Past and future of the cap set problem
We survey the history of the capset problem in the context of related results on progression-free sets, discuss recent progress, and mention further directions to explore.
arXiv subjects
Publications and source records attributed to Vsevolod F. Lev.
We survey the history of the capset problem in the context of related results on progression-free sets, discuss recent progress, and mention further directions to explore.
We show that for a finite, nonempty subset $A$ of a group, the quotient set $A^{-1}A:=\{a_1^{-1}a_2\colon a_1,a_2\in A\}$ has size $|A^{-1}A|\ge\frac53\,|A|$, unless $A$ is densely contained in a coset, or in a union of two cosets of a finite subgroup.
It is well-known that for a prime $p\equiv 2\pmod 3$ and integer $n\ge 1$, the maximum possible size of a sum-free subset of the elementary abelian group $\mathbb Z_p^n$ is $\frac13\,(p+1)p^{n-1}$. We establish a matching stability result in the case $p=5$: if $A\subseteq\mathbb Z_5^n$ is a sum-free subset of size $|A|>\frac32\cdot5^{n-1}$, then there are a subgroup $H<\mathbb Z_5^n$ of size $|H|=5^{n-1}$ and an element $e\notin H$ such that $A\subseteq(e+H)\cup(-e+H)$.
We show that if $A$ is a subset of a group of prime order $p$ such that $|2A|<2.7652|A|$ and $|A|<1.25\cdot10^{-6}p$, then $A$ is contained in an arithmetic progression with at most $|2A|-|A|+1$ terms, and $2A$ contains an arithmetic progression with the same difference and at least $2|A|-1$ terms. This improves a number of previously known results.
We show that a finite zero-sum-free sequence $α$ over an abelian group has at least $c|α|^{4/3}$ distinct subsequence sums, unless $α$ is "controlled" by a small number of its terms; here $|α|$ denotes the number of terms of $α$, and $c>0$ is an absolute constant.
Suppose that $A$ is a finite, nonempty subset of a cyclic group of either infinite or prime order. We show that if the difference set $A-A$ is ``not too large'', then there is a nonzero group element with at least as many as $(2+o(1))|A|^2/|A-A|$ representations as a difference of two elements of $A$; that is, the second largest number of representations is, essentially, twice the average. Here the coefficient $2$ is the best possible. We also prove continuous and multidimensional versions of this result, and obtain similar results for sufficiently dense subsets of an arbitrary abelian group.
We show that a zero-sum-free sequence of length $n$ over an abelian group spans at least $2n$ distinct subsequence sums, unless it possesses a rigid, easily-described structure.
Merging together a result of Nathanson from the early 70s and a recent result of Granville and Walker, we show that for any finite set $A$ of integers with $\min(A)=0$ and $\gcd(A)=1$ there exist two sets, the "head" and the "tail", such that if $m\ge\max(A)-|A|+2$, then the $m$-fold sumset $mA$ consists of the union of these sets and a long block of consecutive integers separating them. We give sharp estimates for the length of the block, and investigate the corresponding stability problem classifying those sets $A$ for which the bound $\max(A)-|A|+2$ cannot be substantially improved.
Let $A$ be a finite, nonempty subset of an abelian group. We show that if every element of $A$ is a sum of two other elements, then $A$ has a nonempty zero-sum subset. That is, a (finite, nonempty) sum-full subset of an abelian group is not zero-sum-free.
We determine the structure of a finite subset $A$ of an abelian group given that $|2A|<3(1-ε)|A|$, $ε>0$; namely, we show that $A$ is contained either in a "small" one-dimensional coset progression, or in a union of fewer than $ε^{-1}$ cosets of a finite subgroup. The bounds $3(1-ε)|A|$ and $ε^{-1}$ are best possible in the sense that none of them can be relaxed without tightened another one, and the estimate obtained for the size of the coset progression containing $A$ is sharp. In the case where the underlying group is infinite cyclic, our result reduces to the well-known Freiman's $(3n-3)$-theorem; the former thus can be considered as an extension of the latter onto arbitrary abelian groups, provided that there is "not too much torsion involved".
We give a comprehensive description of the sets $A$ in finite cyclic groups such that $|2A|<\frac94|A|$; namely, we show that any set with this property is densely contained in a (one-dimensional) coset progression. This improves earlier results of Deshouillers-Freiman and Balasubramanian-Pandey.
Improving upon the results of Freiman and Candela-Serra-Spiegel, we show that for a non-empty subset $A\subseteq\mathbb F_p$ with $p$ prime and $|A|<0.0045p$, (i) if $|A+A|<2.59|A|-3$ and $|A|>100$, then $A$ is contained in an arithmetic progression of size $|A+A|-|A|+1$, and (ii) if $|A-A|<2.6|A|-3$, then $A$ is contained in an arithmetic progression of size $|A-A|-|A|+1$. The improvement comes from using the properties of higher energies.
Let $p\ge 3$ be a prime, $S\subseteq\mathbb F_p^2$ a nonempty set, and $w\colon\mathbb F_p^2\to\mathbb R$ a function with $\mathrm{supp}\, w=S$. Applying an uncertainty inequality due to András Biró and the present author, we show that there are at most $\frac12|S|$ directions in $\mathbb F_p^2$ such that for every line $l$ in any of these directions, one has $$ \sum_{z\in l} w(z) = \frac1p\sum_{z\in\mathbb F_p^2} w(z), $$ except if $S$ itself is a line and $w$ is constant on $S$ (in which case all, but one direction have the property in question). The bound $\frac12|S|$ is sharp. As an application, we give a new proof of a result of Rédei-Megyesi about the number of directions determined by a set in a finite affine plane.
We establish a number of uncertainty inequalities for the additive group of a finite affine plane, showing that for $p$ prime, a nonzero function $f\colon\mathbb F_p^2\to\mathbb C$ and its Fourier transform $\hat f\colon\widehat{\mathbb F_p^2}\to\mathbb C$ cannot have small supports simultaneously. The "baseline" of our investigation is the well-known Meshulam's bound, which we sharpen, for the particular groups under consideration, taking into account not only the sizes of the support sets $\mathrm{supp}\,f$ and $\mathrm{supp}\,\hat f$, but also their structure. Our results imply in particular that, with some explicitly classified exceptions, one has $|\mathrm{supp}\,f||\mathrm{supp}\,\hat f|\ge3p(p-2)$; in comparison, the classical uncertainty inequality gives $|\mathrm{supp}\,f||\mathrm{supp}\,\hat f|\ge p^2$.
We show that a non-empty subset of an abelian group with a small edge boundary must be large; in particular, if $A$ and $S$ are finite, non-empty subsets of an abelian group such that $S$ is independent, and the edge boundary of $A$ with respect to $S$ does not exceed $(1-γ)|S||A|$ with a real $γ\in(0,1]$, then $|A| \ge 4^{(1-1/d)γ|S|}$, where $d$ is the smallest order of an element of $S$. Here the constant $4$ is best possible. As a corollary, we derive an upper bound for the size of the largest independent subset of the set of popular differences of a finite subset of an abelian group. For groups of exponent $2$ and $3$, our bound translates into a sharp estimate for the additive dimension of the popular difference set. We also prove, as an auxiliary result, the following estimate of possible independent interest: if $A \subset \mathbb Z^n$ is a finite, non-empty downset then, denoting by $w(a)$ the number of non-zero components of the vector $a\in A$, we have \[\frac1{|A|} \sum_{a\in A} w(a) \le \frac12\, \log_2 |A|.\]
Consider the projections of a finite set $A\subset R^n$ onto the coordinate hyperplanes. How small can the sum of the sizes of these projections be, given the size of $A$? In a different form, this problem has been studied earlier in the context of edge-isoperimetric inequalities on graphs, and it is can be derived from the known results that there is a linear order on the set of $n$-tuples with non-negative integer coordinates, such that the sum in question is minimised for the initial segments with respect to this order. We present a new, self-contained and constructive proof, enabling us to obtain a stability result and establish algebraic properties of the smallest possible projection sum. We also solve the problem of minimising the sum of the sizes of the one-dimensional projections.
As an easy corollary of Kneser's Theorem, if $A$ is a subset of the elementary abelian group ${\mathbb Z}_5^n$ of density $5^{-n}|A|>0.4$, then $3A={\mathbb Z}_5^n$. We establish the complementary stability result: if $5^{-n}|A|>0.3$ and $3A\ne{\mathbb Z}_5^n$, then $A$ is contained in a union of two cosets of an index-$5$ subgroup of ${\mathbb Z}_5^n$. Here the density bound $0.3$ is sharp. Our argument combines combinatorial reasoning with a somewhat non-standard application of the character sum technique.
We give a new equivalent restatement and a new proof in terms of trios to the classical Kneser's theorem. In the finite case, our restatement takes the following, particularly symmetric shape: if $A$, $B$, and $C$ are subsets of a finite abelian group $G$ such that $A+B+C\ne G$, then, denoting by $H$ the period of the sumset $A+B+C$, we have $$ |A|+|B|+|C| \le |G|+|H|. $$ The proof is based on an extension of the familiar Dyson transform onto set systems containing three (or more) sets.