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Wanwei Liu

Publications and source records attributed to Wanwei Liu.

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Shapley-Guided Neural Repair Approach via Derivative-Free Optimization

DNNs are susceptible to defects like backdoors, adversarial attacks, and unfairness, undermining their reliability. Existing approaches mainly involve retraining, optimization, constraint-solving, or search algorithms. However, most methods rely on gradient calculations, restricting applicability to specific activation functions (e.g., ReLU), or use search algorithms with uninterpretable localization and repair. Furthermore, they often lack generalizability across multiple properties. We propose SHARPEN, integrating interpretable fault localization with a derivative-free optimization strategy. First, SHARPEN introduces a Deep SHAP-based localization strategy quantifying each layer's and neuron's marginal contribution to erroneous outputs. Specifically, a hierarchical coarse-to-fine approach reranks layers by aggregated impact, then locates faulty neurons/filters by analyzing activation divergences between property-violating and benign states. Subsequently, SHARPEN incorporates CMA-ES to repair identified neurons. CMA-ES leverages a covariance matrix to capture variable dependencies, enabling gradient-free search and coordinated adjustments across coupled neurons. By combining interpretable localization with evolutionary optimization, SHARPEN enables derivative-free repair across architectures, being less sensitive to gradient anomalies and hyperparameters. We demonstrate SHARPEN's effectiveness on three repair tasks. Balancing property repair and accuracy preservation, it outperforms baselines in backdoor removal (+10.56%), adversarial mitigation (+5.78%), and unfairness repair (+11.82%). Notably, SHARPEN handles diverse tasks, and its modular design is plug-and-play with different derivative-free optimizers, highlighting its flexibility.

cs.SE

BDiff: Block-aware and Accurate Text-based Code Differencing

Code differencing is a fundamental technique in software engineering practice and research. While researchers have proposed text-based differencing techniques capable of identifying line changes over the past decade, existing methods exhibit a notable limitation in identifying edit actions (EAs) that operate on text blocks spanning multiple lines. Such EAs are common in developers' practice, such as moving a code block for conditional branching or duplicating a method definition block for overloading. Existing tools represent such block-level operations as discrete sequences of line-level EAs, compelling developers to manually correlate them and thereby substantially impeding the efficiency of change comprehension. To address this issue, we propose BDiff, a text-based differencing algorithm capable of identifying two types of block-level EAs and five types of line-level EAs. Building on traditional differencing algorithms, we first construct a candidate set containing all possible line mappings and block mappings. Leveraging the Kuhn-Munkres algorithm, we then compute the optimal mapping set that can minimize the size of the edit script (ES) while closely aligning with the original developer's intent. To validate the effectiveness of BDiff, we selected five state-of-the-art tools, including large language models (LLMs), as baselines and adopted a combined qualitative and quantitative approach to evaluate their performance in terms of ES size, result quality, and running time. Experimental results show that BDiff produces higher-quality differencing results than baseline tools while maintaining competitive runtime performance. Our experiments also show the unreliability of LLMs in code differencing tasks regarding result quality and their infeasibility in terms of runtime efficiency. We have implemented a web-based visual differencing tool.

cs.SE

UR4NNV: Neural Network Verification, Under-approximation Reachability Works!

Recently, formal verification of deep neural networks (DNNs) has garnered considerable attention, and over-approximation based methods have become popular due to their effectiveness and efficiency. However, these strategies face challenges in addressing the "unknown dilemma" concerning whether the exact output region or the introduced approximation error violates the property in question. To address this, this paper introduces the UR4NNV verification framework, which utilizes under-approximation reachability analysis for DNN verification for the first time. UR4NNV focuses on DNNs with Rectified Linear Unit (ReLU) activations and employs a binary tree branch-based under-approximation algorithm. In each epoch, UR4NNV under-approximates a sub-polytope of the reachable set and verifies this polytope against the given property. Through a trial-and-error approach, UR4NNV effectively falsifies DNN properties while providing confidence levels when reaching verification epoch bounds and failing falsifying properties. Experimental comparisons with existing verification methods demonstrate the effectiveness and efficiency of UR4NNV, significantly reducing the impact of the "unknown dilemma".

cs.AI

An Automata-Theoretic Approach to Synthesizing Binarized Neural Networks

Deep neural networks, (DNNs, a.k.a. NNs), have been widely used in various tasks and have been proven to be successful. However, the accompanied expensive computing and storage costs make the deployments in resource-constrained devices a significant concern. To solve this issue, quantization has emerged as an effective way to reduce the costs of DNNs with little accuracy degradation by quantizing floating-point numbers to low-width fixed-point representations. Quantized neural networks (QNNs) have been developed, with binarized neural networks (BNNs) restricted to binary values as a special case. Another concern about neural networks is their vulnerability and lack of interpretability. Despite the active research on trustworthy of DNNs, few approaches have been proposed to QNNs. To this end, this paper presents an automata-theoretic approach to synthesizing BNNs that meet designated properties. More specifically, we define a temporal logic, called BLTL, as the specification language. We show that each BLTL formula can be transformed into an automaton on finite words. To deal with the state-explosion problem, we provide a tableau-based approach in real implementation. For the synthesis procedure, we utilize SMT solvers to detect the existence of a model (i.e., a BNN) in the construction process. Notably, synthesis provides a way to determine the hyper-parameters of the network before training.Moreover, we experimentally evaluate our approach and demonstrate its effectiveness in improving the individual fairness and local robustness of BNNs while maintaining accuracy to a great extent.

cs.LG

Verifying Safety of Neural Networks from Topological Perspectives

Neural networks (NNs) are increasingly applied in safety-critical systems such as autonomous vehicles. However, they are fragile and are often ill-behaved. Consequently, their behaviors should undergo rigorous guarantees before deployment in practice. In this paper, we propose a set-boundary reachability method to investigate the safety verification problem of NNs from a topological perspective. Given an NN with an input set and a safe set, the safety verification problem is to determine whether all outputs of the NN resulting from the input set fall within the safe set. In our method, the homeomorphism property and the open map property of NNs are mainly exploited, which establish rigorous guarantees between the boundaries of the input set and the boundaries of the output set. The exploitation of these two properties facilitates reachability computations via extracting subsets of the input set rather than the entire input set, thus controlling the wrapping effect in reachability analysis and facilitating the reduction of computation burdens for safety verification. The homeomorphism property exists in some widely used NNs such as invertible residual networks (i-ResNets) and Neural ordinary differential equations (Neural ODEs), and the open map is a less strict property and easier to satisfy compared with the homeomorphism property. For NNs establishing either of these properties, our set-boundary reachability method only needs to perform reachability analysis on the boundary of the input set. Moreover, for NNs that do not feature these properties with respect to the input set, we explore subsets of the input set for establishing the local homeomorphism property and then abandon these subsets for reachability computations. Finally, some examples demonstrate the performance of the proposed method.

cs.LG

Repairing Deep Neural Networks Based on Behavior Imitation

The increasing use of deep neural networks (DNNs) in safety-critical systems has raised concerns about their potential for exhibiting ill-behaviors. While DNN verification and testing provide post hoc conclusions regarding unexpected behaviors, they do not prevent the erroneous behaviors from occurring. To address this issue, DNN repair/patch aims to eliminate unexpected predictions generated by defective DNNs. Two typical DNN repair paradigms are retraining and fine-tuning. However, existing methods focus on the high-level abstract interpretation or inference of state spaces, ignoring the underlying neurons' outputs. This renders patch processes computationally prohibitive and limited to piecewise linear (PWL) activation functions to great extent. To address these shortcomings, we propose a behavior-imitation based repair framework, BIRDNN, which integrates the two repair paradigms for the first time. BIRDNN corrects incorrect predictions of negative samples by imitating the closest expected behaviors of positive samples during the retraining repair procedure. For the fine-tuning repair process, BIRDNN analyzes the behavior differences of neurons on positive and negative samples to identify the most responsible neurons for the erroneous behaviors. To tackle more challenging domain-wise repair problems (DRPs), we synthesize BIRDNN with a domain behavior characterization technique to repair buggy DNNs in a probably approximated correct style. We also implement a prototype tool based on BIRDNN and evaluate it on ACAS Xu DNNs. Our experimental results show that BIRDNN can successfully repair buggy DNNs with significantly higher efficiency than state-of-the-art repair tools. Additionally, BIRDNN is highly compatible with different activation functions.

cs.LG

Credit Assignment for Trained Neural Networks Based on Koopman Operator Theory

Credit assignment problem of neural networks refers to evaluating the credit of each network component to the final outputs. For an untrained neural network, approaches to tackling it have made great contributions to parameter update and model revolution during the training phase. This problem on trained neural networks receives rare attention, nevertheless, it plays an increasingly important role in neural network patch, specification and verification. Based on Koopman operator theory, this paper presents an alternative perspective of linear dynamics on dealing with the credit assignment problem for trained neural networks. Regarding a neural network as the composition of sub-dynamics series, we utilize step-delay embedding to capture snapshots of each component, characterizing the established mapping as exactly as possible. To circumvent the dimension-difference problem encountered during the embedding, a composition and decomposition of an auxiliary linear layer, termed minimal linear dimension alignment, is carefully designed with rigorous formal guarantee. Afterwards, each component is approximated by a Koopman operator and we derive the Jacobian matrix and its corresponding determinant, similar to backward propagation. Then, we can define a metric with algebraic interpretability for the credit assignment of each network component. Moreover, experiments conducted on typical neural networks demonstrate the effectiveness of the proposed method.

cs.LG

Safety Verification for Neural Networks Based on Set-boundary Analysis

Neural networks (NNs) are increasingly applied in safety-critical systems such as autonomous vehicles. However, they are fragile and are often ill-behaved. Consequently, their behaviors should undergo rigorous guarantees before deployment in practice. In this paper we propose a set-boundary reachability method to investigate the safety verification problem of NNs from a topological perspective. Given an NN with an input set and a safe set, the safety verification problem is to determine whether all outputs of the NN resulting from the input set fall within the safe set. In our method, the homeomorphism property of NNs is mainly exploited, which establishes a relationship mapping boundaries to boundaries. The exploitation of this property facilitates reachability computations via extracting subsets of the input set rather than the entire input set, thus controlling the wrapping effect in reachability analysis and facilitating the reduction of computation burdens for safety verification. The homeomorphism property exists in some widely used NNs such as invertible NNs. Notable representations are invertible residual networks (i-ResNets) and Neural ordinary differential equations (Neural ODEs). For these NNs, our set-boundary reachability method only needs to perform reachability analysis on the boundary of the input set. For NNs which do not feature this property with respect to the input set, we explore subsets of the input set for establishing the local homeomorphism property, and then abandon these subsets for reachability computations. Finally, some examples demonstrate the performance of the proposed method.

cs.AI

Reach-avoid Verification Based on Convex Optimization

In this paper we propose novel optimization-based methods for verifying reach-avoid (or, eventuality) properties of continuous-time systems modelled by ordinary differential equations. Given a system, an initial set, a safe set and a target set of states, we say that the reach-avoid property holds if for all initial conditions in the initial set, any trajectory of the system starting at them will eventually, i.e.\ in unbounded yet finite time, enter the target set while remaining inside the safe set until that first target hit. Based on a discount value function, two sets of quantified constraints are derived for verifying the reach-avoid property via the computation of exponential/asymptotic guidance-barrier functions (they form a barrier escorting the system to the target set safely at an exponential or asymptotic rate). It is interesting to find that one set of constraints whose solution is termed exponential guidance-barrier functions is just a simplified version of the existing one derived from the moment based method, while the other one whose solution is termed asymptotic guidance-barrier functions is completely new. Furthermore, built upon this new set of constraints, we derive a set of more expressive constraints, which includes the aforementioned two sets of constraints as special instances, providing more chances for verifying the reach-avoid properties successfully. When the involved datum are polynomials, i.e., the initial set, safe set and target set are semi-algebraic, and the system has polynomial dynamics, the problem of solving these sets of constraints can be framed as a semi-definite optimization problem using sum-of-squares decomposition techniques and thus can be efficiently solved in polynomial time via interior point methods. Finally, several examples demonstrate the theoretical developments and performance of proposed methods.

math.OC

On the Properties of Kullback-Leibler Divergence Between Multivariate Gaussian Distributions

Kullback-Leibler (KL) divergence is one of the most important divergence measures between probability distributions. In this paper, we prove several properties of KL divergence between multivariate Gaussian distributions. First, for any two $n$-dimensional Gaussian distributions $\mathcal{N}_1$ and $\mathcal{N}_2$, we give the supremum of $KL(\mathcal{N}_1||\mathcal{N}_2)$ when $KL(\mathcal{N}_2||\mathcal{N}_1)\leq \varepsilon\ (\varepsilon>0)$. For small $\varepsilon$, we show that the supremum is $\varepsilon + 2\varepsilon^{1.5} + O(\varepsilon^2)$. This quantifies the approximate symmetry of small KL divergence between Gaussians. We also find the infimum of $KL(\mathcal{N}_1||\mathcal{N}_2)$ when $KL(\mathcal{N}_2||\mathcal{N}_1)\geq M\ (M>0)$. We give the conditions when the supremum and infimum can be attained. Second, for any three $n$-dimensional Gaussians $\mathcal{N}_1$, $\mathcal{N}_2$, and $\mathcal{N}_3$, we find an upper bound of $KL(\mathcal{N}_1||\mathcal{N}_3)$ if $KL(\mathcal{N}_1||\mathcal{N}_2)\leq \varepsilon_1$ and $KL(\mathcal{N}_2||\mathcal{N}_3)\leq \varepsilon_2$ for $\varepsilon_1,\varepsilon_2\ge 0$. For small $\varepsilon_1$ and $\varepsilon_2$, we show the upper bound is $3\varepsilon_1+3\varepsilon_2+2\sqrt{\varepsilon_1\varepsilon_2}+o(\varepsilon_1)+o(\varepsilon_2)$. This reveals that KL divergence between Gaussians follows a relaxed triangle inequality. Importantly, all the bounds in the theorems presented in this paper are independent of the dimension $n$. Finally, We discuss the applications of our theorems in explaining counterintuitive phenomenon of flow-based model, deriving deep anomaly detection algorithm, and extending one-step robustness guarantee to multiple steps in safe reinforcement learning.

cs.IT

On Sufficient and Necessary Conditions in Bounded CTL: A Forgetting Approach

Computation Tree Logic (CTL) is one of the central formalisms in formal verification. As a specification language, it is used to express a property that the system at hand is expected to satisfy. From both the verification and the system design points of view, some information content of such property might become irrelevant for the system due to various reasons, e.g., it might become obsolete by time, or perhaps infeasible due to practical difficulties. Then, the problem arises on how to subtract such piece of information without altering the relevant system behaviour or violating the existing specifications over a given signature. Moreover, in such a scenario, two crucial notions are informative: the strongest necessary condition (SNC) and the weakest sufficient condition (WSC) of a given property. To address such a scenario in a principled way, we introduce a forgetting-based approach in CTL and show that it can be used to compute SNC and WSC of a property under a given model and over a given signature. We study its theoretical properties and also show that our notion of forgetting satisfies existing essential postulates of knowledge forgetting. Furthermore, we analyse the computational complexity of some basic reasoning tasks for the fragment CTL_AF in particular.

cs.AI

Kullback-Leibler Divergence-Based Out-of-Distribution Detection with Flow-Based Generative Models

Recent research has revealed that deep generative models including flow-based models and Variational Autoencoders may assign higher likelihoods to out-of-distribution (OOD) data than in-distribution (ID) data. However, we cannot sample OOD data from the model. This counterintuitive phenomenon has not been satisfactorily explained and brings obstacles to OOD detection with flow-based models. In this paper, we prove theorems to investigate the Kullback-Leibler divergence in flow-based model and give two explanations for the above phenomenon. Based on our theoretical analysis, we propose a new method \PADmethod\ to leverage KL divergence and local pixel dependence of representations to perform anomaly detection. Experimental results on prevalent benchmarks demonstrate the effectiveness and robustness of our method. For group anomaly detection, our method achieves 98.1\% AUROC on average with a small batch size of 5. On the contrary, the baseline typicality test-based method only achieves 64.6\% AUROC on average due to its failure on challenging problems. Our method also outperforms the state-of-the-art method by 9.1\% AUROC. For point-wise anomaly detection, our method achieves 90.7\% AUROC on average and outperforms the baseline by 5.2\% AUROC. Besides, our method has the least notable failures and is the most robust one.

cs.LG

Scheduling Constraint Based Abstraction Refinement for Multi-Threaded Program Verification

Bounded model checking is among the most efficient techniques for the automatic verification of concurrent programs. However, encoding all possible interleavings often requires a huge and complex formula, which significantly limits the salability. This paper proposes a novel and efficient abstraction refinement method for multi-threaded program verification. Observing that the huge formula is usually dominated by the exact encoding of the scheduling constraint, this paper proposes a \tsc based abstraction refinement method, which avoids the huge and complex encoding of BMC. In addition, to obtain an effective refinement, we have devised two graph-based algorithms over event order graph for counterexample validation and refinement generation, which can always obtain a small yet effective refinement constraint. Enhanced by two constraint-based algorithms for counterexample validation and refinement generation, we have proved that our method is sound and complete w.r.t. the given loop unwinding depth. Experimental results on \svcompc benchmarks indicate that our method is promising and significantly outperforms the existing state-of-the-art tools.

cs.PL

An Efficient Synthesis Algorithm for Parametric Markov Chains Against Linear Time Properties

In this paper, we propose an efficient algorithm for the parameter synthesis of PLTL formulas with respect to parametric Markov chains. The PLTL formula is translated to an almost fully partitioned Büchi automaton which is then composed with the parametric Markov chain. We then reduce the problem to solving an optimisation problem, allowing to decide the satisfaction of the formula using an SMT solver. The algorithm works also for interval Markov chains. The complexity is linear in the size of the Markov chain, and exponential in the size of the formula. We provide a prototype and show the efficiency of our approach on a number of benchmarks.

cs.LO

A Short Note on Infinite Union/Intersection of Omega Regular Languages

We in this paper show that omega regular languages are not closed under infinite union and intersection. As an attempt, we propose to add step variables and quantifiers to temporal logics to enhance the expressiveness of the underlying logic. We also show that doing this would cause undecidability in satisfiability, even if for a rather limited fragment of temporal logic.

cs.FL

A Simple Probabilistic Extension of Modal Mu-calculus

Probabilistic systems are an important theme in AI domain. As the specification language, the logic PCTL is now the default logic for reasoning about probabilistic properties. In this paper, we present a natural and succinct probabilistic extension of mu-calculus, another prominent logic in the concurrency theory. We study the relationship with PCTL. Interestingly, the expressiveness is highly orthogonal with PCTL. The proposed logic captures some useful properties which cannot be expressed in PCTL. We investigate the model checking and satisfiability problem, and show that the model checking problem is in UP and co-UP, and the satisfiability checking can be decided via reducing into solving parity games. This is in contrast to PCTL as well, whose satisfiability checking is still an open problem.

cs.LO

Counterexample-Preserving Reduction for Symbolic Model Checking

The cost of LTL model checking is highly sensitive to the length of the formula under verification. We observe that, under some specific conditions, the input LTL formula can be reduced to an easier-to-handle one before model checking. In our reduction, these two formulae need not to be logically equivalent, but they share the same counterexample set w.r.t the model. In the case that the model is symbolically represented, the condition enabling such reduction can be detected with a lightweight effort (e.g., with SAT-solving). In this paper, we tentatively name such technique "Counterexample-Preserving Reduction" (CePRe for short), and finally the proposed technquie is experimentally evaluated by adapting NuSMV.

cs.LO