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Wei Fan

Publications and source records attributed to Wei Fan.

At least 109 records · Page 6Linked to original sources

Hybrid Reinforcement Learning Breaks Sample Size Barriers in Linear MDPs

Hybrid Reinforcement Learning (RL), where an agent learns from both an offline dataset and online explorations in an unknown environment, has garnered significant recent interest. A crucial question posed by Xie et al. (2022) is whether hybrid RL can improve upon the existing lower bounds established in purely offline and purely online RL without relying on the single-policy concentrability assumption. While Li et al. (2023) provided an affirmative answer to this question in the tabular PAC RL case, the question remains unsettled for both the regret-minimizing RL case and the non-tabular case. In this work, building upon recent advancements in offline RL and reward-agnostic exploration, we develop computationally efficient algorithms for both PAC and regret-minimizing RL with linear function approximation, without single-policy concentrability. We demonstrate that these algorithms achieve sharper error or regret bounds that are no worse than, and can improve on, the optimal sample complexity in offline RL (the first algorithm, for PAC RL) and online RL (the second algorithm, for regret-minimizing RL) in linear Markov decision processes (MDPs), regardless of the quality of the behavior policy. To our knowledge, this work establishes the tightest theoretical guarantees currently available for hybrid RL in linear MDPs.

stat.ML↗

Evaluating and Enhancing LLMs Agent based on Theory of Mind in Guandan: A Multi-Player Cooperative Game under Imperfect Information

Large language models (LLMs) have shown success in handling simple games with imperfect information and enabling multi-agent coordination, but their ability to facilitate practical collaboration against other agents in complex, imperfect information environments, especially in a non-English environment, still needs to be explored. This study investigates the applicability of knowledge acquired by open-source and API-based LLMs to sophisticated text-based games requiring agent collaboration under imperfect information, comparing their performance to established baselines using other types of agents. We propose a Theory of Mind (ToM) planning technique that allows LLM agents to adapt their strategy against various adversaries using only game rules, current state, and historical context as input. An external tool was incorporated to mitigate the challenge of dynamic and extensive action spaces in this card game. Our results show that although a performance gap exists between current LLMs and state-of-the-art reinforcement learning (RL) models, LLMs demonstrate ToM capabilities in this game setting. It consistently improves their performance against opposing agents, suggesting their ability to understand the actions of allies and adversaries and establish collaboration with allies. To encourage further research and understanding, we have made our codebase openly accessible.

cs.CL↗

HPHS: Hierarchical Planning based on Hybrid Frontier Sampling for Unknown Environments Exploration

Rapid sampling from the environment to acquire available frontier points and timely incorporating them into subsequent planning to reduce fragmented regions are critical to improve the efficiency of autonomous exploration. We propose HPHS, a fast and effective method for the autonomous exploration of unknown environments. In this work, we efficiently sample frontier points directly from the LiDAR data and the local map around the robot, while exploiting a hierarchical planning strategy to provide the robot with a global perspective. The hierarchical planning framework divides the updated environment into multiple subregions and arranges the order of access to them by considering the overall revenue of the global path. The combination of the hybrid frontier sampling method and hierarchical planning strategy reduces the complexity of the planning problem and mitigates the issue of region remnants during the exploration process. Detailed simulation and real-world experiments demonstrate the effectiveness and efficiency of our approach in various aspects. The source code will be released to benefit the further research.

cs.RO↗

PTaRL: Prototype-based Tabular Representation Learning via Space Calibration

Tabular data have been playing a mostly important role in diverse real-world fields, such as healthcare, engineering, finance, etc. With the recent success of deep learning, many tabular machine learning (ML) methods based on deep networks (e.g., Transformer, ResNet) have achieved competitive performance on tabular benchmarks. However, existing deep tabular ML methods suffer from the representation entanglement and localization, which largely hinders their prediction performance and leads to performance inconsistency on tabular tasks. To overcome these problems, we explore a novel direction of applying prototype learning for tabular ML and propose a prototype-based tabular representation learning framework, PTaRL, for tabular prediction tasks. The core idea of PTaRL is to construct prototype-based projection space (P-Space) and learn the disentangled representation around global data prototypes. Specifically, PTaRL mainly involves two stages: (i) Prototype Generation, that constructs global prototypes as the basis vectors of P-Space for representation, and (ii) Prototype Projection, that projects the data samples into P-Space and keeps the core global data information via Optimal Transport. Then, to further acquire the disentangled representations, we constrain PTaRL with two strategies: (i) to diversify the coordinates towards global prototypes of different representations within P-Space, we bring up a diversification constraint for representation calibration; (ii) to avoid prototype entanglement in P-Space, we introduce a matrix orthogonalization constraint to ensure the independence of global prototypes. Finally, we conduct extensive experiments in PTaRL coupled with state-of-the-art deep tabular ML models on various tabular benchmarks and the results have shown our consistent superiority.

cs.LG↗

Deep Frequency Derivative Learning for Non-stationary Time Series Forecasting

While most time series are non-stationary, it is inevitable for models to face the distribution shift issue in time series forecasting. Existing solutions manipulate statistical measures (usually mean and std.) to adjust time series distribution. However, these operations can be theoretically seen as the transformation towards zero frequency component of the spectrum which cannot reveal full distribution information and would further lead to information utilization bottleneck in normalization, thus hindering forecasting performance. To address this problem, we propose to utilize the whole frequency spectrum to transform time series to make full use of data distribution from the frequency perspective. We present a deep frequency derivative learning framework, DERITS, for non-stationary time series forecasting. Specifically, DERITS is built upon a novel reversible transformation, namely Frequency Derivative Transformation (FDT) that makes signals derived in the frequency domain to acquire more stationary frequency representations. Then, we propose the Order-adaptive Fourier Convolution Network to conduct adaptive frequency filtering and learning. Furthermore, we organize DERITS as a parallel-stacked architecture for the multi-order derivation and fusion for forecasting. Finally, we conduct extensive experiments on several datasets which show the consistent superiority in both time series forecasting and shift alleviation.

cs.LG↗

AbsInstruct: Eliciting Abstraction Ability from LLMs through Explanation Tuning with Plausibility Estimation

Abstraction ability is crucial in human intelligence, which can also benefit various tasks in NLP study. Existing work shows that LLMs are deficient in abstract ability, and how to improve it remains unexplored. In this work, we design the framework AbsInstruct to enhance LLMs' abstraction ability through instruction tuning. The framework builds instructions with in-depth explanations to assist LLMs in capturing the underlying rationale of abstraction. Meanwhile, we introduce a plausibility estimator to select instructions that are more consistent with the abstraction knowledge of LLMs to be aligned. Then, our framework combines abstraction instructions with general-purpose ones to build a hybrid dataset. Extensive experiments and analyses demonstrate that our framework can considerably enhance LLMs' abstraction ability with strong generalization performance while maintaining their general instruction-following abilities.

cs.CL↗

Unify the effect of anharmonicity in double-wells and anharmonic oscillators

We study the effect of anharmonicity in quantum anharmonic oscillators, by computing the energy gap between the ground and the 1st excited state using the numerical bootstrap method. Based on perturbative formulae of limiting coupling regimes, we propose a qualitative formula of the energy gap across all coupling values. Except detailed numerical parameter values, the proposed formula has the same functional form as the formula of ground state level splitting of double-well potentials, proposed recently in arXiv:2308.11516. This unifies the effects of anharmonicity in both the anharmonic oscillators and the double-well potentials, although the underlying physical process of them are completely different. We give an explanation of this connection of their anharmonicity from the viewpoint of quantum phase transitions. This connection is justified up to the octic anharmonicities by the numerical bootstrap.

quant-ph↗

MLIP: Efficient Multi-Perspective Language-Image Pretraining with Exhaustive Data Utilization

Contrastive Language-Image Pretraining (CLIP) has achieved remarkable success, leading to rapid advancements in multimodal studies. However, CLIP faces a notable challenge in terms of inefficient data utilization. It relies on a single contrastive supervision for each image-text pair during representation learning, disregarding a substantial amount of valuable information that could offer richer supervision. Additionally, the retention of non-informative tokens leads to increased computational demands and time costs, particularly in CLIP's ViT image encoder. To address these issues, we propose Multi-Perspective Language-Image Pretraining (MLIP). In MLIP, we leverage the frequency transform's sensitivity to both high and low-frequency variations, which complements the spatial domain's sensitivity limited to low-frequency variations only. By incorporating frequency transforms and token-level alignment, we expand CILP's single supervision into multi-domain and multi-level supervision, enabling a more thorough exploration of informative image features. Additionally, we introduce a token merging method guided by comprehensive semantics from the frequency and spatial domains. This allows us to merge tokens to multi-granularity tokens with a controllable compression rate to accelerate CLIP. Extensive experiments validate the effectiveness of our design.

cs.CV↗

PrivLM-Bench: A Multi-level Privacy Evaluation Benchmark for Language Models

The rapid development of language models (LMs) brings unprecedented accessibility and usage for both models and users. On the one hand, powerful LMs achieve state-of-the-art performance over numerous downstream NLP tasks. On the other hand, more and more attention is paid to unrestricted model accesses that may bring malicious privacy risks of data leakage. To address these issues, many recent works propose privacy-preserving language models (PPLMs) with differential privacy (DP). Unfortunately, different DP implementations make it challenging for a fair comparison among existing PPLMs. In this paper, we present PrivLM-Bench, a multi-perspective privacy evaluation benchmark to empirically and intuitively quantify the privacy leakage of LMs. Instead of only reporting DP parameters, PrivLM-Bench sheds light on the neglected inference data privacy during actual usage. PrivLM-Bench first clearly defines multi-faceted privacy objectives. Then, PrivLM-Bench constructs a unified pipeline to perform private fine-tuning. Lastly, PrivLM-Bench performs existing privacy attacks on LMs with pre-defined privacy objectives as the empirical evaluation results. The empirical attack results are used to fairly and intuitively evaluate the privacy leakage of various PPLMs. We conduct extensive experiments on three datasets of GLUE for mainstream LMs.

cs.CL↗

Near-Field Channel Characterization for Mid-band ELAA Systems: Sounding, Parameter Estimation, and Modeling

6G communication will greatly benefit from using extremely large-scale antenna arrays (ELAAs) and new mid-band spectrums (7-24 GHz). These techniques require a thorough exploration of the challenges and potentials of the associated near-field (NF) phenomena. It is crucial to develop accurate NF channel models that include spherical wave propagation and spatial non-stationarity (SnS). However, channel measurement campaigns for mid-band ELAA systems have rarely been reported in the state-of-the-art. To this end, this work develops a channel sounder dedicated to mid-band ELAA systems based on a distributed modular vector network analyzer incorporating radio-over-fiber (RoF), phase compensation, and virtual antenna array schemes. This novel channel-sounding testbed based on off-the-shelf VNA has the potential to enable large-scale experimentation due to its generic and easy-accessible nature. The main challenges and solutions for developing NF channel models for mid-band ELAA systems are discussed, including channel sounders, multipath parameter estimation algorithms, and channel modeling frameworks. Besides, the study reports a measurement campaign in an indoor scenario using a 720-element virtual uniform circular array ELAA operating at {16-20} GHz, highlighting the presence of spherical wavefronts and spatial non-stationary effects. The effectiveness of the proposed near-field channel parameter estimator and channel modeling framework is also demonstrated using the measurement data.

eess.SP↗

Recent Activities of a European Union Joint Research Project on Metrology for Emerging Wireless Standards

Emerging wireless technologies with Gbps connectivity, such as the 5th generation (5G) and 6th generation (6G) of mobile networks, require improved and substantiating documentation for the wireless standards concerning the radio signals, systems, transmission environments used, and the radio frequency exposures created. Current challenges faced by the telecommunications sector include the lack of accurate, fast, low-cost, and traceable methods for manufacturers to demonstrate 5G and 6G product verifications matching customer specifications. This paper gives an update on the recent research and development activities from an EU Joint Research Project entitled metrology for emerging wireless standards (MEWS) in support of the above.

eess.SP↗

HyDiscGAN: A Hybrid Distributed cGAN for Audio-Visual Privacy Preservation in Multimodal Sentiment Analysis

Multimodal Sentiment Analysis (MSA) aims to identify speakers' sentiment tendencies in multimodal video content, raising serious concerns about privacy risks associated with multimodal data, such as voiceprints and facial images. Recent distributed collaborative learning has been verified as an effective paradigm for privacy preservation in multimodal tasks. However, they often overlook the privacy distinctions among different modalities, struggling to strike a balance between performance and privacy preservation. Consequently, it poses an intriguing question of maximizing multimodal utilization to improve performance while simultaneously protecting necessary modalities. This paper forms the first attempt at modality-specified (i.e., audio and visual) privacy preservation in MSA tasks. We propose a novel Hybrid Distributed cross-modality cGAN framework (HyDiscGAN), which learns multimodality alignment to generate fake audio and visual features conditioned on shareable de-identified textual data. The objective is to leverage the fake features to approximate real audio and visual content to guarantee privacy preservation while effectively enhancing performance. Extensive experiments show that compared with the state-of-the-art MSA model, HyDiscGAN can achieve superior or competitive performance while preserving privacy.

cs.MM↗

Chain-of-Choice Hierarchical Policy Learning for Conversational Recommendation

Conversational Recommender Systems (CRS) illuminate user preferences via multi-round interactive dialogues, ultimately navigating towards precise and satisfactory recommendations. However, contemporary CRS are limited to inquiring binary or multi-choice questions based on a single attribute type (e.g., color) per round, which causes excessive rounds of interaction and diminishes the user's experience. To address this, we propose a more realistic and efficient conversational recommendation problem setting, called Multi-Type-Attribute Multi-round Conversational Recommendation (MTAMCR), which enables CRS to inquire about multi-choice questions covering multiple types of attributes in each round, thereby improving interactive efficiency. Moreover, by formulating MTAMCR as a hierarchical reinforcement learning task, we propose a Chain-of-Choice Hierarchical Policy Learning (CoCHPL) framework to enhance both the questioning efficiency and recommendation effectiveness in MTAMCR. Specifically, a long-term policy over options (i.e., ask or recommend) determines the action type, while two short-term intra-option policies sequentially generate the chain of attributes or items through multi-step reasoning and selection, optimizing the diversity and interdependence of questioning attributes. Finally, extensive experiments on four benchmarks demonstrate the superior performance of CoCHPL over prevailing state-of-the-art methods.

cs.IR↗

Celestial conformal blocks of massless scalars and analytic continuation of the Appell function $F_1$

In celestial conformal field theory (CCFT), the 4d massless scalars are represented by 2d conformal operators with conformal dimensions $h=\bar{h}=(1+iλ)/2$. The Mellin transform of 4d massless scalar amplitudes gives the conformal correlators of CCFT. We study the conformal block decomposition of these celestial correlators in CCFT and obtain the explicit blocks. This conformal block decomposition is highly nontrivial, even for the simplest 4d massless scalar amplitude. We use the analytic continuation of the Appell hypergeometric function $F_1$ and the method of monodromy projection of conformal blocks, to achieve this block decomposition. This procedure is consistent with the crossing symmetry, in both the correlator-level and each explicit block-level. We also investigate its behavior in the conformal soft limit and find that the Appell hypergeometric function $F_1$ does not reduce to the Gauss hypergeometric function. This is different from the block decomposition of celestial gluons we studied before, where the Appell hypergeometric function $F_1$ reduces to the Gauss hypergeometric function. This difference comes from the shift of conformal dimensions and is the reason why we adopt the new method here for the block decomposition of celestial massless scalars.

hep-th↗

A Saliency Enhanced Feature Fusion based multiscale RGB-D Salient Object Detection Network

Multiscale convolutional neural network (CNN) has demonstrated remarkable capabilities in solving various vision problems. However, fusing features of different scales alwaysresults in large model sizes, impeding the application of multiscale CNNs in RGB-D saliency detection. In this paper, we propose a customized feature fusion module, called Saliency Enhanced Feature Fusion (SEFF), for RGB-D saliency detection. SEFF utilizes saliency maps of the neighboring scales to enhance the necessary features for fusing, resulting in more representative fused features. Our multiscale RGB-D saliency detector uses SEFF and processes images with three different scales. SEFF is used to fuse the features of RGB and depth images, as well as the features of decoders at different scales. Extensive experiments on five benchmark datasets have demonstrated the superiority of our method over ten SOTA saliency detectors.

cs.CV↗

DEWP: Deep Expansion Learning for Wind Power Forecasting

Wind is one kind of high-efficient, environmentally-friendly and cost-effective energy source. Wind power, as one of the largest renewable energy in the world, has been playing a more and more important role in supplying electricity. Though growing dramatically in recent years, the amount of generated wind power can be directly or latently affected by multiple uncertain factors, such as wind speed, wind direction, temperatures, etc. More importantly, there exist very complicated dependencies of the generated power on the latent composition of these multiple time-evolving variables, which are always ignored by existing works and thus largely hinder the prediction performances. To this end, we propose DEWP, a novel Deep Expansion learning for Wind Power forecasting framework to carefully model the complicated dependencies with adequate expressiveness. DEWP starts with a stack-by-stack architecture, where each stack is composed of (i) a variable expansion block that makes use of convolutional layers to capture dependencies among multiple variables; (ii) a time expansion block that applies Fourier series and backcast/forecast mechanism to learn temporal dependencies in sequential patterns. These two tailored blocks expand raw inputs into different latent feature spaces which can model different levels of dependencies of time-evolving sequential data. Moreover, we propose an inference block corresponding for each stack, which applies multi-head self-attentions to acquire attentive features and maps expanded latent representations into generated wind power. In addition, to make DEWP more expressive in handling deep neural architectures, we adapt doubly residue learning to process stack-by-stack outputs. Finally, we present extensive experiments in the real-world wind power forecasting application on two datasets from two different turbines to demonstrate the effectiveness of our approach.

cs.CE↗

Frequency-domain MLPs are More Effective Learners in Time Series Forecasting

Time series forecasting has played the key role in different industrial, including finance, traffic, energy, and healthcare domains. While existing literatures have designed many sophisticated architectures based on RNNs, GNNs, or Transformers, another kind of approaches based on multi-layer perceptrons (MLPs) are proposed with simple structure, low complexity, and {superior performance}. However, most MLP-based forecasting methods suffer from the point-wise mappings and information bottleneck, which largely hinders the forecasting performance. To overcome this problem, we explore a novel direction of applying MLPs in the frequency domain for time series forecasting. We investigate the learned patterns of frequency-domain MLPs and discover their two inherent characteristic benefiting forecasting, (i) global view: frequency spectrum makes MLPs own a complete view for signals and learn global dependencies more easily, and (ii) energy compaction: frequency-domain MLPs concentrate on smaller key part of frequency components with compact signal energy. Then, we propose FreTS, a simple yet effective architecture built upon Frequency-domain MLPs for Time Series forecasting. FreTS mainly involves two stages, (i) Domain Conversion, that transforms time-domain signals into complex numbers of frequency domain; (ii) Frequency Learning, that performs our redesigned MLPs for the learning of real and imaginary part of frequency components. The above stages operated on both inter-series and intra-series scales further contribute to channel-wise and time-wise dependency learning. Extensive experiments on 13 real-world benchmarks (including 7 benchmarks for short-term forecasting and 6 benchmarks for long-term forecasting) demonstrate our consistent superiority over state-of-the-art methods.

cs.LG↗

FourierGNN: Rethinking Multivariate Time Series Forecasting from a Pure Graph Perspective

Multivariate time series (MTS) forecasting has shown great importance in numerous industries. Current state-of-the-art graph neural network (GNN)-based forecasting methods usually require both graph networks (e.g., GCN) and temporal networks (e.g., LSTM) to capture inter-series (spatial) dynamics and intra-series (temporal) dependencies, respectively. However, the uncertain compatibility of the two networks puts an extra burden on handcrafted model designs. Moreover, the separate spatial and temporal modeling naturally violates the unified spatiotemporal inter-dependencies in real world, which largely hinders the forecasting performance. To overcome these problems, we explore an interesting direction of directly applying graph networks and rethink MTS forecasting from a pure graph perspective. We first define a novel data structure, hypervariate graph, which regards each series value (regardless of variates or timestamps) as a graph node, and represents sliding windows as space-time fully-connected graphs. This perspective considers spatiotemporal dynamics unitedly and reformulates classic MTS forecasting into the predictions on hypervariate graphs. Then, we propose a novel architecture Fourier Graph Neural Network (FourierGNN) by stacking our proposed Fourier Graph Operator (FGO) to perform matrix multiplications in Fourier space. FourierGNN accommodates adequate expressiveness and achieves much lower complexity, which can effectively and efficiently accomplish the forecasting. Besides, our theoretical analysis reveals FGO's equivalence to graph convolutions in the time domain, which further verifies the validity of FourierGNN. Extensive experiments on seven datasets have demonstrated our superior performance with higher efficiency and fewer parameters compared with state-of-the-art methods.

cs.LG↗