness for the knowledge-aware interpretability of the final model.

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arXiv2019

On the discriminative power of Hyper-parameters in Cross-Validation and how to choose them

Hyper-parameters tuning is a crucial task to make a model perform at its best. However, despite the well-established methodologies, some aspects of the tuning remain unexplored. As an example, it may affect not just accuracy but also novelty as well as it may depend on the adopted dataset. Moreover, sometimes it could be sufficient to concentrate on a single parameter only (or a few of them) instead of their overall set. In this paper we report on our investigation on hyper-parameters tuning by performing an extensive 10-Folds Cross-Validation on MovieLens and Amazon Movies for three well-known baselines: User-kNN, Item-kNN, BPR-MF. We adopted a grid search strategy considering approximately 15 values for each parameter, and we then evaluated each combination of parameters in terms of accuracy and novelty. We investigated the discriminative power of nDCG, Precision, Recall, MRR, EFD, EPC, and, finally, we analyzed the role of parameters on model evaluation for Cross-Validation.

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arXiv2019

Towards Effective Device-Aware Federated Learning

With the wealth of information produced by social networks, smartphones, medical or financial applications, speculations have been raised about the sensitivity of such data in terms of users' personal privacy and data security. To address the above issues, Federated Learning (FL) has been recently proposed as a means to leave data and computational resources distributed over a large number of nodes (clients) where a central coordinating server aggregates only locally computed updates without knowing the original data. In this work, we extend the FL framework by pushing forward the state the art in the field on several dimensions: (i) unlike the original FedAvg approach relying solely on single criteria (i.e., local dataset size), a suite of domain- and client-specific criteria constitute the basis to compute each local client's contribution, (ii) the multi-criteria contribution of each device is computed in a prioritized fashion by leveraging a priority-aware aggregation operator used in the field of information retrieval, and (iii) a mechanism is proposed for online-adjustment of the aggregation operator parameters via a local search strategy with backtracking. Extensive experiments on a publicly available dataset indicate the merits of the proposed approach compared to standard FedAvg baseline.

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