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Vivienne F. Baldassare

Publications and source records attributed to Vivienne F. Baldassare.

At least 19 recordsLinked to original sources

Identifying Changing-Look AGN Transitions in Light Curve Data with the Zwicky Transient Facility

Changing-Look AGN (CL-AGN) are AGN which transition between Seyfert types, challenging AGN unification models. Most CL-AGN have been identified via repeat spectroscopy, making it difficult to determine the duration and magnitude of the CL-AGN transition. As such, the physical mechanisms behind this transition are still unknown. We use synthetic photometry in combination with ZTF light curve data to develop a new criterion to identify photometric CL-AGN transitions based on changes in g-band magnitude and g-r color. We find that a CL-AGN criterion of $| Δg| > 0.4$ mag and $| Δ(g-r)| > 0.2$ mag recovers a photometric transition in $9.6^{+4.9}_{-3.4}\%$ of CL-AGN hosts over the six-year ZTF survey, including a candidate repeating changing-look event in SDSS J084957.78+274728.9. Using simulated AGN light curves, we estimate the false positive rate among the simulated Seyferts to be $1.6^{+0.19}_{-0.17}\%$. We find that the rate of similar flares among Type 1 Seyferts is $1.2^{+0.87}_{-0.50}\%$ , and among Type 2 Seyferts is $\leq 0.39\%$ over six years. Photometric CL-AGN transitions last between 21 and 560 days, with a median duration of 360 days, consistent with the thermal or orbital timescales for AGN disks. We do not detect a correlation between black hole mass and transition duration, likely due to the small sample of detected photometric transitions. This method can be applied to the upcoming Legacy Survey of Space and Time to identify CL-AGN candidates and test theories of their origins

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Active Dwarf Galaxy Database II: Connections between Host Galaxy Properties and Black Hole Accretion Signatures

We investigate the connection between accretion signatures and host galaxy properties in the context of how active dwarf galaxies are identified. We use the database constructed in Wasleske & Baldassare (2024) which contains dwarf galaxies that were selected as active galaxies by optical spectroscopy, infrared colors, X-ray brightness, and photometric variability. Multi-wavelength archival data was used to consistently apply all of these methods to every galaxy within this compiled set. The cross application of these methods resulted in a diversity of sub-populations identified as active by some set of these techniques. In this paper, we estimate host galaxy properties from spectral energy distribution models. We connect the active galactic nuclei (AGN) signatures to our estimated host galaxies' properties using statistical dimensionality reduction methods. We find that dwarf AGN selected by infrared colors are the most distinct population, with the highest star formation rates and lowest stellar masses. We also find some other key population differences, such as the broad line AGN having significantly higher AGN luminosities. X-ray and variability selected AGN have higher average star formation rates than those selected with optical narrow line spectroscopic diagrams. Our connections to the host galaxy parameters potentially point to the sub-populations representing different epochs of the evolution of accretion.

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Central Massive Black Holes Are Not Ubiquitous in Local Low-Mass Galaxies

The black-hole occupation fraction ($f_\mathrm{occ}$) defines the fraction of galaxies that harbor central massive black holes (MBHs), irrespective of their accretion activity level. While it is widely accepted that $f_\mathrm{occ}$ is nearly 100% in local massive galaxies with stellar masses $M_\star \gtrsim 10^{10}~M_\odot$, it is not yet clear whether MBHs are ubiquitous in less-massive galaxies. In this work, we present new constraints on $f_\mathrm{occ}$ based on over 20 years of Chandra imaging data for 1606 galaxies within 50 Mpc. We employ a Bayesian model to simultaneously constrain $f_\mathrm{occ}$ and the specific accretion-rate distribution function, $p(λ)$, where the specific accretion rate is defined as $λ=L_\mathrm{X}/M_\star$, and $L_\mathrm{X}$ is the MBH accretion luminosity in the 2-10 keV range. Notably, we find that $p(λ)$ peaks around $10^{28}~\mathrm{erg~s^{-1}}~M_\odot^{-1}$; above this value, $p(λ)$ decreases with increasing $λ$, following a power-law that smoothly connects with the probability distribution of bona-fide active galactic nuclei. We also find that the occupation fraction decreases dramatically with decreasing $M_\star$: in high mass galaxies ($M_\star \approx 10^{11-12}M_\odot$), the occupation fraction is $>93\%$ (a $2σ$ lower limit), and then declines to $66_{-7}^{+8}\%$ ($1σ$ errors) between $M_\star\approx10^{9-10}M_\odot$, and to $33_{-9}^{+13}\%$ in the dwarf galaxy regime between $M_\star\approx10^{8-9}~M_\odot$. Our results have significant implications for the normalization of the MBH mass function over the mass range most relevant for tidal disruption events, extreme mass ratio inspirals, and MBH merger rates that upcoming facilities are poised to explore.

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AT 2020nov: Evidence for Disk Reprocessing in a Rare Tidal Disruption Event

We present a detailed analysis of AT 2020nov, a tidal disruption event (TDE) in the center of its host galaxy, located at a redshift of $z = 0.083$. AT 2020nov exhibits unique features, including double-peaked Balmer emission lines, a broad UV/optical flare, and a peak log luminosity in the extreme ultra-violet (EUV) estimated at $\sim$$45.66^{+0.10}_{-0.33} \; \mathrm{erg} \, \mathrm{s^{-1}}$. A late-time X-ray flare was also observed, reaching an absorbed luminosity of $1.67 \times 10^{43} \; \mathrm{erg} \, \mathrm{s^{-1}}$ approximately 300 days after the UV/optical peak. Multi-wavelength coverage, spanning optical, UV, X-ray, and mid-infrared (MIR) bands, reveals a complex spectral energy distribution (SED) that includes MIR flaring indicative of dust echoes, suggesting a dust covering fraction consistent with typical TDEs. Spectral modeling indicates the presence of an extended, quiescent disk around the central supermassive black hole (SMBH) with a radius of $\sim$$5.06^{+0.59}_{-0.77} \times 10^4 \; \mathrm{R_g}$. The multi-component SED model, which includes a significant EUV component, suggests that the primary emission from the TDE is reprocessed by this extended disk, producing the observed optical and MIR features. The lack of strong AGN signatures in the host galaxy, combined with the quiescent disk structure, highlights AT 2020nov as a rare example of a TDE occurring in a galaxy with a dormant but extended pre-existing accretion structure.

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Multi-wavelength constraints on the local black hole occupation fraction

The fraction of dwarf galaxies hosting central, intermediate-mass black holes (IMBHs) at low redshifts is an important observational probe of black hole seeding at high redshift. Detections of nuclear accretion signatures in dwarf galaxies provides strong evidence for the presence of these IMBHs. We develop a Bayesian model to infer the black hole occupation fraction assuming a broken power law Eddington ratio distribution function. Our approach accounts for non-detections, incompleteness, and contamination from star-forming-related emission. We apply this model to galaxies with X-ray data from the Chandra Source Catalog at distances $<50$ Mpc, radio data from the VLA Sky Survey at $< 50$ Mpc, and optical variability data from the Palomar Transient Factory at $z<0.055$. We find a black hole occupation fraction of at least $90$ percent at stellar masses of $M_{\star}=10^8~M_{\odot}$ and at least $39$ percent at $M_{\star} = 10^7~M_{\odot}$ (95\% confidence intervals). We show the resulting black hole mass function. These constraints on the IMBH population have implications for the Laser Interferometer Space Antenna (LISA) mission and for cosmological models of black hole seeding and growth. We also constrain the extremely low luminosity end ($L_{\rm{bol}}\lesssim10^{40}$ erg s$^{-1}$) of the AGN luminosity functions at $z=0$. Our AGN luminosity functions are broadly consistent with an extrapolation of the shallow slope of the AGN luminosity functions from previous work.

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Active Dwarf Galaxy Database I: Overlap between active galactic nuclei selected by different techniques

We assemble a sample of 733 dwarf galaxies ($M_{\ast} \le 10^{9.5} \text{M}_\odot$) with signatures of active galactic nuclei (AGN) and explore the intersection between different AGN selection techniques. Objects in our database are compiled from previous studies that identify AGN in dwarf galaxies through spectroscopy, X-ray emission, infrared colors, and optical photometric variability. We apply a uniform set of AGN diagnostic tools to the database using archival data. We find that any single selection method captures no more than half of the overall AGN population, and there is a general disagreement amongst the AGN selection methods in this stellar mass regime. The largest overlap between methods is found when both methods use optical spectroscopic data. In contrast, the populations of AGN intersect the least when comparing those methods that use photometric data at different wavelengths. These results can be used to better constrain the active fraction in dwarf galaxies, which is in turn an important constraint for black hole seed formation models. In a follow-up paper, we will explore links between the effectiveness of each selection technique and host galaxy properties.

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Intermediate-Mass Black Holes in Star Clusters and Dwarf Galaxies

Black holes (BHs) with masses between 100 to 100,000 times the mass of the Sun ($\rm{M}_{\odot}$) are classified as intermediate-mass black holes (IMBHs), potentially representing a crucial link between stellar-mass and supermassive BHs. Stellar-mass BHs are endpoints of the evolution of stars initially more massive than roughly 20 $\rm{M}_{\odot}$ and generally weigh about 10 to 100 $\rm{M}_{\odot}$. Supermassive BHs are found in the centre of many galaxies and weigh between $10^{6}$ to $10^{10} \ \rm{M}_{\odot}$. The origin of supermassive BHs remains an unresolved problem in astrophysics, with many viable pathways suggesting that they undergo an intermediate-mass phase. Whether IMBHs really stand as an independent category of BHs or rather they represent the heaviest stellar mass and the lightest supermassive BHs is still unclear, mostly owing to the lack of an observational smoking gun. The first part of this chapter discusses proposed formation channels of IMBHs and focuses on their formation and growth in dense stellar environments like globular and nuclear star clusters. It also highlights how the growth of IMBHs through mergers with other BHs is important from the point of view of gravitational waves and seeding of supermassive BHs in our Universe. The second part of the chapter focuses on the multi-wavelength observational constraints on IMBHs in dense star clusters and dwarf galactic nuclei. It also examines the potential insights that future gravitational wave detectors could offer in unraveling the mystery surrounding IMBHs.

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X-ray Analysis of AGN from the GALEX Time Domain Survey

We analyze the X-ray properties for a sample of 23 high probability AGN candidates with ultraviolet variability identified in Wasleske et al. (2022). Using data from the Chandra X-ray Observatory and the XMM-Newton Observatory, we find 11/23 nuclei are X-ray detected. We use SED modeling to compute star formation rates and show that the X-ray luminosities are typically in excess of the X-ray emission expected from star formation by at least an order of magnitude. Interestingly, this sample shows a diversity of optical spectroscopic properties. We explore possible reasons for why some objects lack optical spectroscopic signatures of black hole activity while still being UV variable and X-ray bright. We find that host galaxy stellar emission and obscuration from gas and dust are all potential factors. We study where this sample falls on relationships such as $α_{\rm OX}-L_{2500}$ and $L_{X}-L_{IR}$ and find that some of the sample falls outside the typical scatter for these relations, indicating they differ from the standard quasar population. With the diversity of optical spectroscopic signatures and varying impacts of dust and stellar emissions on our sample, these results emphasizes the strength of variability in selecting the most complete set of AGN, regardless of other host galaxy properties.

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Multiwavelength Scrutiny of X-ray Sources in Dwarf Galaxies: ULXs versus AGN

Owing to their quiet evolutionary histories, nearby dwarf galaxies (stellar masses $M_\star \lesssim 3 \times 10^9 M_\odot$) have the potential to teach us about the mechanism(s) that 'seeded' the growth of supermassive black holes, and also how the first stellar mass black holes formed and interacted with their environments. Here, we present high spatial-resolution observations of three dwarf galaxies in the X-ray (Chandra), the optical/near-infrared (Hubble Space Telescope), and the radio (Karl G. Jansky Very Large Array). These three galaxies were previously identified as hosting candidate active galactic nuclei on the basis of lower resolution X-ray imaging. With our new observations, we find that X-ray sources in two galaxies (SDSS J121326.01+543631.6 and SDSS J122111.29+173819.1) are off nuclear and lack corresponding radio emission, implying they are likely luminous X-ray binaries. The third galaxy (Mrk 1434) contains two X-ray sources (each with $L_{\rm X} \approx 10^{40}$ erg s$^{-1}$) separated by 2".8, has a low metallicity (12 + log (O/H) = 7.8), and emits nebular \ion{He}{II} $λ$4686 line emission. The northern source has spatially coincident point-like radio emission at 9.0 GHz and extended radio emission at 5.5 GHz. We discuss X-ray binary interpretations (where an ultraluminous X-ray source blows a 'radio bubble') and active galactic nucleus interpretations (where a $\approx 4\times10^5 M_\odot$ black hole launches a jet). In either case, we find that the \ion{He}{II} emission cannot be photoionised by the X-ray source, unless the source was $\approx$30-90 times more luminous several hundred years ago.

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Variable AGN in the GALEX Time Domain Survey

We searched the Northern Hemisphere Fields of the GALEX Time-Domain Survey (TDS) for galaxies with UV variability indicative of active galactic nuclei (AGNs). We identified 48 high-probability candidate AGNs from a parent sample of 1819 galaxies in the NASA Sloan Atlas (NSA) catalog. We further characterized these systems using optical spectroscopic diagnostics, WISE IR color selection criteria, and spectral energy distribution (SED) modeling. Of the 48 candidates, eight were identified as AGNs from optical emission lines, two were identified by their IR colors, and 28 were identified through spectral energy decomposition. Observational biases of each selection method are discussed in connecting these AGNs subsamples to another. By selecting AGNs based on UV variability, we also identified six low-mass AGNs candidates, all of which would have been missed by spectroscopic selection.

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Massive black hole formation in dense stellar environments: Enhanced X-ray detection rates in high velocity dispersion nuclear star clusters

We analyze Chandra X-ray Observatory imaging of 108 galaxies hosting nuclear star clusters (NSCs) to search for signatures of massive black holes (BHs). NSCs are extremely dense stellar environments with conditions that can theoretically facilitate massive BH formation. Recent work by Stone et al. (2017) finds that sufficiently dense NSCs should be unstable to the runaway growth of a stellar mass BH into a massive BH via tidal captures. Furthermore, there is a velocity dispersion threshold ($40\;\rm{km\;s^{-1}}$) above which NSCs should inevitably form a massive BH. To provide an observational test of these theories, we measure X-ray emission from NSCs and compare to the measured velocity dispersion and tidal capture runaway timescale. We find that NSCs above the $40\;\rm{km\;s^{-1}}$ threshold are X-ray detected at roughly twice the rate of those below (after accounting for contamination from X-ray binaries). These results are consistent with a scenario in which dense, high-velocity NSCs can form massive BHs, providing a formation pathway that does not rely on conditions found only at high redshift.

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Populating the low-mass end of the $M_{\rm BH}-σ_{\ast}$ relation

We present high resolution spectroscopy taken with the Keck Echellete Spectrograph and Imager to measure stellar velocity dispersions for eight active dwarf galaxies ($M_{\ast}<3\times10^{9}~M_{\odot}$) with virial black hole masses. We double the number of systems in this stellar mass regime with measurements of both black hole mass ($M_{\rm BH}$) and stellar velocity dispersion ($σ_{\ast}$), and place them on the $M_{\rm BH}-σ_{\ast}$ relation. The tight relation between $M_{\rm BH}$ and $σ_{\ast}$ for higher mass galaxies is a strong piece of evidence for the co-evolution of BHs and their host galaxies, but it has been unclear whether this relation holds in the dwarf galaxy regime. Our sample is in good agreement with the extrapolation of the $M_{\rm BH}-σ_{\ast}$ relation to low BH/galaxy masses, suggesting that the processes which produce $M_{\rm BH}-σ_{\ast}$ can also operate in dwarf galaxies. These results provide important constraints for massive black hole seed formation models and models exploring the impact of AGN feedback in dwarf galaxies.

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The Curious Case of PHL 293B: A Long-Lived Transient in a Metal-Poor Blue Compact Dwarf Galaxy

We report on small-amplitude optical variability and recent dissipation of the unusually persistent broad emission lines in the blue compact dwarf galaxy PHL 293B. The galaxy's unusual spectral features (P Cygni-like profiles with $\sim$800 km s$^{-1}$ blueshifted absorption lines) have resulted in conflicting interpretations of the nature of this source in the literature. However, analysis of new Gemini spectroscopy reveals the broad emission has begun to fade after being persistent for over a decade prior. Precise difference imaging light curves constructed with the Sloan Digital Sky Survey and the Dark Energy Survey reveal small-amplitude optical variability of $\sim$0.1 mag in the g band offset by $100\pm21$ pc from the brightest pixel of the host. The light curve is well-described by an active galactic nuclei (AGN)-like damped random walk process. However, we conclude that the origin of the optical variability and spectral features of PHL 293B is due to a long-lived stellar transient, likely a Type IIn supernova or non-terminal outburst, mimicking long-term AGN-like variability. This work highlights the challenges of discriminating between scenarios in such extreme environments, relevant to searches for AGNs in dwarf galaxies. This is the second long-lived transient discovered in a blue compact dwarf, after SDSS1133. Our result implies such long-lived stellar transients may be more common in metal-deficient galaxies. Systematic searches for low-level variability in dwarf galaxies will be possible with the upcoming Legacy Survey of Space and Time at Vera C. Rubin Observatory.

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A search for optical AGN variability in 35,000 low-mass galaxies with the Palomar Transient Factory

We present an analysis of the long-term optical variability for $\sim50,000$ nearby (z<0.055) galaxies from the NASA-Sloan Atlas, $35,000$ of which are low-mass ($M_{\ast}<10^{10}~M_{\odot}$). We use difference imaging of Palomar Transient Factory (PTF) R-band observations to construct light curves with typical baselines of several years. We then search for subtle variations in the nuclear light output. We determine whether detected variability is AGN-like by assessing the fit quality to a damped random walk model. We identify 424 variability-selected AGN, including 244 with stellar masses between $10^{7}$ and $10^{10}~M_{\odot}$. 75% of low-mass galaxies with AGN-like variability have narrow emission lines dominated by star formation. After controlling for nucleus magnitude, the fraction of variable AGN is constant down to $M_{\ast}=10^{9}~M_{\odot}$, suggesting no drastic decline in the BH occupation fraction down to this stellar mass regime. Combining our NASA-Sloan Atlas sample with samples of nearby galaxies with broad H$α$ emission, we find no dependence of variability properties with black hole mass. However, we caution that the variable AGN fraction is strongly dependent on baseline. For baselines less than two years, the variable fraction for the full sample is 0.25%, compared to 1.0% for baselines longer than two years. Finally, comparing Stripe 82 light curves (Baldassare et al. 2018) to PTF light curves, we find populations of changing-look AGN: 8 galaxies that are variable in Stripe 82, but quiescent in PTF, and 15 galaxies where the reverse is true. Our PTF work demonstrates the promise of long-term optical variability searches in low-mass galaxies for finding AGNs missed by other selection techniques.

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Identifying AGNs in low-mass galaxies via long-term optical variability

We present an analysis of the nuclear variability of $\sim28,000$ nearby ($z<0.15$) galaxies with Sloan Digital Sky Survey (SDSS) spectroscopy in Stripe 82. We construct light curves using difference imaging of SDSS g-band images, which allows us to detect subtle variations in the central light output. We select variable AGN by assessing whether detected variability is well-described by a damped random walk model. We find 135 galaxies with AGN-like nuclear variability. While most of the variability-selected AGNs have narrow emission lines consistent with the presence of an AGN, a small fraction have narrow emission lines dominated by star formation. The star-forming systems with nuclear AGN-like variability tend to be low-mass ($M_{\ast}<10^{10}~M_{\odot}$), and may be AGNs missed by other selection techniques due to star formation dilution or low-metallicities. We explore the AGN fraction as a function of stellar mass, and find that the fraction of variable AGN increases with stellar mass, even after taking into account the fact that lower mass systems are fainter. There are several possible explanations for an observed decline in the fraction of variable AGN with decreasing stellar mass, including a drop in the supermassive black hole occupation fraction, a decrease in the ratio of black hole mass to galaxy stellar mass, or a change in the variability properties of lower-mass AGNs. We demonstrate that optical photometric variability is a promising avenue for detecting AGNs in low-mass, star formation-dominated galaxies, which has implications for the upcoming Large Synoptic Survey Telescope.

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Hubble Space Telescope Imaging of the Active Dwarf Galaxy RGG 118

RGG 118 (SDSS 1523+1145) is a nearby ($z=0.0243$), dwarf disk galaxy ($M_{\ast}\approx2\times10^{9} M_{\odot}$) found to host an active $\sim50,000$ solar mass black hole at its core (Baldassare et al. 2015). RGG 118 is one of a growing collective sample of dwarf galaxies known to contain active galactic nuclei -- a group which, until recently, contained only a handful of objects. Here, we report on new \textit{Hubble Space Telescope} Wide Field Camera 3 UVIS and IR imaging of RGG 118, with the main goal of analyzing its structure. Using 2-D parametric modeling, we find that the morphology of RGG 118 is best described by an outer spiral disk, inner component consistent with a pseudobulge, and central PSF. The luminosity of the PSF is consistent with the central point source being dominated by the AGN. We measure the luminosity and mass of the "pseudobulge" and confirm that the central black hole in RGG 118 is under-massive with respect to the $M_{BH}-M_{\rm bulge}$ and $M_{BH}-L_{\rm bulge}$ relations. This result is consistent with a picture in which black holes in disk-dominated galaxies grow primarily through secular processes.

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AGN Activity in Nucleated Galaxies as Measured by Chandra

Motivated by theoretical expectations that Nuclear Star Clusters (NSCs) in galactic centers may provide a favorable environment for super-massive black holes to form and/or efficiently grow, we set out to measure the fraction of nearby nucleated galaxies that also host an Active Galactic Nucleus (AGN). We targeted a distance-limited sample of 98 objects with the Chandra X-ray Telescope, down to a uniform X-ray luminosity threshold of $\sim$10$^{38}$ erg s$^{-1}$. The sample is composed of 47 late-types and 51 early-types, enabling us to further investigate the active fraction as a function of galactic morphology. After correcting for contamination to the nuclear X-ray signal from bright X-ray binaries, we measure an active fraction $f$=11.2$\%^{+7.4}_{-4.9}$ (1$σ$ C.L.) across the whole sample, in agreement with previous estimates based on an heterogeneous combination of optical, X-ray and radio diagnostics, by Seth et al. (2008). After accounting for the different stellar mass distributions in our samples, we find no statistically significant difference in the active fraction of early- vs. late-type nucleated galaxies, with $f$=10.6$\%^{+11.9}_{-4.9}$ and 10.8$\%^{+11.3}_{-6.3}$, respectively. For the early-type nucleated galaxies, we are able to carry out a controlled comparison with a parent sample of non-nucleated galaxies covering the same stellar mass range, finding again no statistically significant difference in the active fraction. Taken at face value, our findings suggest that the presence of a NSC does not facilitate nor enhance accretion-powered emission from a nuclear super-massive black hole. This is true even for late-type nucleated galaxies, home to bluer NSCs and arguably larger gas reservoirs.

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X-ray and Ultraviolet Properties of AGN in Nearby Dwarf Galaxies

We present new Chandra X-ray Observatory and Hubble Space Telescope observations of eight optically selected broad-line AGN candidates in nearby dwarf galaxies ($z<0.055$). Including archival Chandra observations of three additional sources, our sample contains all ten galaxies from Reines et al. (2013) with both broad H$α$ emission and narrow-line AGN ratios (6 AGNs, 4 Composites), as well as one low-metallicity dwarf galaxy with broad H$α$ and narrow-line ratios characteristic of star formation. All eleven galaxies are detected in X-rays. Nuclear X-ray luminosities range from $L_{0.5-7 \rm{keV}}\approx5\times10^{39}$ to $1\times10^{42}$ $\rm{erg}\rm{s^{-1}}$. In all cases except for the star forming galaxy, the nuclear X-ray luminosities are significantly higher than would be expected from X-ray binaries, providing strong confirmation that AGN and composite dwarf galaxies do indeed host actively accreting BHs. Using our estimated BH masses (which range from $\sim7\times10^{4}-1\times10^{6}~M_{\odot}$), we find inferred Eddington fractions ranging from $\sim0.1-50\%$, i.e. comparable to massive broad-line quasars at higher redshift. We use the HST imaging to determine the ratio of ultraviolet to X-ray emission for these AGN, finding that they appear to be less X-ray luminous with respect to their UV emission than more massive quasars (i.e. $α_{\rm OX}$ values an average of 0.36 lower than expected based on the relation between $α_{\rm OX}$ and $2500{\rm Å}$ luminosity). Finally, we discuss our results in the context of different accretion models onto nuclear BHs.

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