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Wei Zou

Publications and source records attributed to Wei Zou.

At least 19 recordsLinked to original sources

Asymptotic fractional-order stochastic dominance with bounded relative risk aversion

In this paper, we propose a novel asymptotic fractional-order stochastic dominance rule for ranking prospects over a sufficiently long investment horizon. The new rule formulates the consensus of decision makers whose relative risk aversion has a negative lower bound. Under the assumption that returns are lognormally distributed, we establish equivalent conditions for the proposed rule without imposing the non-negativity constraint on the mean of log-return, a restriction usually required by the existing asymptotic stochastic dominance rules. Furthermore, to enhance the tractability of this asymptotic fractional-order stochastic dominance, we propose a variant of asymptotic fractional-order stochastic dominance with bounded relative risk aversion, referred to as general asymptotic fractional-order stochastic dominance, under an additional condition on decision makers' marginal utilities. We derive its corresponding equivalent distributional characterizations. The (general) asymptotic fractional-order stochastic dominance with bounded relative risk aversion overcomes the shortcomings of the existing asymptotic fractional-order criterion that the fractional-order parameter has no influence on the equivalent distributional conditions. Empirical examples further show the advantages of the newly proposed rules for asset selection in long-term investment decisions.

q-fin.RM

CleanBase: Detecting Malicious Documents in RAG Knowledge Databases

Retrieval-augmented generation (RAG) is vulnerable to prompt injection attacks, in which an adversary inserts malicious documents containing carefully crafted injected prompts into the knowledge database. When a user issues a question targeted by the attack, the RAG system may retrieve these malicious documents, whose injected prompts mislead it into generating attacker-specified answers, thereby compromising the integrity of the RAG system. In this work, we propose CleanBase, a method to detect malicious documents within a knowledge database. Our key insight is that malicious documents crafted for the same attack-targeted questions often exhibit high semantic similarity, as attackers deliberately make them consistent to improve attack success rates. Accordingly, CleanBase constructs a similarity graph over the knowledge database, where each node represents a document and an edge connects two nodes if their semantic similarity--computed using an embedding model--exceeds a statistically determined threshold. Due to their inherent similarity, malicious documents tend to form cliques within this graph. CleanBase detects such cliques and flags the corresponding documents as malicious. We theoretically derive upper bounds on CleanBase's false positive and false negative rates and empirically validate its effectiveness. Experimental results across multiple datasets and prompt injection attacks demonstrate that CleanBase accurately detects malicious documents and effectively safeguards RAG systems. Our source code is available at https://github.com/WeifeiJin/CleanBase.

cs.CR

Poison Once, Exploit Forever: Environment-Injected Memory Poisoning Attacks on Web Agents

Memory makes LLM-based web agents personalized, powerful, yet exploitable. By storing past interactions to personalize future tasks, agents inadvertently create a persistent attack surface that spans websites and sessions. While existing security research on memory assumes attackers can directly inject into memory storage or exploit shared memory across users, we present a more realistic threat model: contamination through environmental observation alone. We introduce Environment-injected Trajectory-based Agent Memory Poisoning (eTAMP), the first attack to achieve cross-session, cross-site compromise without requiring direct memory access. A single contaminated observation (e.g., viewing a manipulated product page) silently poisons an agent's memory and activates during future tasks on different websites, bypassing permission-based defenses. Our experiments on (Visual)WebArena reveal two key findings. First, eTAMP achieves substantial attack success rates: up to 32.5% on GPT-5-mini, 23.4% on GPT-5.2, and 19.5% on GPT-OSS-120B. Second, we discover Frustration Exploitation: agents under environmental stress become dramatically more susceptible, with ASR increasing up to 8 times when agents struggle with dropped clicks or garbled text. Notably, more capable models are not more secure. GPT-5.2 shows substantial vulnerability despite superior task performance. With the rise of AI browsers like OpenClaw, ChatGPT Atlas, and Perplexity Comet, our findings underscore the urgent need for defenses against environment-injected memory poisoning.

cs.CR

AgentWatcher: A Rule-based Prompt Injection Monitor

Large language models (LLMs) and their applications, such as agents, are highly vulnerable to prompt injection attacks. State-of-the-art prompt injection detection methods have the following limitations: (1) their effectiveness degrades significantly as context length increases, and (2) they lack explicit rules that define what constitutes prompt injection, causing detection decisions to be implicit, opaque, and difficult to reason about. In this work, we propose AgentWatcher to address the above two limitations. To address the first limitation, AgentWatcher attributes the LLM's output (e.g., the action of an agent) to a small set of causally influential context segments. By focusing detection on a relatively short text, AgentWatcher can be scalable to long contexts. To address the second limitation, we define a set of rules specifying what does and does not constitute a prompt injection, and use a monitor LLM to reason over these rules based on the attributed text, making the detection decisions more explainable. We conduct a comprehensive evaluation on tool-use agent benchmarks and long-context understanding datasets. The experimental results demonstrate that AgentWatcher can effectively detect prompt injection and maintain utility without attacks. The code is available at https://github.com/wang-yanting/AgentWatcher.

cs.CR

LLaDA-TTS: Unifying Speech Synthesis and Zero-Shot Editing via Masked Diffusion Modeling

Large language model (LLM)-based text-to-speech (TTS) systems achieve remarkable naturalness via autoregressive (AR) decoding, but require N sequential steps to generate N speech tokens. We present LLaDA-TTS, which replaces the AR LLM with a masked diffusion model that completes generation in a fixed number of parallel steps, decoupling inference latency from sequence length. Remarkably, using only 50 hours of fine-tuning data, we successfully transfer a pretrained AR checkpoint to the masked diffusion paradigm via bidirectional attention. At 64 steps, LLaDA-TTS achieves 0.98% CER (zh) and 1.96% WER (en) on Seed-TTS-Eval, matching the original CosyVoice 3 baseline performance while delivering a 2x LLM-stage speedup--a notable acceleration achieved despite the absence of KV cache, an optimization the AR baseline heavily relies on. Beyond acceleration, the bidirectional architecture naturally enables zero-shot speech editing--including word-level insertion, deletion, and substitution--without any additional training. Theoretically, we prove that AR-pretrained weights are near-optimal for bidirectional masked prediction under the locality property of acoustic tokens, explaining this rapid convergence. This general method modifies only the attention mask and objective, applying seamlessly to any LLM-based AR TTS system. Code and audio samples will be available at https://deft-piroshki-b652b5.netlify.app/.

cs.SD

CoDeTT: A Context-Aware Decision Benchmark for Turn-Taking Evaluation

Turn-taking modeling is fundamental to spoken dialogue systems, yet its evaluation remains fragmented and often limited to binary boundary detection under narrow interaction settings. Such protocols hinder systematic comparison and obscure model weaknesses across conversational conditions. We present CoDeTT, a context-aware decision benchmark for turn-taking evaluation. CoDeTT formulates turn-taking as a structured decision problem and constructs a multi-scenario dataset with fine-grained decision categories and controlled context variations. Under a unified evaluation protocol, we assess representative existing models and observe substantial performance disparities across decision types and interaction scenarios. CoDeTT provides a standardized benchmark for systematic and context-aware evaluation of turn-taking systems. The benchmark dataset and evaluation toolkit are available at https://yingaowang-casia.github.io/CoDeTT.github.io/.

cs.SD

CLAR: CIF-Localized Alignment for Retrieval-Augmented Speech LLM-Based Contextual ASR

Speech LLM-based ASR often struggles with named entities and long-tail words due to strong internal language-model priors. Retrieval-augmented biasing can help, but its effectiveness depends on accurate hotword localization in full-utterance speech under weak supervision. We propose CLAR, a dual-encoder speech-text retriever that uses Continuous Integrate-and-Fire (CIF) to learn monotonic token-level alignments without timestamps. With length-aware localized matching, CLAR anchors short-entity acoustic cues and reduces representation dilution and attention drift. The retriever is trained with a multi-granularity objective combining global and local segment-level contrastive losses and a CIF quantity constraint. At inference, top-ranked hotwords are injected as contextual prompts for the Speech LLM, improving recognition without shallow fusion. Experiments show that CLAR significantly improves hotword retrieval and reduces both CER and B-WER against strong contextual ASR baselines.

cs.SD

MGPC: Multimodal Network for Generalizable Point Cloud Completion With Modality Dropout and Progressive Decoding

Point cloud completion aims to recover complete 3D geometry from partial observations caused by limited viewpoints and occlusions. Existing learning-based works, including 3D Convolutional Neural Network (CNN)-based, point-based, and Transformer-based methods, have achieved strong performance on synthetic benchmarks. However, due to the limitations of modality, scalability, and generative capacity, their generalization to novel objects and real-world scenarios remains challenging. In this paper, we propose MGPC, a generalizable multimodal point cloud completion framework that integrates point clouds, RGB images, and text within a unified architecture. MGPC introduces an innovative modality dropout strategy, a Transformer-based fusion module, and a novel progressive generator to improve robustness, scalability, and geometric modeling capability. We further develop an automatic data generation pipeline and construct MGPC-1M, a large-scale benchmark with over 1,000 categories and one million training pairs. Extensive experiments on MGPC-1M and in-the-wild data demonstrate that the proposed method consistently outperforms prior baselines and exhibits strong generalization under real-world conditions.

cs.CV

TabletopGen: Tabletop Scene Generation and Interactive Simulation for Robotic Manipulation

Simulation provides a low-cost, scalable pathway to large-scale robotic manipulation data collection. However, existing 3D scene generation methods can rarely be applied directly to manipulation data synthesis, as their generated scenes often lack instance-level interactivity and physical plausibility. Focusing on tabletop manipulation, we propose TabletopGen, a training-free and automated tabletop scene generation and interactive simulation engine. Starting from text or a single image, we first obtain independent 3D object models via generative instance extraction. Second, we introduce a novel pose and scale alignment approach that recovers a collision-free scene layout using a Differentiable Rotation Optimizer and a Top-View Spatial Alignment mechanism. Finally, we assemble the generated scene in a physics simulator with collision geometry, yielding a stable, interactable environment for synthesizing multimodal manipulation data. Extensive experiments and user studies demonstrate that TabletopGen achieves state-of-the-art performance in visual fidelity, layout accuracy, and physical plausibility. Furthermore, we validate the executability of the collected trajectories on a real robotic arm via zero-shot real-to-sim-to-real policy transfer, indicating that TabletopGen can serve as a reliable data engine for robotic manipulation data synthesis.

cs.CV

PIShield: Detecting Prompt Injection Attacks via Intrinsic LLM Features

LLM-integrated applications are vulnerable to prompt injection attacks, where an attacker contaminates the input to inject malicious instructions, causing the LLM to follow the attacker's intent instead of the original user's. Existing prompt injection detection methods often have sub-optimal performance and/or high computational overhead. In this work, we propose PIShield, an effective and efficient detection method based on the observation that instruction-tuned LLMs internally encode distinguishable signals for prompts containing injected instructions. PIShield leverages residual-stream representations and a simple linear classifier to detect prompt injection, without expensive model fine-tuning or response generation. We conduct extensive evaluations on a diverse set of short- and long-context benchmarks. The results show that PIShield consistently achieves low false positive and false negative rates, significantly outperforming existing baselines. These findings demonstrate that internal representations of instruction-tuned LLMs provide a powerful and practical foundation for prompt injection detection in real-world applications.

cs.CR

Understanding the Modality Gap: An Empirical Study on the Speech-Text Alignment Mechanism of Large Speech Language Models

End-to-end Large Speech Language Models (LSLMs) have demonstrated impressive conversational generation abilities, yet consistently fall short of traditional pipeline systems on semantic understanding benchmarks. In this work, we reveal through systematic experimentation that although LSLMs lose some text input performance after speech-text alignment training, the performance gap between speech and text inputs is more pronounced, which we refer to as the modality gap. To understand this gap, we analyze both coarse- and fine-grained text and speech representations. At the coarse-grained level, representations of speech and text in deeper layers are found to be increasingly aligned in direction (cosine similarity), while concurrently diverging in magnitude (Euclidean distance). We further find that representation similarity is strongly correlated with the modality gap. At the fine-grained level, a spontaneous token-level alignment pattern between text and speech representations is observed. Based on this, we introduce the Alignment Path Score to quantify token-level alignment quality, which exhibits stronger correlation with the modality gap. Building on these insights, we design targeted interventions on critical tokens through angle projection and length normalization. These strategies demonstrate the potential to improve correctness for speech inputs. Our study provides the first systematic empirical analysis of the modality gap and alignment mechanisms in LSLMs, offering both theoretical and methodological guidance for future optimization.

cs.CL

AudioStory: Generating Long-Form Narrative Audio with Large Language Models

Recent advances in text-to-audio (TTA) generation excel at synthesizing short audio clips but struggle with long-form narrative audio, which requires temporal coherence and compositional reasoning. To address this gap, we propose AudioStory, a unified framework that integrates large language models (LLMs) with TTA systems to generate structured, long-form audio narratives. AudioStory possesses strong instruction-following reasoning generation capabilities. It employs LLMs to decompose complex narrative queries into temporally ordered sub-tasks with contextual cues, enabling coherent scene transitions and emotional tone consistency. AudioStory has two appealing features: (1) Decoupled bridging mechanism: AudioStory disentangles LLM-diffuser collaboration into two specialized components, i.e., a bridging query for intra-event semantic alignment and a residual query for cross-event coherence preservation. (2) End-to-end training: By unifying instruction comprehension and audio generation within a single end-to-end framework, AudioStory eliminates the need for modular training pipelines while enhancing synergy between components. Furthermore, we establish a benchmark AudioStory-10K, encompassing diverse domains such as animated soundscapes and natural sound narratives. Extensive experiments show the superiority of AudioStory on both single-audio generation and narrative audio generation, surpassing prior TTA baselines in both instruction-following ability and audio fidelity. Our code is available at https://github.com/TencentARC/AudioStory

cs.CV

SDGO: Self-Discrimination-Guided Optimization for Consistent Safety in Large Language Models

Large Language Models (LLMs) excel at various natural language processing tasks but remain vulnerable to jailbreaking attacks that induce harmful content generation. In this paper, we reveal a critical safety inconsistency: LLMs can more effectively identify harmful requests as discriminators than defend against them as generators. This insight inspires us to explore aligning the model's inherent discrimination and generation capabilities. To this end, we propose SDGO (Self-Discrimination-Guided Optimization), a reinforcement learning framework that leverages the model's own discrimination capabilities as a reward signal to enhance generation safety through iterative self-improvement. Our method does not require any additional annotated data or external models during the training phase. Extensive experiments demonstrate that SDGO significantly improves model safety compared to both prompt-based and training-based baselines while maintaining helpfulness on general benchmarks. By aligning LLMs' discrimination and generation capabilities, SDGO brings robust performance against out-of-distribution (OOD) jailbreaking attacks. This alignment achieves tighter coupling between these two capabilities, enabling the model's generation capability to be further enhanced with only a small amount of discriminative samples. Our code and datasets are available at https://github.com/NJUNLP/SDGO.

cs.CL

TracLLM: A Generic Framework for Attributing Long Context LLMs

Long context large language models (LLMs) are deployed in many real-world applications such as RAG, agent, and broad LLM-integrated applications. Given an instruction and a long context (e.g., documents, PDF files, webpages), a long context LLM can generate an output grounded in the provided context, aiming to provide more accurate, up-to-date, and verifiable outputs while reducing hallucinations and unsupported claims. This raises a research question: how to pinpoint the texts (e.g., sentences, passages, or paragraphs) in the context that contribute most to or are responsible for the generated output by an LLM? This process, which we call context traceback, has various real-world applications, such as 1) debugging LLM-based systems, 2) conducting post-attack forensic analysis for attacks (e.g., prompt injection attack, knowledge corruption attacks) to an LLM, and 3) highlighting knowledge sources to enhance the trust of users towards outputs generated by LLMs. When applied to context traceback for long context LLMs, existing feature attribution methods such as Shapley have sub-optimal performance and/or incur a large computational cost. In this work, we develop TracLLM, the first generic context traceback framework tailored to long context LLMs. Our framework can improve the effectiveness and efficiency of existing feature attribution methods. To improve the efficiency, we develop an informed search based algorithm in TracLLM. We also develop contribution score ensemble/denoising techniques to improve the accuracy of TracLLM. Our evaluation results show TracLLM can effectively identify texts in a long context that lead to the output of an LLM. Our code and data are at: https://github.com/Wang-Yanting/TracLLM.

cs.CR

SARI: Structured Audio Reasoning via Curriculum-Guided Reinforcement Learning

Recent work shows that reinforcement learning(RL) can markedly sharpen the reasoning ability of large language models (LLMs) by prompting them to "think before answering." Yet whether and how these gains transfer to audio-language reasoning remains largely unexplored. We extend the Group-Relative Policy Optimization (GRPO) framework from DeepSeek-R1 to a Large Audio-Language Model (LALM), and construct a 32k sample multiple-choice corpus. Using a two-stage regimen supervised fine-tuning on structured and unstructured chains-of-thought, followed by curriculum-guided GRPO, we systematically compare implicit vs. explicit, and structured vs. free form reasoning under identical architectures. Our structured audio reasoning model, SARI (Structured Audio Reasoning via Curriculum-Guided Reinforcement Learning), achieves a 16.35% improvement in average accuracy over the base model Qwen2-Audio-7B-Instruct. Furthermore, the variant built upon Qwen2.5-Omni reaches state-of-the-art performance of 67.08% on the MMAU test-mini benchmark. Ablation experiments show that on the base model we use: (i) SFT warm-up is important for stable RL training, (ii) structured chains yield more robust generalization than unstructured ones, and (iii) easy-to-hard curricula accelerate convergence and improve final performance. These findings demonstrate that explicit, structured reasoning and curriculum learning substantially enhances audio-language understanding.

cs.CL

Trans-Zero: Self-Play Incentivizes Large Language Models for Multilingual Translation Without Parallel Data

The rise of Large Language Models (LLMs) has reshaped machine translation (MT), but multilingual MT still relies heavily on parallel data for supervised fine-tuning (SFT), facing challenges like data scarcity for low-resource languages and catastrophic forgetting. To address these issues, we propose TRANS-ZERO, a self-play framework that leverages only monolingual data and the intrinsic multilingual knowledge of LLM. TRANS-ZERO combines Genetic Monte-Carlo Tree Search (G-MCTS) with preference optimization, achieving strong translation performance that rivals supervised methods. Experiments demonstrate that this approach not only matches the performance of models trained on large-scale parallel data but also excels in non-English translation directions. Further analysis reveals that G-MCTS itself significantly enhances translation quality by exploring semantically consistent candidates through iterative translations, providing a robust foundation for the framework's succuss.

cs.CL

Aligned Better, Listen Better for Audio-Visual Large Language Models

Audio is essential for multimodal video understanding. On the one hand, video inherently contains audio, which supplies complementary information to vision. Besides, video large language models (Video-LLMs) can encounter many audio-centric settings. However, existing Video-LLMs and Audio-Visual Large Language Models (AV-LLMs) exhibit deficiencies in exploiting audio information, leading to weak understanding and hallucinations. To solve the issues, we delve into the model architecture and dataset. (1) From the architectural perspective, we propose a fine-grained AV-LLM, namely Dolphin. The concurrent alignment of audio and visual modalities in both temporal and spatial dimensions ensures a comprehensive and accurate understanding of videos. Specifically, we devise an audio-visual multi-scale adapter for multi-scale information aggregation, which achieves spatial alignment. For temporal alignment, we propose audio-visual interleaved merging. (2) From the dataset perspective, we curate an audio-visual caption and instruction-tuning dataset, called AVU. It comprises 5.2 million diverse, open-ended data tuples (video, audio, question, answer) and introduces a novel data partitioning strategy. Extensive experiments show our model not only achieves remarkable performance in audio-visual understanding, but also mitigates potential hallucinations.

cs.CV

Monocular Depth Estimation and Segmentation for Transparent Object with Iterative Semantic and Geometric Fusion

Transparent object perception is indispensable for numerous robotic tasks. However, accurately segmenting and estimating the depth of transparent objects remain challenging due to complex optical properties. Existing methods primarily delve into only one task using extra inputs or specialized sensors, neglecting the valuable interactions among tasks and the subsequent refinement process, leading to suboptimal and blurry predictions. To address these issues, we propose a monocular framework, which is the first to excel in both segmentation and depth estimation of transparent objects, with only a single-image input. Specifically, we devise a novel semantic and geometric fusion module, effectively integrating the multi-scale information between tasks. In addition, drawing inspiration from human perception of objects, we further incorporate an iterative strategy, which progressively refines initial features for clearer results. Experiments on two challenging synthetic and real-world datasets demonstrate that our model surpasses state-of-the-art monocular, stereo, and multi-view methods by a large margin of about 38.8%-46.2% with only a single RGB input. Codes and models are publicly available at https://github.com/L-J-Yuan/MODEST.

cs.CV